NASA Procedures and Guidelines |
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This Document is Obsolete and Is No Longer Used.
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This document is updated frequently; therefore, printed copies may be obsolete. Refer to the Change History Log at the beginning of NPR 1441.1 in the NASA Online Directives Information System (NODIS) for current version.
Pending New and Revised Schedules
a. This NPR sets forth the retention periods of Federal records of the National Aeronautics and Space Administration (NASA). This revised edition has been correlated with the Agency Filing Scheme (Appendix A), which is the filing scheme for NASA, and the General Records Schedules (GRS) produced by the National Archives and Records Administration (NARA). The scope includes Privacy Act Systems of Records and record series previously omitted. Guidance has been provided in the areas of records retirements, transfers, and retrievals from Federal Records Centers (FRC), and disposal actions. Included are procedures for making changes to these schedules by addition of new items or revisions of current items.
b. The NASA Records Retention Schedules (NRRS) are a controlled publication and are revised continuously by record series title and item number changes. The most current approved version of this NPR is in the NASA Online Directives Information System (NODIS).
The procedures and guidelines contained in this NPR are applicable to NASA Headquarters and NASA Centers, including component facilities, the Jet Propulsion Laboratory, and other contractors to the extent specified in their contracts.
a. 36 CFR, Chapter XII -- National Archives and Records Administration, Subchapter B -- Records Management.
b. 44 U.S.C., Chapters 29, 31, 33.
c. 44 U.S.C. Section 3501, et seq., the Paperwork Reduction Act of 1995 (Public Law 104-13), as amended.
d. 5 U.S.C. Section 552a, The Privacy Act of 1974, as amended.
a. NPD 1400.6F, NASA Records Management.
b. NPR 1600.1, Security Program Procedural Requirements
NPR 1441.1C, dated March 17, 1997.
/a/ Paul A. Strassmann
Acting Chief Information Officer
Change Number |
AFS |
Schedule |
Approved |
Description/Comments |
5.a | 1216 | 1/23 | 06/26/2009 | Item discontinued. Now covered under Schedule 1, Item 22. |
5.b | 1442 | 1/78A1 | 06/26/2009 | Item discontinued. Now covered under Schedule 1, Item 78A1. |
5.c | 1600 | 1/97 | 06/26/2009 | Added sub-item C, Emergency Data Records. Updated the retention authority for sub-items B and D to reflect the proper schedule for the records sighted. |
5.d | 1600 | 1/97.5 | 06/26/2009 | Added newly approved NRRS 1/97.5, Protective Service Criminal Matter Records. Incorporated in this item is Traffic Management Records. |
5.e | 2000 | 2/2.3 | 06/26/2009 | Added newly approved NRRS 2/2.3, Trademark Files. |
5.f | 2410 | 2/14D3 | 06/26/2009 | Revised item 3 to add sub-items (a) and (b) to reflect the updated verbiage of GRS 20-11a(1) and a(2). |
5.g | 2800 | 2/27J2 | 06/26/2009 | Administrative addition of verbiage to the item description to cover customer requests not covered elsewhere. |
5.h | 8730 | 8/41.5 | 06/26/2009 | Added newly approved NRRS 8/41.5, Calibration and Metrology Records |
5.i | 9010 | 06/26/2009 | Replaced the current AFS 9010, Introduction to the NASA Financial Management Manual with NASA Financial Management Requirements. | |
5.j | 9090 | 06/26/2009 | Replaced the current AFS 9090, Guidelines Applicable to Reimbursable Agreements with Reimbursable Agreements. | |
5.k | 9095 | 06/26/2009 | Added new AFS 9095, Working Capital Funds | |
5.l | 9100 | 06/26/2009 | Replaced the current AFS 9100, Agencywide Coding Structure (AWCS) with Financial Management and Budgeting Systems. | |
5.m | 9130 | 06/26/2009 | Replaced the current AFS 9130, AWCS Automated System or UPN (Unique Project Number) with Financial Management System | |
5.n | 9140 | 06/26/2009 | Added new AFS 9140, Budget Formulation System | |
5.o | 9260 | 06/26/2009 | Replaced the current AFS 9260, Revenue Accounting with Revenue and Liability Accounting | |
5.p | 9310 | 06/26/2009 | Replaced the current AFS 9310, Agency Reports with External Reports - Accounting | |
5.q | 9311 | 06/26/2009 | Added new AFS 9311, External Reports - Budget | |
5.r | 9312 | 06/26/2009 | Added new AFS 9312, External Reports - Miscellaneous | |
5.s | 9315 | 06/26/2009 | Added new AFS 9315, Internal Reports | |
5.t | 9410 | 06/26/2009 | Replaced the current AFS 9410, Budget Formulation and Execution - General with Planning, Programming, Budgeting, and Execution - General | |
5.u | 9420 | 06/26/2009 | Replaced the current AFS 9420, Preliminary Budget (Budget Review) with Budget Formulation | |
5v | 9470 | 06/26/2009 | Added new AFS 9470, Budget Execution | |
5.w | 9500 | 06/26/2009 | Replaced the current AFS 9500, Contractor Financial Management Reporting with Contractor Financial Management | |
5.x | 9610 | 06/26/2009 | Added new AFS 9610, Accounts Receivable | |
5.y | 9615 | 06/26/2009 | Added new AFS 9615, Accounts Payable | |
5.z | 9631 | 06/26/2009 | Added new AFS 9631, Disbursements | |
5.aa | 9635 | 06/26/2009 | Added new AFS 9635, Billing and collections | |
5.bb | 9680 | 06/26/2009 | Added new AFS 9680, Grants Financial Management | |
5.cc | 9690 | 06/26/2009 | Added new AFS 9690, Investments | |
4.a | -- | Introduction | 01/31/2008 | Additional procedural requirements for managing e-records have been added to I.7 to replace the placeholder that -more specific policy +for identifying and managing electronic records are under development by the Office of the NASA Chief Information Officer.+ |
4.b | -- | -- | 01/31/2008 | To update any references to UFI to AFS. |
4.c | 1216 | 1/22 | 01/31/2008 | Added newly approved NRRS 1/22, Records of Management, Sub-item A2. Replaced the current NRRS 1/22 Sub-items B and C in their entirety with the newly revised and approved Sub-items B and C. |
4.d | 1380 | 1/39 | 01/3/2008 | Replaced the current Schedule Item, NRRS 1/39, in its entirety with the newly revised and approved Schedule 1/39, House Organs. Job Citation: N1-255-94-1 was superseded by approved Job Citation: N-255-05-01. |
4.e | 1900 | 1/133J | 01/31/2008 | Removed NRRS 1/133, Sub-item J - Ethics Program Procedures Files in its entirety. Sub-item J was a duplication of Sub-item F. Sub-item K - Electronic Mail & Word Processing System Copies is now Sub-item J - Electronic Mail & Word Processing System Copes. |
4.f | 2031 | 2 | 01/31/2008 | Added back in AFS 2031 - Subpoenas. |
4.g | 2032 | 2 | 01/31/2008 | Added back in AFS 2032 - Expert Witness. |
4.h | 2033 | 2 | 01/31/2008 | Added back in AFS 2033 - Depositions. |
4.i | 2040 | 2 | 01/31/2008 | Added back in AFS 2040 - Taxes, Customs, & Duties. |
4.j | 2800 | 2/26D | 01/31/2006 | Updated the description to NRRS 2-26D - Legal & Regulatory Compliance Records, to reflect the correct description as stated in GRS 27-4. |
3.a |
1216 |
1/24 |
01/31/2006 |
Deleted NRRS 1/24. Item covered by NRRS 1/78G. |
3.b |
1380 |
1/38.5 |
01/31/2006 |
Revised the Retention Authority for NRRS 1/38.5 to incorporate changes made to the GRS 23-7. |
3.c |
1441 |
1/76.5 |
01/31/2006 |
Moved NRRS 1/76.5 back into NRRS 1/75A, Records Disposition, where it had originally been located. |
3.d |
1442 |
1/78G |
01/31/2006 |
Added sub-items 4 & 5 and revised the Retention Authority for NRRS 1/78G to incorporate changes made to the GRS 23-7 to include e-mail messages. |
3.e |
1442 |
1/78G4 & G5 |
01/31/2006 |
Added Sub items NRRS 1/78G4 &G5 to incorporate changes made to the GRS 23-7. |
3.f |
1900 |
1/133A1 & A2 |
01/31/2006 |
Updated Sub item NRRS 1/133A1 & 2 to incorporate GRS 25-1(a) & (b). Title changed to "Ethics Program Implementation, Interpretation, Counseling, and Development Files." Sub-items A1 and A2 added to NRRS 1/133A. |
3.g |
1900 |
1/133C and D |
01/31/2006 |
Added Sub-item C and D to NRRS 1/133 to incorporate GRS 25-3 and 25-4. NRRS 1/133C is "Ethic's Agreement Records." NRRS 1/133D is "Referrals and Notifications of Violations of Criminal Conflict of Interest Statutes and Other Potential Violations Files." |
3.h |
1900 |
1/133E1 & E2 |
01/31/2006 |
Added Sub-items E 1-2 to NRRS 1/133 to incorporate GRS 25-6(a) & (b). NRRS 1/133E is "Ethic's Program Review Files." |
3.i |
1900 |
1/133E3 |
01/31/2006 |
Added newly approved Sub-item for NRRS 1/133E3, "Agency Program Review Files." Describes specific NASA Ethics review records. GRS 25-6(b). |
3.j |
1900 |
1/133F-K |
01/31/2006 |
Added Sub-items F-K to NRRS 1/133 to incorporate GRS 25-5, 25-7, 25-8, 25-9 & 25-10. |
3.k |
1900 |
1/134A1 |
01/31/2006 |
Updated wording to match GRS 1-2a(1). |
3.l |
1900 |
1/134B & C |
01/31/2006 |
Added Sub-items B1 & 2 and C1& 2 to NRRS 1/134 to incorporate GRS 25-2b(1) & (2) and 25-2c(1) & (2). NRRS 1/134B is "Executive Branch Confidential Financial Disclosure Reports, Certificates, and related records." NRRS 1/134C is "Alternative or Additional Financial Disclosure Reports and related records." |
3.m |
2000 |
2/2A |
01/31/2006 |
Updated descriptive language to include invention disclosure dockets and logs. No change in retention. |
3.n |
2000 |
2/2.5A & B |
01/31/2006 |
Added Items 2.5A & B to NRRS 2 to incorporate GRS 1-27. |
3.o |
2081 |
2 |
01/31/2006 |
Updated Agency Filing Scheme to add AFS 2081--"Equal Opportunity Compliance." |
3.p |
2100 |
2/7A |
01/31/2006 |
Series closed. |
3.q |
2100 |
2/7C |
01/31/2006 |
Series closed. |
3.r |
2170 |
2/7G1(b) |
01/31/2006 |
Series closed. |
3.s |
2170 |
2/7I2(a) and (b) |
01/31/2006 |
Series closed. |
3.t |
2170 |
2/7I2(c) |
01/31/2006 |
Added newly approved Sub-item NRRS 2/7I2(c), "Spinoff Publication, 2003 and continuing." |
3.u |
2190 |
2/7.5 |
01/31/2006 |
Added newly approved Item NRRS 2/7.5, "Export Control Program Records." |
3.v |
2220 |
2/8C1(a) and (b) |
01/31/2006 |
Series closed. |
3.w |
2220 |
2/8C1(c) |
01/31/2006 |
Added newly approved Sub-item for NRRS 2/8C1(c), "Publications and Materials Held/Maintained at CASI", Portable Document Format (PDF) copies. |
3.x |
2220 |
2/9A-C |
01/31/2006 |
Series closed. |
3.y |
2220 |
2/9D |
01/31/2006 |
Added newly approved Sub-item for NRRS 2/9D, "NASA STI Database". |
3.z |
2800 |
2/26 |
01/31/2006 |
Added NRRS 2/26, "Records of the Chief Information Officer" to incorporate GRS 27, items 1-5 and 8. |
3.aa |
2800 |
2/27 |
01/31/2006 |
Added NRRS 2/27, "Information Technology Operations and Management Records" to incorporate GRS 24. |
3.bb |
2830 |
2 |
01/31/2006 |
Added AFS 2830--"NASA Enterprise Architecture" |
3.cc |
2840 |
2 |
01/31/2006 |
Added AFS 2840--"IT Outsourcing" |
3.dd |
3940 |
3/61A |
01/31/2006 |
Revised the Retention Authority for NRRS 3/61A to incorporate changes made to GRS 23-7. |
3.ee |
7123 |
7 |
01/31/2006 |
Added AFS 7123--"Systems Engineering". |
3.ff |
8600 |
8/27B and C |
01/31/2006 |
Changed Sub-item 2 to B, "FDF Records Prior to STS-1". Changed Sub-item 3 to C, "ISS Operational records". |
3.gg |
8600 |
8/27C2 and C3 |
01/31/2006 |
Added approved Retention Authority for NRRS 8/27C2 and 3, "ISS Operational Records". |
3.hh |
8730 |
8/41.5 |
01/31/2006 |
Revised record description for NRRS 8/41.5, "Calibration and Metrology Records". |
3.ii |
8/101 thru 8/113 |
01/31/2006 |
Added newly approved Items NRRS 8/101 thru 8/113, "Program and Project Records". | |
3.jj |
1000 |
10/4B |
01/31/2006 |
Revised the Retention Authority for NRRS 10/4B to incorporate changes made to the GRS 23-7. |
3.kk |
1000 |
10/7A2 & B1 |
01/31/2006 |
Revised the Retention Authority for NRRS 10/7A2 & 10/7B1 to incorporate changes made to the GRS 23-7. |
3.ll |
AFS |
01/31/2006 |
To better reflect records NASA actually generates and maintains, the subject descriptions were removed from the AFS for 2023, 2024, 2031, 2032, 2033, and 2040. The subject description was changed for AFS 2025 to "Alternative Dispute Resolution" and the subject description was added for AFS 2081, "Equal Opportunity Compliance". | |
3.mm |
Appendix E |
01/31/2006 |
Added Appendix E, "Crosswalk of NRRS 7 and 8 to New Program/Project Schedule Items". | |
2 |
-- |
-- |
5/7/04 |
To correct responsible office code per Change 55 to NPR 1000.3, The NASA Organization. |
1.a |
1170 |
1/16 |
11/24/03 |
Two Sub-items under Item 16 were noted as "A", changed the second Sub-item to "B. Copies of documents/records created by the Board...". |
1.b |
1180 |
1/18 |
11/24/03 |
Two Sub-items under Item 18 were noted as "B", changed the second Sub-item to "C. Records created after September 30, 1979...". |
1.c |
1216 |
1/25 |
11/24/03 |
Modified wording in Retention. Removed "or 2 years after the date years old". Wording was repeated and made the retention unclear. |
1.d |
1380 |
1/39/D1 |
11/24/03 |
Added information on publication name change from "HQ Bulletin" to "NASA Vision." |
1.e |
1380 |
1/39/I3 |
11/24/03 |
Added the following information back into the schedule, "[9/19/75 Combined Federal Campaign Issue]", after the line "01/10/75 - 9/19/75 Vol. 12, No. 1- No. 19". |
1.f |
1394 |
1/71D4 |
11/24/03 |
Added NRRS Sub-item 1/71/D4, "Library copies of films". Omitted of previous edition. |
1.g |
1394 |
1/71 |
11/24/03 |
Second Sub-item "D. Copies of this material..." and Sub-item "E. All other offices/copies..." of NRRS Item 1/72 were listed as part of NRRS Item 1/71. Corrected when NRRS Item 1/72 was added back into the Schedule. |
1.h |
1410 |
1/72 |
11/24/03 |
Added NRRS Item 1/72, "Formal Directives, NASA Management Instruction (NMI), Procedural, and Operating Manuals", and Sub-items "A. Headquarters - Agency Level", "B. Centers", and "C. Offices promulgating polices..." Omitted of previous edition. |
1.i |
AFS |
1 |
11/24/03 |
Added AFS 1394 - Educational Services Added AFS 1395 - Foreign Government Awards Added AFS 1400 - Administrative Management Programs Added AFS 1410 - Directives Management Programs Items omitted off previous edition. |
1.j |
1520 |
1/86 |
11/24/03 |
Two Sub-items under Item 86 were noted as "C", changed second Sub-item to "D. Line Art / Negatives / Plates". |
1.k |
1620 |
1/104 |
11/24/03 |
Modified wording in the Retention. Took out second occurrence of "disposed of when superseded" and added "or when no longer" |
1.l |
1800 |
1/126 |
11/24/03 |
Removed section which applied to Item 1/39/I3, "[9/19/75 Combined Federal Campaign Issue]". |
1.m |
1800 |
1/126 |
11/24/03 |
Added description for NRRS Item 1/126, "Health and Medical Reports". Omitted of previous edition. |
1.n |
1900 |
1/134 |
11/24/03 |
Modified wording in the Retention. Added wording '...retained until no longer needed in" the investigation. |
1.o |
2000 |
2/1C |
11/24/03 |
Deleted second occurrence of 2/1C, "Surety bond review files...". |
1.p |
2630 |
2/23B1(c) |
11/24/03 |
Deleted second occurrence of NRRS 2/23B1(c), "Installation originating the photograph or slide...". |
1.q |
2630 |
2/23B1(d) |
11/24/03 |
New Sub-item NRRS 2/23B1(d), "Damaged NASA Headquarters Still Photograph Collection", schedule approval pending. |
1.r |
3630 |
3/49 |
11/24/03 |
Changed Sub-item "D" to Sub-item "C. Donated Leave Program". |
1.s |
4210 |
4/8/C |
11/24/03 |
New Sub-items 1 and 4 under NRRS 4/8C, Property Shipping Records. |
1.t |
4320 |
4/9/B/3 |
11/24/03 |
Changed "precedence" to "precedent", two occurrences noted. |
1.u |
Intro |
5 |
11/24/03 |
Changed date in Introductory Paragraph from 1895 to 1958. |
1.v |
AFS |
5 |
11/24/03 |
Added AFS 5138 - Federal Supply Schedule Contracting. Omitted of previous edition. |
1.w |
5101 |
5/6 |
11/24/03 |
Corrected typo in the Retention of "when to "with". |
1.x |
5330 |
5/35A2 |
11/24/03 |
Updated description wording on NRRS Item 5/35A2 from "manufacturing processes" to "manufactured components". |
1.y |
6110 |
6/3 |
11/24/03 |
Added the word "year" in the Retention. "Destroy 1 year after..." |
1.z |
6710 |
6/11 |
11/24/03 |
Two Sub-items were noted as "E", changed the first to "D. Vehicle Report Files". |
1.aa |
7000 |
7/1 |
11/24/03 |
Added final disposition instructions, approved but inadvertently omitted from previous versions. |
1.bb |
7020 |
7/4 A, B, &C |
11/24/03 |
Modified wording in the Retention, changed "supersession" to "superseded" and "completion" to "completed". |
1.cc |
7900 |
7/25/B |
11/24/03 |
Modified wording in the Retention. Took out "close of file or when no", added "longer needed. Records will be kept..." Words were repeated and omitted. |
1.dd |
8000 |
8/5/A1 |
11/24/03 |
Removed Sub-item letter "F" from Meeting Files |
1.ee |
8000 |
8/5/A1 |
11/24/03 |
Removed Sub-item letter "G" from Data Location Files |
1.ff |
8000 |
8/7 |
11/24/03 |
Removed sections that did not apply to this Item. Added NRRS Sub-item B1, Office of Primary Responsibility, omitted of previous edition. Deleted second occurrence of Sub-item 8/7B1 (a), "Paper Records" and (b), "Microfilm Records". |
1.gg |
8040 |
8/9 |
11/24/03 |
Added Sub-items "A. Program level" and "B. Project office level". Omitted of previous edition. |
1.hh |
8040 |
8/10 |
11/24/03 |
Removed sections that did not apply to this Item. |
1.ii |
8040 |
8/10 |
11/24/03 |
Changed items 3-7 to bulleted items. |
1.jj |
8100 |
8/13 |
11/24/03 |
Removed second occurrence of Item 13, "Advanced Manned and Unmanned Mission Studies". |
1.kk |
8100 |
8/14 |
11/24/03 |
Removed second occurrence of Item 14 "Summary Progress Reports (R&D)" with description. |
1.ll |
8100 |
8/15 |
11/24/03 |
Removed first set of Sub-items A-C, items belonged in NRRS Item 8/14. |
1.mm |
8100 |
8/15 |
11/24/03 |
Added NRRS Sub-item A2, "Pioneer 10". Omitted of previous edition. |
1.nn |
8100 |
8/15A3 |
11/24/03 |
Removed second occurrence of Sub-items 15A3, Pioneer 11 and 15A3(a), "Records consisting of progress reports...". |
1.oo |
8100 |
8/15B2 |
11/24/03 |
Removed second occurrence of Sub-item 8/15B2 "Pioneer 11". |
1.pp |
8100 |
8/15B3(b) |
11/24/03 |
Changed items B-F to bulleted items. |
1.qq |
8100 |
8/15B3 |
11/24/03 |
Removed second occurrence of Sub-items 15B3 (a), "Ephemeris tape records..." and (b) "1978-1992 Records". |
1.rr |
8120 |
8/16 |
11/24/03 |
Added Item 16, "Project Control Files" and Item description. |
1.ss |
8200 |
8/18/B |
11/24/03 |
Removed the three extra occurrences of this Sub-item 18B, "LDAR Records". |
1.tt |
8600 |
8/26B |
11/24/03 |
Newly approved retention periods for NRRS 8/26B. |
1.uu |
8600 |
8/27 |
11/24/03 |
Series title and description wording revised for NRRS 8/27, and new sub-item 8/27/C added, to provide for ISS records. |
1.ww |
8600 |
8/27B |
11/24/03 |
Changed items A-D to bulleted items. |
1.xx |
8600 |
8/27C |
11/24/03 |
New Sub-item NRRS 8/27C, "ISS Operational Records", schedule approval pending. |
1.yy |
8680 |
8/36B |
11/24/03 |
Removed retention from Sub-item B, retention already stated in Sub-items B1 and B2. |
1.zz |
8700 |
8/36.5 |
11/24/03 |
Newly approved retention periods for NRRS 8/36.5, "Safety and Mission Assurance." |
1.aaa |
8800 |
8/43B |
11/24/03 |
Added Sub-item B.2 "Hazardous Waste Generators Report and Manifests," omitted from previous version. |
1.bbb |
8810 |
8/48B4 & (a) |
11/24/03 |
Removed second occurrences of Sub-items 8/48B4 and 8/48B4(a). |
1.ccc |
8810 |
8/48D |
11/24/03 |
Removed second occurrence of Sub-item 8/48D, "Master Plans". |
1.ddd |
9620 |
9/17 |
11/24/03 |
Updated lettering on Sub-Items from b-E to B-F. NRRS Item 9/17 had a Sub-item 'b' and "B". |
1.eee |
9800 |
9/26 |
11/24/03 |
Changed NRRS Item number from 9/23 back to 9/26, "Semiannual Report to Congress" and moved Item 9/26 from AFS 9910 to AFS 9800. |
1.fff |
9800 |
9/27 |
11/24/03 |
Changed NRRS Item number from 9/23 back to 9/27, "Indexes to Case Files" and moved Item 9/27 from AFS 9910 to AFS 9800. |
1.ggg |
9890 |
9/24.5 |
11/24/03 |
Changed NRRS Item number from 9/24 to 9/24.5, "Inspections and Assessments Files" and changed Sub-items from 1-5 to A-E. |
1.hhh |
9960 |
9/27 |
11/24/03 |
Changed NRRS Item number 9/27 back to 9/29, "Audits of Contractors". |
1.iii |
1 through 10 |
11/24/03 |
Various typos corrected. Formatting updated to correct fonts and spacing. Shading added to AFS numbers that are currently unscheduled. Cell lines turned off within Item and Sub-items. Global completed to replace all instances of "superceded" with "superseded". Global completed to replace all instances of "CRF" with "CFR". |
All Federal employees are required by law and Agency policy to maintain and preserve records. Federal Regulations 36 CFR Part 1220 and 1222, along with NASA Policy Directive (NPD) 1440.6F, NASA Records Management, state the requirement. The heads of Federal agencies are responsible for preventing any unlawful alienation, alteration, removal, or any accidental or unauthorized destruction of records, including all forms of mutilations. In addition, they are responsible for ensuring that all employees are aware of these provisions in the law and that any such action be reported to them or the Agency Records Officer.
The statutory definition of Federal records is contained in 44 U.S.C. Section 3301 and is referred to in the National Archives and Records Administration (NARA) Regulations: 36 CFR Part 1220.14 and 1222.12. The Definition of Federal records in 44 U.S.C. Section 3301 is--
As used in this chapter, "records" includes all books, papers, maps, photographs, machine readable materials, or other documentary materials, regardless of physical form or characteristics, made or received by an Agency of the United States Government under Federal law or in connection with the transaction of public business and preserved or appropriate for preservation by that Agency or its legitimate successor as evidence of the organization, functions, policies, decisions, procedures, operations, or other activities of the Government or because of the informational value of data in them. Library and museum material made or acquired and preserved solely for reference or exhibition purposes, extra copies of documents preserved only for convenience of reference, and stocks of publications and of processed documents are not included.
a. Federal Record and Nonrecord Differentiated
Each person needs to determine if material (e.g., book, papers, documents, records) is "record" or "nonrecord."
(1) "Nonrecord materials are those Federally owned informational materials that do not meet the statutory definition of records (44 U.S.C. Section 3301) or that have been excluded from coverage by the definition. Excluded materials are extra copies of documents kept only for reference, stocks of publications and processed documents, and library or museum materials intended solely for reference or exhibit." (36 CFR1220.14)
(2) Documentary materials are records when they meet both of the following conditions.
(i) They are made or received by an agency of the United States Government under Federal law or in connection with the transaction of agency business; and (ii) They are preserved or are appropriate for preservation as evidence of agency organization and activities or because of the value of the information they contain.
(3) Some nonrecord examples are vendor catalogs and trade journals, copies of agency directives maintained by other than the issuing component(s) of the agency, a letter received by an employee concerning his/her personal business.
b. "Permanent" and "Temporary" Federal Records Differentiated
(1) Permanent record means any Federal record that has been determined by NARA to have sufficient value to warrant its preservation in the National Archives of the United States. Permanent records include all records accessioned by NARA into the National Archives of the United States and those for which the disposition is permanent as approved by NARA via a Standard Form (SF) 115, Request for Records Disposition Authority. Permanent records are those appraised by NARA as having sufficient historical or other value to warrant continued preservation by the Federal Government beyond the time they are needed for administrative, legal or fiscal purposes.
(2) A temporary record is any record which has been determined by the Archivist of the United States to have insufficient value (on the basis of current standards) to warrant its preservation by the National Archives of the United States. Temporary records are approved by NARA for disposal, either immediately or after a specified retention period. NARA determination may take two forms.
(i) A series of records designated as disposable in an Agency records disposition schedule approved by NARA (via SF 115); or
(ii) A series of records designated as disposable in a NARA General Records Schedule (GRS).
NOTE: Procedures in this NPR and the dispositions set forth are not applicable to library materials or reference documents normally housed in libraries. Such materials, contained in a library, are considered to be nonrecord.
The NASA Records Retention Schedules (NRRS) are divided into the following 10 subject categories, which are correlated, to the Agency Filing Scheme (AFS).
• Organization and Administrative
• Legal and Technical
• Human Resources - Personnel
• Property and Supply
• Industrial Relations and Procurement
• Transportation
• Program Formulation
• Program Management
• Financial Management and Inspector General
• Common Records
Schedule 1, "Organization and Administrative Records" and, Schedule 10, "Miscellaneous Records Common to Most Offices," will be used by all offices. Schedules 2 through 9 will be used according to office function/operation. The schedules are arranged into four separate, distinct, columns:
AFS # | ITEM | SUBJECT AREA OR RECORD TITLE DESCRIPTION OF RECORDS SERIES | RETENTION <Authority> |
COLUMN ONE | AFS # is the number for the Subject Area in column three. This column will also show the AFS # for the Record Series described in column three. |
COLUMN TWO | ITEM is a reference number given to the series of records descriptions in the third column. These numbers are used when completing SF 135, Records Transmittal and Receipt, for transferring records to a Federal Records Center (FRC). |
COLUMN THREE | DESCRIPTION OF RECORD SERIES identifies each category and series of records. The Office of Primary Responsibility (OPR) is also indicated along with specific center instructions, if necessary. |
COLUMN FOUR | RETENTION indicates the required period of time the records must be maintained by NASA and by the FRC's. Authority provides the NARA Job Number that approved the disposition and retention for the Records Series described. NOTE: the statement "RETIRE TO FRC" can be interpreted as "MAY RETIRE TO FRC OR APPROVED FACILITY." The Center Records Manager approves the storage Facility. |
It should be understood that NASA, as a Federal Agency, is responsible for managing its records, subject to statutory and regulatory restraints. Good records management requires that as soon as records are no longer needed, archival needs must be recognized and the NASA installation records management program must be followed to ensure that records are appraised, transferred, and disposed of efficiently and economically.
a. Two major record categories.
All Agency records (Federal Records) fall into one of two categories as follows:
(1) Administrative Records
These records document administrative functions common to all agencies, regardless of Agency programs, such as personnel, payroll activities, supply and procurement, space, and communications management. Also, they may be involved in General Accounting Office (GAO) audits of accountable officers' accounts when they shed additional light on collection and disbursement transactions or are part of the "audit trail." For example, in an Agency industrial activity, time cards may be used to examine questionable payroll transactions. Administrative records may also be involved in GAO audits that relate to larger Agency programs or administrative activities.
(2) Program Records
These records reflect the substantive missions and programs of the Agency consisting of standard internal management controls, including those relating to policies, organization, duties, functions, planning, procedures, information systems, and expenditure controls. These records also relate to specific activities carried out by the Agency, such as "Mission" records that relate to decisions about the Space Shuttle program and its operations.
b. Cutoff
The cutoff date is an important part of the retention period because it is the date of the record or document that starts the calculation of the retention period. It is the date to use to start calculating the disposal period (years, months, days). Breaking or ending files at regular intervals, usually at the close of a fiscal or calendar year or date of an action, permits their disposal or transfer in complete blocks and, for correspondences files, facilitates the establishment of new files. Case files are generally cut off at the end of the year in which the case is closed. Cutoff is sometimes referred to as file cutoff or file break.
c. Records disposition
Inactive records, which have a long retention time, can be transferred to a FRC for safekeeping. Material will be transferred to installation staging areas, if appropriate, and ultimately to the FRC in accordance with the procedures and instructions set forth at each Center. Medium requiring special conditions, i.e., temperature, humidity, or handling, does not need to go to a staging area prior to shipment if such area will compromise the special conditions required.
d. Retention deviations
The "RETENTION" period shown in the Schedules for a record or series of records is the approved retention period that NASA has received from NARA. If your records need to be kept longer or need to be destroyed sooner than the retention period authorized, you must contact your Center Records Manager (RM) to discuss the requirements for an exception to the authorized retention period. There is no standard procedure for requesting an exception. The Center RM will need to assist you.
Occasionally the creation of new record types and changes to current record descriptions and retention periods occurs. When this occurs, NPR 1441.1 needs to be updated. Updates need to be made to the NPR quickly and as often as needed to keep the NPR accurate in providing guidance to the Agency's personnel. To facilitate the timely updating of the NPR, a process of submitting and reviewing proposed schedules that does not utilize the full Directives Management System review and approval process for each change will be followed. The steps below describe this process and identify the actions and action officer for each step. After the proposed schedules pass the review process, an update entry will be made to NPR 1441.1 including an entry in the Change History log. It should be noted that periodically the complete NPR will be submitted and processed through the full Directives review process for formal approval.
NRRS Change Proposal Process
This process should be followed when a record or records series cannot be identified in either NPR 1441.1, as revised, or the NARA GRS. Records of this nature are considered "unscheduled." Unscheduled records stay in the unscheduled state until approval from NARA is granted. Unscheduled records are managed as though "Permanent," meaning they cannot be destroyed until NARA has appraised them and a new schedule has been established.
When the Record Owner determines that a type or series of records either does not exist in this NPR or needs modification, the Record Owner is to contact the NASA Center RM to help develop a proposed schedule for the records. The RM will assist the Record Owner in completing a NASA Form 1418.
All proposed changes and recommendations must be submitted on NASA Form (NF) 1418, Proposed Change to NASA Records Retention Schedules, through the Installation Records Manager to the NASA Records Officer, NASA Headquarters. See Figure 1 for example; use current version of form for submittal.
Each Center may have its own supplemental procedures for developing proposed schedules, but should at least follow the steps below.
