NASA Procedural Requirements

NPR 4000.1 Effective Date: April 09, 2010 Expiration Date: June 09, 2027

Subject: NASA Logistics Management Operations Compensating Controls Reviews, (Revalidated with Change 2, March 21, 2022)

Responsible Office: Office of Strategic Infrastructure

Change Log

Change #	Date	Description
1	2/9/2015	P.1.a, Changed "NASA Procedural Requirement (NPR) 4000.Draft 2, Logistics Management Operations Compensating Controls Reviews" to "directive" to comply with NPR1400.1."
1	2/9/2015	P.1.a, Deleted title of NPD 1210.2 to comply with NPR1400.1."
1	2/9/2015	P.1.a, Changed "specific guidance regarding the requirements" to "the requirements" for word economy and more accurate description of NPR's purpose.
1	2/9/2015	P.1.b, Changed "These reviews" to "CCRs" for clarity."
1	2/9/2015	P.2.b, Changed "language" to "NPR" for clarity."
1	2/9/2015	P.2.b, Inserted "the Jet Propulsion Laboratory*" as callout for "JPL" as required by NPR 1400.1."
1	2/9/2015	P.2.e, Inserted "In this directive, all document citations are assumed to be the latest version unless otherwise noted." as required by NPR 1400.1."
1	2/9/2015	P.3.a, Updated citation to "51 U.S.C. § 20113(a)," the current reference.
1	2/9/2015	P.4.a, Inserted "The Stevenson-Wydler Technology Innovation Act of 1980 as amended, 15 U.S.C. 3710 et seq., section 303 of Pub. L. 102-245 (February 14, 1992)," which is cited in text."
1	2/9/2015	P.4.b, Inserted "NPR 1441.1, NASA's Records Retention Schedule," which is cited in text."
1	2/9/2015	Signature Block, Deleted to comply with NPR 1400.1."
1	2/9/2015	1.1, Changed "shall be responsible for overseeing" to "shall oversee" for direct language.
1	2/9/2015	1.1, Deleted title of NPD 1210.2 to comply with NPR1400.1.
1	2/9/2015	1.2, Changed "shall be responsible for managing" to "shall manage" for direct language."
1	2/9/2015	1.3, Changed "shall be responsible for reviewing" to "shall review" for direct language."
1	2/9/2015	2.1.2,3.2, Changed "Office of Infrastructure" to "Office of Strategic Infrastructure" to reflect new title."
1	2/9/2015	2.2.2, Moved "the entrance briefing shall include..." to new section 2.2.2.1 to avoid two "shall statements" in the same section, which is prohibited by NPR 1400.1."
1	2/9/2015	3.1, Changed "the report shall identify functions that are not being performed in accordance with regulations and shall recommend improvements" to "the report shall identify functions that are not being performed in accordance with regulations and recommend improvements" to remove second "shall statement" from section.
1	2/9/2015	3.2, Moved "This report shall then be forwarded to the Center Director by LMD." to new section 3.2.1 to avoid two "shall statements" in the same section, which is prohibited by NPR 1400.1."
1	2/9/2015	3.2.2, Deleted title of NPR 1441.1 to comply with NPR1400.1."
1	2/9/2015	Appendix C, Reformatted and reordered references to comply with NPR 1400.1."
1	2/9/2015	Appendix C, Deleted "General Services Administration, The Financial Systems Integration Office, Joint Financial Management Improvement Project Standards," as document is no longer applicable."
2	3/21/2022	Revalidated with administrative changes to include update from NPR 1400.1.

Table of Contents

Preface

P.1 Purpose
P.2 Applicability
P.3 Authority
P.4 Applicable Documents and Forms
P.5 Measurement/Verification
P.6 Cancellation

Chapter 1. Responsibilities

Chapter 2. Procedures

2.1 Introduction
2.2 Review Process

Chapter 3. Report Requirements

Appendix A. Definitions

Appendix B. Acronyms

Appendix C. References

List of Figures

Figure 2-1: Compensating Controls Review Methodology

*A Federally Funded Research and Development Center

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