NASA Procedural Requirements

NPR 9420.1A Effective Date: September 07, 2016 Expiration Date: September 07, 2026

Subject: Budget Formulation (Revalidated on September 15, 2021 with Change 1)

Responsible Office: Office of the Chief Financial Officer

Table of Contents

Change Log

Preface

P.1 Purpose
P.2 Applicability
P.3 Authority
P.4 Applicable Documents and Forms
P.5 Measurement/Verification
P.6 Cancellation

Chapter 1. Planning, Programming, Budgeting, and Execution

1.1 Overview
1.2 PPBE Phases
1.3 Roles and Responsibilities
1.4 The Relationship of the Federal Budget Process and PPBE to Other NASA Management Processes

Chapter 2. Planning

2.1 Overview
2.2 Strategic Programming Guidance (SPG)

Chapter 3. Programming

3.1 Overview
3.2 Program and Resources Guidance (PRG)
3.3 Program Analysis and Alignment (PAA) Reports
3.4 Agency Budget Decisions
3.5 Programmatic and Institutional Guidance (PaIG)

Chapter 4. Budgeting

4.1 Overview
4.2 OMB Submit
4.3 PBR/OMB Budget Schedules
4.4 Passback, Appeal, and Settlement
4.5 Congressional Budget Justification (CJ)
4.6 Rollout
4.7 NASA Support During Congressional Budget Deliberation

Chapter 5. Non-Appropriated Budgetary Resources

5.1 Overview
5.2 Roles and Responsibilities
5.3 Types of Non-Appropriated Resources

Chapter 6. Other Budget Submissions After the Start of the Fiscal Year

6.1 Overview
6.2 OMB Considerations
6.3 Roles and Responsibilities

Appendix A. Definitions
Appendix B. Acronyms
Appendix C. General Schedule For Budget Formulation
Appendix D. The Federal /budget Process Overview
Appendix E. Other Authority Reference Description

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