Step | Action Officer | Action |
---|---|---|
1 | Record Owner | Coordinate with Center Records Manager to develop the proposal to either revise an existing schedule or create a new schedule. This includes determining the functions and activities documented by the records to be scheduled, developing an inventory of the records including a description of the records, informational content, their use, medium, location, volume and inclusive dates. In addition, evaluate the period of time the Agency requires use of each specific record series or system by reference to its uses and value to operations or legal obligations. Based on Agency needs, formulate specific recommended disposition instructions for each record series or each part of an automated information system. Include file breaks, retention periods including length of time to retain onsite, instructions for retirement of records to a FRC, when appropriate, retention period before destruction of temporary records or transfer of permanent records to the National Archives. Recommend retention periods taking into account the rights of the Government and the rights of those directly affected by Agency actions. The above information is used to submit a NASA Form 1418 with supplemental attachments, if necessary. |
2 | Record Owner | Submit NASA Form (NF) 1418 to the Center Records Manager for review and approval. |
3 | Center Records Manager (RM) | Review the NF1418. This review includes checking the GRS for an already established retention schedule appropriate for the records. RM should also coordinate all proposed changes with other officials and offices creating and maintaining similar records at the Center. |
4 | Center RM | If a GRS schedule exists, notify the Record Owner and determine whether the current retention period is adequate for the records. |
5 | Center RM | If a GRS schedule does not exist or is inadequate for Agency needs, coordinate a review of the proposed change to the NRRS by the Center Chief Counsel or legal organization. |
6 | Center RM | If the proposal is disapproved, the Center RM notifies the Record Owner and works with the Record Owner to correct the problem. |
7 | Center RM | If the proposal is approved, forward the completed NF1418 and any attachments to the other Center RM(s) for review and comments (3-4 week review period). |
8 | Other RM(s) | Each Center RM should determine if the records described in the proposal are applicable to that Center. If they are, that RM should have the appropriate organization review and provide comment on the proposal. |
9 | Originat-ing Center RM | Consolidate all Center comments into one response and send to the NASA Records Officer with the completed NF1418 and attachments. If a Center has no comments, a "no comments" notice will be included in the package. |
10 | NASA Records Officer | Review the proposal, making any modifications needed based on current NARA and/or Government Accounting Office general guidance. |
11 | NASA Records Officer | Send the revised schedule to the Headquarters General Counsel Office for review. |
12 | HQS General Counsel Office | Review proposed schedule and submit comments to the NASA Records Office. If the General Counsel has no comments, a "no comments" reply should be sent to the NASA Records Officer. |
13 | NASA Records Officer | Disposition comments, if any, and finalize the schedule, complete Standard Form 115, and forward the package to NARA for review and approval. |
14 | NASA Records Officer | While NARA is reviewing the proposed schedule, the NASA Records Officer will add the proposed schedule, as a change to NPR 1441.1 with a "Handle as Permanent Pending Retention Approval" label on the records series. Adding the proposed schedule to NPR 1441.1 indicate to NASA personnel that the series of records has been identified, that the record disposition or retention is awaiting approval (records cannot be destroyed), and (with Center RM approval) the records may be sent to an FRC for storage as unscheduled records. In addition, the entry to the NPR will act as a reminder for the NASA Records Officer of schedules that are at NARA for review, facilitating periodic follow up with NARA. |
15 | NASA Records Officer | If the proposed schedule is a modification to the Retention area of a current approved schedule the Records Officer may leave the current approved schedule in NPR 1441.1 until the new modified schedule is reviewed by NARA. Or the Records Officer may replace the current schedule with the proposed schedule as a change to NPR 1441.1 with a "Handle as Permanent Pending Retention Approval" label on the records series. |
16 | NARA | Review the proposed schedule and either approve or disapprove it. |
17 | NASA Records Officer | If NARA disapproves the proposed schedule, work with NARA and submitting Center to make necessary modifications to obtain NARA approval. Coordinate any additional NASA reviews required because of the changes. |
18 | NASA Records Officer | Upon NARA approval of the proposed schedule, replace the "Handle As Permanent Pending Retention Approval" label with approved retention. Provide notice of NARA approval to all Center Records Managers. Update the NPR Change History page accordingly. The updated NPR does not have to go through the full NODIS approval process at this time. |
19 | NASA Records Officer | If the schedule approved by NARA, was a modification to an existing approved schedule, the Records Officer will replace the current schedule with the new version approved by NARA and update the Change History page. The updated NPR does not have to go through the full NODIS approval process at this time. |
20 | NASA Records Officer | Every 2 years, analyze NPR 1441.1 to determine the number of updated/new record series changes to the NPR. If more than 50 have been made, submit a revision to NPR 1441.1 for formal processing and approval. At a minimum, a submit a revised NPR for formal approval every 10 years. |
Submit proposed changes and recommendations on NASA Form 1418, Proposed Change to NASA Records Retention Schedules, through the Center Records Manager who will forward it to the NASA Records Officer, NASA Headquarters. See Figure 1 for example; use current version of form for submittal.
Fig. 1 NASA Form 1418
a. When to retire records
Inactive or semi active records that have a minimum retention period of at least 3 years should be retired. Files referred to not more than once a month are considered to be inactive and should be retired to less expensive storage space at either a center staging area, if available, or to one of the approved FRC. NOTE: Transitory or nonrecords items cannot be retired to an FRC.
b. Starting the process
Contact the Center RM who will assist in the preparation of the necessary paperwork, i.e., center forms, SF 135, SF 115. The required form will be completed for every group of records retired to staging areas, FRC's, another centers, another Federal Agency, and for records transferred directly to the NARA.
Sufficient copies of the appropriate forms will be made to meet local, shipping, and FRC/NARA requirements. One copy of all SF 135's documenting permanent records will be forwarded to the NASA Records Officer. SF 135's sent to the NASA Records Officer must include the Accession Number and the records group number. [See Figure 2 for sample SF 135 for NASA Headquarters.]
Note that the only record that NASA retains to describe records either retired or transferred to an FRC or NARA is the SF 135 and SF 115 [See Figure 3]. This document is vital to retrieving documents/materials at a later time. The records must be accurately and adequately described on the SF 135/115 to ensure proper scheduling and potential retrieval.
c. Packing instructions
Records are retired in special record boxes, each holding approximately one cubic foot, and may be obtained through the Center RM. Boxes will accommodate letter or legal sized material. There are special boxes which will accommodate magnetic tapes, microfiche, or flat drawings, see your Center RM for these boxes. Boxes other than records boxes cannot be used because of shelving restrictions and specifications at FRC's.
Fig. 2 - SF-135
Current version at:
Informed -- ftp://ftp.hq.nasa.gov/forms/form/sf0135.itp
PDF -- ftp://ftp.hq.nasa.gov/forms/pdf/sf0135.pdf
Fig. 3 - SF-115
Current version at:
Informed -- ftp://ftp.hq.nasa.gov/forms/form/sf0115.itp
PDF -- ftp://ftp.hq.nasa.gov/forms/pdf/sf00115.pdf
d. Basic guidance
Before any efforts are undertaken to retire records, contact the Center RM for instructions and assistance.
(1) Preparing records for transfer:
(i) Remove all nonrecord material and extra copies;
(ii) Separate records into appropriate series/collections. A series is "a block of records having the same disposition authority and date." Each item or sub item in this schedule represents a series.
(iii) Retire each series as a separate accession. Mixed series are not to be accepted without an approved exception letter generated by the NASA Records Officer. Accessions must consist of at least one box.
(2) Packing records:
(i) Use the proper size box when packing records. Consult the Center RM for boxes.
(ii) Follow assembly instructions provided with boxes. Leave approximately one inch of space in each box for working with the files more if additional files will be added later. Send only completed or closed files. This prevents separation of file documentation and reduces the amount of vacant space in the box. Leave all guides and tabs in the records if they will assist FRC staff in servicing or retrieving the records.
(iii) Do not overpack boxes. NEVER place records/material on the bottom, side, or on top, of other records in the box. NOTE: FRC's will not accept boxes that are not full or padded. This prevents records from sliding or falling out of folders during shipment.
(iv) Pack records, in existing file arrangement, in the box with the folders in an upright position.
(v) Do not seal the boxes with tape. Fold flaps as instructed.
(3) Labeling and shipping
(i) After receipt of an approved SF 135 by the Center Records manager, the Accession Number given is written on the upper left corner of each box in the accession.
(ii) The Agency box number is written on the upper right corner, beginning with Box Number 1 and includes the total number of boxes in the accession (see Labeling and Box Markings for Shipment figure).
(iii) Do not use labels to supply additional information. Accession numbers and box number must be written directly onto the box with a felt tip marker.
(iv) Center RM will arrange for shipment within 90 days after receipt of the approved SF 135. If retirement cannot be made within this period, contact the RM. Unexplained delays of more than 90 days will result in the FRC canceling the accession number and returning the SF 135. The entire approval process will have to be started over. This requires the resubmission of paperwork, obtaining approval for shipment and renumbering the boxes with a new accession number.
Labeling and Box Markings for Shipment
(4) Restrictions
SECRET and CONFIDENTIAL records, coming under the General Declassification Schedule, can and should be retired to FRC's whenever the records are eligible.
TOP SECRET or EXEMPT records from the General Declassification Schedule are NOT eligible for retirement.
CLASSIFIED material may not be retired mixed with unclassified material. Folders or records containing classified material must be segregated from those containing unclassified material and must be retired in separate boxes under different accession numbers.
Consult Chapter 5 of NPR 1600.1, Security Procedures and Guidelines for minimum standards, procedures, specifications, and guidelines for the protection of classified information in NASA's possession.
* Accessioning Security Classified Records:
a. When the SF 135 is filled out, Item 1 will show the highest level of classification of any of the records in any box included in the accession.
b. In the column "Description of Records with Inclusive Dates," the following certification will be typed and signed by the head of the office retiring the records:
This certifies that the records in this accession are subject to the General Declassification Schedule, and all automatic downgrading actions possible have been taken and the documents re marked accordingly. Based on the most recent date of publication of the highest classified document in this accession, all of the contents of the boxes become unclassified on December 31, XXXX.
--------------------------------------------------------------
Typed name and signature of Office Head or authorized designee.
c. Care must be taken in describing classified records on the SF 135 to be sure to exclude classified information from the description.
(5) Retrieval
Records can be retrieved from both Center staging areas and FRCs. Requests should be made by completing Optional Form 11 (OF 11), Reference Request Federal Records Center [see Figure 4].
When completing an OF 11, provide complete delivery information, your name and telephone number, building name, and street address. Always furnish the accession number, Agency box number, location (if known), and the nature of the service, i.e., temporary withdrawal, search, permanent withdrawal. The original copy of the OF 11 is used to service the request and the last copy is used to charge out the records. This middle copy is used as a suspense copy for the Agency, except when the records are security classified. NOTE: Records classified "Secret" or higher, the Agency will send all copies of the OF-11 and will retain a photocopy of the form for suspense purposes.
Boxes or individual folders (if properly identified) may be obtained. Use a separate OF 11 for each folder or box requested from a different accession. Two or more contiguous items, folders, or boxes, however, may be treated as one item and requested on one OF 11.
If records are being requested under the provisions of the Freedom of Information Act or the Privacy Act, make a notation to that effect in the "Remarks" section of the OF 11 to ensure priority handling and immediate return.
Any records withdrawn from an FRC should be returned. When boxes or records are withdrawn, all folders should be refiled in their proper place in the boxes before being returned. The borrower is responsible for returning the records as soon as they are no longer needed. If records (boxes or folders) are withdrawn and are not to be returned, the borrower must notify the Center RM, who will so notify the FRC, so that records can be annotated that it is a "permanent" withdrawal. This permits the FRC to reuse shelf space if the withdrawal involves boxes.
Fig. 4 OF 11
Current version available at:
Informed -- ftp://ftp.hq.nasa.gov/forms/form/of0011.itp
PDF -- ftp://ftp.hq.nasa.gov/forms/pdf/of0011.pdf
a. Electronic records and records systems
(1) Electronic record defined
An electronic record (e-record) is any information (including e-mail or a digitized copy of a paper record) that is recorded in a form that only a computer can process and that satisfies the definition of a Federal record in 44 U.S.C. 3301.
(2) Electronic records systems defined
Electronic record systems are those information systems that produce, process, or store records by using a computer.
b. Managing and disposing of e-records
(1) Requirement
All e-records (regardless of physical format or electronic/computer file format) shall be scheduled, managed and dispositioned in accordance with approved retention schedules, just as any other record. The same policies and procedures that apply to other record mediums also apply to electronic records with a few exceptions. These exceptions are based on the need to have information about the system, the media being used, and the data being acquired.
(2) Responsibility for managing e-records
Until the Agency implements a records management application for automated capture and management of e-records, individual employees and organizations shall be responsible for the appropriate capture, storage, and disposition of records they receive and create.
(3) Using the NASA Records Retention Schedules (NRRS) for e-records disposition
Many NRRS items, including those with retentions authorized under NARA General Records Schedules (GRS), are considered media-neutral allowing use with all formats, including e-records. Exceptions are outlined in 36 CFR 1228.31 and GRS 20, Items 2 and 3. Authority for each NRRS item may be found at the end of its disposition instructions.
(4) Disposition of hard copy records used to create e-records
Hard copy records may be captured in part or in whole through data entry from paper forms or converting documents into e-record format. Disposition of the hard copy source records shall be dispositioned in accordance with GRS 20, Item 2.
(5) Managing electronic mail messages
(a) Electronic mail (e-mail) messages as records. E-mail is simply a different format for the communication method known as -correspondence.+ Depending on their subject matter, e-mail messages may qualify as unique NASA records. E-mail messages that qualify as Federal records shall be managed as such.
(b) Scheduling e-mail messages. The important -first cut+ of determining substantive (as described below) vs. non-substantive e-mail messages needs to be made with careful judgment.
(i) Some e-mail messages contain important information: NASA business discussion, decisions/direction, annotation, opinion, debate, and commentary. Such messages should be considered substantive in nature. Manage substantive e-mail in one of two ways: either according to the retention schedule for other records on that subject, or, in the case of NASA management e-mail, as management correspondence under NRRS 1/22 -Records of Management.+
(ii) Other e-mail messages are transient in nature or non-substantive in content. Many messages simply transmit attachments. In such cases, the attachments may be records, but the e-mail message itself may be similar to a paper routing slip. Manage and dispose of all non-substantive e-mail in accordance with NRRS 1/78G -Transitory Files.+
(6) Transferring permanent e-records to the National Archives
(a) Record transfer instructions. NARA continually broadens the scope of formats in, and electronic methods by, which permanent records may be transferred to the National Archives. At publication of this document revision, acceptable electronic formats and methods for transfer to the Archives include:
(b) Record transfer media. At present, acceptable media by which to transfer records to the Archives are:
(c) Further records transfer information. Detailed transfer standards and methods are available at CFR 1228.270 -Electronic records,+ particularly subparagraphs (c)(1), (2) and (3). See http://www.archives.gov/about/regulations/part-1228/l.html.
Watch for information about future standards and acceptable transfer formats at NARA+s Web site for electronic records guidance http://www.archives.gov/records-mgmt/initiatives/erm-guidance.html. When NASA electronic permanent records are due for transfer to the National Archives, contact your Center Records Manager who will check the most recent requirements from NARA and work with you and the Archives to reach agreeable transfer format and process instructions.
Fig. 5 SF 258, "Agreement To Transfer Records To
The National Archives of the United States"
Current version at:
Informed -- ftp://ftp.hq.nasa.gov/forms/form/sf0258.itp
1000-1999 ORGANIZATION | 5000-5999 PROCUREMENT | ||
General | 1000 | Procurement/Small Business/Industrial | 5000 |
Organizational Structure | 1100 | Procurement (Contracts) | 5100 |
Internal Management Controls | 1200 | Contractor Labor Relations | 5200 |
External Relationships | 1300 | Reliability and Quality Assurance | 5300 |
Administrative Management Programs | 1400 | Contractor-Held Government Property | 5400 |
Administrative Services | 1500 | Patent Waiver | 5500 |
Security | 1600 | Statement of Work | 5600 |
Safety | 1700 | Awards, Inventions, and Contributions | 5700 |
Occupational Health | 1800 | Grants and Cooperative Agreements | 5800 |
Standards of Conduct | 1900 | Contractor Financial Management & Reporting | 5900 |
2000-2999 LEGAL AND TECHNICAL | 6000-6999 TRANSPORTATION | ||
Law and Legal Matters | 2000 | General | 6000 |
Technology Utilization | 2100 | Commercial Freight Services | 6100 |
Scientific and Technical Information | 2200 | Traffic Management Programs | 6200 |
Management Information Systems | 2300 | Transportation of Unusual or | |
Automatic Data Processing Management | 2400 | Hazardous Cargo | 6300 |
Communications | 2500 | Preparation and Handling of Cargo | 6400 |
Photographic Services Management | 2600 | Special Airlift Services | 6500 |
Information Technology Management | 2800 | Transportation & Transport Engineering | 6600 |
Motor Vehicle Operations and Management | 6700 | ||
Passenger Transportation | 6800 | ||
3000-3999 PERSONNEL | 7000-7999 PROGRAM FORMULATION | ||
Human Resources/Personnel General | 3000 | General | 7000 |
Executive Human Resources Management | 3100 | Research & Development Planning & Approval | 7100 |
Personnel Provisions | 3200 | Institutional Planning & Approval | 7200 |
Employment | 3300 | Facility Planning & Approval | 7300 |
Employee Performance and Utilization | 3400 | Approval, Mgt. of Financial Reports (R&D) | 7400 |
Position Classification, Pay, and Allowances | 3500 | Commercialization | 7500 |
Time and Attendance | 3600 | Program Operating Plans | 7600 |
Personnel Relations and Services | 3700 | Human Resources Utilization | 7700 |
Insurance and Annuities | 3800 | Resources Authority Allocation System | 7800 |
General and Miscellaneous | 3900 | Aircraft Operations & Management | 7900 |
4000-4999 PROPERTY AND SUPPLY | 8000-8999 PROGRAM MANAGEMENT | ||
Property and Supply | 4000 | General | 8000 |
Inventory Management | 4100 | Advanced Studies | 8100 |
Equipment Management | 4200 | Supporting Research & Technology | 8200 |
Utilization and Disposal | 4300 | Grants & Research Contracts | 8300 |
Supply Cataloging | 4400 | Tracking & Data Acquisition | 8400 |
Storage and Distribution | 4500 | Environmental Management | 8500 |
Expanded Supply Control | 4600 | Operations | 8600 |
Safety & Mission Assurance | 8700 | ||
Real Property & Facilities | 8800 | ||
Program Medical Support | 8900 | ||
9000-9799 FINANCIAL MANAGEMENT | 9800-9999 INSPECTOR GENERAL FILES -- AUDITS & INVESTIGATIONS | ||
Principles & General Policies | 9000 | Investigations Program | 9800 |
Agencywide Coding Structure | 9100 | Audit Program | 9900 |
Accounting | 9200 | ||
Financial Reports | 9300 | ||
Budget Formulation and Execution | 9400 | ||
Contractor Financial Management Reporting | 9500 | ||
Fiscal Operations | 9600 | ||
NASA Travel Regulations | 9700 |
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices.
This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future.
The records described in Schedule 1 are the general, management, and administrative types of records essential to ordinary office operations but distinct from the records of functional activities as set forth in other NASA Records Retention Schedules. Some of the records categorized and listed are found only in offices at the upper management levels; others are found at almost every organizational level. Offices with functional management responsibilities will usually need to consult at least one other schedule, in addition to NRRS 1, in order to effectively control the disposition of their records.
AFS # | ITEM |
SUBJECT AREA OR RECORD TITLE DESCRIPTION OF RECORD SERIES |
RETENTION <Authority> |
|
1000-1999 |
ORGANIZATION AND GENERAL ADMINISTRATION
|
(see below) | ||
0.1 |
ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. This disposition applies to electronic copies of all items covered under Disposition Jobs N1-255-90-8, N1-255-92-4, and N1-255-94-1, in the NASA Records Retention Schedule 1, with the following exceptions: · Item 22 (Records Of Top Management Officials)
B. Electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. |
DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED AND DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <DA: N9-255-00-01> DELETE WHEN DISSEMINATION, REVISION OR UPDATING IS COMPLETED. <DA: N9-255-00-01> |
||
1000 |
General (e.g., NASA Strategic Plan)
|
Contact Center Records Mgr.
|
||
1010 |
Agency Establishment
|
Contact Center Records Mgr.
|
||
1011 |
Legislative Authority
|
Contact Center Records Mgr.
|
||
1012 |
Executive Authority
|
Contact Center Records Mgr.
|
||
1020 |
NASA Seal, Insignia, Logotype, Identifiers, Flags
|
Contact Center Records Mgr.
|
||
1022 |
Names, Symbols
|
Contact Center Records Mgr.
|
||
1030 |
Honors and Ceremonies (Acceptance)
|
Contact Center Records Mgr.
|
||
1040 |
Emergency Preparedness / Planning and Mobilization
|
(see below)
|
||
1040 | 1 |
EMERGENCY DIRECTIVES REFERENCE FILES
|
|
|
1 | Copies of Emergency Operating Directives, plans, and procedures issued by the agency, including delegations of authority, emergency assignments, functions, and instructions (other than those issued in case files), as well as those issued by FEMA, other Federal agencies, state and local governments, and the private sector. (NON-RECORD COPIES) |
DESTROY WHEN OBSOLETE OR SUPERSEDED. <DA: N1-255-94-1> (N 1-21) |
||
1040 | 2 |
EMERGENCY PREPAREDNESS POLICY FILES Record copy of each agencywide or center emergency directive, plan, and procedure issued by the responsible office, including related background papers and program development reports consisting of a copy of each plan or directive issued. |
||
A. One record copy of each plan or directive issued, if NOT included in the agency's permanent set of master directives. |
* PERMANENT * CUT OFF WHEN SUPERSEDED AND RETIRE TO FRC WHEN 3 YEARS OLD. TRANSFER TO NARA WHEN 15 YEARS OLD IN 10 YEAR BLOCKS. (e.g., offer 1970-79 block in 1995). <DA: N1-255-94-1> (N 1-20) |
|||
B. File copy of plan or directive if agency record copy is maintained in a master directives file and all related background materials. |
DESTROY 3 YEARS AFTER ISSUANCE OF A NEW PLAN OR DIRECTIVE. [GRS 18-27] |
|||
C. All other copies. |
DESTROY WHEN OBSOLETE OR SUPERSEDED. <DA: N1-255-94-1> |
|||
1040
|
3 |
EMERGENCY PLANNING ADMINISTRATIVE CORRESPONDENCE Correspondence files relating to administration and operation of the emergency planning program, not covered elsewhere in these schedules. |
DESTROY WHEN 2 YEARS OLD. [GRS 18-26] |
|
1040
|
4 |
EMERGENCY PLANNING AND READINESS REPORTS Agency reports of operator's tests, consisting of consolidated or comprehensive reports reflecting agencywide results of tests conducted under emergency plans, including exercises and trial tests. |
DESTROY WHEN 3 YEARS OLD, OR 1 YEAR AFTER COMPLETION OF NEXT EXERCISE WHICHEVER IS LATER. <DA: N1-255-94-1> (N 1-22) |
|
1040
|
5 |
OPERATIONS TEST FILES Files accumulating from tests conducted under agency emergency plans, such as instructions to members participating in test, staffing assignments, messages, tests of communications and facilities and reports (excluding consolidated and comprehensive reports). |
DESTROY WHEN 3 YEARS OLD. [GRS 18-28] (N 1-23) |
|
1041 | Civil Defense | Contact Center Records Mgr. | ||
1042 | Emergency Warden Organization | Contact Center Records Mgr. | ||
1043 | Fallout and Fallout Shelter | Contact Center Records Mgr. | ||
1044 | Casualty Reporting | Contact Center Records Mgr. | ||
1046 | Mobilization Readiness | Contact Center Records Mgr. | ||
1050 | Agreements/Memoranda of Understanding |
(see below) |
||
1050 | 6 |
AGREEMENTS: MEMORANDA OF UNDERSTANDING (MOU) Signed, original MOUs and Letter Agreements between NASA and others with correspondence and all documents concerning the agreement matters, such as interagency, intra-agency, or international affairs. A. RECORD COPIES HQ: Office of External Relations keeps record copies for International MOUs. Record copies for domestic MOUs are kept by the Office having primary responsibility. |
* PERMANENT *
RETIRE TO THE CUSTODY OF THE NASA ARCHIVIST OR HISTORIAN. THEY WILL TRANSFER TO NARA
WHEN NO LONGER NEEDED TO PREPARE NASA HISTORIES OR
WHEN 10 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
|
B. CENTERS: OFFICE OF PRIMARY RESPONSIBILITY |
* PERMANENT *
RETIRE TO FRC 2 YEARS AFTER EXPIRATION. TRANSFER TO NARA 10 YEARS AFTER EXPIRATION. <DA: N1-255-94-1, 6> |
|||
C. ALL OTHER COPIES |
DESTROY WHEN OBSOLETE ORSUPERSEDED. <DA: N1-255-94-1> |
|||
1054 | Foreign Governments | Contact Center Records Mgr. | ||
1056 | Non-Government | Contact Center Records Mgr. | ||
1058 | Intra Agency Agreements | (see below) | ||
1050
1058
|
7 |
AGREEMENTS: INTERAGENCY AND INTRA-AGENCY WITH OTHER GOVERNMENT AGENCIES Case files on agreements between NASA and other Government agencies. Includes correspondence and all documents/materials concerning the agreement. |
||
A. OFFICE OF PRIMARY RESPONSIBILITY |
* PERMANENT * RETIRE TO FRC 2 YEARS AFTER COMPLETION OR EXPIRATION. TRANSFER TO NARA 10 YEARS AFTER COMPLETION/EXPIRATION. <DA: N1-255-94-1> (N 1-4) |
|||
7 | B. ALL OTHER OFFICES/COPIES |
DESTROY WHEN OBSOLETE OR SUPERSEDED. <DA: N1-255-94-1, 7> |
||
1060 | Consultants | Contact Center Records Mgr. | ||
1070 | History Program | (see below) | ||
1070 | 8 |
HISTORICAL ITEMS/SOURCE FILES Documents that have unusual or immediately recognizable historical significance and are filed among other documents that are scheduled for disposal will be noted and removed from the file before transfer or destruction. Agency histories and selected background materials. Narrative agency histories, including oral history projects prepared by agency historians or public affairs officers or by private historians under contract to the agency. Some background materials (such as interviews with past and present personnel) generated during the research stage may also be selected for permanent retention. |
||
A. HISTORY SUBJECT FILES (Located in Agency/Center History Offices, including any indexes or finding aids if available.) | ||||
1. 1945 - 1989 Material in this collection dates from 1945 to 1989 and may be contained in boxes, lektrievers, or file cabinets. Material is marked and accounted for in two categories: (1) Dated/marked when material is added to collection; and (2) Dated/marked when material is accessed for research purposes. |
* PERMANENT * RETAIN RECORDS IN AGENCY FOR 5 YEARS, STARTING JANUARY 1993. TRANSFER TO NARA NO LATER THAN DECEMBER 31, 1998, UNLESS THERE IS AN AGENCY REQUEST CERTIFYING ACTIVE AGENCY USE AND NEED. SUCH REQUEST WILL SPECIFY NEW TRANSFER DATE FOR MATERIAL SO CERTIFIED. <DA: N1-255-94-1, 8> (N 1-8) |
|||
2. 1990 and Continuing. [Note: Excluded are electronic copies of agency documents made for convenient reference.] |
* PERMANENT *
RETAIN IN AGENCY SPACE UNTIL NO LONGER NEEDED OR WHEN 25 YEARS OLD WITH 5 YEARS CONSECUTIVE INACTIVE AGENCY USE OR UNTIL 30 YEARS OLD, WHICHEVER IS LONGER. <DA: N1-255-94-1, 8> |
|||
B. READY REFERENCE MATERIAL Reference material published/sponsored by NASA (Shelf documentation/books). |
RETAIN INDEFINITELY IN AGENCY SPACE UNTIL NO LONGER NEEDED, OR DESTROY WHEN 75 YEARS OLD, WHICHEVER IS LONGER. <DA: N1-255-94-1> |
|||
1070 | 9 |
HISTORY OFFICE CONTRACTOR DELIVERABLES (BOOKS) Copies of documents collected and used as source data in preparation of historical volumes. Included are duplicates or copies of correspondence, reports, directives, pamphlets, publications or other official records; preliminary or partial drafts; authors' outline(s); authors' original notes; responses from readers; reviews; and comparable documents. |
||
A. MATERIALS RELATED TO COMPLETED VOLUMES (After publication of the finished book.) |
RETIRE TO FRC ONE YEAR AFTER PUBLICATION. DESTROY WHEN 6 YEARS OLD. <DA: N1-255-94-1> (N 1-29) |
|||
B. MATERIALS ACCUMULATED FOR FUTURE VOLUMES |
DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
|||
C. PUBLISHED MATERIALS/BOOKS |
* PERMANENT *
TRANSFER ONE COPY ANNUALLY TO NARA. <DA: N1-255-94-1> |
|||
1070
|
10 PASR |
HISTORY ARCHIVES BIOGRAPHICAL FILES - NASA 10 HABC Biographical data, speeches, and articles by individuals who are of historical significance in aeronautics, astronautics, space science, and other concerns of NASA; correspondence, interviews, and various other tapes and transcripts of program activities. |
MOST FILES ARE RETAINED INDEFINITELY IN AGENCY REFERENCE COLLECTIONS HISTORY OFFICES/ARCHIVES. DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
|
1070
|
11 |
HISTORY OFFICE FILES ADMINISTRATIVE Routine office files, general correspondence, and other materials related to the day-to-day operations and management of the history office and its programs. |
RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 6 YEARS OLD. <DA: N1-255-94-1, 11> |
|
1080 | Generate Knowledge | Contact Center Records Mgr. | ||
1090 | Communicate, Engage, Inspire Process | Contact Center Records Mgr. | ||
1100 | Organizational Structure | Contact Center Records Mgr. | ||
1101 | NASA Organization and Definition of Terms |
(see below) |
||
1101 1410 |
12 | ORGANIZATIONAL FILES | ||
A. Organizational charts, NASA Directives, and reorganization studies, graphic illustrations, which provide a detailed description of the arrangement and administrative structure of the functional units of an agency. Reorganization studies are conducted to design an efficient organizational framework most suited to carrying out the agency's programs and include materials such as final recommendations, proposals, and staff evaluations. These files also contain administrative maps that show regional boundaries and headquarters of decentralized agencies or that show the geographic extent of limits of an agency's programs and projects. [NOTE: Excluded from this series are those Organization Charts included in the NASA Directives System -- See Item 72 of this Schedule.] |
* PERMANENT * RETIRE TO FRC WHEN 5 YEARS OLD. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 20 YEARS OLD. <DA: N1-255-94-1> (N 1-3) |
|||
B. Management appraisal files, narrative and statistical reports on significant accomplishments, accounts of and rationale for reorganizations, establishment or disestablishment of field centers; special reports on key planning studies, with related papers showing inception, scope, procedure, results, and case files on approved plans, policies, mission, and programs. | ||||
1. Office of Primary Responsibility, including the signatory and the office responsible for studying and developing the document. |
* PERMANENT * RETIRE TO FRC WHEN 5 YEARS OLD. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 20 YEARS OLD. <DA: N1-255-94-1> |
|||
2. All other offices/copies. |
DESTROY WHEN OBSOLETE, SUPERSEDED, OR WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
|||
1102 | HQ Institutional Program Office(s) Organization | Contact Center Records Mgr. | ||
1103 | HQ Enterprise Office(s) | Contact Center Records Mgr. | ||
1104 | HQ Functional Office(s) | Contact Center Records Mgr. | ||
1107 | Field Center Organization | Contact Center Records Mgr. | ||
1120 | General Organization Responsibilities | Contact Center Records Mgr. | ||
1130 | Operating Relationships | (see below) | ||
1130 1410 |
13 |
FUNCTIONAL STATEMENTS Formally prepared descriptions of the responsibilities assigned to the senior executive officers of the agency at the division level or higher. If the functional statements are printed in the Code of Federal Regulations (CFR), they are not designated for preservation as a separate series. |
||
A. RECORD COPIES HQ: OFFICE OF MANAGEMENT OPERATIONS, NASA DIRECTIVES & FEDERAL REGULATIONS (Record copy is included in NMI, NPD/NPR System) |
* PERMANENT * See ITEM 72. <DA: N1-255-94-1> (N 1-2) |
|||
B. CENTERS Office of Primary Responsibility |
* PERMANENT * See Above. <DA: N1-255-94-1, 13> |
|||
C. ALL OTHER COPIES |
DESTROY WHEN OBSOLETE, SUPERSEDED, OR NO LONGER NEEDED. <DA: N1-255-94-1> |
|||
1150 | Committees/Boards/Councils/Panels/Working Groups | (see below) | ||
1150 | 14 | COMMITTEES, BOARDS, COUNCILS, PANELS, AND CONFERENCES | ||
[NOTE: Excluded from this series are those records created by the Inventions and Contributions Board -- See Item 16 of this Schedule. NOTE: For Routine and Ad Hoc Conferences and Meetings -- See Item 19 of this Schedule.] | ||||
A. RECORDS RELATING TO ESTABLISHMENT, ORGANIZATION, MEMBERSHIP, AND POLICY | ||||
1. Intra-agency, advisory, or international. |
* PERMANENT * RETIRE TO FRC WHEN 2 YEARS OLD. TRANSFER TO NARA WHEN 20 YEARS OLD. <DA: N1-255-94-1, 14> (N 1-6, N 1-7, N 24-12, N 24-13) |
|||
2. Internal or interagency. |
DESTROY 2 YEARS AFTER TERMINATION OR DISSOLVEMENT OF COMMITTEE. [GRS 16-8a] |
|||
B. RECORDS CREATED BY COMMITTEES . . . AND CONFERENCES | ||||
1. Agendas, directives, minutes, reports (interim and final), reports covering general operations of the group, records relating to establishment, revision, or termination of a program/project, and records documenting the accomplishments of the group. | ||||
(a) Office file of the group maintained by the sponsor, to the group, Chairperson, or other designee. |
* PERMANENT * RETIRE TO FRC WHEN 2 YEARS OLD. TRANSFER TO NARA WHEN 20 YEARS OLD. <DA: N1-255-94-1> |
|||
(b) All other copies. |
DESTROY WHEN 3 YEARS OLD OR WHEN NO LONGER NEEDED FOR REFERENCE, WHICHEVER IS SOONER. [GRS 16-8b(1)] |
|||
2. All other records produced by the group. |
DESTROY WHEN 3 YEARS OLD OR WHEN NO LONGER NEEDED FOR REFERENCE, WHICHEVER IS SOONER. [GRS 16-8b(2)] |
|||
3. Records maintained by individual members. |
DESTROY UPON TERMINATION OF MEMBERSHIP, OR WHEN NO LONGER NEEDED, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
|||
1150 | 15 |
CONGRESSIONAL FILES A. Congressional Committee Files |
||
Combined with AFS 1311, Item 1/27 from NPR 1441.1C |
1. Files pertaining to correspondence to and from Congressional Committees. This includes letters, hearings (including questions and material for the record), testimony, edited transcripts. Cutoff date is end of Congressional session. |
*PERMANENT* RETIRE TO FRC 5 YEARS AFTER CUTOFF. TRANSFER TO NARA 15 YEARS AFTER CUTOFF. <DA: N1-255-00-6> |
||
2. Reports to Congress - consists of statutory and other reports requested by Congress pertaining to NASA activities. | ||||
(a) HQ Office of Legislative Affairs (Office of Primary Responsibility) Cutoff date is end of Congressional session. |
*PERMANENT* RETIRE TO FRC 5 YEARS AFTER CUTOFF. TRANSFER TO NARA 15 YEARS AFTER CUTOFF. <DA: N1-255-00-6> |
|||
(b) All other offices and copies. |
DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-00-6> |
|||
B. Congressional Correspondence Files Correspondence with Members of Congress concerning information about NASA programs and projects; includes correspondence with Members of Congress pertaining to constituent requests. Cutoff date is end of Congressional session. |
RETIRE TO FRC 5 YEARS AFTER CUTOFF. DESTROY 15 YEARS AFTER CUTOFF. <DA: N1-255-00-6> |
|||
C. Congressional Briefings Briefings provided to Members of Congress regarding NASA programs, projects and activities. |
RETAIN FOR ONE YEAR. DESTROY WHEN NO LONGER NEEDED AT THE CONCLUSION OF THE ONE YEAR RETENTION. <DA: N1-255-00-6> |
|||
D. Publications requests from Congressmen for copies of NASA publications which required no formal reply. |
DESTROY 1 YEAR AFTER PUBLICATION IS SENT. <DA: N1-255-00-6> |
|||
E. Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. | ||||
1. Copies that have no further administrative value after the recordkeeping copy is made. Includes copies maintained by individuals in personal files, personal electronic mail directories, or other personal directories on hard disk or network drives. |
DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-6> |
|||
15 | 2. Copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. |
DESTROY/DELETE AFTER DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <DA: N1-255-00-6> |
||
1150 | 15.1 | LEGISLATION FILES PROPOSED | ||
A. Documents accumulated in the preparation and processing of legislation proposed by or in the interest of NASA. Includes drafts of legislation, reports to committees on introduced legislation, and comments on, including coordination through Center legal office(s) with final submissions to Headquarters, on legislative proposals. This series includes case files on each proposed item of legislation and files are kept and maintained, and broken in this fashion. OPR: NASA Headquarters, Office of Legislative Affairs |
RETIRE TO FRC 5 YEARS AFTER PROPOSAL IS ENACTED INTO LAW OR IS KILLED. DESTROY WHEN 15 YEARS OLD. <DA: N1-255-94-1> |
|||
B. Offices providing information, feeder reports, or pertinent documentation to cognizant Headquarters office concerning the proposed legislation. |
DESTROY WHEN 10 YEARS OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
|||
C. All other offices/copies. |
DESTROY WHEN NO LONGER NEEDED FOR REFERENCE PURPOSES. <DA: N1-255-94-1> |
|||
1152 | Intra-Agency | Contact Center Records Mgr. | ||
1154 | Inter-Agency | Contact Center Records Mgr. | ||
1156 | Advisory Committees/Groups | Contact Center Records Mgr. | ||
1160 | Special Lines of Succession | Contact Center Records Mgr. | ||
1162 | Delegation of Authority To Act For The Administrator | Contact Center Records Mgr. | ||
1170 | Inventions and Contributions Board |
(see below) |
||
1170 | 16 | INVENTIONS AND CONTRIBUTIONS BOARD RECORDS AND FILES | ||
A. Minutes of meetings of the Inventions and Contributions Board. | ||||
1. Record copy. HQ: BOARD OF CONTRACT APPEALS |
* PERMANENT * TRANSFER TO NARA WHEN 5 YEARS OLD. <DA: N1-255-94-1> |
|||
2. Centers. Monetary Awards Only (Significant). |
RECORDS ARE SUBMITTED TO NASA HQ BY COGNIZANT TU PROGRAM OR PATENT PROGRAM AS APPLICABLE. <DA: N1-255-94-1> |
|||
3. All other copies. |
DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
|||
16 | B. Copies of documents/records created by the Board that are maintained at centers or by Board members. |
DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
||
C. Alphabetical files, by contributor, on contributions NOT considered for award; files include correspondence, evaluations, and all related papers/records. |
RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 23 YEARS OLD. <DA: N1-255-94-1> (N 13-17) |
|||
D. Alphabetical files, by contributor, on contributions considered for award; files include correspondence, evaluations, recommendations by the Inventions and Contributions Board and the Administrator Board and the Administrator and all related records/documentation. |
RETIRE TO FRC WHEN 3 YEARS OLD. DESTROY WHEN 22 YEARS OLD. <DA: N1-255-94-1> (N 13-17) |
|||
E. Denied Award Hearings Files. Case files on hearings evolving from denied awards from the Inventions and Contributions Board. |
RETIRE TO FRC AFTER CASE IS CLOSED. DESTROY WHEN 25 YEARS OLD. <DA: N1-255-94-1> (N 13-18) |
|||
F. Award case files/applications that have been microfilmed. | ||||
1. Paper Records. |
DESTROY WHEN MICROFILM/MICROFICHE HAS BEEN VERIFIED. <DA: N1-255-94-1> |
|||
2. Microfilm/microfiche Records. |
DESTROY WHEN NO LONGER NEEDED OR WHEN 25 YEARS OLD WHICHEVER IS SOONER. <DA: N1-255-94-1> |
|||
1180 | NASA Board of Contract Appeals |
(see below) |
||
1180 | 17 |
NASA BOARD OF CONTRACT APPEALS CASE FILESGOVERNMENT COUNSEL'S CASE FILES Appeals before the NASA Board of Contract Appeals consisting of Notices of Appeal, complaint, answer and/or motion, correspondence, transcripts of proceedings before the Board, exhibits, briefs in support of the parties positions taken under the disputes clause of a NASA contract, and Board decisions, together with working papers of the trial attorney charged with representing NASA before the Board. |
RETIRE TO FRC 2 YEARS AFTER BOARD HAS RENDERED ITS DECISION OR CASE IS SETTLED. DESTROY WHEN 6 YEARS OLD. <DA: N1-255-94-1> (N 13-22) |
|
1180 | 18 | BOARD OF CONTRACT APPEALS CASE FILES | ||
Records of appeals of NASA contractors under the disputes clause of a NASA contract, including findings and final decisions of NASA contracting officers, pleadings, transcripts of hearings, briefs, exhibits, and related correspondence, memoranda, working papers, Board decisions, and other related papers/documentation. | ||||
18 | A. Records created prior to October 1, 1979. Case in which the appeal was withdrawn or settled. |
RETIRE TO FRC 2 YEARS AFTER YEAR IN WHICH APPEAL WAS WITHDRAWN OR SETTLED. DESTROY 6 YEARS, 3 MONTHS, AFTER FINAL ACTION ON DECISION. [GRS 3-15a] |
||
B. Cases in which the Board rendered a decision. |
RETIRE TO FRC 6 YEARS AFTER YEAR IN WHICH DECISION WAS RENDERED. DESTROY WHEN 11 YEARS OLD. <DA: N1-255-94-1> (N 17-49) |
|||
C. Records created after September 30, 1979. Cases in which the appeal was withdrawn or settled. |
DESTROY 1 YEAR AFTER FINAL ACTION ON DECISION. [GRS 3-15b] |
|||
1200 | Internal Management Controls |
(see below) |
||
1200
|
19 |
SYMPOSIA AND CONFERENCE FILES MANAGEMENT Files (including invitations, attendance records, agenda, minutes, reports, etc.) of routine and ad hoc conferences and meetings, such as meetings of non-project working groups and task groups, included are staff meetings related largely to administrative matters. |
RETIRE TO FRC WHEN 1 YEAR OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 1-39, N 24-14) |
|
1200
|
20 |
COMMITTEE MANAGEMENT OFFICERS - FEDERAL ADVISORY COMMITTEE ACT FILES Records maintained by agency Committee Management Officers for committees established under the Federal Advisory Committee Act, including copies of charters, membership lists, agendas, policy statements, and material required to be available for public information. |
DESTROY 5 YEARS AFTER TERMINATION OF COMMITTEE. [GRS 16-8c] |
|
1210 | Fundamental Principles | Contact Center Records Mgr. | ||
1216 1220 | 22 | RECORDS OF TOP MANAGEMENT OFFICIALS | ||
RECORDS OF MANAGEMENT Records created and received by NASA management not included in a specific case file (see Note 1). A. Records created and received in any and all media that substantially document the development and management of NASA policy, operations, and programs. Often arranged as general subject files, they typically include briefings; reports; presentations; studies; substantive correspondence, email, and informal notes; and other documents that respond to and decide matters affecting the office+s operation and guidance. Also included are calendars, appointment books, schedules, logs, diaries, and journals that document appointments, telephone calls, conferences, meetings, trips, and other activities and communications while serving in an official capacity. These records document substantive work carried on by the office. [Program and Project Managers see Note 1.] | ||||
1. Administrator, Center Directors, their deputies and associates who help execute the functions of the Administrator and Center Directors; and heads of Agency or Center Mission Directorates or other direct mission support offices. | * PERMANENT * CUT OFF AT END OF FISCAL OR CALENDAR YEAR. RETIRE TO FRC WHEN 5 YEARS OLD IN 5 YEAR BLOCKS. TRANSFER TO NARA WHEN 10 YEARS OLD. <DA: N1-255-06-1> (N 1-1) |
|||
2. Heads of all other offices (functional offices concerned with Agency or Center infrastructure and administration) such as CIO, CFO, Human Capital, Facility Operations organizations, etc. |
TEMPORARY.
CUT OFF AT END OF FISCAL OR CALENDAR YEAR. DESTROY OR DELETE BETWEEN 5 AND 15 YEARS AFTER CUTOFF.
|
|||
B. Records in any and all media created or received at any management office relating to internal administration or housekeeping activities rather than the functions for which the office exists. Includes, but is not limited to: office organization, procedures, and communications; funds expenditure; personnel administration including training and travel; and office space, supplies, services, equipment and utilities. Also includes correspondence, email and other material lacking long-term value. |
TEMPORARY.
CUT OFF AT END OF FISCAL OR CALENDAR YEAR. DESTROY OR DELETE BETWEEN 2 AND 5 YEARS AFTER CUTOFF.
|
|||
22 |
C. All other copies of records described in A or B above. Note 1: Records described by items 22A and 22B that are specific to individual programs or projects are covered by Schedule 8, items 101-113. Note 2: Other general records-transitory files, suspense files, etc.-are covered by Schedule 1, item 78. |
NON-RECORD. DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-06-1> |
||
1216 | 23 |
LANGLEY CENTRAL CORRESPONDENCE FILES (LaRC ONLY) |
||
23 |
A. NACA/NASA CORRESPONDENCE SYSTEM (Dated: 1940 to December 1984) These files consist of general administrative, project, and program incoming and outgoing correspondence received at LaRC maintained in microfilm format. Records include the associated "File Code Log Books" (paper copy only). This record series also includes the computer printouts containing the roll number for image on file (paper copy). Document is considered a finding aid. Documents were filmed by subject code vs. date therefore documentation is intermixed. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY SCHEDULE 1/ITEM 22. | ||
B. DOCUMENT LOCATOR NUMBER CENTRAL CORRESPONDENCE FILE (DLN FILE) These files start with the period January 1985 and consist of general administrative, project, and program incoming and outgoing correspondence received at LaRC maintained in microfilm format. |
||||
1. Paper originals as received. | ITEM DISCONTINUED. RECORDS NOW COVERED BY SCHEDULE 1/ITEM 22. | |||
2. Microfilm Copies These records are in microfilm format and are operated on an IBM or compatible system and documents/records are located on this system via the use of a "Keyword" search program. (SEE ITEM 3.) |
||||
23 | (a) DLN copy. | ITEM DISCONTINUED. RECORDS NOW COVERED BY SCHEDULE 1/ITEM 22. | ||
(b) Original and duplicate. | ITEM DISCONTINUED. RECORDS NOW COVERED BY SCHEDULE 1/ITEM 22. | |||
3. LaRC Correspondence System. This system serves as the finding aid to the DLN Central Correspondence Files. (This system was established in 1985.) [Covers 1985 to Present.] |
ITEM DISCONTINUED. RECORDS NOW COVERED BY SCHEDULE 1/ITEM 22. | |||
1216
|
24 | TRANSITORY OR TEMPORARY INTERNAL ADMINISTRATIVE FILES |
ITEM DISCOUNTINUED. RECORDS COVERED BY ITEM 1/78G. [GRS 23-7] |
|
1216
|
25 |
ROUTINE CONTROL FILES Job control records, status cards, routing slips, work processing sheets, correspondence control forms, receipts for records charge-out, and other similar records used solely to control or document the status of correspondence, reports, or other records that are authorized for destruction. |
REMOVE FROM RELATED RECORDS AND DESTROY OR DELETE WHEN 2 YEARS OLD OR 2 YEARS AFTER THE DATE APPLICABLE. [GRS 23-8] (N 24-18) |
|
1220 | Role of General Management | Contact Center Records Mgr. | ||
1230 | Program Management | Contact Center Records Mgr. | ||
1240 | Functional Management |
(see below) |
||
1240 | 26 |
INTERNAL MANAGEMENT FILES Records relating to internal management and operation of the unit. |
DESTROY WHEN 2 YEARS OLD. [GRS 13-6] |
|
1250 | Institutional Management | Contact Center Records Mgr. | ||
1260 | Budget (Management of) | Contact Center Records Mgr. | ||
1270 | Productivity and Quality Enhancement TQM | Contact Center Records Mgr. | ||
1271 | National Partnership for Reinventing Government | Contact Center Records Mgr. | ||
1272 | Government Performance Results Act (GPRA) | Contact Center Records Mgr. | ||
1280 | Quality Management Systems |
(see below) |
||
1280 | 26.5 |
QUALITY MANAGEMENT FILES Files related to the status of the overall effectiveness of the Quality System at the NASA installations. Records include audits, oversight of corrective action, management review activities, quality system metrics evaluations, and correspondence with external auditor. |
||
A. CENTER-OFFICE OF PRIMARY RESPONSIBILITY Recordkeeping copy (paper) |
DESTROY WHEN 7 YEARS OLD. <DA: N1-255-99-3> |
|||
B. ALL OTHER OFFICES Recordkeeping copy (paper) (When not covered elsewhere in these schedules.) |
DESTROY WHEN 3 YEARS OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS SOONER. <DA: N1-255-99-3> |
|||
C. ELECTRONIC COPIES generated on office automation applications such as E-mail and word processing applications. |
DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-99-3> |
|||
1300 | External Relationships | Contact Center Records Mgr. | ||
1305 | Escort Services | Contact Center Records Mgr. | ||
1310 | Legislative Branch | Contact Center Records Mgr. | ||
1311 | Congress |
(see below) |
||
1311 See AFS 1150 |
27 |
CONGRESSIONAL CORRESPONDENCE FILES A. and B. See Item 15/B Congressional Correspondence Files. (New item replaced N1-255-94-1 and N 1-15 in April 2001.) |
||
C. See Item 15/D Publications requests from Congressmen. (New item replaced N1-255-94-1 and N 1-16 in April 2001. | ||||
1311 | 28 | REPORTS TO CONGRESS | ||
A. See Item 15/A/2/(a) HQ Office of Legislative Affairs. (New Item replaced N1-255-94-1 and N 1-12 in April 2001.) | ||||
B. See Item 15/A/2/(b) All other offices and copies. (New item replaced N1-255-94-1 in April 2001.) |
|
|||
1312 | General Accounting Office (GAO) |
(see below) |
||
1312 | 29 |
GENERAL ACCOUNTING OFFICE (GAO) EXCEPTIONS FILES/NOTICES GAO notices of exceptions, such as Standard Form 1100, formal or informal, and related correspondence. |
DESTROY 1 YEAR AFTER EXCEPTION HAS BEEN REPORTED AS CLEARED BY GAO. [GRS 6-2] (N 2-2) |
|
1313 | Government Printing Office (GPO) | Contact Center Records Mgr. | ||
1314 | Library of Congress | Contact Center Records Mgr. | ||
1315 | Judicial Branch | Contact Center Records Mgr. | ||
1316 | Supreme Court of the United States | Contact Center Records Mgr. | ||
1320 | Executive Branch |
(see below) |
||
1320 | 30 | LEGISLATION FILES PROPOSED See Item 15.1 Legislation Files Proposed |
||
1321 | White House Referrals | Contact Center Records Mgr. | ||
1322 | Executive Office of the President (EOP) | Contact Center Records Mgr. | ||
1323 | Office of Management and Budget (OMB) | Contact Center Records Mgr. | ||
1324 | Office of Personnel Management (OPM) | Contact Center Records Mgr. | ||
1325 | Executive Agencies / Departments | Contact Center Records Mgr. | ||
1328 | Department of Defense |
(see below) |
||
1328 | 31 |
MILITARY REPORTS Reports and copies of documents from the Departments of the Army, Navy, Air Force, and Defense. |
DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> (N 1-33) |
|
1330 | Independent Establishments and Government Corporations | Contact Center Records Mgr. | ||
1340 | State and Local Government | Contact Center Records Mgr. | ||
1350 | Nongovernmental Organizations | Contact Center Records Mgr. | ||
1355 | University Affairs |
(see below) |
||
1355 | 32 |
UNIVERSITY AFFAIRS PROGRAM FILES These are case files kept alphabetically by individual, by program. Case files will typically include, but not be limited to, application forms, transcripts, proposals, and letters of recommendations, as appropriate for each program. Records in this series may include any other associated correspondence or documentation related to the operation and functions of the program. Programs include, but are not limited to: Advanced Designee Program NASA/USRA ASEE Summer Faculty Fellowship Program Graduate Program in Aeronautics Graduate Student Researchers Program (GSRP) Graduate Student Researchers Program/UMF Historically Black Colleges and Universities (HBCU) Space Technology Development and Utilization Program (STDP) Joint Institute for Advancement of Flight Sciences (JIAFS) Langley Aerospace Research Summer Scholars Program (LARSS) NASA Space Engineering Research Center Program National Research Council (NRC) Resident Research Associateship Program National Space Grant College and Fellowship Program Other Minority University Programs |
||
A. OFFICE OF PRIMARY RESPONSIBILITY: University Affairs |
RETAIN ON-SITE. DESTROY 5 YEARS AFTER COMPLETION OF RESPECTIVE PROGRAM. <DA: N1-255-94-1> |
|||
B. ALL OTHER OFFICES/COPIES
|
DESTROY WHEN NO LONGER NEEDED OR WHEN REFERENCE VALUE CEASES. <DA: N1-255-94-1> | |||
32 | C. ROSTERS OR LISTS OF PARTICIPANTS/INDIVIDUALS IN RESPECTIVE PROGRAMS | DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> | ||
1356 | General NASA University Policy and Relationships | Contact Center Records Mgr. | ||
1357 | Unsolicited Proposals from Universities | Contact Center Records Mgr. | ||
1358 | Functional Management of University Programs | Contact Center Records Mgr. | ||
1359 | University R&D Support | Contact Center Records Mgr. | ||
1360 | International Affairs/Programs |
(see below) |
||
1360 | 33 |
INTERNATIONAL CORRESPONDENCE Correspondence with private individuals outside of the U.S. requesting information or publications. |
DESTROY 2 YEARS AFTER RESPONSE TO REQUEST. <DA: N1-255-94-1> (N 1-11) |
|
1362 | Cooperative Projects |
(see below) |
||
1362 | 34 |
INTERNATIONAL ACTIVITIES FILES Case files on NASA international activities; includes correspondence, reports, agreements, and all related papers. |
* PERMANENT * TRANSFER TO NARA WHEN ACTIVITY CEASES, OR WHEN 30 YEARS OLD. <DA: N1-255-94-1> (N 1-10) |
|
1365 | International Organizations | Contact Center Records Mgr. | ||
1367 | Support of Overseas Operations | Contact Center Records Mgr. | ||
1370 | Foreign Visits and Visitors |
(see below) |
||
1370 | 35 |
FOREIGN NATIONAL VISITORS FILES Documents relating to the visits of foreign nationals, including authorizations, security clearances, itineraries, correspondence, and reports. |
DESTROY 2 YEARS AFTER TERMINATION OF VISIT. <DA: N1-255-94-1> (N 19-17) |
|
1370 | 36 |
VISITOR OPINION CARDS Forms completed by visitors to centers showing their opinion of the facilities. |
DESTROY 6 MONTHS AFTER VISIT. <DA: N1-255-94-1> (N 19-20) |
|
1371 | Foreign National Access to NASA | Contact Center Records Mgr. | ||
1373 | NASA Travel Abroad | Contact Center Records Mgr. | ||
1374 | International Fellowships | Contact Center Records Mgr. | ||
1376 | Resident Research Associateships | Contact Center Records Mgr. | ||
1378 | Training of Foreign Nationals | Contact Center Records Mgr. | ||
1380 | Public Affairs |
(see below) |
||
1380 | 37 | COMMUNITY RELATIONS FILES | ||
A. Documentation showing the development, maintenance, and improvement of relations between NASA and the community. GSFC: These are meetings between local leaders in business/political areas to show/demonstrate what GSFC is doing in the local community, rotary clubs, Chamber of Commerce, etc. |
DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 19-19) |
|||
37 | B. Records relating to speeches, tours, personal appearances, and other such routine activities. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> (N 19-19) |
||
1380 | 38 |
STATISTICAL REPORTS FILES Statistics regarding public affairs activities of Centers for use in compiling semiannual report, including statistics regarding dissemination of publications and number of publications in stock. |
||
A. HQ: PUBLIC AFFAIRS (OPR) |
DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 19-8) |
|||
B. CENTERS: Office of Primary Responsibility |
DESTROY WHEN 3 YEARS OLD. <DA: N1-255-94-1> (N 19-8) |
|||
C. ALL OTHER OFFICES/COPIES |
DESTROY WHEN 1 YEAR OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS SOONER. <DA: N1-255-94-1> (N 19-8) |
|||
1380 | 38.5 |
TRANSITORY BULLETINS AND NOTICES Documents of short-term interest, including in electronic form (e.g., e-mail messages), which have no documentary or evidential value and normally need not be kept more than 90 days. This series consists of bulletins, newsletters, and notices, published via hard copy distribution or electronic Web page posting which provide routine information of a transitory nature to Center personnel on notifications of meetings (internal and external), onsite activities, and operational information for the Center such as notices of holidays, bond campaigns, charity and welfare fund appeals. |
DESTROY IMMEDIATELY, OR WHEN NO LONGER NEEDED FOR REFERENCE, OR UNDER A PREDETERMINED SCHEDULE OR BUSINESS RULE (E.G., IMPLEMENTING THE AUTO-DELETE FEATURE OF “LIVE” ELECTRONIC MAIL SYSTEMS). [GRS 23-7] |
|
1380 | 39 |
NASA PERIODIC INFORMATION SERIES - HOUSE ORGANS Periodic newsletter, bulletins, or similar types of official Center publications that contain information relating to Center facilities, operations, significant projects, mission development, personnel, social fabric, and any other information of interest to NASA employees. |
||
A. Record Copy. |
*PERMANENT* TRANSFER ONE COPY OF EACH ISSUE TO NARA ANNUALLY IN ONE-YEAR BLOCKS AT THE END OF EACH CALENDAR YEAR. IF IN ELECTRONIC FORMAT, TRANSFER IN ACCORDANCE WITH 36 CFR 1228.270 AND CURRENT NARA GUIDANCE. <DA: N1-255-05-01> |
|||
B. Record Copy. |
TEMPORARY. TRANSFER A SECOND COPY OF EACH ISSUE TO LOCAL CENTER HISTORY OFFICE. DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-05-01> |
|||
C. Hard copy originals used to create imaged record copy on electronic media. |
TEMPORARY. DESTROY/DELETE AFTER VERIFICATION OF ELECTRONIC RECORD COPY. <DA: N1-255-05-01> |
|||
1380 |
40 PASR |
BIOGRAPHICAL RECORDS FOR PUBLIC AFFAIRS - NASA 10 BRPA Current biographical information about principal and prominent management and staff officials, program and project managers, scientists, engineers, speakers, other selected employees, involved in newsworthy activities, and other participants in agency programs, with a recent photograph when available. Data items are those generally required by NASA or the news media in preparing news or feature stories about the individual and/or the individual's activity with NASA. |
||
1380 | 41 | AUDIENCE REPORT FORMS | ||
1382 | Release of Information | (see below) | ||
1382 | 42 |
PRIVACY ACT REQUEST FILES Files created in response to requests from individuals to gain access to their records or to any information in the records pertaining to them, as provided for under 5 U.S.C. 552a(d)(1). Files contain original request, copy of reply thereto, and all related supporting documents, which may include the official file copy of records requested or a copy thereof. |
||
A. Correspondence and supporting documents (EXCLUDING the official file copy of the records requested if filed herein). | ||||
1. Granting access to all the requested records. |
DESTROY 2 YEARS AFTER DATE OF REPLY. [GRS 14-21a(1)] |
|||
2. Responding to requests for non-existent records; to requestors who provide inadequate descriptions; and to those who fail to pay agency reproduction fees. | ||||
(a) Requests NOT appealed. |
DESTROY 2 YEARS AFTER DATE OF REPLY. [GRS 14-21a(2)(a)] |
|||
(b) Requests appealed. |
DESTROY AS AUTHORIZED UNDER ITEM 43. [GRS 14-21a(2)(b)] |
|||
3. Denying access to all or part of the records requested. | ||||
(a) Requests NOT appealed. |
DESTROY 5 YEARS AFTER DATE OF REPLY. [GRS 14-21a(3)(a)] |
|||
(b) Requests appealed. |
DESTROY AS AUTHORIZED UNDER ITEM 43. [GRS 14-21-a(3)(b)] |
|||
B. Official file copy of requested records. |
DISPOSE OF IN ACCORDANCE WITH APPROVED AGENCY DISPOSITION INSTRUCTIONS FOR THE RELATED RECORDS, OR WITH THE RELATED PRIVACY ACT REQUEST, WHICHEVER IS LATER. [GRS 14-21(b)] |
|||
1382 | 43 | PRIVACY ACT AMENDMENT CASE FILES | ||
Files relating to an individual's request to amend a record pertaining to that individual as provided for under 5 U.S.C. 552a(d)(2); to the individual's request for a review of an agency's refusal of the individual's request to amend a record as provided for under 552a(d)(3); and to any civil action brought by the individual against the refusing agency as provided for under 5 U.S.C. 552a(g). | ||||
A. Requests to amend agreed to by agency. Includes individual's requests to amend and/or review refusal to amend, copies of agency's replies thereto, and related materials. |
DISPOSE OF IN ACCORDANCE WITH THE APPROVED DISPOSITION INSTRUCTIONS FOR THE RELATED SUBJECT INDIVIDUAL'S RECORD OR 4 YEARS AFTER AGENCY'S AGREEMENT TO AMEND, WHICHEVER IS LATER. [GRS 14-22a] |
|||
B. Requests to amend refused by agency. Includes individual's requests to amend and to review refusal to amend, copies of agency's replies thereto, statement of disagreement, agency justification for refusal to amend a record, and related materials. |
DISPOSE OF IN ACCORDANCE WITH THE APPROVED DISPOSITION INSTRUCTIONS FOR THE RELATED SUBJECT INDIVIDUAL'S RECORD, OR 4 YEARS AFTER FINAL DETERMINATION BY THE AGENCY, OR 3 YEARS AFTER FINAL ADJUDICATION BY COURTS, WHICHEVER IS LATER. [GRS 14-22b] |
|||
C. Appealed requests to amend. Includes all files created in responding to appeals under the Privacy Act for refusal by any agency to amend a record. |
DISPOSE OF IN ACCORDANCE WITH THE APPROVED DISPOSITION INSTRUCTIONS FOR RELATED SUBJECT INDIVIDUAL'S RECORD OR 3 YEARS AFTER FINAL ADJUDICATION BY COURTS, WHICHEVER IS LATER. [GRS 14-22c] |
|||
1382 | 44 |
PRIVACY ACT ACCOUNTING OF DISCLOSURE FILES Files maintained under the provisions of 5 U.S.C. 552a(c) for an accurate accounting of the date, nature, and purpose of each disclosure of a record to any person or to another agency, including forms for showing the subject individual's name, requestor's name and address, purpose and date of disclosure, and proof of subject individual's consent when applicable. |
DISPOSE OF IN ACCORDANCE WITH THE APPROVED DISPOSITION INSTRUCTIONS FOR THE RELATED SUBJECT INDIVIDUAL'S RECORDS OR 5 YEARS AFTER THE DISCLOSURE FOR WHICH THE ACCOUNTABILITY WAS MADE, WHICHEVER IS LATER. [GRS 14-23] |
|
1382 | 45 | PRIVACY ACT CONTROL FILES | ||
Files maintained for control purposes in responding to requests, including registers and similar records listing date, nature of request, and name and address of the requestor. | ||||
A. REGISTERS OR LISTINGS |
DESTROY 5 YEARS AFTER DATE OF LAST ENTRY. [GRS 14-24(a)] |
|||
B. ALL OTHER OFFICE/COPIES |
DESTROY 5 YEARS AFTER FINAL ACTION BY THE AGENCY OR FINAL ADJUDICATION BY COURTS, WHICHEVER IS LATER. [GRS 14-24(b)] |
|||
1382 | 46 | PRIVACY ACT REPORTS FILES | ||
46 | Recurring reports and one-time information requirement relating to agency implementation, including annual reports to the Congress of the United States, the Office of Management and Budget, and the Report on New Systems. | |||
A. NASA ANNUAL REPORTS TO CONGRESS MAINTAINED AT AGENCY LEVEL OFFICE AT HEADQUARTERS |
* PERMANENT * RETIRE TO FRC WHEN 5 YEARS OLD. TRANSFER TO NARA WHEN 15 YEARS OLD. <DA: N1-255-94-1> |
|||
B. ALL OTHER REPORTS/COPIES | DESTROY WHEN 2 YEARS OLD. [GRS 14-25] |
|||
1382 | 47 |
PRIVACY ACT GENERAL ADMINISTRATIVE FILES Records relating to the general agency implementation of the Privacy Act, including notices, memoranda, routine correspondence, and related records. |
DESTROY WHEN 2 YEARS OLD. [GRS 14-26] |
|
1382 | 48 |
PRESS SERVICE FILES Press service teletype news and similar materials. |
DESTROY WHEN 3 MONTHS OLD. [GRS 14-3] |
|
1382 | 49 |
FREEDOM OF INFORMATION ACT (FOIA) REQUESTS FILES Files created in response to requests for information under the Freedom of Information Act consisting of the original request, a copy of the reply thereto, and all related supporting files which may include official file copy of requested record or copy thereof. |
||
A. CORRESPONDENCE AND SUPPORTING DOCUMENTS (EXCLUDING the official file copy of the copy of the records requested if filed herein). | ||||
1. Granting access to all the requested records. |
DESTROY 2 YEARS AFTER DATE OF REPLY. [GRS 14-11a(1)] |
|||
2. Responding to requests for non-existent records; to requestors who provide inadequate descriptions; and to those who fail to pay agency reproduction fees. | ||||
(a) Requests NOT appealed. |
DESTROY 2 YEARS AFTER DATE OF REPLY. [GRS 14-11a(2)(a)] |
|||
(b) Requests appealed. |
DESTROY 6 YEARS AFTER FINAL DETERMINATION BY AGENCY OR 6 YEARS AFTER THE TIME AT WHICH A REQUESTER COULD FILE SUIT OR 3 YEARS AFTER FINAL ADJUDICATION BY THE COURTS, WHICHEVER IS LATER. [GRS 14-11a(2)(b)] |
|||
49 |
3. Denying access to all or part of the records requested. | |||
(a) Requests NOT appealed. |
DESTROY 6 YEARS AFTER DATE OF REPLY. [GRS 14-11a(3)(a)] |
|||
(b) Requests appealed. |
DESTROY 6 YEARS AFTER FINAL DETERMINATION BY AGENCY OR 6 YEARS AFTER THE TIME AT WHICH A REQUESTER COULD FILE SUIT OR 3 YEARS AFTER FINAL ADJUDICATION BY THE COURTS, WHICHEVER IS LATER. [GRS 14-11a(3)(b)] |
|||
B. OFFICIAL FILE COPY OF REQUESTED RECORDS |
DISPOSE OF IN ACCORDANCE WITH PROPER SCHEDULE ITEM OR WITH THE RELATED FOIA REQUEST, WHICHEVER IS LATER. [GRS 14-11b] |
|||
1382 | 50 |
FOIA REPORTS Recurring reports and one-time information requirements relating to the agency implementation of the Freedom of Information Act, including annual reports to the Congress. |
||
A. NASA ANNUAL REPORTS TO CONGRESS MAINTAINED AT THE AGENCY LEVEL Record Copies: HQ ONLY |
* PERMANENT * RETIRE TO FRC WHEN 3 YEARS OLD. TRANSFER TO NARA WHEN 15 YEARS OLD. <DA: N1-255-94-1> |
|||
B. RECURRING REPORTS AND . . . INFORMATION ACT, EXCLUDING ANNUAL REPORTS TO THE CONGRESS |
DESTROY WHEN 2 YEARS OLD. [GRS 14-14] |
|||
C. ALL OTHER COPIES/REPORTS |
DESTROY WHEN 2 YEARS OLD OR SOONER IF NO LONGER NEEDED FOR ADMINISTRATIVE USE. <DA: N1-255-94-1> |
|||
1382 | 51 |
FOIA ADMINISTRATIVE FILES Records relating to the general agency implementation of the FOIA, including notices, memoranda, routine correspondence, and related records. |
DESTROY WHEN 2 YEARS OLD. [GRS 14-15] |
|
1382 | 52 |
FOIA APPEALS FILES Files created in responding to administrative appeals under the FOIA for release of information denied by the agency, consisting of the appellant's letter, a copy of the reply thereto, and related supporting documents, which may include the official file copy of records under appeal or copy thereof. |
||
52 | A. CORRESPONDENCE AND SUPPORTING DOCUMENTS (EXCLUDING the file copy of the records under appeal if filed herein). |
DESTROY 6 YEARS AFTER FINAL DETERMINATION BY AGENCY OR 6 YEARS AFTER THE TIME AT WHICH A REQUESTER COULD FILE SUIT OR 3 YEARS AFTER FINAL ADJUDICATION BY THE COURTS, WHICHEVER IS LATER. [GRS 14-12(a)] |
||
B. OFFICIAL FILE COPY OF RECORDS UNDER APPEAL |
DISPOSE OF IN ACCORDANCE WITH SCHEDULE ITEM OR WITH THE RELATED FOIA REQUEST, WHICHEVER IS LATER. [GRS 14-12(b)] |
|||
1382 | 53 |
FOIA CONTROL FILES Files maintained for control purposes in responding to requests, including registers and similar records listing date, nature, and purpose of request and name and address of requestor. |
||
A. REGISTERS OR LISTINGS |
DESTROY 6 YEARS AFTER DATE OF LAST ENTRY. [GRS 14-13a] |
|||
B. ALL OTHER FILES/COPIES |
DESTROY 6 YEARS AFTER FINAL ACTION BY THE AGENCY OR AFTER FINAL ADJUDICATION BY THE COURTS WHICHEVER IS LATER. [GRS 14-13b] |
|||
1382 | 54 |
NEW RELEASES One copy of each prepared statement or announcement issued for distribution to the news media. Published or processed documents, such as "Press Kits," "Fact Sheets," "Current News," and all other materials used mainly for news media. News releases that announce events such as adoption of new programs, terminations of old programs, major shifts in policy, and changes in senior agency personnel and may be a textual record such as a formal press release or non-textual, such as films, video, or sound recordings (typically cleared through HQ). |
||
A. OFFICE OF PRIMARY RESPONSIBILITY HQ: Office of Public Affairs (Will maintain ONE record copy of each document) |
* PERMANENT * RETIRE TEXTUAL RECORDS TO FRC WHEN 5 YEARS OLD. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 20 YEARS OLD. <DA: N1-255-94-1> (N 19-1) AUDIO VISUAL RECORDS ARE TO BE TRANSFERRED TO NARA IN ACCORDANCE WITH MEDIUM OF CREATION. RETIRE IN 5 YEAR BLOCKS WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 19-1) |
|||
54 |
B. STENNIS SPACE CENTER ONLY The following items as originally produced and distributed by SSC both on-site and locally by the Office of Public Affairs: News Releases - Fact Sheets Brochures |
* PERMANENT * TRANSFER ANNUALLY TO NARA, SOUTHEAST REGION, 1557 ST. JOSEPH AVE., EAST POINT, GA 30344, WITH ANY ASSOCIATED LOGS OR INDEXES. <DA: N1-255-94-1> |
||
C. ALL OTHER CENTERS, OFFICES, OR COPIES |
DESTROY WHEN NO LONGER NEEDED FOR REFERENCE. <DA: N1-255-94-1> |
|||
1382 | 55 |
INFORMATION REQUEST FILES Requests for information and copies of replies thereto, involving no administrative actions, no policy decision, and no special compilations or research and requests for transmittals of publications, photographs, and other informational literature. |
DESTROY WHEN 3 MONTHS OLD. [GRS 14-1] (N 19-21) |
|
1382 | 56 |
INFORMATION SERVICE REPORTS Routine requests for exhibits, speakers, tours, and personal appearances by NASA officials and astronauts. |
DESTROY WHEN 5 YEARS OLD, OR WHEN NO LONGER NEEDED FOR REFERENCE WHICHEVER IS FIRST. <DA: N1-255-94-1> |
|
1382 | 57 |
NASA RADIO PRESENTATIONS Office of Primary Responsibility: HQ (Office of Public Affairs / Code PMD) |
||
A. 1992 AND EARLIER One copy of each radio program as created by NASA and provided to the general public and radio stations. Formats can consist of, but are not limited to: NASA Radio Special Reports; Audio News Features; and Space Notes. (Mediums of transfer consist of: Reel-to-reel; cassettes; transcripts; etc.) |
* PERMANENT * RETIRE TO FRC 1 YEAR AFTER RELEASE OR DELIVERY. TRANSFER TO NARA WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 19-3) |
|||
B. 1993 AND CONTINUING | ||||
1. NASA Space Stories. These are stories of interest about NASA programs/projects. Stories are created as weekly radio shows and are distributed every 4 weeks. Masters consist of 4 stories approximately 4 1/2 minutes in length and 4 items entitled "Frontiers" each is a 90 second version of the Space Story. English" and "Spanish" versions of each program, including a written translation, if one exists. |
* PERMANENT * TRANSFER 1 PRODUCTION MASTER (1/4" OPEN REEL-TO-REEL TAPE) AND 1 DUBBED CASSETTE COPY TO NARA ANNUALLY, ALONG WITH 1 HARD COPY OF THE LABEL INFORMATION FOR EACH CASSETTE. <DA: N1-255-94-1> (N 19-3) |
|||
NOTE: Spanish versions of the NASA Radio programs consist of the NASA Space Stories produced approximately every 1-2 weeks every 4 weeks with one 4 1/2 minute and one 90 second story which duplicate/copy an English story. | ||||
57 | 2. NASA Special Reports. |
* PERMANENT * SEE ABOVE DISPOSITION B.1. <DA: N1-255-94-1> |
||
3. NASA Space Notes. Radio programs created by NASA and provided to the general public and radio stations. |
* PERMANENT * SEE ABOVE DISPOSITION B.1. <DA: N1-255-94-1> |
|||
C. NASA OFFICIAL INTERVIEWS | ||||
1. Raw and Routine interviews. These are interviews done for research and background information for production of NASA Space Stories and Frontiers. (These interviews have been produced on DAT Tapes, cassettes, and 1/4" reel-to-reel tapes.) |
DESTROY WHEN 2 YEARS OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
|||
2. Special Interest Interviews. These are unique interviews with NASA officials concerning current items, issues, or research programs/projects of interest or of special significance to NASA. |
* PERMANENT * TRANSFER 1 PRODUCTION MASTER AND 1 DUBBED CASSETTE COPY TO NARA ANNUALLY ALONG WITH 1 HARD COPY OF ANY LABEL OR BACKGROUND INFORMATION CREATED. <DA: N1-255-94-1> |
|||
D. SOUND EFFECTS These consist of noises used in the production of NASA's radio programs, i.e., telemetry sounds; rocket blast-offs; shuttle launches; etc. |
DESTROY WHEN NO LONGER IN ACTIVE AGENCY USE. [GRS 21-24] |
|||
1382 | 58 |
PAO CLIPPING FILES (SSC ONLY) Files of articles appearing in technical, trade, commercial publications or magazines on NASA and/or the space program in general. Files may include information collected, which pertains to specific programs being conducted at Stennis or any other center with regard to space and aeronautics research. |
DESTROY WHEN NO LONGER NEEDED FOR REFERENCE VALUE OR TRANSFER TO SSC HISTORIAN'S OFFICE. IF TRANSFERRED TO THE HISTORIAN, THAT OFFICE WILL DESTROY WHEN NO LONGER NEEDED. RECORDS CANNOT BE RETIRED TO AN FRC. <DA: N1-255-94-1> |
|
1383 | Audio Visual News Material |
(see below) |
||
1383 | 59 |
POSTERS - EDUCATIONAL Wall Sheets, posters, educational materials, relating to the programs and mission of the Agency done at NASA's request. (This series does not include contractor generated and produced material over which NASA has no control; or incidental posters such as blood drives, Combined Federal Campaign, Thrift Savings Program, etc.) |
* PERMANENT * TRANSFER 2 COPIES ANNUALLY DIRECTLY TO NARA. <DA: N1-255-94-1> |
|
1383 | 60 |
POCKET STATISTICS Contains in summary format agency data on activities, events, personnel, financial data, employment statistics, and other data used in the operation and functioning of the Agency. |
* PERMANENT * TRANSFER 2 COPIES ANNUALLY OR IN-YEAR-OF CREATION IF NOT PUBLISHED ON AN ANNUAL BASIS, DIRECTLY TO NARA. <DA: N1-255-94-1> |
|
1384 | Public Appearances |
(see below) |
||
1384 | 61 | EVENTS CALENDAR FILES | ||
A. Calendars showing when and where special events concerning NASA take place, such as speeches, exhibits, tours, conferences, and other major events. |
HANDLE AS PERMANENT PENDING RETENTION APPROVAL. (N 19-4) |
|||
B. All other offices/copies. |
HANDLE AS PERMANENT PENDING RETENTION APPROVAL. (N 19-4) |
|||
1385 | Speeches and Speakers |
(see below) |
||
1385 | 62 |
SPEECH FILES Official speeches by NASA personnel. Speeches, addresses, comments, and remarks made at formal ceremonies and during interviews by heads of agencies or their senior assistants concerning the programs of their agencies. The speeches and addresses may be presented to executives from other Federal agencies, representatives of state and local governments, or private groups. |
||
A. OFFICE OF PRIMARY RESPONSIBILITY |
* PERMANENT * RETIRE TO FRC 1 YEAR AFTER RELEASE. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 20 YEARS OLD. <DA: N1-255-94-1> (N 19-2) |
|||
B. ALL OTHER OFFICES/COPIES |
DESTROY WHEN NO LONGER NEEDED FOR REFERENCE. <DA: N1-255-94-1> |
|||
1385 | 63 |
SCRIPT FILES Official film, radio, and television scripts. |
||
A. OFFICE OF PRIMARY RESPONSIBILITY |
* PERMANENT * RETIRE TO FRC 1 YEAR AFTER RELEASE OR DELIVERY. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 19-3) |
|||
B. ALL OTHER OFFICES/COPIES |
DESTROY WHEN NO LONGER NEEDED FOR REFERENCE. <DA: N1-255-94-1> (N 19-3) |
|||
1387 | Exhibits |
(see below) |
||
1387 | 64 | PUBLICATIONS | ||
64 | A. ONE COPY OF EACH OFFICIAL NASA PUBLICATION |
* PERMANENT * TRANSFER 1 COPY ANNUALLY OF ALL PUBLICATIONS CREATED TO NARA. <DA: N1-255-94-1> (N 19-10) |
||
B. PRE-PUBLICATION MATERIAL (General publication files, i.e. STI, R&D, publications held at CASI - See Schedule 2, AFS 2220) |
RETIRE TO FRC WHEN 1 YEAR OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 19-10) |
|||
1387 | 65 | EXHIBITS | ||
A. SMALL ROUTINE EXHIBITS Files consist of case records and related documentation/materials, pictures of set-up/design, and specification sheets. |
DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
|||
B. LARGE MAJOR EXHIBITS Files include visitor centers and major off-site exhibits including pictures of set-up/design, specifications sheets and related papers. |
* PERMANENT * RETAIN EXHIBIT MATERIAL/ DOCUMENTATION ON-SITE FOR 2 YEARS AFTER EXHIBIT IS CLOSED OR REMOVED, THEN TRANSFER TO NARA. <DA: N1-255-94-1> |
|||
C. SPECIAL EXHIBITS Files consist of case files on special project/exhibits, unique programs, including photographs of the project/exhibit. Examples of such exhibits are, but not limited to: World Fairs Air Show(s) Exhibits for the Blind |
* PERMANENT *
TRANSFER TO NARA 5 YEARS AFTER COMPLETION OF PROJECT/ EXHIBIT OR WHEN 20 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
|||
1387 | 66 |
FILM FILES (JSC ONLY) Records created with regard to films, comprised of contractor cost records and contain contractor-proprietary information. |
RECORDS ARE RETAINED AT JOHNSON SPACE CENTER FOR 5 YEARS AFTER TERMINATION OF CONTRACT; THEN DESTROY. <DA: N1-255-94-1> |
|
1389 | Conferences | Contact Center Records Mgr. | ||
1390 | Education Programs General | Contact Center Records Mgr. | ||
1392 | Educational Programs |
(see below) |
||
1392 | 67 |
PRE-PUBLICATION MATERIAL - EDUCATIONAL Files consist basically of separations, photographs, camera-ready artwork used primarily to produce final educational publications. |
RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 10 YEARS OLD, EARLIER DESTRUCTION IS AUTHORIZED IF MATERIAL IS NO LONGER NEEDED OR USEFUL. <DA: N1-255-94-1> |
|
1392 | 68 |
EDUCATIONAL PROGRAMS Files of the Spacemobile Operations, schedules, attendance, contract files. Files also know as "AESP" Aerospace Education Services Program, are included in this series. In addition, records of school attendance/ visits are filed in this category. Other records that are considered similar and are included in this series are: - Governor School Program: Program designed for gifted students; run by the State Department. - Explorer Scouts Program: Program for high school students during the regular school year. - NEWEST Program: Workshop for teachers; taught 2-weeks every year. NOTE: These records may also be a part of the SHARP system of records (NASA 10 SPER--PASR). |
RETIRE TO FRC WHEN 2 YEARS OLD, DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 19-7) |
|
1392 | 69 |
EDUCATIONAL PUBLICATIONS A quarterly publication containing information for teachers on NASA's recent, past, and future educational activities/programs, such as: "Report to Educators" and "Educational Horizons;" etc. |
PERMANENT * TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
|
1392 | 70 |
TEACHER WORKSHOP FILES Files of teacher workshops showing number of seminars, location, attendance, and brief outlines of programs. Included in these records are requests for services and teacher resource files. |
RETIRE TO FRC WHEN 5 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
|
1394 | Educational Services |
(see below) |
||
1394 | 71 |
MOTION PICTURE FILMS NOTE: The following dispositions are for FILM ONLY. VIDEO productions are in SCHEDULE 2 and SCHEDULE 8 of this handbook. FILM FOOTAGE THAT MAY BE DISPOSED OF: - Extra copies (master positives; duplicate negatives or prints) of original materials, which have been forwarded to NARA or the appropriate FRC. - Original film footage, which is unusable because of inferior quality. - Copies of motion pictures which were made by other agencies and which are no longer useful or do not pertain to NASA activities. |
||
71 | A. GENERAL: | |||
1. Films acquired from outside sources for personnel and management training. |
DESTROY 1 YEAR AFTER COMPLETION OF TRAINING PROGRAM. [GRS 21-9] |
|||
2. Films acquired from outside sources for personnel entertainment and recreation. |
DESTROY WHEN NO LONGER NEEDED. [GRS 21-10 (88)] |
|||
3. Routine surveillance footage. |
DESTROY WHEN 6 MONTHS OLD. [GRS 21-11] |
|||
4. Routine scientific, medical, or engineering footage. |
DESTROY WHEN 2 YEARS OLD. [GRS 21-12] |
|||
5. Duplicate prints and pre-print elements not required for preservation. |
DESTROY WHEN NO LONGER NEEDED. [GRS 21-13 (88)] |
|||
B. R&D PROJECTS: Film produced by centers or contractors for research and development projects/programs which require photographic (film) support. |
||||
1. Complete film reports. (Finished Productions Only) |
* PERMANENT * RETAIN ON-SITE FOR 5 YEARS. TRANSFER TO NARA (COLLEGE PARK, MD) WHEN 5 YEARS OLD. MATERIALS TO BE INCLUDED: ORIGINAL NEGATIVE OR COLOR ORIGINAL PLUS SOUND AND ONE PROJECTION PRINT. COORDINATE THIS TRANSFER WITH NASA HQ BEFORE SHIPMENT. <DA: N1-255-94-1> |
|||
2. Engineering film - which has documentary (historical) value as well as technical value. | SEE AND APPLY ABOVE DISPOSITION. | |||
3. Other engineering film footage necessary for development and performance testing, which has been documented in project reports. |
TRANSFER TO FRC 1 YEAR AFTER PROJECT COMPLETION, CANCELLATION, OR TERMINATION. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> |
|||
C. SOUND TRACKS | ||||
1. Sound tracks created with agency sponsored films or R&D projects. (See Also B. and D. of this item.) |
* PERMANENT * TRANSFER WITH ORIGINAL FILM ALONG WITH IDENTIFYING INFORMATION IF POSSIBLE. <DA: N1-255-94-1> |
|||
2. Sound tracks that are pre-mix sound elements created during the course of a motion picture, television, or radio production. |
DESTROY IMMEDIATELY AFTER USE. [GRS 21-24] |
|||
3. Library sound recordings (e.g., effects, music). |
DESTROY WHEN NO LONGER NEEDED. [GRS 21-25 (88)] |
|||
71 | D. AGENCY SPONSORED FILMS - OTHER: | |||
1. Films used for the visual presentation of information to the public. | ||||
(a) Office of Primary Responsibility: Examples of such films are, but not limited to: Television news releases and information reports, i.e., "NASA Highlights" - Press conf. mission reports "Resource Tape" - Rough cut edit with sound track "Post Launch Briefing Clip" |
* PERMANENT * RETAIN FILM ON-SITE FOR 5 YEARS. TRANSFER TO NARA (COLLEGE PARK, MD) WHEN 5 YEARS OLD. MATERIAL TO BE INCLUDED: ORIGINAL NEGATIVE OR COLOR ORIGINAL PLUS SOUND TRACK; AND INTERMEDIATE MASTER POSITIVE OR DUPLICATE NEGATIVE PLUS SOUND TRACK; AND SOUND PROJECTION PRINT, ALONG WITH COMPLETE IDENTIFYING INFORMATION. COORDINATE WITH NASA HQ BEFORE SHIPMENT. <DA: N1-255-94-1> |
|||
(b) All other offices/copies. |
DESTROY WHEN NO LONGER NEEDED FOR REFERENCE PURPOSES. <DA: N1-255-94-1> |
|||
(c) Original film used to create the "Highlights" and "Resource Tape". |
TRANSFER TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 15 YEARS OLD. <DA: N1-255-94-1> |
|||
2. Films (internal) such as training films that explain agency functions or activities intended for internal or external distribution. |
* PERMANENT * RETAIN ON-SITE FOR 5 YEARS. TRANSFER TO NARA (COLLEGE PARK, MD) WHEN 5 YEARS OLD. MATERIALS INCLUDED: ORIGINAL NEGATIVE OR COLOR ORIGINAL PLUS SOUND TRACK, AND ONE PROJECTION PRINT. COORDINATE WITH NASA HQ BEFORE SHIPMENT. <DA: N1-255-94-1> |
|||
3. Films of sponsored television news releases, public service (or "spot") announcements and information reports other than those identified in B., D.1. and D.2. above. |
* PERMANENT * RETAIN ON-SITE FOR 5 YEARS. TRANSFER TO NARA (COLLEGE PARK, MD) WHEN 5 YEARS OLD. <DA: N1-255-94-1> |
|||
4. Library copies of films. |
DESTROY WHEN FILM BECOMES INACTIVE OR DAMAGED. <DA:N1-255-94-1> |
|||
1395 | Foreign Government Awards | Contact Center Records Mgr. | ||
1400 | Administrative Management Programs | Contact Center Records Mgr. | ||
1410 | Directives Management Programs |
(see below) |
||
1410 | 72 |
FORMAL DIRECTIVES, NASA MANAGEMENT INSTRUCTIONS (NMI), PROCEDURAL, AND OPERATING MANUALS Formal directives distributed as orders, circulars, or in loose-leaf manual form announcing major changes in the Agency’s policies and procedures. Normally these are issued by authority of the head of the agency. Extensive procedures are frequently detailed in operating manuals. |
||
72 |
A. HEADQUARTERS - AGENCY LEVEL OPR: Management Operations Division, NASA Headquarters Issuances related to agency program functions. Management issuance office Responsible for maintaining all records and background material pertaining to each published instruction, handbook, policy directive, etc. Included in this series is the case files related to the issuance which document aspects of the development of the issuance, including significant backup, comments; original signature pages; etc. |
* PERMANENT * RETIRE TO FRC 1 YEAR AFTER BECOMING OBSOLETE OR SUPERSEDED. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 20 YEARS OLD. <DA: N1-255-94-1> (N 1-2) |
||
B. CENTERS | ||||
1. FORMAL ISSUANCES SEE ABOVE DESCRIPTION |
* PERMANENT * RETIRE TO FRC 5 YEARS AFTER CANCELLATION OR WHEN SUPERSEDED. TRANSFER TO NARA REGIONAL ARCHIVE IN 5 YEAR BLOCKS WHEN 20 YEARS OLD. <DA: N1-255-94-1> |
|||
2. ROUTINE ISSUANCES Issuances related to routine administration functions (i.e., payroll, procurement, personnel, etc.) |
DESTROY WHEN SUPERSEDED OR OBSOLETE. [GRS 16-1a] |
|||
Case files related to the above documents. |
DESTROY WHEN ISSUANCE IS DESTROYED. [GRS 16-1b] |
|||
C. OFFICES PROMULGATING POLICIES, PROCEDURES, INSTRUCTIONS, ETC. TO BE PUBLISHED |
TRANSFER BACKGROUND AND RELATED MATERIAL TO AGENCY LEVEL ISSUANCE OFFICE (ITEM A.) <DA: N1-255-94-1> |
|||
D. COPIES OF THIS MATERIAL RETAINED IN PROMULGATING OFFICE |
DESTROY COPIES OF RECORD MATERIAL WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
|||
E. ALL OTHER OFFICES/COPIES, INCLUDING ELECTRONIC VERSIONS |
DESTROY WHEN SUPERSEDED, OBSOLETE, OR NO LONGER NEEDED. <DA: N1-255-94-1> |
|||
1412 | Office of the Federal Register | |||
1412 | 72.5 | DOCUMENTS PUBLISHED IN THE FEDERAL REGISTER NOTE: Agency files documenting the development, clearance, and processing of proposed and final rules for publication in the Federal Register are not covered by this item. They must be scheduled individually so that NARA can conduct an analysis and appraisal to determine their appropriate disposition. |
||
72.5 | A. Files documenting the processing of notices announcing committee meetings, including meetings open to the public under the Government in Sunshine Act (5 U.S.C. 552b(e)(3); hearings and investigations; filing of petitions and applications; issuance or revocation of a license; grant application deadlines, the availability of certain environmental impact statements; delegations of authority; and other matters that are not codified in the Code of Federal Regulations. |
DESTROY WHEN 1 YEAR OLD. [GRS 16-13a] |
||
B. Files documenting the processing of semiannual regulatory agenda. |
DESTROY WHEN 2 YEARS OLD. [GRS 16-13b] |
|||
1415 | Reports Management |
(see below) |
||
1415 | 73 |
REPORTS CONTROL FILES Case files and documents used to control and maintain assignment of reports control symbols, including reports on studies, decisions, registers, ledgers, and correspondence. Files are maintained for each Agency report created or proposed, including public use reports. Included are clearance forms, including OMB 83 (formerly SF 83); copies of pertinent forms or descriptions of format; copies of authorizing directives; preparation instructions; and documents relating to the evaluation, continuation, revision, and discontinuance of reporting requirements. |
DESTROY 2 YEARS AFTER THE REPORT IS DISCONTINUED. [GRS 16-6] (N 1-30) |
|
1420 | Forms Management | (see below) | ||
1420 | 74 |
FORMS MANAGEMENT FILES A. The master file copy of each form designed at each Center, including the NASA series maintained at NASA Headquarters, showing inception, scope, and purpose of the form, including facsimile copies and revisions thereof. Included in this series are any documents used to record and control the assignment of form numbers, consisting of sequential entries; including a copy of published listings or indexes. |
DESTROY 5 YEARS AFTER RELATED FORM IS DISCONTINUED, SUPERSEDED, OR CANCELLED. [GRS 16-3a] (N 1-27) |
|
B. Functional files, background materials, specifications, requisitions, processing data, control records, and materials used to determine if a new form should be developed or whether existing forms should be replaced or consolidated. |
DESTROY WHEN RELATED FORM IS DISCONTINUED, SUPERSEDED, OR CANCELLED. [GRS 16-3b] |
|||
1430 | Visual Aids Management | Contact Center Records Mgr. | ||
1440 | Records Management |
(see below) |
||
1440 | 75 |
RECORDS MANAGEMENT FILES NOTE: These records cannot be retired to an FRC. |
|
|
A. Records Dispositions Descriptive inventories, disposal authorizations, schedules and reports. |
|
|||
75 | 1. Basic documentation of records description and disposition programs, including SF 115, Request for Records Disposition Authority; SF 135, Records Transmittal and Receipt; SF 258, Request to Transfer, Approval, and Receipt of Records to the National Archives of the United States; and, related documentation. |
|
||
(a) Agency Records Officer. |
RETAIN ON-SITE INDEFINITELY UNTIL NO LONGER NEEDED FOR ADMINISTRATIVE PURPOSES. DESTROY AFTER NEXT COMPLETE REVISION OF SCHEDULES HAS BEEN PUBLISHED OR WHEN 50 YEARS OLD, WHICHEVER IS LONGER. <DA: N1-255-94-1> (N 1-25) |
|||
(b) Center Records Managers (OPR). |
RETAIN ON-SITE AND DESTROY WHEN NO LONGER NEEDED FOR REFERENCE OR WHEN 75 YEARS OLD, WHICHEVER IS LONGER. <DA: N1-255-94-1> |
|||
(c) All other offices/copies. |
DESTROY 6 YEARS AFTER THE RELATED RECORDS ARE DESTROYED OR TRANSFERRED TO NARA, WHICHEVER IS APPLICABLE. [GRS 16-2a (2)] |
|||
2. Routine correspondence, memoranda, and extra copies of documentation concerning records dispositions and associated activities. |
DESTROY WHEN 2 YEARS OLD. [GRS 16-2b] |
|||
B. Records Holdings Files Statistical reports of agency holdings, cleanup campaigns, including feeder reports from all offices and data on the volume of records disposed of by destruction or transfer to NARA. |
||||
1. Records held by offices that prepare reports on Agencywide records holdings. |
DESTROY WHEN 3 YEARS OLD. [GRS 16-4a] |
|||
` | 2. Records held by other offices. |
DESTROY WHEN 1 YEAR OLD. [GRS 16-4b] |
||
C. Correspondence, reports, authorizations, and other records that relate to the management of agency records, including such matters as forms, correspondence, reports, mail, and file management; the use of microforms, ADP systems, and word processing; records management surveys; vital records programs; and all other aspects of records management not covered elsewhere in this schedule. |
DESTROY WHEN 6 YEARS OLD. [GRS 16-7] |
|||
D. Local instructions on records management, including surveys, inventories, studies, feeder reports, and general correspondence. |
DESTROY WHEN 6 YEARS OLD. [GRS 16-7] |
|||
75 | E. Office record locator files, indexes, or listings that are used to locate records in current files, or files that have been transferred to staging areas or retired to FRC; including file plans and office copies of shipping lists. |
DESTROY FILE PLANS/INDEXES WHEN SUPERSEDED. DESTROY LISTS (SHIPPING/TRANSFER) WHEN RECORDS THEREON HAVE BEEN DESTROYED, OR WHEN THE LIST IS NO LONGER NEEDED FOR REFERENCE. <DA: N1-255-94-1> |
||
F. NASA Form 1418, Proposed Change to NASA Records Control Schedules. | ||||
1. Agency Records Officer. | ||||
(a) Approved NF 1418. |
FILE WITH SF 115 OR SF 258 CASE FILE AS APPROPRIATE. DESTROY AS DIRECTED IN ITEM A.1. ABOVE. <DA: N1-255-94-1> |
|||
(b) Disapproved NF 1418. |
RETURN ORIGINAL TO INSTALLATION OR OPR. DESTROY COPY ONE YEAR LATER. <DA: N1-255-94-1> |
|||
2. Center Records Managers. |
DESTROY 1 YEAR AFTER PUBLICATION OF DISPOSITION STANDARD OR 1 YEAR AFTER DISAPPROVAL, WHICHEVER IS FIRST. <DA: N1-255-94-1> |
|||
3. All other offices/copies. |
DESTROY WHEN NO LONGER NEEDED FOR REFERENCE. <DA: N1-255-94-1> |
|||
1440 | 76 |
MICROFORM INSPECTION RECORDS A. Logs documenting the inspection of permanent microform records, as required by 36 CFR 1230, including description of the records tested, record category date, elements of inspection, results, and if defects are found, corrective action taken. |
DESTROY 1 YEAR AFTER THE RECORDS ARE TRANSFERRED TO NARA. [GRS 16-10 (a)] |
|
NOTE: (1) These items do not cover the copy of logs and reports that are attached to the SF 135 when records are transferred to a Federal records center or the SF 258 when records are transferred to the National Archives of the United States. (2) Inspection records for unscheduled records that are converted to microform are also unscheduled and may not be destroyed. | ||||
B. Logs and other records documenting the inspection of temporary microform records, as recommended by 36 CFR 1230. |
DESTROY WHEN 2 YEARS OLD OR WHEN SUPERSEDED, WHICHEVER IS LATER. [GRS 16-10 (b)] |
|||
C. Reports made to the National Archives and Records Administration on the results of microform inspection, as required by 36 CFR 1230, and related correspondence. |
DESTROY WHEN 2 YEARS OLD. [GRS 16-10(b)] |
|||
1441 | 76.5 | Records Disposition Note: Records Dispositionsee Item 75A. |
||
1442 | Files Maintenance |
(see below) |
||
1442 | 77 |
FINDING AIDS A. ndexes, lists, registers, and other finding aids in hard copy or electronic form used only to provide access to records authorized for destruction by the GRS or an approved item in this schedule. NOTE: EXCLUDED from this series are records containing abstracts or other information that can be used as an information source APART from the related records. An SF-115 MUST BE SUBMITTED by the Agency Records Officer PRIOR TO DISPOSAL of these records--Contact the local Center Records Manager for guidance on this process. |
DESTROY OR DELETE WITH THE RELATED RECORDS. [GRS 23-9] |
|
B. Finding aids for series of records that HAVE BEEN accessioned by the National Archives and Records Administration and those relating to major program case files not previously authorized for disposal. |
* PERMANENT * TRANSFER TO NARA WITH RELATED RECORDS. <DA: N1-255-94-1> |
|||
C. All other finding aids/copies. |
FOLLOW DISPOSITION INSTRUCTIONS FOR THE RECORDS TO WHICH THEY RELATE, OR DESTROY WHEN NO LONGER NEEDED FOR REFERENCE. <DA: N1-255-94-1> |
|||
1442 | 78 | GENERAL OFFICE FILES | ||
|
A. CHRON FILES - READING FILES Files that are extra copies, convenience copies, reference copies, which are filed and maintained in chronological order. These are duplicates and ARE NOT the official record copy (yellow). |
TRANSFER TO HISTORIAN'S OFFICE WHEN 1 YEAR OLD OR WHEN NO LONGER NEEDED FOR REFERENCE. HISTORIAN WILL DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> (N 1-9f) |
||
|
1. AMES RESEARCH CENTER ONLY | ITEM DISCONTINUED. RECORDS NOW COVERED BY SCHEDULE 1/ITEM 78A.. | ||
|
|
B. SUSPENSE FILES Papers/records arranged in chronological order as a reminder that an action is required on a given date or that a reply to action is expected and, if not received, should be traced on a given date. |
||
1. A note or other reminder to take some action. |
DESTROY AFTER ACTION TAKEN. [GRS 23-6a] (N 1-9g) |
|||
78 | 2. The file copy or an extra copy of an outgoing communication, filed by date on which a reply is expected. | WITHDRAW DOCUMENTS WHEN REPLY IS RECEIVED. NOTE: IF SUSPENSE COPY IS AN EXTRA, DESTROY IMMEDIATELY; IF COPY IS THE FILE COPY, INCORPORATE IT INTO THE OFFICIAL FILES. [GRS 23-6b] | ||
C. TRACKING AND CONTROL RECORDS Logs, registers, and other records in hard copy or electronic form used to control or document the status of correspondence, reports, or other records that are authorized for destruction by the GRS or this schedule. |
DESTROY OR DELETE WHEN 2 YEARS OLD, OR 2 YEARS AFTER THE DATE OF THE LATEST ENTRY, WHICHEVER IS APPLICABLE. [GRS 23-8] |
|||
D. INFORMATION COPIES Copies of correspondence, reports, or other documents that are for reference use and are not made a part of an official subject or case file. |
DESTROY WHEN 1 YEAR OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS SOONER. <DA: N1-255-94-1> (N 1-9h) |
|||
E. SCHEDULES OF DAILY ACTIVITIES Calendars, appointment books, schedules, logs, diaries, and other records documenting meetings, appointments, telephone calls, trips, visits, and other activities by Federal employees while serving in an official capacity, created and maintained in hard copy or electronic form, EXCLUDING materials determined to be personal. |
||||
1. Records containing substantive information relating to official activities, the substance of which has not been incorporated into official files, EXCLUDING records relating to the official activities of high government officials. (See Item 22, "Records of Management " of this Schedule.) |
DESTROY OR DELETE WHEN 2 YEARS OLD. [GRS 23-5a] |
|||
2. Records documenting routine activities containing no substantive information and records containing substantive information, the substance of which has been incorporated into organized files. |
DESTROY OR DELETE WHEN NO LONGER NEEDED. [GRS 23-5b] |
|||
F. OFFICE ADMINISTRATIVE DATA BASES Data bases that support administrative or housekeeping functions, information derived from hard copy records authorized for destruction by the GRS or these schedules, if the hard copy records are maintained in organized files, and hard copy printouts from these databases created for short-term administrative purposes. |
DELETE INFORMATION IN THE DATA BASE WHEN 2 YEARS OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS LATER. [GRS 23-1] |
|||
78 |
G. TRANSITORY FILES Documents of short-term interest (180 days or less), including in electronic form (e.g., e-mail messages), which have minimal or no documentary or evidential value. Examples of transitory correspondence are shown below. 1. Routine requests for information or publications and copies of replies that require no administrative action, no policy decision, and no special compilation or research for reply. |
DESTROY IMMEDIATELY, OR WHEN NO LONGER NEEDED FOR REFERENCE, OR UNDER A PREDETERMINED SCHEDULE OR BUSINESS RULE (E.G., IMPLEMENTING THE AUTO-DELETE FEATURE OF “LIVE” ELECTRONIC MAIL SYSTEMS). [GRS 23-7] |
||
2. Originating office copies of letters of transmittal that do not add any information to that contained in the transmitted material, and receiving office copy if filed separately from transmitted material. 3. Quasi-official notices including memoranda and other records that do not serve as the basis of official actions, such as notices of holidays or charity and welfare fund appeals, bond campaigns, and similar records. 4. Records documenting routine activities containing no substantive information, such as routine notifications of meetings, scheduling or work-related trips and visits, and other scheduling related activities. 5. Suspense and tickler files or ‘to-do’ and task lists that serve as a reminder that an action is required on a given date or that a reply to action is expected, and if not received, should be traced on a given date. |
||||
H. WORD PROCESSING and ELECTRONIC MAIL FILES-GENERAL GUIDANCE (Also see specific record series for dispositions) Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. Documents such as letters, messages, memoranda, reports, handbooks, directives, and manuals recorded on electronic media such as hard disks or floppy diskettes: |
||||
78 | 1. Copies that have no further administrative value after the recordkeeping copy is made. Includes copies maintained by individuals in personal files, personal electronic mail directories, or other personal directories on hard disk or network drives, and copies on shared network drives that are used only to produce the recordkeeping copy. |
DESTROY/DELETE WITHIN 180 DAYS AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. [GRS 23-10(a)] |
||
2. Copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. |
DESTROY/DELETE WHEN DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. [GRS 23-10 (B)] |
|||
3. When maintained only in electronic form, and duplicate the information in and take the place of records that would otherwise be maintained in hard copy provided that the hard copy has been authorized for destruction by the GRS or these schedules. | DELETE AFTER THE EXPIRATION OF THE RETENTION PERIOD AUTHORIZED FOR THE HARD COPY. | |||
I. ADMINISTRATIVE OFFICE FILES Records accumulated by individual offices that relate to the internal administration or housekeeping activities of the office rather than the functions for which the office exists. In general, these records relate to the office organization, staffing, procedures, and communications; the expenditure of funds, including budget records; day-to-day administration of office personnel including training and travel; supplies and office services and equipment requests and receipts; and the use of office space and utilities. They may also include copies of internal activity and workload reports (including work progress, statistical, and narrative reports prepared in the office and forwarded to higher levels) and other materials that do not serve as unique documentation of the programs of the office. |
DESTROY WHEN 2 YEARS OLD. [GRS 23-1] |
|||
1450 | Correspondence Management | Contact Center Records Mgr. | ||
1451 | Executive Instructions on Correspondence | Contact Center Records Mgr. | ||
1460 | Mail Management | Contact Center Records Mgr. | ||
1470 | Management Improvement |
(see below) |
||
1470 | 79 | MANAGEMENT IMPROVEMENT REPORTS |
|
|
Management improvement reports submitted to the Office of Management and Budget (i.e., A-76 Reports) and related analyses. This includes Government Performance and Results Act (GPRA) development and final records. | (N 1-5) | |||
A. OFFICE OF PRIMARY RESPONSIBILITY |
RETIRE TO FRC WHEN 5 YEARS OLD. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-1> |
|||
B. ALL OTHER OFFICES/COPIES |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> |
|||
1472 | Work Measurement & Simplification | Contact Center Records Mgr. | ||
1480 | Publications Management | Contact Center Records Mgr. | ||
1490 | Printing Management | (see below) | ||
1490 | 80 | OFFICE COPYING EQUIPMENT FILES | ||
A. Procurement requests, NASA Form 51, justifications, approvals or disapprovals, located in offices (not the office procuring the equipment) whether purchase or rental equipment (except equipment in printing, duplicating, or reproduction facilities). |
DESTROY 2 YEARS AFTER ACQUISITION OF EQUIPMENT OR AFTER DISAPPROVAL. <DA: N1-255-94-1> |
|||
B. Daily production reports/records. |
DESTROY 90 DAYS AFTER INCLUSION OF DATA IN MONTHLY (OR OTHER CONSOLIDATED) REPORT. <DA: N1-255-94-1> (N 16-7) |
|||
C. Production reports (other than daily), cost records (including repairs, maintenance, supplies, operating labor, depreciation) and studies. |
DESTROY WHEN 5 YEARS OLD. (IF RECORDS ARE KEPT SEPARATELY FOR EACH MACHINE, DESTROY WHEN MACHINE IS DISPOSED OF OR TRANSFER WITH MACHINE.) }<DA: N1-255-94-1> |
|||
1490 | 81 |
REQUISITIONS ON THE PUBLIC PRINTER Records relating to requisitions on the Printer (outside the agency) and all supporting papers. |
||
A. Printing procurement unit copy of requisitions, invoice, specifications, and related papers, e.g., SF 1, SF 1C, and GPO Forms 2511, GPO 1026A. |
DESTROY 3 YEARS AFTER COMPLETION OR CANCELLATION OF REQUISITION. [GRS 3-6a] (N 16-1a) |
|||
B. Accounting copy of requisition, Government Printing Office Invoice, transfer of funds voucher, and receiving report. |
DESTROY 3 YEARS AFTER PERIOD COVERED BY RELATED ACCOUNT. [GRS 3-6b] (N 16-1b) |
|||
C. Administrative correspondence pertaining to the administration and operation of the unit responsible for printing, binding, and duplication, and distribution matters, and related papers. |
DESTROY WHEN 2 YEARS OLD. [GRS 13-1] (N 17-20) |
|||
1490 | 82 |
JOB OR PROJECT FILES - PRINTING Job or project records containing all papers and data pertaining to the planning and execution of duplication, and distribution of jobs (in-house): |
(N 16-2) | |
A. Files pertaining to the accomplishment of the job, containing requisitions, bills, samples, manuscript clearances, and related papers, exclusive of: - Requisitions on the Public Printer and related records; and, - Records relating to services obtained outside the Agency. |
DESTROY 1 YEAR AFTER COMPLETION OF JOB. <DA: N1-255-94-1> |
|||
B. Files pertaining to planning and other technical matters concerning these services. |
DESTROY WHEN 3 YEARS OLD. <DA: N1-255-94-1> |
|||
82 | C. NASA Headquarters Duplicating Center - in-house duplication only, records relating to the operation, execution, reproduction (i.e., Form 51 - HQ Printing and Reproduction Requisition/Request) and distribution. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> |
||
1490 | 83 |
CONTROL REGISTERS - PRINTING Control registers pertaining to requisitions and work orders. |
DESTROY 1 YEAR AFTER CLOSE OF FISCAL YEAR IN WHICH COMPILED OR 1 YEAR AFTER FILLING OF REGISTER, WHICHEVER IS APPLICABLE. [GRS 13-3] (N 16-3) |
|
1490 | 84 | JOINT COMMITTEE ON PRINTING - REPORTS TO / AUTHORIZATIONS | ||
A. Agency reports to the Joint Committee on Printing regarding the operation of Class A and B plants and inventories of printing, binding, and related equipment in Class A and B plants or in storage. |
DESTROY WHEN 3 YEARS OLD. [GRS 13-5a] (N 16-4) |
|||
B. Copies of reports in subordinate reporting units and their related work papers. |
DESTROY 1 YEAR AFTER DATE OF REPORT. [GRS 13-5b] (N 16-4) |
|||
C. Correspondence and authorizations by the JCP and related papers concerning establishment, relocation, and disestablishment of printing plants. |
RETIRE TO FRC WHEN 5 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 16-5) |
|||
D. Records/reports concerning the acquisition, transfer, and disposal of equipment. |
DESTROY 2 YEARS AFTER DISPOSAL OF THE EQUIPMENT. <DA: N1-255-94-1> (N 16-5) |
|||
E. All other miscellaneous documentation, e.g., inclusion of printing in contracts or grants. |
DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 16-5) |
|||
1500 | Administrative Services |
(see below) |
||
1500 | 85 |
LOCATOR RECORD FILES Locator sheets, cards, tags, such as space control sheets, location sheets, location cards, bin tags, and other papers utilized as a check or inventory of stock location. |
DESTROY WHEN SUPERSEDED OR OBSOLETE. <DA: N1-255-94-1> (N 17-25) |
|
1520 | Graphics |
(see below) |
||
1520 | 86 | GRAPHIC ARTS - VISUAL MEDIA |
|
|
Materials prepared for the purpose of assisting NASA officials in presentations, such as Congressional Hearings, program reviews, technical briefings, public lectures, publications, exhibits, and in-house activities. |
|
|||
A. ORIGINAL ART WORK - NASA ART PROGRAM |
|
|||
86 | 1. Art work (non-record artifact) commissioned by NASA to depict/represent a particular event or concept of space and/or NASA missions. |
RETAIN INDEFINITELY WITHIN AGENCY CUSTODY AS PART OF THE NASA ART PROGRAM OPERATED BY CODE P AT NASA HQ. <DA: N1-255-94-1> |
||
2. NASA Portraits - High-level NASA officials (i.e., Administrator; Center Directors, Deputy Administrators, Deputy Center Directors) (Office of Record at NASA Headquarters). |
* PERMANENT * TRANSFER ONE 3x5 TRANSPARENCY AND PRINT TO NARA WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
|||
3. STENNIS SPACE CENTER ONLY (Graphics Office) Artwork developed and used in hearings, presentations, reviews, conferences, briefings, and presentations of information to the general public such as speeches, news releases, educational briefs, and exhibits. (Official file copies are maintained by another office at Stennis Space Center.) |
DESTROY WHEN NO LONGER NEEDED BY THE INSTALLATION OR WHEN REFERENCE VALUE CEASES. <DA: N1-255-94-1> |
|||
B. BOARD ART - COMPUTER GENERATED GRAPHICS | ||||
1. Presentations to the Public Artwork used in Congressional Hearings; budget presentations; summary review conferences; technical briefings; and presentations to the public such as speeches, releases to news media, educational briefs, and exhibits. |
RETURN ORIGINAL BOARD ART TO THE REQUESTING OFFICE. DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> (N 91a(1)) |
|||
2. NASA Internal Use Artwork used in fund drives, posters for employee-sponsored activities, illustrations used in administrative function activities, and other routine in-house activities, including routine handbills, flyers, posters, letterheads, and other graphics. |
DESTROY WHEN NO LONGER NEEDED FOR PUBLICATION OR REPRINTING. [GRS 21-6] (N 9-1a(2)) |
|||
C. VIEWGRAPHS/TRANSPARENCY | ||||
1. Master photographic negatives - such as those used in the production of visual aids (slides, viewgraphs, and photographs) from original art. NASA HQ: OPR - CODE JOB-2 ONLY |
RETIRE ORIGINAL TO FRC WHEN NO LONGER NEEDED TO REPRODUCE ADDITIONAL VISUAL AIDS, WORKING COPIES, OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-1> (N 91b) |
|||
2. Slides and viewgraphs/transparencies used by program, staff, and project offices for presentations. |
DESTROY 1 YEAR AFTER USE. [GRS 21-5] (N 9-1c) |
|||
3. All other offices/copies. |
DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
|||
4. STENNIS SPACE CENTER ONLY Records consist of master photographic negative/transparency files, graphic arts, and line art, including any material maintained in electronic/magnetic format. Collection includes black & white half tones, color photos, negatives and paper line art. This collection may include duplicate files that exist in other offices of the same presentation. |
DESTROY OR DISPOSE OF RECORDS WHEN NO LONGER NEEDED BY THE AGENCY OR WHEN REFERENCE VALUE CEASES. <DA: N1-255-94-1> |
|||
86 | (Some work is generated by use of photo-typesetting equipment.) | |||
D. LINE ART / NEGATIVES / PLATES | ||||
1. Line and halftone negatives, screened paper prints and offset lithographic plates used for photomechanical reproduction. |
DESTROY WHEN NO LONGER NEEDED FOR PUBLICATION OR REPRINTING. [GRS 21-7] |
|||
2. Line copies of graphs and charts. |
DESTROY WHEN NO LONGER NEEDED FOR PUBLICATION OR REPRINTING. [GRS 21-8] |
|||
VISUAL AIDS REQUISITION/REGISTER FILES | ||||
1. Requests and instructions for the preparation of the visual aids described under this item b., whether in hard copy or electronic. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> (N 9-2) |
|||
2. Registers showing receipt of requisition and control number assigned to it. NOTE: These records may be included in an automated "Action Tracking System." |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> (N 9-3) |
|||
F. FINDING AIDS FOR VISUAL MEDIA/GRAPHIC ARTS Finding aids for identification, retrieval, or use of temporary audiovisual, visual records. May include indexes, catalogs, shelf lists, logbooks, caption sheets, shot lists, etc., and may be in text, card, microform, or electronic. |
DISPOSE OF ACCORDING TO THE INSTRUCTION COVERING THE RELATED AUDIOVISUAL RECORD. [GRS 21-29] |
|||
1521 | Visual Aids | Contact Center Records Mgr. | ||
1530 | Postal Records | (see below) | ||
1530 | 87 | POSTAL RECORDS | ||
A Post office forms and supporting papers, exclusive of records held by the United States Postal Service. | ||||
1. Records relating to incoming or outgoing registered mail pouches, registered, certified, insured, and special delivery mail including receipts and return receipts. |
DESTROY WHEN 1 YEAR OLD. [GRS 12-5a] (N 10-17) |
|||
2. Application for postal registration and certificates of declared value mail. |
DESTROY WHEN 1 YEAR OLD. [GRS 12-5b] |
|||
3. Report of loss, rifling, delay, wrong delivery, or other improper treatment of mail. |
DESTROY WHEN 1 YEAR OLD. [GRS 12-5c] (N 10-22) |
|||
B. Post irregularities files, such as correspondence, reports, and other records relating to irregularities in the handling of mail, such as loss or shortage of postage stamps or money orders, or loss or destruction of mail. |
DESTROY 3 YEARS AFTER COMPLETION OF INVESTIGATION. [GRS 12-8] |
|||
87 | C. Postal statistical reports of postage used on outgoing mail and fees paid for private deliveries (special delivery, foreign, registered, certified, and parcel post or packages over 4 pounds). |
DESTROY WHEN 6 MONTHS OLD. [GRS 12-6b] (N 10-18) |
||
D. Production and statistical reports and data relating to the handling of mail and volume of work performed. |
DESTROY WHEN 1 YEAR OLD. [GRS 12-6b] (N 10-19) |
|||
E. Records of receipt and routing of incoming and outgoing mail and items handled by private delivery companies such as United Parcel Service, excluding both those covered by item a. of this schedule and those used as indexes to correspondence files. |
DESTROY WHEN 1 YEAR OLD. [GRS 12-6a] (N 10-23) |
|||
F. Records relating to checks, cash, stamps, money orders, or any other valuables remitted to the Agency by mail. |
DESTROY WHEN 1 YEAR OLD. [GRS 12-6e] (N 10-20) |
|||
G. Metered Mail Files (Annual official penalty mail, metered mail reports and all related papers). | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 6 YEARS OLD. [GRS 12-7] (N 10-24) | |||
1530 | 88 | MAILING OR DISTRIBUTION LISTS | ||
A. CORRESPONDENCE, REQUEST FORMS, AND OTHER RECORDS RELATING TO CHANGES IN MAILING LISTS |
DESTROY AFTER APPROPRIATE REVISION OF LIST OR AFTER 3 MONTHS, WHICHEVER IS SOONER. [GRS 13-4a] (N 16-6) |
|||
B. CARD LISTS |
DESTROY INDIVIDUAL CARDS WHEN CANCELLED OR REVISED. [GRS 13-4b] |
|||
C. PLATE OR STENCIL MAILING LISTS |
DESTROY PLATES OR STENCILS WHEN CANCELLED OR REVISED. <DA: N1-255-94-1> |
|||
D. ALL OTHER LISTS KEPT BY OFFICES OTHER THAN THE OFFICIAL MAIL ROOM/OFFICE |
DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
|||
1540 | Building and Grounds Management | (see below) | ||
1540 | 89 |
AGENCY SPACE FILES Records relating to the allocation, utilization, and release of space under agency control, and related reports to the General Services Administration. |
(N 8-3) | |
A. Building plan files and related agency records utilized in space planning, assignment, and adjustment. |
DESTROY 2 YEARS AFTER TERMINATION OF ASSIGNMENT, OR WHEN LEASE IS CANCELLED, OR WHEN PLANS ARE SUPERSEDED OR OBSOLETE. [GRS 11-2a] |
|||
B. Correspondence with and reports to staff agencies relating to agency space holdings and requirements. | ||||
89 | 1. Agency reports to the General Services Administration regarding space occupied in "Metropolitan Washington" and "Outside the District of Columbia," and related papers. |
DESTROY WHEN 2 YEARS OLD. [GRS 11-2b(1)] |
||
2. Copies in subordinate reporting units and related work papers. |
DESTROY WHEN 1 YEAR OLD. [GRS 11-2b(2)] |
|||
C. General correspondence of the unit responsible for space and maintenance matters, pertaining to its own administration and operation, and related papers. |
DESTROY WHEN 2 YEARS OLD. [GRS 11-1] |
|||
1540 | 90 |
BUILDING AND EQUIPMENT SERVICE FILES Requests for building and equipment maintenance services, excluding fiscal copies. |
DESTROY 3 MONTHS AFTER WORK PERFORMED OR REQUISITION IS CANCELLED. [GRS 11-5] (N 8-1) |
|
1541 | Transportation and Parking Services | Contact Center Records Mgr. | ||
1542 | Conference Rooms and Auditoriums | Contact Center Records Mgr. | ||
1550 | General Office Services |
(see below) |
||
1550 | 91 |
DIRECTORY LISTINGS - BUILDING / TELEPHONE Correspondence, forms, and other records relating to the compilation of building and telephone directory service listings. |
DESTROY 2 MONTHS AFTER ISSUANCE OF LISTING. [GRS 11-3] (N 1-32) |
|
1551 | Internal Mail/Messenger Service | (see below) | ||
1551 | 92 |
NASA INTERNAL MAIL AND MESSENGER SERVICE RECORDS Records of and receipts for mail and packages received through the official mail and messenger service. |
DESTROY WHEN 6 MONTHS OLD. [GRS 12-6f] (N 10-21) |
|
1551 | 93 |
MESSENGER SERVICE - MOTOR Daily logs, assignment records and instructions, dispatch records, delivery receipts, route schedules, and related records. |
DESTROY WHEN 2 MONTHS OLD. [GRS 12-1] (N 10-25) |
|
1552 | Clerical and Stenographic | Contact Center Records Mgr. | ||
1553 | Moving and Labor | Contact Center Records Mgr. | ||
1570 | Office Supplies |
(see below) |
||
1570 | 94 |
INVENTORY REQUISITION FILES - STOCK / SUPPLY Requisitions for supplies and equipment for/from current inventory. |
||
A. STOCKROOM COPY |
DESTROY 2 YEARS AFTER COMPLETION OR CANCELLATION OF REQUISITION. [GRS 3-8a] (N 17-22) |
|||
94 |
B. COMPLETED REQUISITIONS FOR SERVICE, SUPPLIES, AND EQUIPMENT, AND TRAVEL DOCUMENTS (Official file copies are maintained by the office rendering service.) |
DESTROY 1 YEAR AFTER ACTION IS COMPLETED. <DA: N1-255-94-1> |
||
C. ALL OTHER OFFICES/COPIES |
DESTROY WHEN 6 MONTHS OLD. [GRS 3-8b] |
|||
1571 | Office Equipment and Furnishings | Contact Center Records Mgr. | ||
1580 | Telephone (Local) |
(see below) |
||
1580 | 95 | TELEPHONE SERVICE RECORDS | ||
Requests from operating units for installation, alterations, relocation, or removal of telephone facilities, excluding fiscal copy. General files including plans, reports, and other records pertaining to equipment requests, telephone service and like matters. |
DESTROY WHEN 3 YEARS OLD. [GRS 12-2(b)/(d)] (N 8-2, N 10-16) |
|||
1590 | Miscellaneous Matters | Contact Center Records Mgr. | ||
1600 | Security |
(see below) |
||
1600 | 96 | SECURITY PROGRAM FILES | ||
A. SIGNIFICANT POLICY AND PROGRAM RECORDS Documents, manuals, directives, plans, reports and correspondence that document significant and/or unique security program functions, including NACA security program files. |
* PERMANENT * RETIRE TO FRC 5 YEARS AFTER SUPERSEDED. TRANSFER TO NARA WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 12-30) |
|||
B. OTHER POLICY AND PROGRAM FILES Records that reflect the administration and direction of security and protective services programs relating to routine classified information accounting and control, facilities security and program and protective services, personnel security clearances, and emergency planning. |
DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> |
|||
C. CLEARANCE SUBJECT FILES - ADMINISTRATIVE Correspondence, reports, and other records relating to the routine administration and operations of the personnel security program, not covered by this item, or elsewhere in this schedule. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> |
|||
1600 |
97
PASR |
SECURITY RECORDS SYSTEM - NASA 10 SECR Records contained in this system/category consist of (1) Personnel Security Records, (2) Criminal Matter Records, and (3) Traffic Management Records. |
SEE SPECIFIC RECORD SERIES FOR AUTHORIZED DISPOSITION. | |
A. PERSONNEL SECURITY RECORDS | SEE NRRS 1/103 AND 1/114. | |||
B. CRIMINAL MATTER RECORDS | SEE NRRS 21//97.5A & B . | |||
C. EMERGENCY DATA RECORDS | SEE NRRS 1/100B1 | |||
D. TRAFFIC MANAGEMENT RECORDS | SEE NRRS 1/97.5C. | |||
1600 | 97.5 | PROTECTIVE SERVICE CRIMINAL MATTER RECORDS | ||
Records in any format and media resulting from criminal investigations related to crimes against NASA personnel or property, or related to any criminal investigative activity, Law Enforcement actions, or Law Enforcement documented incidents that occur on NASA property. Excludes investigation records of the Inspector General which are covered under Schedule 9. | ||||
A. CRITICAL INCIDENT CASE FILES | ||||
Case files for criminal investigation of critical incidents, offenses, and citation reports. Includes death from suicide, natural causes, and traffic fatalities; sex-related crimes involving violence or force (actual or implied), threats, or weapons; arson; bombing; kidnapping; attempted arson, bombing, kidnapping, homicide and suicide; any crime or incident resulting in grievous bodily harm to any person; and cases identified for extended retention by the NASA Protective Services Office. Grievous bodily harm is defined as the loss of a limb, permanent loss of any senses (sight, hearing, etc.), any fractured bones, or permanent damage to any body organ. | CUT OFF FILE AFTER CASE CLOSES. DESTROY 45 YEARS AFTER CUTOFF. <DA: N1-255-07-2> |
|||
B. SERIOUS INCIDENT CASE FILES | ||||
Case files for criminal investigation of incidents not meeting the criteria for Item A but which involve violence (or the threat of violence) resulting in serious bodily harm, or theft of government, contractor, or personal property. Serious bodily harm is defined as any injuries not meeting the criteria for grievous bodily harm, but requires medical transport, and can involve injury not requiring hospitalization. Also includes burglary, workplace violence, alcohol/drug related offenses, weapons violations, non-fatal traffic accidents, and suspicious incidents. | CUT OFF FILE AFTER CASE CLOSES. DESTROY 25 YEARS AFTER CUTOFF. <DA: N1-255-07-2*> |
|||
C. ROUTINE CASE FILES | ||||
Case files for routine incidents, offenses, or citation reports involving routine traffic citations, assistance to outside agencies, executive protective services, trespass warnings, and other non-injury related reports. | CUT OFF FILE AFTER CASE CLOSES. DESTROY 3 YEARS AFTER CUTOFF. <DA: N1-255-07-2> |
|||
D. BACKGROUND AND OUTPUT MATERIAL | ||||
1. Feeder or background documents: working copies, summary sheets, copies of information, input forms, and other materials used as source data for the records in items above. | DESTROY/DELETE AFTER ASSOCIATED OFFICIAL RECORDS HAVE BEEN CREATED. <DA: N1-255-07-2> |
|||
2. Excerpts from or copies of records above; reports, summaries or statistical analyses produced from records above and used for convenience, reference or distribution. | DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-07-2> |
|||
1600 | 98 |
NONPERSONAL REQUISITION FILES Requisitions for nonpersonal services, such as duplicating, laundry, binding, and other services (EXCLUDING records associated with Accountable Officers' Accounts (Schedule 9). |
DESTROY WHEN 1 YEAR OLD. [GRS 3-7] (N 17-21) |
|
1600 | 99 |
KEY ACCOUNTABILITY FILES Files relating to the accountability for keys, door cards, etc. issued. |
||
A. AREAS UNDER MAXIMUM SECURITY |
DESTROY 3 YEARS AFTER TURN-IN OF KEY. [GRS 18-16a] (N 12-14) |
|||
B. ALL OTHER AREAS |
DESTROY 6 MONTHS AFTER TURN-IN OF KEY. [GRS 18-16b] (N 12-14) |
|||
1600 | 100 | GUARD SERVICE FILES | ||
A. ASSIGNMENT FILES | ||||
1. Files relating to guard assignment and strength. | ||||
(a) Ledger records. |
DESTROY 3 YEARS AFTER FINAL ENTRY. [GRS 18-13a] (N 12-13) |
|||
(b) Requests, analyses, reports, change notices, and other papers relating to assignments and strength requirements. |
DESTROY WHEN 2 YEARS OLD. [GRS 18-13b] |
|||
B. CONTROL FILES | ||||
1. Control center key or code records, emergency call cards, and building record and employee identification cards. |
DESTROY WHEN SUPERSEDED OR OBSOLETE. [GRS 18-19a] (N 12-10, N 12-17) |
|||
2. Round reports, service reports on interruptions and tests, and punch clock daily sheets. |
DESTROY WHEN 1 YEAR OLD. [GRS 18-19b] |
|||
3. Automatic machine patrol charts and registers of patrol and alarm services. |
DESTROY WHEN 1 YEAR OLD. [GRS 18-19c] |
|||
4. Arms distribution sheets, logs, charge records, transfer sheets and receipts. |
DESTROY 3 MONTHS AFTER RETURN OF ARMS. [GRS 18-19d] |
|||
1600 | 101 |
CLASSIFIED DOCUMENTS INVENTORY REPORTING FILES Correspondence or documents used to report the results of inventories conducted under local requirements to assure proper accounting for all classified matter, including files pertaining to the administration of security classification, control, and accounting for classified documents, not covered elsewhere in this schedule. |
DESTROY WHEN 2 YEARS OLD. [GRS 18-1] (N 1-9k) |
|
1610 | Personnel Security | (see below) | ||
1610 | 102 |
CLASSIFIED INFORMATION NONDISCLOSURE AGREEMENTS Copies of nondisclosure agreements, such as SF 312, Classified Information Nondisclosure Agreement, signed by employees with access to information which is classified or classifiable under standards put forth by Executive orders governing security classification. These forms should be maintained separately from personnel security clearance files. |
DESTROY WHEN 70 YEARS OLD. [GRS 18-25] |
|
1610 | 103 |
PERSONNEL SECURITY CLEARANCE FILES Personnel security clearance case files and related indexes maintained by the personnel security office. |
||
A. Files documenting the processing of investigations on Federal employees or applicants for Federal employment, whether or not a security clearance is granted, and other persons, such as those performing work for a Federal agency under contract, who require an approval before having access to Government facilities or to sensitive data. These files include questionnaires, summaries of reports prepared by the investigating agency and other records reflecting the processing of the investigation and the status of the clearance, exclusive of copies of investigative reports furnished by the investigating agency. |
DESTROY UPON NOTIFICATION OF DEATH OR NOT LATER THAN 5 YEARS AFTER SEPARATION OR TRANSFER OF EMPLOYEE OR NO LATER THAN 5 YEARS AFTER CONTRACT RELATIONSHIP EXPIRES, WHICHEVER IS APPLICABLE. [GRS 18-22a] (N 12-19) |
|||
B. Investigative reports and related papers furnished to agencies by investigative organizations for use in making security/suitability determinations. |
DESTROY IN ACCORDANCE WITH THE INVESTIGATING AGENCY INSTRUCTIONS. [GRS 18-22b] |
|||
C. Index to the Personnel Security Case Files. |
DESTROY WITH RELATED CASE FILE. [GRS 18-22c] |
|||
D. Status files, lists, or rosters maintained in security units showing the current security clearance status of individuals. |
DESTROY WHEN SUPERSEDED OR OBSOLETE. [GRS 18-23] |
|||
1620 | Physical Security |
(see below) |
||
1620 |
104 PASR |
GODDARD SPACE FLIGHT CENTER (GSFC) LOCATOR AND INFORMATION SERVICES TRACKING SYSTEM (LISTS) - NASA 51 LIST Employee identification cards/information. Records contained in the system will consist of privacy and personal information for all onsite and off-site NASA/GSFC civil servants and onsite and near-site contractors, tenants, and other guest workers possessing or requiring badge identifications. LISTS is a comprehensive and accurate source of information for institutional services and planning, general and personal information in order to assist the Security office in issuing picture badge identifications and in coordinating clearance requests; to establish for the Library an authorization for use of its printed materials; to identify the listed emergency contact in case of an emergency to a center employee or guest worker; and to provide a home address in case an employee or guest worker must be contacted during off hours or for official mailings to a home address. |
RECORDS ARE RETAINED FOR VARYING PERIODS OF TIME DEPENDING ON THE NEED FOR USE OF THE FILES, AND ARE DESTROYED OR OTHERWISE DISPOSED OF WHEN SUPERSEDED OR NO LONGER NEEDED. [GRS 18-19a] |
|
1620 | 105 |
IDENTIFICATION CREDENTIALS FILES Identification credentials and related papers. |
||
A. Identification credentials including cards, badges, parking permits, photographs, agency permits to operate motor vehicles, and property, dining room, and visitor passes, and any other similar identification credentials. |
DESTROY CREDENTIALS 3 MONTHS AFTER RETURN TO ISSUING OFFICE. [GRS 11-4a] (N 12-24a, N 8-4) |
|||
B. Receipts, indices, listings, and accountable records. |
DESTROY AFTER ALL LISTED CREDENTIALS ARE ACCOUNTED FOR. [GRS 11-4b] (N 12-24b, N 8-4b) |
|||
1620 | 106 | FIREARMS - ACCOUNTABILITY / QUALIFICATION | ||
A. Records of acquisitions of firearms. |
DESTROY 1 YEAR AFTER FIREARM IS DESTROYED OR TRANSFERRED. <DA: N1-255-94-1> (N 12-10) |
|||
B. Certificate to carry firearms (NASA Form 699a and 699b). |
DESTROY 1 YEAR AFTER TERMINATION OF CERTIFICATE. <DA: N1-255-94-1> (N 12-11) |
|||
C. Data relating to individual qualifications, training, and maintenance of proficiency in the use of firearms. |
DESTROY 1 YEAR AFTER TERMINATION OF INDIVIDUAL. <DA: N1-255-94-1> (N 12-12) |
|||
1620 | 107 |
FACILITIES CHECKS (BY GUARD FORCE) Files relating to periodic guard force facility checks. |
||
A. Data sheets, door slip summaries, check sheets, and guard reports on security violations (except copies in files of agency security offices covered by Item 79 of this schedule). |
DESTROY WHEN 1 YEAR OLD. [GRS 18-18a] (N 12-16) |
|||
107 | B. Reports of routine after-hour security checks which either does not reflect security violations, or for which the information contained therein is documented in the files defined in Item 79 of this schedule. | DESTROY WHEN 1 MONTH OLD. [GRS 18-18b] | ||
1620 | 108 |
SECURITY VIOLATION FILES Case files relating to investigations of alleged violations of Executive Orders, laws or agency regulations for the safeguarding of national security information. |
||
A. Files relating to alleged violations of a sufficiently serious nature that they are referred to the Departments of Justice or Defense for prosecutive determination, exclusive of files held by the Department of Justice or Defense offices responsible for making such determinations. | DESTROY 5 YEARS AFTER CLOSE OF CASE. [GRS 18-24a] (N 12-22, N 12-21) | |||
B. All other offices and files, EXCLUSIVE of papers placed in official personnel folders. |
DESTROY 2 YEARS AFTER COMPLETION OF FINAL ACTION. [GRS 18-24b] |
|||
1620 | 109 | CONTAINER FILES | ||
A. CLASSIFIED DOCUMENT SECURITY Forms or lists used to record safe and padlock combinations, names of individuals knowing combinations, and comparable data used to control access into classified document containers. |
DESTROY WHEN SUPERSEDED BY A NEW FORM OR LIST, OR UPON TURN-IN OF CONTAINERS. [GRS 18-7a] (N 1-42) |
|||
B. RETURNABLE Documents reflecting the receipt, transfer, and return to vendor of receiving reports, reports of survey, shipping documents, reports, or similar documents. |
DESTROY 3 YEARS AFTER RETURN OF CONTAINER OR PURCHASE OF CONTAINER, WHICHEVER IS APPLICABLE. <DA: N1-255-94-1> (N 17-23) |
|||
1630 | Control of Classified Information | |||
1630 | 110 |
ACCESS REQUEST FILES Requests and authorizations for individuals to have access to classified files. |
DESTROY 2 YEARS AFTER AUTHORIZATION EXPIRES. [GRS 18-6] (N 12-5) |
|
1630 | 111 | DOCUMENTS: ACCOUNTABILITY / INVENTORY FILES | ||
A. TOP SECRET DOCUMENTS | ||||
1. Registers maintained at control points to indicate accountability over Top Secret documents, reflecting the receipt, dispatch, or destruction. |
DESTROY 5 YEARS AFTER DOCUMENTS SHOWN ON FORMS ARE DOWNGRADED, TRANSFERRED, OR DESTROYED. [GRS 18-5a] (N 12-2a) |
|||
111 | 2. Forms accompanying documents to ensure continuing control, showing names of persons handling the documents, intra-office routing, and comparable data. |
DESTROY WHEN RELATED DOCUMENT IS DOWNGRADED, TRANSFERRED, OR DESTROYED. [GRS 18-5b] (N 12-2b) |
||
B. CLASSIFIED DOCUMENTS |
|
|||
1. Forms, ledgers, or registers used to show identity, internal routing, and final disposition made of classified documents, but EXCLUSIVE of classified document receipts and destruction certificates and documents relating to Top Secret material covered elsewhere in this schedule. |
DESTROY WHEN 2 YEARS OLD. [GRS 18-4] (N 12-3 |
|||
2. Receipt files and records documenting the receipt and issuance of classified documents. |
DESTROY WHEN 2 YEARS OLD. [GRS 18-2] |
|||
3. Destruction certificates relating to the destruction of classified documents. |
DESTROY WHEN 2 YEARS OLD. [GRS 18-3] |
|||
1640 | Security Classifications |
(see below) |
||
1640 | 112 |
SECURITY CLASSIFICATION SYSTEMS Authorization documents for upgrading, downgrading, and declassifying documents or equipment. |
||
A. OFFICE OF PRIMARY RESPONSIBILITY |
DESTORY WHEN 2 YEARS OLD. <DA: N1-255-94-1> (N 12-4) |
|||
B. ALL OTHER OFFICES/COPIES |
DESTROY AFTER THE DOCUMENT TO WHICH THE CLASSIFICATION ACTION APPLIES HAS BEEN REGRADED OR DECLASSIFIED BY SUITABLE MARKINGS. <DA: N1-255-94-1> |
|||
NOTE: Records that document program policy or security classification and grading systems should be included in Item 96A of this Schedule. |
|
|||
1650 | Industrial Security |
(see below) |
||
1650 | 113 |
INDUSTRIAL SECURITY FILES Documents relating to the security classification or changes thereto, of a contract with industry. |
||
A. Precedent and unusual cases selected by pertinent NASA Officials, i.e., Director, Security, Logistics & Industrial Relations Division; Chief, NASA Security. |
DESTROY AFTER THE DOCUMENT TO WHICH THE CLASSIFICATION ACTION APPLIES HAS BEEN REGRADED OR DELASSIFIED BY SUITABLE MARKINGS. <DA: N1-255-94-1> (N 12-29) |
|||
B. All other offices/case files. |
DESTROY WHEN NO LONGER NEEDED, OR 3 YEARS AFTER CONTRACT IS CLOSED/COMPLETED. <DA: N1-255-94-1> |
|||
1670 | Security Education | Contact Center Records Mgr. | ||
1680 | Visitor and Foreign Travel Control |
(see below) |
||
1680 | 114 | LOGS, REGISTERS, AND CONTROL FILES | ||
A. VISITORS Registers or logs used to record names of outside contractors, service personnel, visitors, employees admitted to restricted areas, and reports on automobiles and passengers. |
||||
1. Areas under maximum security. |
DESTROY 5 YEARS AFTER FINAL ENTRY OR DATE OF DOCUMENT, AS APPROPRIATE. [GRS 18-17a] (N 12-15) |
|||
2. All other areas. |
DESTROY 2 YEARS AFTER FINAL ENTRY OR DATE OF DOCUMENT, AS APPROPRIATE. [GRS 18-17b] |
|||
B. GUARDS Guard logs and registers not covered elsewhere, or under A, of this schedule. |
||||
1. Central guard office master logs. |
DESTROY 2 YEARS AFTER FINAL ENTRY. [GRS 18-20a] (N 12-18) |
|||
2. Individual guard post logs of occurrences entered in master logs. |
DESTROY 1 YEAR AFTER FINAL ENTRY. [GRS 18-20b] |
|||
1680 2630 |
115 |
PASSPORT FILES (SEE ALSO SCHEDULE 2) Personal identification or passport photographs |
RETURN ORIGINAL TO REQUESTOR, DESTROY WHEN 5 YEARS OLD OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER IS LATER. [GRS 21-2] (N 22-3) |
|
1690 | Security Surveys |
(see below) |
||
1690 | 116 |
SURVEYS AND INSPECTION OF FACILITIES Reports of surveys and inspections of facilities conducted to ensure adequacy of protective and preventive measures taken against hazards of fire, explosion, and accidents, and to safeguard information and facilities against sabotage and unauthorized entry. |
||
A. GOVERNMENT-OWNED FACILITIES |
DESTROY WHEN 3 YEARS OLD, OR UPON DISCONTINUANCE OF THE FACILITY, WHICHEVER IS SOONER. [GRS 18-9] (N 12-7) |
|||
B. PRIVATELY-OWNED FACILITIES Reports of surveys and inspections of facilities assigned security cognizance by Government agencies, and related documents. |
DESTROY WHEN 4 YEARS OLD OR WHEN SECURITY COGNIZANCE IS TERMINATED, WHICHEVER IS SOONER. [GRS 18-10] |
|||
1700 | Safety | (see below) | ||
1700 | 117 |
SAFETY FILES - PROPERTY Safety inspection and maintenance records for all NASA real and personal property. |
||
A. INSPECTING OFFICE NOTE: Payload Safety Data Files/Records are maintained under AFS 8680 See Schedule 8 for records created in this series. |
RETIRE TO FRC WHEN RELATED PROPERTY IS DISPOSED OF BY NASA. DESTROY 5 YEARS AFTER DISPOSAL. <DA: N1-255-94-1> (N 21-6) |
|||
B. ALL OTHER OFFICES/COPIES |
DESTROY WHEN 4 YEARS OLD. <DA: N1-255-94-1> |
|||
1700 | 117.5 | SAFETY ACTIVITIES RECORDS A. Records of safety activities by designated organizational personnel other than the office of functional responsibility for the safety program, including Supervisor Safety Visit records, minutes ofperiodic safety meetings, fire extinguisher location logs, and related materials. Internal organizational safety activities records would be included in this item. Cutoff date is date of document, activity, or entry in log. |
HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
1700 | 118 |
GROUND-BASED PRESSURE SYSTEMS RECORDS Reports and correspondence related to design, inspection, and certification of Ground-Based Pressure Systems. Records may include Inspection reports, Pressure System Condition Reports Category C, Low Energy/Low Risk Requests, Pressure Systems Design Review Records, Waivers, and Weld/Braze Inspection Reports. Certification packages include active and superseded records. Inspection and re-certification dates are based on NASA inspection table requirements. Cutoff date is date of document. Note: If Pressure Vessels and Systems ceases to exist and records are at least 3 years old, early destruction of records can be requested through NASA Records Officer at Headquarters. |
||
A. Recordkeeping copy (paper) |
RETIRE TO FRC OR APPROVED STORAGE FACILITY WHEN 5 YEARS OLD. DESTROY WHEN 25 YEARS OLD. <N1-255-99-3> |
|||
B. Electronic copies generated on office automation applications such as e-mail and word processing applications. |
DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED. <N1-255-99-3> |
|||
1701 | Basic Policy | Contact Center Records Mgr. | ||
1710 | Safety/Accident Prevention |
(see below) |
||
1710 | 119 | FIRE, EXPLOSION, AND ACCIDENT INVESTIGATIVE FILES | ||
Case files, investigative files accumulating from investigations of fires, explosions, and accidents, consisting of retained copies of reports and related papers when the original reports are submitted for review and filing in other agencies or organizational elements, and reports and related papers concerning occurrences of such a minor nature that they are settled locally without referral to other organizational elements. | ||||
A. PRECEDENT OR UNUSUAL CASES Cases selected by pertinent NASA Officials, i.e., Chief, NASA Security Office, Associate Administrator, Office of Safety and Mission Assurance, and all type A and B mishaps. |
* PERMANENT * RETIRE TO FRC WHEN 5 YEARS OLD. TRANSFER TO NARA WHEN 30 YEARS OLD. <DA: N1-255-94-1> (N 12-8) |
|||
B. ROUTINE CASES |
DESTROY WHEN 2 YEARS OLD. [GRS 18-11] |
|||
1710 | 119.5 |
SAFETY CONCERNS AND SUGGESTIONS REPORTING Records and reports on employee safety concerns and suggestions. Records consist of safety concerns, unexpected occurrences (close calls), and related beneficial safety suggestions. EXCLUDING facility repairs or maintenance requests that are reported to the Center’s safety organization. Cutoff date is date action is closed. |
||
A. OFFICE OF PRIMARY RESPONSIBILITY | HANDLE AS PERMANENT PENDING RETENTION APPROVAL | |||
B. ALL OTHER OFFICES AND COPIES | HANDLE AS PERMANENT PENDING RETENTION APPROVAL | |||
1711 | Accident Reporting & Investigation |
(see below) |
||
1711 | 120 |
SAFETY REPORTS / RECORDS A. NASA SAFETY REPORTS - ANNUAL Statistical reports, surveys on loss and injuries compiled by Headquarters from reports described in B of this item. (This is typically an annual report that can, but is not limited to, include hardware loss, and more information/data than DoL report requires.) |
||
1. Headquarters. |
RETIRE TO FRC WHEN 5 YEARS OLD. DESTROY WHEN 15 YEARS OLD. <DA: N1-255-94-1> (N 21-4) |
|||
2. Centers (feeder reports to HQ). |
RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
|||
120 |
B. SAFETY PROGRAM REPORTS Statistical reports from Centers regarding injuries and accidents, such as NASA Forms 344 and 345. NOTE: 01-17-02, NASA Forms 344 and 345 no longer exist and have not been used for many years. (THIS IS AN INACTIVE SERIES OF RECORDS.) |
|||
1. Headquarters. |
RETIRE TO FRC WHEN INACTIVE. DESTROY WHEN 15 YEARS OLD. <DA: N1-255-94-1> (N 21-3) |
|||
2. Centers and all other offices/copies. |
RETIRE TO FRC WHEN INACTIVE. DESTROY WHEN 12 YEARS OLD. <DA: N1-255-94-1> |
|||
C. INDIVIDUAL ACCIDENT REPORTS Forms, reports, correspondence, and related medical and investigatory relating to on-the-job injuries whether or not a claim for compensation was made, EXCLUDING copies filed in the Employee Medical Folder and copies submitted to the Department of Labor (DoL). |
CLOSE FILE ON TERMINATION OF COMPENSATION OR WHEN DEADLINE FOR FILING A CLAIM HAS PASSED. DESTROY 3 YEARS AFTER CLOSE OF FILE. [GRS 1-31] (N 21-5) |
|||
D. PROTECTIVE AND PREVENTIVE MEASURES REPORTS |
SEE ITEM 116 OF THIS SCHEDULE (N 21-7) |
|||
E. SAFETY AND RELIABILITY REPORTS Files consist of Safety & Reliability Reports including Hazard Reports and Risk Assessments relating to the KSC Ground Support Equipment that interfaces with the flight hardware. Files contain, but are not limited to: Preliminary-, KSC-Hazard Reports; ESR-, Mission Safety-, Safety-, and System/Subsystem-Assessments; System Safety Review Panel Issues; System Assurance, Failure Mode & Effects-Analyses; Critical Items Lists; Design Review Reports; and, Criticality Assessments. |
RETIRE TO FRC WHEN THE RISK/ SAFETY ASSESSMENT/ANALYSIS IS COMPLETE/INACTIVE. DESTROY WHEN 15 YEARS OLD. <DA: N1-255-94-1> |
|||
1711 | 121 |
ACCIDENT/MISHAP INCIDENT CASE FILES Correspondence, reports, and all related papers concerning potential or actual individual accidents or incidents occurring at ground centers. Cutoff date is date case closed. |
||
A. HEADQUARTERS Recordkeeping copy (paper). |
RETIRE TO FRC WHEN INACTIVE. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-1> (N 21-2) |
|||
B. CENTERS, ALL OTHER OFFICES/COPIES Recordkeeping copy (paper) |
RETIRE TO FRC WHEN 4 YEARS OLD. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-1> |
|||
C. INDIVIDUAL ACCIDENT REPORTS | SEE ITEM 120 C. OF THIS SCHEDULE | |||
1711 | 122 |
MISHAP INVESTIGATION BOARD FILES Files contain, in addition to others listed, photographs, witness interviews and all other materials concerning the investigation. |
* PERMANENT *
RETIRE TO FRC WHEN 2 YEARS OLD. TRANSFER TO NARA WHEN 20 YEARS OLD. <DA: N1-255-94-1, 14> |
|
1712 | Injury Reporting | Contact Center Records Mgr. | ||
1720 | Accident/Mishap Reporting | Contact Center Records Mgr. | ||
1730 | Protective Clothing and Equipment |
(see below) |
||
1730 | 123 |
SPECIAL PERMIT FILES Requests for permits to operate and handle special type machines and tools controlled by manufacturers. |
DESTROY ON EXPIRATION OF PERMIT OR WHEN SUPERSEDED. <DA: N1-255-94-1> (N 21-8) |
|
1740 | Safety Standards |
(see below) |
||
1740 | 124 | HEALTH PHYSICS AND PROCESS CONTROL DATA LOGS | ||
Records of Health Physics Daily Logs, Water Activity Analysis Logs, Geiger-Mueller Analysis Logs, Air Sample Analysis Logs, Daily Routine Health Physics Logs, Background and Efficiency Logs, Portable Survey Instrument Calibration Logs, and Source Movement, Inventory and Leak Test Logs. |
RETIRE TO FRC WHEN 3 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 21-9) |
|||
1740 | 125 |
SAFETY STANDARDS FILES Documents created in the development of safety standards and practices in developmental and production operations; the safety location, design, layout, and construction of facilities where fuels, propellants, or other hazardous materials are handled or operations are exposed to ignition hazards; the safe handling, storage, and movement of hazardous materials; and other areas requiring safety standards. The files include recommendations, coordination actions, studies, and other actions taken to establish standards. |
||
A. OFFICE DEVELOPING THE STANDARDS |
DESTROY WHEN 10 YEARS OLD OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER IS SOONER. <DA: N1-255-94-1> (N 21-1) |
|||
B. ALL OTHER OFFICES/COPIES |
DESTROY 2 YEARS AFTER SUPERSEDED OR OBSOLETE, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
|||
1800 | Occupational Health |
(see below) |
||
1800 |
126
PASR |
HEALTH AND OCCUPATIONAL MEDICINE RECORDS NOTE: Occupational Safety and Health Administration (OSHA) records are maintained under AFS 8720. See Schedule 8 for records created in this series. | ||
126 |
A. NASA HEALTH INFORMATION MANAGEMENT SYSTEM - NASA 10 HIMS NASA Civil Service employees and applicants; other agency civil service and military employees working at NASA; visitors to centers; onsite contractor personnel who receive job related examinations, have mishaps or accidents, or come to the clinic for emergency or first aid treatment. |
SEE FOLLOWING INDIVIDUAL ITEMS LISTED SEPARATELY BY RECORD SERIES/CATEGORY. <DA: N1-255-94-1> |
||
B. SPACE FLIGHT PERSONNEL AND THEIR FAMILIES |
* PERMANENT * SEE SCHEDULE 8. |
|||
C. HEALTH AND MEDICAL REPORTS Statistical reports on health and medical services and vital statistics reports on NASA personnel. Includes copies of statistical summaries and reports with related papers pertaining to employee health, retained by reporting unit. |
||||
1. Headquarters. |
DESTROY 6 YEARS AFTER DATE OF SUMMARY OR REPORT. <DA: N1-255-94-1> (N 11-5) |
|||
2. Centers. |
DESTROY 2 YEARS AFTER DATE OF SUMMARY OR REPORT. [GRS 1-22] |
|||
D. CONSOLIDATED HEALTH AND MEDICAL REPORTS THIS RECORD SERIES IS NO LONGER CREATED. SHOULD THERE BE A REQUIREMENT FOR THIS TYPE OF DOCUMENTATION, PLEASE CONTACT YOUR LOCAL CENTER RECORDS MANAGER FOR INSTRUCTIONS. |
C L O S E D S E R I E S | |||
1800 | 127 |
EMPLOYEE HEALTH RECORDS A. INDIVIDUAL HEALTH CASE FILES - EMPLOYEE MEDICAL FOLDER (EMF) |
||
1. Examinations recorded on SF 78, such as pre-employment physical examinations; health qualification placement records; disability retirement examinations; fitness for duty examinations; and any other documents deemed of long-term value as defined in 5 CFR part 293, subpart E. | ||||
(a) Transferred employees. |
UPON TRANSFER, SHIP ENTIRE MEDICAL RECORD, INCLUDING X-RAYS, TO MEDICAL OFFICE OF NEW ASSIGNMENT. [GRS 1-21a(1)] (N 11-4) |
|||
127 | (b) Separated employees. |
30 DAYS AFTER SEPARATION TRANSFER TO NATIONAL PERSONNEL RECORDS CENTER (NPRC), ST. LOUIS, MO. NPRC WILL DESTROY 75 YEARS AFTER BIRTH DATE, 60 YEARS AFTER DATE OF THE EARLIEST DOCUMENT IN THE FOLDER IF THE DATE OF BIRTH CANNOT BE ASCERTAINED, OR 30 YEARS AFTER LATEST SEPARATION, WHICHEVER IS LATER. [GRS 1-21a(2)] |
||
2. TEMPORARY or SHORT-TERM records as defined in the FPM. Records may consist of forms, correspondence, and other records relating to an employee's medical history, occupational injuries or diseases, physical examinations, and all treatment received in the Health Unit, EXCLUDING records cited in "a." above. These are records that are not required for filing in the EMF, and if not retained by the agency, should UNDER NO CIRCUMSTANCES be sent to the NPRC. |
DESTROY 1 YEAR AFTER SEPARATION OR TRANSFER OF EMPLOYEE. [GRS 1-21b] |
|||
3. Individual Employee Health Case Files created prior to establishment of the EMF system that has been retired to an FRC. |
DESTROY 60 YEARS AFTER RETIREMENT TO FRC. [GRS 1-21c] |
|||
B. INDIVIDUAL NON-OCCUPATIONAL HEALTH RECORD CARDS/FILES" Records in this series include forms, correspondence, and other documents, including summary records, documenting an individual employee's medical history, physical condition and visits to Government health facilities, for non-work related purposes, EXCLUDING records covered by A. above. |
||||
1. NASA employees Cards that contain such information as date of employee's visit, diagnosis, and treatment. |
DESTROY 6 YEARS AFTER DATE OF LAST ENTRY. [GRS 1-19] (N 11-2) |
|||
2. Onsite Contractor Personnel Doctor's clinic records or similar records that contain data of visit, diagnosis, and treatment. |
DESTROY 8 YEARS AFTER INDIVIDUAL'S EMPLOYMENT ON-SITE IS TERMINATED. <DA: N1-255-94-1> (N 11-3) |
|||
C. EMPLOYEE ASSISTANCE PROGRAM Personal case files consisting of handwritten notes, letters to physicians or counselors, calendar of treatment(s), authorization releases, after care information and telephone messages. Case files are to be maintained separate from the EMF and/or the Official Medical Record(s), kept to an absolute minimum, and handled with privacy in accordance with Section 408 of Public Law 92-155. |
||||
127 | 1. Management Referral. |
DESTROY 5 YEARS AFTER LAST DATE IN FILE, OR UPON TERMINATION OF EMPLOYEE. <DA: N1-255-90-8> |
||
2. Voluntary. |
DESTROY 2 YEARS AFTER LAST DATE IN FILE, OR UPON TERMINATION OF EMPLOYEE. <DA: N1-255-90-8> |
|||
1810 | Professional Medical Services | Contact Center Records Mgr. | ||
1812 | Medicines | Contact Center Records Mgr. | ||
1814 | Clinical Facilities | (see below) | ||
1814 | 128 |
HEALTH UNIT CONTROL FILES Logs or registers reflecting daily number of visits to dispensaries, first aid rooms, and health units. |
||
A. SUMMARIZED ON STATISTICAL REPORT |
DESTROY 3 MONTHS AFTER LAST ENTRY. [GRS 1-20a] (N 11-1) |
|||
B. NOT SUMMARIZED |
DESTROY 2 YEARS AFTER LAST ENTRY. [GRS 1-20b] |
|||
1815 | Narcotics and Drugs | (see below) | ||
1815 | 129 |
NARCOTICS AND SEDATIVE DRUG RECORDS All records on the control and disposition of narcotic and sedative drugs, including completed NASA Forms 1387, describing dosages, shipments, inventories, and verifications. |
DESTROY WHEN 3 YEARS OLD. <DA: N1-255-94-1> (N 11-11) |
|
1820 | Preventive Medicine | Contact Center Records Mgr. | ||
1830 | Physical Fitness | Contact Center Records Mgr. | ||
1840 | Industrial Hygiene | Contact Center Records Mgr. | ||
1845 | Health Standards | Contact Center Records Mgr. | ||
1846 | Toxicology | Contact Center Records Mgr. | ||
1847 | Advisory Center on Toxicology | Contact Center Records Mgr. | ||
1850 | Space Medicine | Contact Center Records Mgr. | ||
1860 | Radiological Health | (see below) | ||
1860 | 130 | RADIATION RECORDS | ||
PASR | A. GODDARD SPACE FLIGHT CENTER RADIATION SAFETY COMMITTEE RECORDS - NASA 51 RSCR | |||
Employment and training history of radiation users and custodians under Goddard Space Flight Center (GSFC) cognizance. |
RECORDS ARE KEPT FOR 2 YEARS. IF EMPLOYEE DOES NOT WISH TO BE RENEWED FOR THE POSITION AT THE END OF 2-YEAR PERIOD, THE RECORD IS REMOVED AND PLACED IN AN INACTIVE FILE. RECORDS ARE RETAINED AT GSFC UNTIL DESTROYED. DESTROY WHEN 75 YEARS OLD. <DA: N1-255-94-1> |
|||
130 PASR |
B. KENNEDY SPACE CENTER RADIATION TRAINING AND EXPERIENCE SUMMARY - NASA 76 RTES Custodians and/or users of sources of radiation (ionizing and non-ionizing) Applicable to all users or custodians at Kennedy Space Center (KSC) and NASA or NASA contractor personnel at Cape Canaveral Air Force Station, Florida, or Vandenberg Air Force Base, California. |
RECORDS ARE RETAINED AT KSC. DESTROY WHEN 75 YEARS OLD. <DA: N1-255-94-1> |
||
PASR |
C. KSC-USNRC OCCUPATIONAL EXTERNAL RADIATION EXPOSURE HISTORY FOR NUCLEAR REGULATORY COMMISSION LICENSES - NASA 76 XRAD KSC personnel, civil servants, and contractor personnel, who have received radiation exposure. Files include name, date of birth, exposure history, name of license holder, and social security number. |
RECORDS ARE RETAINED AT KSC. DESTROY WHEN 75 YEARS OLD. <DA: N1-255-94-1> |
||
PASR | D. GLENN RESEARCH CENTER OCCUPATIONAL RADIATION EXPOSURE RECORDS - NASA 22 ORER Present and former Glenn Research Center (GRC) employees and contractor personnel who may be exposed to radiation. Files include name, date of birth, exposure history, name of license holder, social security number, employment and training history. |
RECORDS ARE RETAINED AT GRC. DESTROY WHEN 75 YEARS OLD. <DA: N1-255-94-1> |
||
1870 | Environmental Sanitation |
(see below) |
||
1870 | 131 | PESTICIDE RECORDS | (N 11-10) | |
A. ANNUAL REPORTS Reports of pesticides used at NASA Centers prepared by Headquarters at the request of the Federal Committee on Pest Control (FCPC). RECORDS IN THIS SERIES ARE NO LONGER CREATED. SHOULD THERE BE A NEED FOR THIS ITEM, CONTACT YOUR LOCAL CENTER RECORDS MANAGER FOR INSTRUCTIONS. |
C L O S E D S E R I E S | |||
B. MISCELLANEOUS REPORTS Reports on pesticides used at Centers, such as FCPC Forms 1 and 2. |
||||
1. Headquarters. |
RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 11-9) |
|||
131 | 2. Centers. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> |
||
1870 | 132 | ENVIRONMENTAL HEALTH REPORTS | ||
A. REPORTS ON ENVIRONMENTAL HEALTH FROM CENTERS | ||||
1. Headquarters. |
RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 11-7) |
|||
2. Centers. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> |
|||
B. CONSOLIDATED REPORTS, PROGRAM EVALUATION REPORTS BY HEADQUARTERS, BASED ON REPORTS DESCRIBED IN "A." ABOVE RECORDS IN THIS SERIES ARE NO LONGER CREATED. SHOULD THERE BE A NEED FOR THIS ITEM, CONTACT YOUR LOCAL CENTER RECORDS MANAGER FOR INSTRUCTIONS. |
C L O S E D S E R I E S (N 11-8) |
|||
1880 | Entomology | Contact Center Records Mgr. | ||
1890 | Disaster Medical Planning | Contact Center Records Mgr. | ||
1900 | Ethics Management Program |
(see below) |
||
1900 | 133 |
ETHICS PROGRAM FILES A. ETHICS PROGRAM IMPLEMENTATION, INTERPRETATION, COUNSELING, AND DEVELOPMENT FILES Records maintained by ethics program offices relating to the development, review, implementation, and interpretation of proposed or established executive branch standards of ethical conduct and other ethics regulations; conflict of interest and other ethics related statutes and Executive Orders; and any agency supplemental standards of ethical conduct and other agency ethics-related regulations and directives. Including: -Records documenting the review of proposed or established ethics-related statutes and regulations by ethics program officials, including copies of proposed legislation, comments, and all related records. -Determinations, including advice and counseling to individual employees, and supporting records. -Records relating to requests under agency supplemental standards of ethical conduct for prior approval of outside employment and activities. |
DESTROY WHEN OBSOLETE OR SUPERSEDED. [GRS 1-27] |
|
133 |
1. Records such as determinations regarding attendance at widely-attended gatherings which appropriate agency ethics officials determine are related to the routine, non-precedential application of settled legal standards to common factual situations and are not interpretations of the conflict of interest statutes, 18 U.S.C. “ 202-209, and other ethics statutes the violation of which may result in criminal penalties or civil fines. |
Destroy when 3 years old or when superseded or obsolete, whichever is later. <GRS 25-1-a> |
||
2. All other records. |
Destroy when 6 years old or when superseded or obsolete, whichever is later. <GRS 25-1-b> |
|||
PASR |
B. STANDARDS OF CONDUCT COUNSELLING CASE FILES - NASA 10 SCCF Current, former, and prospective NASA employees, who have sought advice or have been counseled regarding conflict of interest requirements for government employees. Files could include, depending upon the nature of the problem, information collected on employment history, financial data, and information concerning family matters. |
RECORDS ARE RETAINED AT NASA HEADQUARTERS. DESTROY WHEN 6 YEARS OLD. <DA: N1-255-94-1> |
||
C. ETHICS AGREEMENT RECORDS Records documenting the review and issuance of ethics agreements used to remedy the appearance of potential or actual financial conflicts of interest, including: -Records relating to the review and issuance of recusals (disqualifications) resignations, reassignments, and divestures. -Records relating to determinations, authorizations, and waivers under 5 C.F.R. § 2635.502 and 2635.503. -Records relating to the review and issuance of waivers of disqualifications under 18 U.S.C. § 208(b)(1) and (b)(3). -Records relating to the review and issuance of post-employment issues of civil servants at FFRDCs. |
DESTROY 6 YEARS AFTER THE WAIVER OR OTHER AGREED-UPON DETERMINATION OR ACTION HAS BEEN ISSUED OR UNDERTAKEN OR IS NO LONGER IN EFFECT, WHICHEVER IS LATER. <GRS 25-3> |
|||
D. REFERRALS AND NOTIFICATIONS OF VIOLATIONS OF CRIMINAL CONFLICT OF INTEREST STATUTES AND OTHER POTENTIAL VIOLATIONS FILES Referrals made to Inspectors General or the Department of Justice and notifications to OGE concerning ethics violations or suspected violations. This item also covers related background materials, including copies of disciplinary and corrective actions and disposition documents such as declinations of prosecution. |
Destroy when 6 years old. <GRS 25-4> |
|||
E. ETHICS PROGRAM REVIEW FILES Reports, correspondence, and other records relating to OGE reviews of agency compliance with executive branch ethics laws and regulations in such areas as financial disclosure, education and training, and advice and counseling as well as Agency self-audits |
||||
1. OGE program review reports, agency 60-day response letters, and other follow-up records sent to OGE on the resolution of program deficiencies |
DESTROY WHEN 10 YEARS OLD <GRS 25-6-a> |
|||
2. All other records produced during OGE program reviews, including notes and background materials. |
DESTROY 1 YEAR AFTER THE DATE OF THE OGE PROGRAM REVIEW REPORT OR, IF THERE ARE RECOMMENDATIONS, ONE YEAR AFTER THEY ARE CLOSED. <GRS 25-6-b> |
|||
3. Agency Program Review Files. |
DESTROY 1 YEAR AFTER THE DATE OF THE OGE PROGRAM REVIEW REPORT OR, IF THERE ARE RECOMMENDATIONS, ONE YEAR AFTER THEY ARE CLOSED. <GRS 25-6-b> |
|||
F. ETHICS PROGRAM PROCEDURES FILES Procedures and related supporting records on the administration of ethics programs including, but not limited to, public and confidential financial disclosure reports systems, outside employment and activities approval systems, and referrals of violations of criminal conflict of interest statutes. |
DESTROY WHEN 6 YEARS OLD OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER IS LATER. <GRS 25-9> |
|||
G. ANNUAL AGENCY ETHICS PROGRAM QUESTIONNAIRE FILES | ||||
1. Questionnaire completed by ethics officials on an annual basis in compliance with Section 402(e)(1) of the Ethics in Government Act of 1978, as amended, and associated records. |
DESTROY 3 YEARS AFTER SUBMISSION <GRS 25-7-a> |
|||
2. All other records related to responses to annual agency ethics program questionnaires. |
DESTROY 1 YEAR AFTER SUBMISSION OF ASSOCIATED ANNUAL AGENCY ETHICS PROGRAM QUESTIONNAIRE <GRS 25-7-b> |
|||
H. ETHICS PROGRAM EMPLOYEE TRAINING AND EDUCATION FILES | ||||
133 |
1. Records relating to the administration of new employee ethics orientations, annual, and other types of ethics training and education. Records include, but are not limited to, annual plans, schedules of classes, rosters of employees required to attend, verification of training completion and other related records. |
DESTROY WHEN 6 YEARS OLD <GRS 25-8-a> |
||
2. Record copy of materials used in providing new employee ethics orientations, annual, and other types of ethics training and education including, but not limited to , instructors’ guides, handbooks, handouts and other materials used in training classes, bulletins, and newsletters. |
DESTROY WHEN 6 YEARS OLD OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER IS LATER. <GRS 25-8-b> |
|||
I. NON-FEDERALLY FUNDED TRAVEL FILES | ||||
1. Agency copies of Semi-annual Expense Reports for Non-Federally Funded Travel submitted by all Executive branch agencies to the Office of the Government Ethics in accordance with guidance given at 31 U.S.C. § 1353, as implemented by 41 C.F.R. chapter 304 and the use of Standard Form (SF) 326 and SF 326A. Reports summarize payments made to the agency from non-Federal sources for travel, subsistence, and related expenses of an employee who attends a meeting or similar function relating to official duties. |
DESTROY WHEN 3 YEARS OLD. <GRS 25-5-a> |
|||
2. Statements, forms, and other records to compile Semi-annual Expense Reports for Non-Federally Funded Travel. |
DESTROY 1 YEAR AFTER SUBMISSION OF REPORT TO THE OFFICE OF GOVERNMENT ETHICS. <GRS 25-5-b> |
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J. ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. | ||||
1. Copies that have no further administrative value after the recordkeeping copy is made. Includes copies maintained by individuals in personal files, personal electronic mail directories, or other personal directories on hard disk or network drives, and copies on shared network drives that are used only to produce the recordkeeping copy. | DESTROY/DELETE WITHIN 180 DAYS AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <GRS 25-10-A> |
|||
2. Copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DESTROY/DELETE WHEN DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <GRS 25-10-b> |
|||
133 |
Copies that have no further administrative value after the recordkeeping copy is made. Includes copies maintained by individuals in personal files, personal electronic mail directories, or other personal directories on hard disk or network drives, and copies on shared network drives that are used only to produce the recordkeeping copy. |
Destroy/delete within 180 days after the recordkeeping copy has been produced. <GRS 25-10-a> |
||
2. Copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. |
Destroy/delete when dissemination, revision, or updating is completed. <GRS 25-10-b> |
|||
1900 | 134 |
FINANCIAL DISCLOSURE REPORTING FILES Financial disclosure reports submitted by individuals as required or authorized under the Ethics in Government Act of 1978 (Pub. L. 95-521), as amended, and related records, including records of late filing fee payments or requests for public reporting waivers of late filing fees and responses; comment sheets by report reviewers and filer responses; filing extension requests and determinations; and copies of applications for public release of financial disclosure report. |
||
A. Executive Branch Personnel Public Financial Disclosure Reports (SF 278) and related records | ||||
1. SF 278 reports for individuals filing in accordance with Section 101(b) or (c) of the Act, and not subsequently confirmed by the U.S. Senate or elected. |
DESTROY 1 YEAR AFTER NOMINEE CEASES TO BE UNDER CONSIDERATION FOR APPOINTMENT; EXCEPT THAT DOCUMENTS NEEDED IN AN ON-GOING INVESTIGATION WILL BE RETAINED UNTIL NO LONGER NEEDED IN THE INVESTIGATION. [GRS 1-2a(1)] (N 15-41) |
|||
2. All other records including SF 278. |
DESTROY WHEN 6 YEARS OLD; EXCEPT THAT DOCUMENTS NEEDED IN AN ON-GOING INVESTIGATION WILL BE RETAINED UNTIL NO LONGER NEEDED IN THE INVESTIGATION. [GRS 1-24b] |
|||
B. Executive Branch Confidential Financial Disclosure Reports (OGE Form 450) and Confidential Certificates of No New Interests (OGE Optional Form 450-A) and related records. | ||||
1. OGE Form 450s for individuals not subsequently confirmed by the U.S. Senate. |
DESTROY 1 YEAR AFTER NOMINEE CEASES TO BE UNDER CONSIDERATION FOR THE POSITION; EXCEPT THAT DOCUMENTS NEEDED IN AN ONGOING INVESTIGATION WILL BE RETAINED UNTIL NO LONGER NEEDED IN THE INVESTIGATION. <GRS 25-2-b-1> |
|||
2. All other OGE Form 450s and OGE Optional Form 450-As. |
DESTROY WHEN 6 YEARS OLD; EXCEPT THAT DOCUMENTS NEEDED IN AN ONGOING INVESTIGATION WILL BE RETAINED UNTIL NO LONGER NEEDED IN THE INVESTIGATION. <GRS 25-2-b-2> |
|||
C. Alternative or additional financial disclosure reports and related records. | ||||
134 |
1. Reports for individuals not subsequently confirmed by the U.S. Senate |
DESTROY 1 YEAR AFTER NOMINEE CEASES TO BE UNDER CONSIDERATION FOR THE POSITION; EXCEPT THAT DOCUMENTS NEEDED IN AN ONGOING INVESTIGATION WILL BE RETAINED UNTIL NO LONGER NEEDED IN THE INVESTIGATION. <GRS 25-2-c-1> |
||
2. All other alternative or additional financial disclosure reports. |
DESTROY WHEN 6 YEARS OLD; EXCEPT THAT DOCUMENTS NEEDED IN AN ONGOING INVESTIGATION WILL BE RETAINED UNTIL NO LONGER NEEDED IN THE INVESTIGATION. <GRS 25-2-c-2> |
|||
1900 | 135 |
INSPECTION REPORT FILES Case files of investigations and inspection reports and related papers on NASA personnel or private concerns having relationships with NASA relating to alleged violations of standards of conduct, regulations, or of Federal criminal law. |
RETIRE TO FRC AFTER CASE IS CLOSED. DESTROY WHEN 30 YEARS OLD. <DA: N1-255-94-1> (N 12-1) |
|
1910 | Ethics | See Item 133 of this Schedule. | ||
General | General Schedule Notes |
(see below) |
||
136 | RECORDS NOT COVERED ELSEWHERE IN THIS HANDBOOK |
SUBMIT NASA FORM 1418, "PROPOSED CHANGE TO NASA RECORDS CONTROL SCHEDULES," TO INSTALLATION RECORDS MANAGER FOR SUBMISSION TO THE NASA RECORDS OFFICER FOR PROCESSING. <DA: N1-255-94-1> |
||
137 |
REJECTED RECORD OFFERS Records offered to the National Archives and Records Administration but appraised as lacking sufficient research or other value to warrant permanent retention or records that do not require a SF 115. Contact Center Records Manager or the Agency Records Officer for more information on this process. |
SEE 36 CFR, SECTION 1228.60, FOR POSSIBLE DONATION; OR DESTROY IMMEDIATELY IF RECORDS ARE NOT WANTED. <DA: N1-255-94-1> |
||
|
||||
END OF SCHEDULE |
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices.
This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future.
The records described in Schedule 2 pertain to the management and operation of NASA's legal and patent functions. They are created and accumulated by organizations that have management control or formulate and prescribe legal or patent policies and procedures and by activities and offices applying these procedures. This schedule describes the pertinent categories and specifies the retention period and dispositions for each.
In addition, Schedule 2 also includes records that pertain to the management and operation of NASA's scientific and technical information programs, including the technology utilization offices. These records include the published formal series of scientific and technical information, the routine operating procedures which include sending the contracting officer a copy of all correspondence with the contractor pertaining to contract administration, and the patent counsel copies of reportable items and data, and all correspondence relevant to innovations and potentially patentable inventions.
AFS # | ITEM |
SUBJECT AREA OR RECORD TITLE DESCRIPTION OF RECORD SERIES |
RETENTION <Authority> |
2000-2999 | LEGAL AND TECHNICAL | (see below) | |
0.1 | ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. This disposition applies to electronic copies of all items covered under Disposition Jobs N1-255-94-1 and N1-255-94-3, in the NASA Records Retention Schedule 2, with the following exception:
In addition, this disposition does not apply to any item already covered by the General Records Schedules. |
||
A. Electronic copies created on electronic mail and word processing systems that have no further administrative value after recordkeeping copy is made. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED AND DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <DA: N9-255-00-02> |
||
B. Electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DELETE WHEN DISSEMINATION, REVISION OR UPDATING IS COMPLETED. <DA: N9-255-00-02> |
||
2000 | Laws and Legal Matters | (see below) | |
2000
|
1 | FEDERAL PERSONNEL SURETY BOND FILES A. OFFICIAL COPIES OF THE BOND AND ATTACHED POWERS OF ATTORNEY |
|
|
1. Bonds purchased before January 1, 1956. | DESTROY 15 YEARS AFTER BOND BECOMES INACTIVE. [GRS 6-6a(1)] (N 2-7) |
|
|
2. Bonds purchased after December 31, 1955. | DESTROY 15 YEARS AFTER THE END OF THE BOND PREMIUM PERIOD. [GRS 6-6a(2)] |
|
|
B. OTHER BOND FILES, INCLUDING OTHER COPIES OF BONDS AND RELATED PAPERS | DESTROY WHEN BOND BECOMES INACTIVE OR AFTER THE END OF THE BOND PREMIUM PERIOD. [GRS 6-6b] |
|
|
1 | C. SURETY BOND REVIEW FILES AND DOCUMENTS RELATING TO THE REVIEW OF THE LEGAL SUFFICIENCY OF SURETY BONDS. | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> |
2000
|
2 | PATENT FILES A. PATENT SOLICITATION CASE FILES Files may include but are not limited to the following records, including invention disclosures (whether patented or not) received by NASA via another Agency through a contract; invention dockets containing pertinent correspondence on inactive cases, abandoned applications, and closed items; and invention disclosure logs and ledgers showing reported invention disclosure, date, disposition, and US Patent Office action. |
|
1. Files for specific invention disclosures for which no patent application was filed. | RETIRE TO FRC 6 MONTHS AFTER CASE IS INACTIVE. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 13-9) |
||
2. File for specific invention disclosures for which patent application was filed. | RETIRE TO FRC 6 MONTHS AFTER PATENT IS ISSUED. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-1> |
||
3. Soliciting instructions to Centers regarding procedures for soliciting. | DESTROY WHEN 1 YEAR OLD. <DA: N1-255-94-1> |
||
B. DETERMINATION OF RIGHTS to Employee Inventions, including documents pertaining to Executive Order 10096, et seq. |
RETIRE TO FRC 6 MONTHS AFTER CASE IS INACTIVE OR 6 MONTHS AFTER PATENT IS ISSUED. DESTROY WHEN 25 YEARS OLD. <DA: N1-255-94-1> |
||
C. ASSISTANCE TO OTHER AGENCIES ON PATENTS Files include legal assistance given to other Agencies on patent matters. |
RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 13-13) |
||
D. PATENT-SOLICITING INSTRUCTIONS TO JPL regarding solicitation procedures. |
DESTROY WHEN 1 YEAR OLD. <DA: N1-255-94-1> |
||
E. ALL OTHER OFFICES/COPIES. | DESTROY WHEN OBSOLETE OR SUPERSEDED. <DA: N1-255-94-1> |
||
2.3 | TRADEMARK FILES | ||
All trademark-related records are located under this Schedule. Trademark files (whether registered or not), including but not limited to correspondence, applications, right to use investigations, fee, renewals, infringement case files, and notification files. | |||
Records creted in any an all media by the NASA Office of General Counsel or Center Offices of Chief Counsel, their internal NASA clients, and NASA ciontractors in the course of their efforts to obtain federal trademark registrations at the U.S. Patent and Trademark Office for NASA marks. | RETAIN IN OFFICE OF THE GENERAL/CHIEF PATENT COUNSEL. DESTROY WHEN 37 YEARS OLDS. <DA:N1-255-07-1> | ||
2.5 | ALTERNATIVE DISPUTE RESOLUTION (ADR) FILES Alternative Dispute Resolution (ADR) is any Procedure, conducted by a neutral third party, used to resolve issues in controversy, including but not limited to, conciliation, facilitation, mediation, fact finding, minitrials, arbitration, and use of ombudsman. The records covered relate to techniques and processes used by NASA ADR program in resolving disputes with or between its own employee |
||
A. General files including correspondence and copies of statues, regulations, meeting minutes, reports, evaluations of ADR program, and other records relating to NASA ADR program. | DESTROY WHEN 3 YEARS OLD [GRS 1, Item 27] |
||
B. Case files documenting ADR proceedings. | DESTROY 3 YEARS AFTER SETTLEMENT IS IMPLEMENTED OR CASE IS DISCONTINUED [GRS 1, Item 27] |
||
2001 | General | Contact Center Records Mgr | |
2010 | Litigation: Courts | Contact Center Records Mgr | |
2011 | United States District Court | Contact Center Records Mgr | |
2012 | United States Court of Federal Claims | Contact Center Records Mgr | |
2013 | United States Court of Appeals for the Federal Circuit | Contact Center Records Mgr | |
2014 | Other Federal Courts | Contact Center Records Mgr | |
2015 | State Courts | Contact Center Records Mgr | |
2020 | Litigation: Administrative Proceedings | Contact Center Records Mgr | |
2021 | Comptroller General Cases | Contact Center Records Mgr | |
2022 | Board of Contract Appeals Cases | Contact Center Records Mgr | |
2025 | Alternative Dispute Resolution | Contact Center Records Mgr | |
2026 | Protests: Agency and Contracting Officer | Contact Center Records Mgr | |
2030 | Litigation: Procedural Matters | Contact Center Records Mgr | |
2031 | Subpoenas | Contact Center Records Mgr | |
2032 | Expert Witness | Contact Center Records Mgr | |
2033 | Depositions | Contact Center Records Mgr | |
2040 | Taxes, Customs, and Duties | Contact Center Records Mgr | |
2050 | Courts, Boards, and Arbitration Procedures and Rules | Contact Center Records Mgr | |
2060 | Statutes and Legislation | Contact Center Records Mgr | |
2070 | Legal Opinion / Advice Files | (see below) | |
2070
|
3 | LEGAL OPINION/ADVICE FILES | |
Documents reflecting legal opinions/advice, or legal research memos, incident to the interpretation of statutes (ethics), regulations, and other legal matters concerning NASA. This record series can, or may include legal opinions or client advice. | |||
A. PAPER DOCUMENTS | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. (N 13-3) |
||
A. ELECTRONIC MEDIA Headquarters Only, Office of General Counsel | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | ||
2080 | Claims | (see below) | |
2080
|
4 | CLAIMS FILES Case files relating to claims in favor of, or against, the Government for damage, loss, or destruction of property, and for personal injury or death resulting from negligence or wrongful acts or omissions of acts. Included, but not limited to, are tort claims (2 yr. statute of limitation), maritime claims, foreign claims, international treaties, Space Act claims, and personal property claims. A. SPECIAL MASTER CLAIMS |
|
Claims established when many claims result from a single accident, incident, or disaster. | RETIRE TO FRC 2 YEARS AFTER FINAL ACTION ON CASE. DESTROY WHEN 28 YEARS OLD. <DA: N1-255-94-1> (N 13-1) |
||
B. ROUTINE ALLOWED OR DISALLOWED CLAIMS | |||
1. Claims involving personal injury or a minor. | RETIRE TO FRC 2 YEARS AFTER FINAL ACTION ON THE CASE. DESTROY WHEN 28 YEARS OLD. <DA: N1-255-94-1> |
||
2. All other claims. | RETIRE TO FRC 2 YEARS AFTER FINAL ACTION ON CASE. DESTROY WHEN 8 YEARS OLD. <DA: N1-255-94-1> |
||
C. REPORTS | |||
1. Investigative Documents accumulated from investigating accidents and incidents which could, but do not, result in the filing of a claim. | RETIRE TO FRC ON EXPIRATION OF PERTINENT STATUTORY PERIOD FOR FILING A CLAIM. DESTROY 5 YEARS AFTER EXPIRATION OF PERTINENT STATUTORY PERIOD. <DA: N1-255-94-1> (N 13-4) |
||
2. Miscellaneous | |||
Claims reports consisting of statistical, fiscal, and related reports on the disposition of claims. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> (N 13-5) |
||
2081 | Equal Opportunity Compliance | Contact Center Records Mgr | |
2082 | Tort Claims | Contact Center Records Mgr | |
2083 | Employee Personal Property Claims | Contact Center Records Mgr | |
2084 | Contract Claims | (see below) | |
2084
|
5 | ADMINISTRATIVE AND COURT LITIGATION CASES INVOLVING NASA | |
2084
|
5 | Files of cases including, but not limited to, complaint answer, motions, discovery, transcript of proceedings, trial exhibits and briefs in support of the parties' positions, together with the working papers of the attorney handling the case | RETIRE TO FRC 2 YEARS AFTER YEAR IN WHICH COURT RENDERS ITS FINAL DECISION OR THE YEAR IN WHICH THE CASE IS SETTLED. DESTROY 20 YEARS AFTER FINAL DECISION OR CASE IS SETTLED. <DA: N1-255-94-1> (N 13-23) |
2086 | False or Fraud Claims | Contact Center Records Mgr | |
2087 | Debt Claims | Contact Center Records Mgr | |
2088 | Garnishments | Contact Center Records Mgr | |
2090 | Intellectual Property | Contact Center Records Mgr | |
2091 | Inventions Made by Government Employee | Contact Center Records Mgr | |
2092 | Royalties Received by NASA | Contact Center Records Mgr | |
2100 | Technology Utilization (Including Small Business Innovative Research (SBIR) | (see below) | |
2100
|
6 | SMALL BUSINESS INNOVATIVE RESEARCH (SBIR) These are files that are maintained by the Technology Utilization Officeat NASA Centers of solicited proposals. NASA typically announces to small business entities what areas of interest and/or research monies are available for possible performance. Small businesses send in proposals to NASA in the subject areas for review and evaluation. These files are kept in the sequence of phases required under the SBA regulations. | |
A. PHASE I - SELECTED PROPOSALS | |||
Winning proposals, scores, evaluations, recommendations, and selected proposals which are funded. | RETAIN AND INCORPORATE INTO PHASE II CASE FILES. <DA: N1-255-94-1> |
||
B. PHASE I - NOT SELECTED | |||
Proposals not selected for funding. | DESTROY PROPOSALS NOT FUNDED ONE YEAR AFTER COMPLETION OF END OFPHASE I. <DA: N1-255-94-1> |
||
C PHASE II - FUNDED PROPOSALS | |||
Original proposals, evaluation sheets, recommendations, and selection sheets. | DESTROY FUNDED PHASE II FILES 3 YEARS AFTER THE END, TERMINATION, OR COMPLETION OF PHASE II. <DA: N1-255-94-1> |
||
D. PHASE II - NOT FUNDED | |||
Proposals not selected for funding (Phase II only--but selected during Phase I process). | DESTROY UNFUNDED PHASE II PROPOSALS ONE YEAR AFTER THE SELECTION ANNOUNCEMENT OF PHASE II <DA: N1-255-94-1> |
||
6 | E. NASA HEADQUARTERS - OPR | ||
These records include both Phase I and II proposals, and are microfiche in their entirety. | DESTROY PAPER RECORDS AFTER MICROFICHING. <DA: N1-255-94-1> |
||
F. MICROFICHE (Item E. Above.) |
DESTROY MICROFICHE WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
||
2100
|
7 | TECHNOLOGY UTILIZATION FILES A. PUBLICATION ORDERS, MEMORANDA, AND REPORTS FILES |
|
Orders, memoranda, and reports between the Technology Utilization Office and the Scientific and Technical Information Office, relating to the use of STI's services. (This includes files created both by Headquarters and Centers.) | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> (N 23-5) |
||
This is a CLOSED SERIES. | |||
B. TU CONFERENCE PROCEEDINGS (ANNUAL) (HQ ONLY) | |||
Finished published conference proceedings maintained and located at CASI (Center for AeroSpace Information). (Office of Primary Responsibility - NASA Headquarters, Code C) | * PERMANENT *TRANSFER TO NARA IN10 YEAR BLOCKS WHEN 30 YEARS OLD. <DA: N1-255-94-1> |
||
C. TU CLIPPING FILE (Maintained at CASI - Center for Aerospace Information) | |||
This is a CLOSED SERIES. | |||
Files of articles appearing in technical and trade magazines on the NASA TU Program (including current and after-the-fact articles), and the transfer of space technology to private industry. | |||
1. Clippings with no value (including those that do not directly relate to a specific project/program). | DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> (N 23-6) |
||
2. Clippings of TU that have value and are related to a project/program. | PLACE CLIPPING IN SPINOFF CASE SEE ITEM I. OF THIS SCHEDULE. <DA: N1-255-94-1> |
||
3. JPL ONLY: OPR | RETIRE TO LOCAL RECORDS STORAGE WHEN 1 YEAR OLD. TRANSFER TO JPL ARCHIVES WHEN 10 YEARS OLD. DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
||
2100
|
7 | 4. All other office/copies. | DESTROY WHEN NO LONGER NEEDED OR WHEN 1 YEAR OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
2130
|
D. TECHNICAL BRIEFS (TECH BRIEF) Office which originated the publication (OPR): | ||
1. Headquarters | |||
One record copy of each publication, including abstract, as located at CASI (NASA's Center for Aerospace Information). | * PERMANENT * RETIRE TO FRC 5 YEARS AFTER PUBLICATION. TRANSFER TO NARA WHEN 20 YEARS OLD. <DA: N1-255-94-1> (N 23-7) |
||
2. Centers: | |||
Innovator's working papers (including patent) relating to the publication, such as feeder reports, background materials,interim reports, notes, correspondence, together with relatedshowing inception, scope, and background. | RETIRE TO FRC AT THE SAME TIME AS THE RELATED CASE FILES. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
||
3. All other offices/copies. | DESTROY WHEN REFERENCE VALUE CEASES OR WHEN 5 YEARS OLD. <DA: N1-255-94-1> |
||
E. TECHNICAL SUPPORT PACKAGE (TSP) FILES | |||
TSP files typically consist of basic technology that has not yet been transferred to a working/private-public organization. Files consist of a collection of technical documentation related to and describing aspects of the innovation reported in a NASA Tech Brief (Item D. above), including reproducible master copy (if any) and exclusive of duplicated copies of the TSP (if this is a patent, it is the basic documentation). | RETIRE TO FRC WHEN 5 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 23-3) |
||
2131
|
F. TU DISSEMINATION FILES Preliminary, progress, and final reports of publications prepared or issued by contractors operating a Regional Technology Transfer Center (RTTC); COSMIC; or TAC, in cooperation with NASA and other contractors assisting the Technology Utilization Program dissemination efforts, and related correspondence. | ||
2170
|
7 | 1. Headquarters - TU Office/Program | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 23-4) |
2. All other offices/copies. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> |
||
G. NEW TECHNOLOGY FILES | |||
1. REPORTS | |||
These are new technology reports submitted to Technology Utilization Offices by in-house personnel or by contractors in accordance with the provisions of the contract's new technology clause (an annual report). | RETIRE TO FRC 3 YEARS AFTER RECEIVED. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 23-2) |
||
(a) HQ and all other NASA Centers. | SEE DISPOSITION ABOVE. | ||
(b) JPL ONLY. This is a CLOSED SERIES. |
RETIRE TO LOCAL RECORDS STORAGE 3 YEARS AFTER RECEIVED. TRANSFER TO JPL ARCHIVES WHEN 10 YEARS OLD. DESTROY WHEN NO LONGER NEEDED. THESE RECORDS CANNOT BE RETIRED TO AN FRC. <DA: N1-255-94-1> |
||
2. CONTRACT ADMINISTRATION OF CLAUSE | |||
pertaining to administration of the new technology clause in contracts, especially to reporting and processing of innovations required to be reported.R GSFC ONLY - This item applies to the Patent Office.R HQ and all other NASA Centers. | RETIRE TO FRC 1 YEAR AFTER CONTRACT CLOSEOUT. DESTROY 10 YEARS AFTERFINAL PAYMENT OR CLOSEOUT. <DA: N1-255-94-1> (N 23-1) |
||
H. TU APPLICATIONS FILES | |||
1. APPLICATION TEAM | |||
Reports, correspondence, minutes of meetings, etc. produced by the application team in identifying public sector opportunities for adaptive engineering. | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> |
||
2. APPLICATION ENGINEERING PROJECT CASE FILES | |||
These files are maintained by the Program Manager who is located at NASA HQ, Code C, and consist of RTOP summaries, interim reports; and summaries in narrative format.NOTE: Case files that are located at the respective lead installation and should be retired under Schedule 8, R&D Project Case Files as a PERMANENT record series. | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> |
||
7 | I. SPINOFF FILES | ||
1. SPINOFF CASE FILE | |||
Files are maintained by year and consist of research files which contain clippings, correspondence with companies, product literature, and interview notes and any other similar documentation or related materials. | RETIRE TO FRC WHEN 5 YEARS OLD. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-1> |
||
2. SPINOFF PUBLICATION | * PERMANENT * TRANSFER TO NARA AS CITED BELOW: |
||
(a) 1976 - 1990One original finished/published document This is a CLOSED SERIES. |
|||
R 1976 - 1986R 1987 - 1990 | TRANSFER JANUARY 1, 1997.TRANSFER JANUARY 1, 2000. <DA: N1-255-94-1> |
||
(b) 1991 - Continuing This is a CLOSED SERIES. |
* PERMANENT * TRANSFER ONE COPY ANNUALLY TO NARA. <DA: N1-255-94-1> |
||
(c) 2003 - Continuing | TRANSFER TO NARA WITH STI PUBLICATIONS OF ITEM 8C1(c) <DA: N1-255-04-4> |
||
2110 | Programs and Policies | Contact Center Records Mgr | |
2120 | Flash Sheets | Contact Center Records Mgr | |
2121 | Appraisal and Evaluating | Contact Center Records Mgr | |
2130 | Tech Briefs | Contact Center Records Mgr | |
2131 | Tech Briefs Distribution | Contact Center Records Mgr | |
2140 | Patent Statements | Contact Center Records Mgr | |
2150 | Reporting Industrial Applications | Contact Center Records Mgr | |
2160 | Information and Application Centers | Contact Center Records Mgr | |
2170 | New Technology Management | Contact Center Records Mgr | |
2180 | Technology Transfer | Contact Center Records Mgr | |
2190 | Export Control | (see below) | |
2190
|
7.5 | EXPORT CONTROL PROGRAM RECORDS | |
A. Records resulting from implementation of Export Control Program policies and procedures, including but not limited to export control training records; export clearance documentation (information sheets or forms); program audit reports; export licensing data; exceptions and exemptions; logs of export control activities. Records held by Installation Export Control Office and Export Control Representatives. | FOR PAPER RECORDS, RETIRE TO THE FEDERAL RECORDS CENTER FIVE YEARS AFTER THE EXPORT APPROVAL DATE OR THE EXPIRATION OF THE LICENSE, WHICHEVER IS LONGER. MAINTAIN ELECTRONIC RECORDS ON SITE. DELETE/DESTROY WHEN 10 YEARS OLD. | ||
B. Electronic Mail and Word Processing System Copies. Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of records covered by item 1 in this records schedules. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED. | ||
2200 | Scientific and Technical Information | Contact Center Records Mgr | |
2210 | External Release of NASA Software | Contact Center Records Mgr | |
2220 | Publications Program / STI Databases | (see below) | |
2220 | 8 | SCIENTIFIC AND TECHNICAL INFORMATION PUBLICATIONS AND MATERIALS Scientific and Technical Information (STI) is defined as the results (facts, analyses, and conclusions) of basic and applied scientific, technical, and related engineering research and development. STI also includes management, industrial, and economic information relevant to this research. A. PUBLICATIONS AND MATERIALS MAINTAINED BY OPR Published and processed documents prepared by NASA, such as technical reports, historical volumes, and informational materials. |
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1. The office of primary responsibility will maintain one copy of each published or processed document together with related background papers reflecting a basis for the issuance or that contribute to the content of the publication, including coordination papers and comments. NOTE: It is the responsibility of the OPR to send/submit onerecord copy to CASI. See Sub-element C. of this Item. | RETIRE TO FRC AT END OF SECOND FISCAL YEAR AFTER DOCUMENT IS PUBLISHED. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 1-28) |
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2. Working papers such as notes, rough drafts, background reports, and other such papers (exclusive of those described underItem 1.) | DESTROY 1 YEAR AFTER DOCUMENT IS PUBLISHED. <DA: N1-255-94-1> |
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3. All other offices/printed copies. | DESTROY WHEN REFERENCE VALUE CEASES. <DA: N1-255-94-1> |
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B. PUBLICATIONS AND MATERIALS NOT HELD AT CASI (CENTER FOR AEROSPACE INFORMATION) | |||
Record copy if maintained in duplicating or distribution unit, i.e., Education Office; Public Affairs; Mission Office(s), of each pamphlet, report, leaflet, poster, chart, booklet, regulation or similar or other published or processed documents, or the last manuscript report if not published. | |||
1. Record copy with the supporting papers which document the inception, scope, and purpose. (This item does not cover copies and related material retained in originating office.) | * PERMANENT * TRANSFER TO NARA WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
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2. All other office/copies. | DESTROY WHEN SUPERSEDED, OBSOLETE, NO LONGER NEEDED, OR WHEN 3 YEARS OLD, WHICHEVER IS LATER <DA: N1-255-94-1> |
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C. PUBLICATIONS AND MATERIALS HELD/MAINTAINED AT CASI | |||
8 | Record copy of scientific and technical publications, such as Technology Surveys, Technical Reports, Technical Notes, Technical Memoranda, Contractor Reports, and Special Publications. These are examples only and records should not be limited to this selection. | ||
1. Office of primary responsibility (CASI). | |||
(a) Microfiche copies This is a CLOSED SERIES. Microfiche production discountinued at the end of 2002.For Post-2002 records see Item 8.1.c |
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(1) MASTER | |||
One silver original and one diazo copy.(Starting - Post 1993) | * PERMANENT * TRANSFER TO NARA WITHIN1 YEAR AFTER FILMING <DA: N1-255-94-1> (N 23-7) |
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(2) ALL OTHER COPIES | DESTROY WHEN NO LONGER NEEDED OR WHEN REFERENCE VALUE CEASES. RECORDS CANNOT BE RETIRED TO AN FRC. <DA: N1-255-94-1> |
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(b) Paper copy.This is a CLOSED SERIES. | |||
(1) Pre-1958 | * PERMANENT * A SEPARATE SF-115 MUST BE SUBMITTED TO NARA AFTER COMPLETION OF COMPREHENSIVE INVENTORY IN FY-1996. <DA: N1-255-94-1 |
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(2) 1958 - 1978 (That have not been microfilmed.) | * PERMANENT * TRANSFER TO NARA WHEN 25 YEARS OLD (2003) OR SOONER. <DA: N1-255-94-1> |
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(3) 1979 - 1993 (That have not been microfilmed.) | * PERMANENT * TRANSFER TO NARA WHEN 10 YEARS OLD (2003) OR SOONER. <DA: N1-255-94-1> |
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(4) 1994 to present that have not been microfilmed. | * PERMANENT * TRANSFER TO NARA WHEN1 YEAR OLD. <DA: N1-255-94-1> |
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8 | (5) Paper copies that have been microfilmed dated 1958 to present. | DESTORY (AFTER VERIFICATION OF MICROFILM) WHEN NO LONGER NEEDED FOR REFERENCE OR WHEN 60 YEARS OLD, WHICHEVER IS SOONER. RECORDS CANNOT BE RETIRED TO AN FRC. <DA: N1-255-94-1> |
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(c) Portable Document Format (PDF) Searchable Image Exact (or Other NARA Approved Electronic Format) Copies. 2003 - Continuing | *PERMANENT* TRANSFER TO NARA ANNUALLY IN ACCORDANCE WITH NARA APPROVED TRANSFER GUIDANCE. <DA: N1-255-04-4> |
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D. DOCUMENT AVAILABILITY AUTHORIZATION (DAA) RECORDS 1. Papers submitted for approval of and released through scientific and technical organizations EXTERNAL to NASA. | |||
(a) Documentation consists of the original paperwork submitted for each paper: R NF 1676 (or old FF427), "NASA Scientific and Technical Document Availability Authorization (DAA)";R Abstract of the paper cited on the NF 1676 (or old FF427); | DESTROY 2 YEARS AFTER MEETING OR PUBLICATION DATE CITED ON THE FF427 (DAA FORM) OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
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JSC ONLY In addition to the above documentation, JSC authors are required to provide: R JSC Form 548, "Approval and Funding for Technical Presentations, Technical Papers, and Journal Articles for External Audiences." | |||
(b) All other copies/centers. | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE USE OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
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2. Papers submitted for publication in the NASA Scientific and Technical Reports Series. | |||
(a) Records document both Center and NASA Headquarters approval of reports by civil servant and contractor authors for publication in the NASA STI Report Series. Documentation consists of: R FF427 (DAA);R Report Documentation Page (SF 298); or an Abstract of; or an Introduction to the Report; | DESTROY NO LATER THAN 5 YEARS AFTER DATE OF PUBLICATION OR WHEN 6 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
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8 | JSC ONLY In addition to the above, JSC authors (as opposed to a contractor author) are required to provide: R JSC Form 155, "Processing Scientific & Technical Publications." | ||
(b) All other copies/centers. | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE USE OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
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E. AUTHOR'S FILES/RECORDS | |||
1. AUTHOR'S WORKING PAPERS | |||
Working papers relating to the publication, such as feeder reports, background materials, interim reports, notes, correspondence, and related papers. | DESTROY WHEN 15 YEARS OLD <DA: N1-255-94-1> |
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2. SPECIAL AUTHOR FILES (GRC) | |||
(a) Edited manuscript copy, galley proofs, blue lines, and dummy layouts for each technical report. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> |
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(b) Camera-ready copy of text and figures and related negatives, supporting papers which document the inception, scope, and purpose, including editorial notes. | DESTROY 20 YEARS AFTER SEPARATION, TRANSFER, OR TERMINATION OF EMPLOYEE. <DA: N1-255-94-1> |
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F. EDITED MANUSCRIPT FILES | |||
1. HQ STI FILES (Code J) | |||
(a) Edited manuscript copy, galley proofs, blue lines, and dummy layouts for each publication. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> |
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(b) Camera-ready copy of Special publications, including original art, figures, cover design, and title page. | TRANSFER TO FRC 6 MONTHS AFTER DOCUMENT IS PUBLISHED. DESTROY WHEN 3 YEARS OLD. <DA: N1-255-94-1> |
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2. E-FILES (GRC STI FILES) | |||
(a) Edited manuscript copy, galley proofs, blue lines, and dummy layouts for each technical report. | |||
(1) 1981-1983 | DESTROY JANUARY 1996. <DA: N1-255-94-1> |
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(2) 1984-1989 | DESTROY JANUARY 1997. <DA: N1-255-94-1> |
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8 | (3) 1990-1993 | DESTROY JANUARY 1998. <DA: N1-255-94-1> |
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(4) 1994 and Continuing. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> |
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(b) Camera-ready copy of text, figures, related negatives, and, supporting papers which document the inception, scope, and purpose, including editorial notes. | |||
(1) 1981-1983 | DESTROY JANUARY 1996. <DA: N1-255-94-1> |
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(2) 1984-1989 | DESTROY JANUARY 1999. <DA: N1-255-94-1> |
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(3) 1990-1993 | DESTROY JANUARY 2003. <DA: N1-255-94-1> |
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(4) 1994 and Continuing. | DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
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G. OTHER STI PUBLICATION FILES | |||
1. Other locally published reports NOT included in the "formal" series list above. | DESTROY WHEN REFERENCE VALUE CEASES. <DA: N1-255-94-1> (N 23-8) |
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2. GLENN - Locally published Reports NOT included inFORMAL series. | |||
(a) B-FILES | |||
(1) Edited manuscript copy, galley proofs, blue lines, and dummy layouts for each technical report. | DESTROY 2 YEARS AFTERPUBLICATION. <DA: N1-255-94-1> |
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(2) Camera-ready copy of text, figures, related negatives, and supporting papers, which document the inception, scope, and purpose, including editorial notes. | DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
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(b) RECURRING B-FILES | |||
(1) See Description in a.(1) above. | DESTROY 2 YEARS AFTER PROGRAM TERMINATION, CANCELLATION, COMPLETION, UPON FACILITY CLOSURE, OR WHEN 5 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-94-1> |
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8 | (2) See Description in a.(2) above. | DESTROY 10 YEARS AFTER PROGRAM TERMINATION, CANCELLATION, COMPLETION, UPON FACILITY CLOSURE, OR WHEN 15 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-94-1> |
|
(c) PROJECT-RELATED FILES | |||
(1) See Description in a.(1) above. | DESTROY 2 YEARS AFTER PROJECT TERMINATION, CANCELLATION, OR COMPLETION. <DA: N1-255-94-1> |
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(2) See Description in a.(2) above. | DESTROY WHEN REFERENCE VALUE CEASES OR WHEN 20 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
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H. ALL OTHER OFFICES/COPIES | DESTROY WHEN REFERENCE VALUE CEASES OR WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
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2220 | 9 | STI DATABASE ACCESSION SERIES - ELECTRONIC | |
A. STAR, IAA, LSTAR, CSTAR | |||
These files consist of documentation and material related to the STI databases: Scientific and Technical Aerospace Reports (STAR), International Aerospace Abstracts (IAA), Limited Scientific and Technical Aerospace Reports (LSTAR). These are the on-line bibliographic files to the NASA STI accessioned series. | * PERMANENT * PRODUCE IN TAPE FORMAT AND TRANSFER TO NARA EVERY 5 YEARS BEGINNING IN 1995. <DA: N1-255-94-1> |
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This is a CLOSED SERIES. | |||
B. RECON/ARIN | |||
RECON, ARIN, or any other library management or bibliographic information system currently supporting CASI or any other NASA libraries, or any that will be developed EXCLUDING full text or image. (This is RESTRICTED to NASA only and does not include other organizations full-text databases, i.e., on-line newspapers, or reference documents.) This is a CLOSED SERIES. | DELETE WITH RELATED RECORDS OR WHEN THE AGENCY DETERMINES THAT THEY ARE NO LONGER NEEDED FOR ADMINISTRATIVE, LEGAL, AUDIT, OR OTHER OPERATIONAL PURPOSES, WHICHEVER IS LATER. [GRS 20-9] |
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C. IAA / IAA ALTERNATE FILES | |||
9 | These files consist of electronic records and documentation related to the STI databases. [International Aerospace Abstracts (IAA)] This is a CLOSED SERIES. | DESTROY WHEN REFERENCE VALUE OR AGENCY NEED CEASES. <DA: N1-255-94-1> |
|
D. NASA STI DATABASE | |||
Metadata records that contain abstracts and summarize records copy materials transferred to CASI under Item 8.C.1.c. | *PERMANENT* TRANSFER TO NARA ANNUALLY. <DA:N1-255-04-4> |
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2240 | Library Program | (see below) | |
2240 | 10 | FINDING AIDS - LIBRARY | |
Finding aids for identification, retrieval, or use of records. | DISPOSE OF ACCORDING TO THE INSTRUCTIONS COVERING THE RELATED RECORDS.<DA: N1-255-94-1> (N 19-14) | ||
2242 | GALAXIE (NASA-wide Library System, ARIN replacement) | Contact Center Records Mgr | |
2250 | Exchange Program | Contact Center Records Mgr | |
2252 | Domestic Exchanges | Contact Center Records Mgr | |
2254 | International Exchanges | Contact Center Records Mgr | |
2260 | User Services | Contact Center Records Mgr | |
2262 | Announcement / Current Awareness | Contact Center Records Mgr | |
2264 | Document Delivery | Contact Center Records Mgr | |
2268 | Translations | Contact Center Records Mgr | |
2270 | Document Operations | Contact Center Records Mgr | |
2272 | Abstracting / Indexing | Contact Center Records Mgr | |
2274 | Distribution / Availability | Contact Center Records Mgr | |
2276 | Thesaurus | Contact Center Records Mgr | |
2280 | Specifications and Standards | Contact Center Records Mgr | |
2290 | Program Office Projects | Contact Center Records Mgr | |
2300 | Management Information Systems | (see below) | |
2300
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11 | MANAGEMENT PROJECT FILES | |
Surveys, analytical studies, background papers, notes, data, interim reports, final reports, and relating papers pertaining to administrative functions; e.g., appraisal of microfilming proposals, evaluating need of additional filing equipment, reviewing utilization of office machinery. | TRANSFER TO FRC 3 YEARS AFTER COMPLETION OR TERMINATION OF PROJECT. DESTROY WHEN 7 YEARS OLD. <DA: N1-255-94-1> (N 1-31) |
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2305 | General Policies and Procedures | Contact Center Records Mgr | |
2310 | Information Resources Management | (see below) | |
2310
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12 | IRM (INFORMATION RESOURCES MANAGEMENT) FILES | |
A. IRM FILES - GENERAL | |||
Records in this series consist of correspondence, feeder reports that are summarized into other reports, background documentation, or other related materials. | DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
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B. SELF-ASSESSMENTS | |||
12 | NASA Annual self-assessment documentation concerning reviews of IRM policy compliance, responsibilities, and practices. Included are associated correspondence, directives, guides, surveys, studies, summary reports, actions plans and progress reports, and major information system inventories. | ||
1. Headquarters. | |||
(a) Summary reports as submitted by Center. | DESTROY WHEN 7 YEARS OLD. <DA: N1-255-94-1> |
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(b) Agency level summary reports as prepared by OPR. | DESTROY WHEN 7 YEARS OLD. <DA: N1-255-94-1> |
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2. Centers. | |||
(a) Reports submitted to Headquarters on self-assessments. | DESTROY WHEN 8 YEARS OLD. <DA: N1-255-94-1> |
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(b) OPR responsible for preparing and submitting reports to Headquarters, including background data used for summary report. | DESTROY WHEN 8 YEARS OLD. <DA: N1-255-94-1> |
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C. TRIENNIAL REVIEW FILES | |||
Reports and compliance certifications required by General Services Administration (GSA) concerning reviews of IRM practices. Included are associated correspondence, studies, directives, feeder reports, and monitoring surveys and reports. | |||
1. Headquarters - OPR | DESTROY WHEN 7 YEARS OLD. [GRS 16-11] |
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2. Centers- OPR | DESTROY WHEN 7 YEARS OLD. [GRS 16-11] |
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D. IRM LONG-RANGE PLANS/REPORTS | |||
Documents involving the establishment of schedules to achieve NASA's long range IRM objectives, the formulation of new concepts and requirements in IRM for planning purposes and similar matters. Included are IRM long range plans, forecasts, reports, documents reflecting the evolution of these plans/forecasts, and documents contributing to the development of such plans or forecasts. | |||
1. OPR - NASA Headquarters (Code JT)(Documentation may include but is not limited to the IRM L-R Plan Call Letter; incoming documentation from the contributing office; incoming external documents). | DESTROY BACKUP DOCUMENTATION 1 YEAR AFTER COMPLETION OF THE IRM LONG RANGE PLAN. RETAIN FINAL IRM L-R PLAN ON-SITE FOR 10 YEARS AND THEN DESTROY. <DA: N1-255-94-1> |
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12 | 2. Contributing Offices (Headquarters and Centers). | DESTROY WHEN 3 YEARS OLD OR WHEN SUPERSEDED, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
|
3. All other office/copies. | DESTROY WHEN NO LONGER NEEDED OR WHEN 2 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
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E. IRM STRATEGIC PLAN (5 Year Plan/Updated Annually) | |||
Records consist of IRM strategies that are common to NASA that support the Agencies missions and goals by providing Agencywide perspectives and directions for NASA's IRM-related program initiatives. The plan includes IRM goals and objectives, key milestones within a three-to-five year timeframe that defines the contribution of information resources to the accomplishment of NASA's missions. Records include but are not limited to: Meeting minutes; IRM documentation; final publication or proposed "Strategic Plan." | |||
1. OPR - NASA Headquarters | RETAIN ON-SITE AND DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
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2. Contributing Office (Headquarters and Centers). | RETAIN ON-SITE AND DESTROY WHEN 6 YEARS OLD. <DA: N1-255-94-1> |
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3. All other office/copies. | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE, OR WHEN 3 YEARS OLD, WHICHEVER IS LONGER. <DA: N1-255-94-1> |
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F. OMB BULLETINS (IRM PLANS - ANNUAL) | |||
Documentation consists of OMB Bulletins, background material, supporting documentation and information which may include but are not limited to records concerning: security; ICB (Information Collection Budget); Long-Range Plan Strategic Overview; Telecommunication Plan. | |||
1. OPR - NASA Headquarters | RETAIN ON-SITE AND DESTROY WHEN 3 YEARS OLD.<DA: N1-255-94-1> | ||
2. Contributing Office (Headquarters and Centers), and all other offices/copies. | DESTROY WHEN NO LONGER NEEDED OR WHEN 2 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
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2314 | Documentation Management Systems | Contact Center Records Mgr | |
2320 | Presentations and Reviews (Management) | Contact Center Records Mgr | |
2330 | Planning and Scheduling Systems | Contact Center Records Mgr | |
2332 | NASA PERT and Companion Cost | Contact Center Records Mgr | |
2334 | Line of Balance | Contact Center Records Mgr | |
2336 | Milestone Systems | Contact Center Records Mgr | |
2340 | Project Status Reporting | Contact Center Records Mgr | |
2350 | AIM Program | Contact Center Records Mgr | |
2360 | Government Information Locator Service (GILS) / Electronic Data Interchange (EDI) | Contact Center Records Mgr | |
2400 | Automatic Data Processing (ADP) Management | (see below) | |
2400
|
13 | AUTOMATED DATA PROCESSING (ADP) RECORDS - GENERAL | |
A. COMPUTER READABLE MEDIA - GENERAL | |||
Electronic media created in the areas of accounting, inventories, budget, library type indices, administration, and are used in connection with the accumulation of operating and reporting data of activities. Electronic records that support administrative housekeeping functions when the records are derived from or replace hard copy records authorized by NARA for destruction. | IF PAPER RECORDS EXIST, AND THE ELECTRONIC MEDIA REPRESENTS A DUPLICATION, RELEASE MEDIA FOR REUSE NOT LATER THAN 30 DAYS AFTER THE NEED FOR IT HAS BEEN MET AND THAT IT WILL NOT BE REQUIRED FOR FURTHER USE. <DA: N1-255-94-1> (N 27-1) IF PAPER RECORDS DO NOT EXIST, MAINTAIN DATABASE, DELETE/DESTROY RECORDS AFTER THE EXPIRATION OF THE RETENTION PERIOD AUTHORIZED FOR THE HARD COPY TYPE RECORD, OR WHEN NO LONGER NEEDED, WHICHEVER IS LATER. THE DATABASE STORAGE MEDIA CAN BE RELEASED FOR REUSE WHEN 5 YEARS OLD. [GRS 20-3b(2)] |
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B. WORD PROCESSING FILES - GENERAL Documents such as letters, messages, memoranda, reports, handbooks, directives, and manuals recorded on electronic media such as hard disks or floppies. | |||
1. When used to produce hard copy which is maintained in organized files. | DELETE WHEN NO LONGER NEEDED FOR UPDATING, REVISION, OR TO CREATE A HARD COPY. [GRS 20-13] |
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2. When maintained only in electronic form, and duplicate the information in and take the place of records that would otherwise be maintained in hard copy providing that the hard copy has been authorized for destruction by the GRS or an approved SF 115. | DELETE AFTER THE EXPIRATION OF THE RETENTION PERIOD AUTHORIZED FOR THE HARD COPY BY THE GRS OR AN APPROVED SF 115, OR WHEN NO LONGER NEEDED, WHICHEVER IS LATER [GRS 20-3b(2) |
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13 | C. ADMINISTRATIVE DATA BASES | ||
1. GENERAL | |||
Data bases that support administrative or housekeeping functions, containing information derived from hard copy records authorized for destruction by the GRS or an approved SF 115, if the hard copy records are maintained in organized files, and hard-copy printouts from these data bases created for short-term administrative purposes. | DELETE INFORMATION IN THE DATA BASE WHEN NO LONGER NEEDED. [GRS 20-3b(1)] |
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2. ADMINISTRATIVE COMPUTER SYSTEMS MEDIA | |||
This series consists of administrative and/or financial programming software, and/or data that is used for day-to-day operations. | MEDIA IS BACKED-UP DAILY WITH STORAGE OF MEDIA ON-SITE FOR 2 WEEKS AND THEN RELEASED FOR REUSE IN THE COMPUTER OPERATIONS CENTER. (BACKUP MEDIA ARE ROTATED AND MAINTAINED OFFSITE.) [GRS 20-1] (N 27-9) |
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D. ELECTRONIC SPREADSHEETS | |||
Spreadsheets generated to support administrative functions generated by an individual as background materials or feeder reports or that are recorded on electronic media, i.e., hard/floppy disks. 1. When used to produce hard copy that is maintained in organized files. | DELETE WHEN NO LONGER NEEDED TO UPDATE OR PRODUCE A HARD COPY. [GRS 20-15a] |
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2. When maintained in electronic form only. | DELETE AFTER THE EXPIRATION OF THE RETENTION PERIOD AUTHORIZED FOR THE HARD COPY. IF THE ELECTRONIC VERSION REPLACES HARD COPY RECORDS WITH DIFFERING RETENTION PERIODS, AND AGENCY SOFTWARE DOES NOT READILY PERMIT SELECTIVE DELETION, DELETE AFTER THE LONGEST RETENTION PERIOD HAS EXPIRED. [GRS 20-15b] |
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2410 | Policies and Procedures | (see below) | |
2410
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14 | AUTOMATED DATA PROCESSING (ADP) RECORDS/FILES A. ANNUAL ADP PLANS | |
14 | Developed by the installations, these plans are submitted to the Information Resources Management Policy Office (Code JTD) at Headquarters for review. The plan is consolidated into a summary report and used for active reference. | ||
1. Office of functional responsibility (NASA HQ). | RETIRE TO FRC 5 YEARS AFTER THE YEAR TO WHICH THE PLANS PERTAIN. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 1-43) |
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2. All other offices/copies. | DESTROY WHEN ACTIVE REFERENCE VALUE CEASES OR WHEN 3 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-94-1> |
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B. SECURITY PLANS | |||
In accordance with the Computer Security Act of 1987 (P.L. 100-235) annual plans are required to be prepared and submitted to NIST and NSA for comment regarding computer systems that are identified containing sensitive information. Each system planincludes a basic description of the purpose, environment, and sensitivity of the system and the security measures intended to protect the system and its data. Plans are not statements of agency security policy. They indicate security requirements and how the agency intends to meet those requirements. | |||
1. Office of functional responsibility (NASA HQ). (NOTE: This is agency-wide responsibility) |
RETIRE TO FRC 3 YEARS AFTER YEAR TO WHICH PLAN PERTAINS. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
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2. Centers and all other offices/copies. | DESTROY WHEN ACTIVE REFERENCE VALUE CEASES OR WHEN 3 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-94-1> |
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C. PROGRAMS - SYSTEMS | |||
Original programs, computer media, and documents containing definitions of the system(s) including functional requirements, data requirements, system/subsystem specifications, requests for the system, and authorizing directives. | |||
1. For a disapproved proposed system. | RETIRE TO FRC 1 YEAR AFTER FINAL ACTION. DESTROY 10 YEARS AFTER FINAL ACTION. <DA: N1-255-94-1> (N 27-7, 27-1 {78}) |
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14 | 2. For an approved system for which all related computer readable data files are authorized for disposal. | RETIRE TO FRC 1 YEAR AFTER DISCONTINUANCE OF THE SYSTEM. DESTROY 10 YEARS AFTER DISCONTINUANCE. [GRS 20] |
|
3. For an approved system for which any related computer readable data file is not authorized for disposal. | RETAIN WITH RELATED DATA FILES. DESTROY IN ACCORDANCE WITH RELATED FILES. <DA: N1-255-94-1> |
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D. PROGRAMS AND DOCUMENTATION | |||
Programs and documentation which include automatic records, run books, descriptions, flow charts, and source files. | |||
1. On-going programs. | DESTROY 1 YEAR AFTER MODIFICATION, REPLACEMENT, OR DISCONTINUANCE OF PROGRAM. RETIRE TO FRC WHEN 2 YEARS OLD IF NO MODIFICATION OR REPLACEMENT OCCURS. DESTROY WHEN 12 YEARS OLD. [GRS 20] (N 26-7) |
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2. Terminated programs. | DESTROY 1 YEAR AFTER LAST USE UNLESS COGNIZANT OFFICE VERIFIES A NEED TO RETAIN THE RECORD LONGER. IF RETENTION IS REQUIRED, RETIRE TO FRC WHEN 1 YEAR OLD AND DESTROY WHEN 10 YEARS OLD. [GRS 20] |
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3. Documentation - Data systems specifications, file specifications, code books, record layouts, user guides, output specifications, and final reports (regardless of medium) relating to a master file or data base that has been authorized for disposal in an approved NASA records schedule, EXCLUDING documentation relating to any unscheduled master file or data base or relating to any master file data base scheduled for transfer to NARA. | |||
(a) Documentation of systems containing electronic records that are scheduled for destruction in the NRRS or in a NARA-approved agency schedule. | DESTROY OR DELETE UPON AUTHORIZED DELETION OF THE RELATED ELECTRONIC RECORDS OR UPON THE DESTRUCTION OF THE OUTPUT OF THE SYSEM IF THE OUTPUT IS NEEDED TO PROTECT LEGAL RIGHTS, WHICHEVER IS LATER. [GRS 20-11a(1)] | ||
(b) Documentation of systems containing electronic records that are scheduled for permanent retention in the NRRS or in a NASA-approved agency schedule. | PERMANENT. TRANSFER TO THE NATIONAL ARCHIVES WITH THE PERMANENT ELECTRONIC RECORDS TO WHICH THE DOCUMENTATION RELATES. [GRS 20-11a(2)] | ||
E. IRM-APR/DPA DOCUMENTATION (Agency Procurement Request/ Delegation of Procurement Authority) | |||
1. GENERAL POLICY FILES | |||
General policy files contain information/documentation on Agency policy for assigning staff responsibilities, changes in staff, and other related administrative matters concerning the handling and processing of APR/DPA's. | |||
14 | (a) OPR - NASA Headquarters | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
(b) All other office/copies. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | ||
2. NASA CASE FILES Case files consist of documentation which includes, but is not limited to, Agency Procurement Request (APR); Delegation of Procurement Authority (DPA); FIP Resources Decision Document (FRDD); Justification for Other than Full and Open Competition (JOFOC); re-delegation of authority; management presentations; and, reports (6-month, annual, and contract | |||
award). This material documents the cradle to grave process for information resources acquisitions. | |||
(a) OPR - NASA HEADQUARTERS | |||
(1) Active APR Files | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | ||
(i) If NO delegation authority is received. | |||
(ii) Delegation authority received. | |||
(2) Delegation of Authority Files | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | ||
(i) If APR/DPA process is completed. | |||
(ii) If program or request is cancelled or terminated prematurely. | |||
(3) Contract Award Files | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | ||
(4) Expired, Cancelled, or Terminated Case Files | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | ||
(i) PRIOR to contract award. | |||
(ii) AFTER contract award. | |||
(b) CENTERS | HANDLE AS PERMANENT PENDING RETENTION APPROVAL . | ||
(1) Active APR Files | |||
(i) If NO delegation authority is received. | |||
14 | (ii) Delegation authority received. | ||
(2) Contract Award Files | |||
2415 | Computer Program Documentation | Contact Center Records Mgr | |
2420 | Data Reduction and Interpretation | (see below) | |
2420
|
15 | COMPUTER/ELECTRONIC MEDIA - GENERAL A. FILES TO CREATE, USE, OR MAINTAIN MASTER FILES 1. Electronic files created solely to test system performance, as well as hard copy printouts and related documentation for theelectronic files/records. | DELETE/DESTROY WHEN NO LONGER NEEDED. [GRS 20-1a] (N 27-2) |
2. Electronic files used to create or update a master file, including, but not limited to, work files, valid transaction files, and intermediate input/output records. | DELETE AFTER INFORMATION HAS BEEN TRANSFERRED TO THE MASTER FILE AND VERIFIED. [GRS 20-1b] |
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3. Electronic files and hard copy printouts created to monitor system usage, including, but not limited to, log-in files, password files, audit trail files, system usage files, and cost-back files used to assess charges for system use. | DELETE/DESTROY WHEN NO LONGER NEEDED FOR ADMINISTRATIVE, LEGAL, AUDIT, OR OTHER OPERATIONAL PURPOSES [GRS 20-1c] |
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B. INPUT/SOURCE FILES | |||
1. Non-electronic documents or forms designed and used solely to create, update, or modify the records in an electronic medium and not required for audit or legal purposes (such as needed for signatures) and not previously scheduled for permanent retention. | DESTROY AFTER THE INFORMATION HAS BEEN CONVERTED TO AN ELECTRONIC MEDIUM AND VERIFIED, OR WHEN NO LONGER NEEDED TO SUPPORT THE RECONSTRUCTION OF, OR SERVE AS THE BACKUP TO, THE MASTER FILE, WHICHEVER IS LATER. [GRS 20-2a] (N 27-8) |
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2. Electronic records, except as noted in item B.3., entered into the system during an update process, and not required for audit or legal purposes. | DELETE WHEN DATA HAVE BEEN ENTERED INTO THE MASTER FILE OR DATA BASE AND VERIFIED, OR WHEN NO LONGER REQUIRED TO SUPPORT RECONSTRUCTION OF, OR SERVE AS BACK-UP TO, A MASTER FILE OR DATA BASE, WHICHEVER IS LATER. [GRS 20-2b] |
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3. Electronic records received from another Agency and used as input/ source records by the receiving Agency, EXCLUDING records produced by another agency under the terms of an interagency agreement, or records created by another Agency in response to the specific information needs of the receiving Agency. | DELETE WHEN DATA HAVE BEEN ENTERED INTO THE MASTER FILE OR DATA BASE AND VERIFIED, OR WHEN NOLONGER NEEDED TO SUPPORT RECONSTRUCTION, OR SERVE AS BACK UP TO THE MASTER FILE OR DATA BASE, | ||
15 | WHICHEVER IS LATER. [GRS 20-2c] |
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4. Computer files or records containing uncalibrated and unvalidated digital or analog data collected during observation or measurement activities or research and development programs and used as input for a digital master file or database. | DELETE AFTER THE NECESSARY DATA HAVE BEEN INCORPORATED INTO A MASTER FILE. [GRS 20-2d] (N 26-1) |
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C. MASTER FILES (INTERIM AND FINAL) | |||
1. Media containing detailed or summary transaction data cumulative through the last updating or merger process, or containing outstanding transaction items, or totals representing the current status of a record. Interim media are used as input to the next subsequent run that produces a new updated interim or final master. | RELEASE MEDIA FOR REUSE AFTER PREPARATION OF THIRD GENERATION. RELEASE NO EARLIER THAN 6 MONTHS AFTER GENERATION OF PRECEDING INTERIM MEDIA. [GRS 20] (N 27-4) |
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2. Final master media containing detailed or summary data or cumulative transactions under a program, account. | RELEASE FOR REUSE NO EARLIER THAN 6 MONTHS AFTER PREPARATION AND CLEARANCE OF REPORTS CONTAINING DATA ON THE MEDIA. [GRS 20] (N 27-5) |
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3. Master files that relate to administrative functions and that: R Replace, in whole or in part, administrative records scheduled for disposal under one or more items in Schedules 1 through 9; and, R Consist only of the same information as is contained in all or portions of the disposable records it replaces or duplicates; EXCLUDING those that replace or duplicate the followingitems: . Schd. 1-111; 1-127; 1-126c;. Schd. 2-19H;. Schd. 3-1; 3-51b; 3-47a; | DELETE AFTER THE EXPIRATION OF THE RETENTION PERIOD AUTHORIZED FOR THE DISPOSABLE HARD COPY FILE OR WHEN NO LONGER NEEDED, WHICHEVER IS LATER. [GRS 20-3(a)&(b)] |
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D. SUMMARIZED INFORMATION DATA FILES | |||
Records that contain summarized or aggregated information created by combining data elements or individual observations from a single master file or data base that is disposable under an approved item or is authorized for deletion by an approved disposition (SF 115). The following data files may not be destroyed before securing NARA approval. Data files EXCLUDED from the above disposition are those that were created: | DELETE WHEN NO LONGER NEEDED FOR ADMINISTRATIVE, LEGAL, AUDIT, OR OTHER OPERATIONAL PURPOSES. [GRS 20-4] |
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R To allow public access to the data; or | |||
15 | R From a master file or database that is unscheduled, that was scheduled as permanent but no longer exists or can no longer be accessed. | ||
E. EXTRACTED/REDUCED INFORMATION | |||
1. GENERAL | |||
Electronic records/files consisting solely of records extracted from a single master file or database that is disposable under an approved disposition. The following extracts MAY NOT be destroyed before securing NARA approval. (For "print" and "technical reformat" files see items below.) Extracts EXCLUDED from the above disposition are those: | DELETE WHEN NO LONGER NEEDED FOR ADMINISTRATIVE, LEGAL, AUDIT, OR OTHER OPERATIONAL PURPOSES. [GRS 20-5] |
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R Produced to allow public access to the data; or, | |||
R Produced from a master file or data base that is unscheduled, or that was scheduled as permanent but no longer exists, or can no longer be accessed; or | |||
R Produced by an extraction process which changes the informational content of the source master file or database. | |||
2. REDUCED DATA - COMPUTER MEDIA(ALSO SEE SCHEDULE 8) | |||
Computer media that contain all the basic and supporting measurements after they have been selected, processed, and reduced to the final form that best represents the scientific knowledge obtained from the investigation, i.e., space science flight experiments/investigations. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. (N 26-4) |
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F. PRINT FILES | |||
Electronic file extracted from a master file or database without changing it and used solely to produce hard copy publications and/or printouts of tabulations, ledgers, registers, and reports. | DELETE WHEN NO LONGER NEEDED. [GRS 20-6] (N 27-6) |
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G. TECHNICAL REFORMAT FILES | |||
Electronic files consisting of data copies from a master file or database for the specific purpose of information interchange and written with varying technical specifications, EXCLUDING files created for transfer to NARA. | DELETE WHEN NO LONGER NEEDED. [GRS 20-7] |
||
H. SECURITY BACKUP FILES | |||
Electronic files consisting of data identical in physical format to a master file or database and retained in case the master or database is damaged or inadvertently erased. | |||
15 | 1. File identical to records scheduled for transfer to NARA. | DELETE WHEN THE IDENTICAL RECORDS HAVE BEEN TRANSFERRED TO NARA AND SUCCESSFULLY COPIED, OR WHEN REPLACED BY A SUBSEQUENT SECURITY BACKUP FILE. [GRS 20-8a] |
|
2. File identical to records authorized for disposal in an approved NASA records schedule. | DELETE WHEN THE IDENTICAL RECORDS HAVE BEEN DELETED, OR WHEN REPLACED BY A SUBSEQUENT SECURITY BACKUP FILE. [GRS 20-8b] |
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I. ELECTRONIC INDEXES OR FINDING AIDS | |||
Electronic indexes, lists, registers, and other finding aids used only to provide access to records authorized for destruction by NARA, an approved SF 115, or another NASA Schedule, EXCLUDING records containing abstracts or other information that can be used as an information source apart from the related records. | DELETE WITH RELATED RECORDS OR WHEN NO LONGER NEEDED, WHICHEVER IS LATER. [GRS 20-9] |
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J. SPECIAL PURPOSE PROGRAMS | |||
Application software necessary solely to use or maintain a master file or database authorized for disposal by NARA, an approved SF 115, or another NASA Schedule, EXCLUDING special purpose software necessary to use or maintain any unscheduled master file or data base or any master file or database scheduled for transfer to NARA. | DELETED WHEN RELATED MASTER FILE OR DATA BASE HAS BEEN DELETED. [GRS 20-10] |
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2430 | Equipment Utilization and Control | (see below) | |
2430
|
16 | INFORMATION SERVICES SYSTEM - LaRC ONLY | |
The data for this system is in electronic format only. It is downloaded from the mainframe - data is received either weekly or monthly - and needs to be provided to users in electronic format (data is in ASCII format--located on a microprocessor). No paper documentation is created. The electronic file is extracted from a master file or database without changing it and it is used solely to produce another electronic database or medium. | |||
A. DATA | |||
Administrative and/or business records. | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE OR WORK USE. [GRS 20-5] |
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B. PAPER | |||
16 | Records consist of user manuals and administrative paperwork/correspondence which either establishes, modifies, or changes the systems. Paperwork can include lists or requests to add or delete system users. Paperwork not required for audit or legal purposes. | DESTROY AFTER THE INFORMATION HAS BEEN CONVERTED TO AN ELECTRONIC MEDIUM AND VERIFIED, OR WHEN NO LONGER NEEDED, WHICHEVER IS LATER. [GRS 20-2a] |
|
2430
|
17 | COMPUTER-MEDIA STORAGE FACILITIES | |
A. SPACE SCIENCE FLIGHT PROJECT/EXPERIMENT DATA (ALSO SEE SCHEDULE 8) | |||
Media which have been used to create reduced data, or where usable data has been extracted. These data typically represent any and all orbiting spacecraft originated data, including, but not necessarily limited to, instrument and housekeeping data. Such data is sent from spacecraft such as the Compton Gamma Ray Observatory (GRO), the Upper Atmosphere Research Satellite (UARS). | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. (N 26-2) |
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B. OTHER SCIENTIFIC, ENGINEERING, AND EXPERIMENTAL DATA | |||
1. Environmental, oceanographic, atmospheric, terrestrial, data and/or extraterrestrial observations and measurements, medical research and/or animal or plant husbandry investigations. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. (N 26-3) |
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2. Data used in the development, fabrication, construction, testing, and/or routine operation of such things as instruments, vehicles, machinery, or spacecraft. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | ||
C. CONTRACTOR-CREATED MEDIA | |||
1. Scientific, engineering, and experimental data received by NASA in pursuance of Federal law or in connection with the transaction of public business and duplicated in a National Data Center. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | ||
2. Scientific, engineering, and experimental data media created under a contract and in the possession of the contractor in a Government storage facility, i.e., GSFC's Tape Staging and Storage Facility (TSSF). | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | ||
2430
|
18 | DUPLICATE COMPUTER/ELECTRONIC MEDIA Computer/electronic media that has been duplicated and provided as an extra copy to other offices or individuals other than the Principal Investigator or the Office of Primary Responsibility (OPR). | DELETE RECORDS WHEN NO LONGER NEEDED. RELEASE MEDIA FOR REUSE AS SOON AS RECORDS DELETED. [GRS 20-7] (N 26-5) |
2440 | Data Display | Contact Center Records Mgr | |
2450 | Personnel Management | Contact Center Records Mgr | |
2500 | Communications | (see below) | |
2500
|
19 | COMMUNICATIONS RECORDS A. CORRESPONDENCE, REPORTS, AND REFERENCE FILES | |
Correspondence and related records pertaining to the internal administration and operation of the communications function. Documents relating to communications planning, projecting requirements and costs, and HQ approval, such as NASA Form 1102 and 1103 and related materials. Records may include, but are not limited to: NASA Mail items/documentation (media independent) such as monthly NASA-Mail reports, user accountrequests and activity logs; Direct Access Computer System (DACS) requests; and any other associated user documentation. | DESTROY WHEN 2 YEARS OLD OR WHEN REFERENCE VALUE CEASES, WHICHEVER IS SOONER. <DA: N1-255-94-1> (N 10-29) |
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B. COMMUNICATION EQUIPMENT/SUPPORT REQUIREMENTS | |||
1. Security equipment requirements and all related documentation and materials. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-1> (N 10-11) |
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2. Project support communications requirements, records consist of documents reflecting support requirements for the objectives contained in the PSCN database (OPR). | DESTROY WHEN UPDATED OR SUPERSEDED. <DA: N1-255-94-1> (N 10-5) |
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C. GUIDANCE, POLICY, PLANNING RECORDS | |||
Program files which consist of documents providing guidance or assumptions for the development of the communications segment Files consist of overall guidance, technology plans, and ADP plans - OPR, NASA Headquarters, and MSFC Com Center ONLY. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. (N 10-4) |
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D. INTERFERENCE REDUCTION | |||
Documents relating to the testing or advising on techniques and equipment designed to reduce or eliminate electrical disturbances which cause undesirable response or malfunctioning of electric equipment. | DESTROY WHEN 6 YEARS OLD. <DA: N1-255-94-1> (N 10-8) |
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E. FACILITIES LEASE REQUESTS | |||
Documents relating to requests for providing, rearranging, and removing communication facilities, equipment, and services leased from commercial companies to meet communications objectives of NASA. | DESTROY 3 YEARS AFTER TERMINATION OF LEASE. <DA: N1-255-94-1> (N 10-7) |
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F. ACCOUNT FILES | |||
Documents relating to communication lines, i.e., telephone, data, wide-area networks, etc. Vouchers, vendors invoices, and correspondence EXCLUDING fiscal copy, and including local and commercial overseas accounting. | |||
19 | 1. Reference copies of vouchers, bills, invoices, and relatedrecords. | DESTROY WHEN 1 FISCAL YEAR OLD. [GRS 12-2d(1)] (N 10-5) |
|
2. Records relating to Centers, change, work orders, removal, and servicing of equipment. | DESTROY 1 YEAR AFTER AUDIT OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. [GRS 12-2d(2)] |
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3. Copies of agreements with background data and other recordsrelating to agreements for telecommunications services. | DESTROY 2 YEARS AFTER EXPIRATION OR CANCELLATION OF AGREEMENT. [GRS 12-2e] |
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G. TOLL SLIPS/STATEMENTS | |||
Telephone, telegram, TWX, toll slips, and all other communication statements and related papers. | DESTROY 3 YEARS AFTER PERIOD COVERED BY ACCOUNT. [GRS 3-10] (N 10-14) |
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H. TELECOMMUNICATIONS OPERATIONAL FILES | |||
1. Message registers, logs, performance reports, daily load reports, and related or similar records. (Both paper and electronic.) | DESTROY WHEN 6 MONTHS OLD [GRS 12-3a] (N 10-12) |
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2. Copies of incoming and original copies of outgoing messages,including SF 14, Telegraphic Messages maintained by thecommunications offices or centers, and EXCLUDING thecopies maintained by the originating program office. | DESTROY WHEN 2 YEARS OLD. [GRS 12-3b] |
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I. WIRE/WIRELESS MESSAGE FILES | |||
Copies of incoming and outgoing wire/wireless message and all related records. | DESTROY WHEN 6 MONTHS OLD. <DA: N1-255-94-1> (N 10-13) |
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2510 | General | Contact Center Records Mgr | |
2520 | NASA Communications System | Contact Center Records Mgr | |
2530 | Telecommunications and Messages | Contact Center Records Mgr | |
2540 | Administrative Communications | Contact Center Records Mgr | |
2550 | Cryptography | Contact Center Records Mgr | |
2570 | Radio Frequency Management | (see below) | |
2570
|
20 | FIXED COMMUNICATIONS FILES A. FACILITY PROJECTS | |
Documents relating to the establishment, approval, and construction or implementation of fixed wire/cable, blueprints on maintenance in-house and outside, and radio facility development projects. | * PERMANENT *RETIRE TO FRC 1 YEAR AFTER DISCONTINUANCE OF FACILITY. TRANSFER TO NARA 10 YEARS AFTER DISCONTINUANCE OF FACILITY. <DA: N1-255-94-1> (N 10-6) |
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B. OPERATIONS FILES | |||
20 | Documents containing information and data on codes, radio frequency assignments, call signs, and lists of holders or code systems. | DESTROY WHEN SUPERSEDED, OBSOLETE, OR NO LONGER NEEDED. <DA: N1-255-94-1> (N 10-9) |
|
C. TRAFFIC VOLUME REPORT | |||
Documents reflecting data on circuit usage for engineering of fixed communications facilities, planning, programming and budgeting and related papers. | |||
1. Office of primary responsibility. | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 10-2) |
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2. All other offices/copies. | DESTROY WHEN 6 MONTHS OLD. <DA: N1-255-94-1> |
||
2570
|
21 | RADIO AND TELEVISION RECORDS | |
A. SERVICE CONTROL FILES | |||
Documents related to the servicing and operation of radio and television equipment and systems, including service records and summaries of authorized equipment and service. | DESTROY WHEN SUPERSEDED OR ON DISCONTINUANCE OF THE FACILITY OR INSTALLATION, WHICHEVER IS SOONER. <DA: N1-255-94-1> (N 10-10) |
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B. RADIO FREQUENCY FILES | |||
Authorization, allocation, assignment, correlation, and use of radio frequencies and call signs. | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-1> (N 10-1) |
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C. COMMUNICATIONS REPRESENTATION FILES | |||
Documents concerning representation on and recommendations to joint or other non-NASA agencies, including implementation of decisions on signal communications and electronic policies, particularly on radio frequency allocations, call signs, radio interference, and radio propagation matters. | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-1> (N 10-3) |
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2600 | Photographic Services Management | (see below) | |
2600
|
22 | FILM CONTROL - LOGS / FORMS / CHARGE OUT CARDS | |
A. Log books, caption sheets, shelf lists, indexes, catalogs, and shot lists, used as finding aids for identification, retrieval, or use. | DISPOSE OF ACCORDING TO INSTRUCTIONS COVERING THE RELATED AUDIOVISUAL RECORDS.[GRS 21-29] (N 19-13) | ||
B. Forms used as finding aids, identification, or used for retrieval purposes, of films. | SEE ABOVE DISPOSITION. (N 19-12) | ||
22 | C. Cards showing film and equipment on loan(s). | DESTROY 1 YEAR AFTER LAST ENTRY ON CARD.<DA: N1-255-94-1> (N 9-6) | |
2610 | Equipment, Supplies, and Attachments | Contact Center Records Mgr | |
2620 | Photographic Instrumentation | Contact Center Records Mgr | |
2630 | Photography Services | (see below) | |
2630
|
23 | PHOTOGRAPHS / STILL PICTURES NOTE: Motion Picture Films (N 19-16) AFS 1394 SEESCHEDULE 1. | |
Sound Tracks AFS 1394 SEE SCHEDULE 1 | |||
A. PHOTOGRAPHIC WORK/PRODUCTION REPORT FILES | |||
1. Work orders and ledgers used in processing and production of photographic services (information may be contained in an electronic action tracking system). | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-94-1> (N 9-4) |
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2. Reports showing workload, time expended, and type of production (color, black and white, still, or motion picture). | DESTROY WHEN 1 YEAR OLD OR WHEN NO LONGER NEEDED FOR REFERENCE. <DA: N1-255-94-1> (N 9-5) |
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B. STILL PICTURES | |||
NOTE: FOLLOW CENTER SPECIFIC DISPOSITION IF ONE ISPROVIDED. | |||
NOTE: Photo/negative degradation can occur when collections arestored in FRC's under non-favorable conditions. An immediate transfer to NARA should be considered instead of storing records when Agency needs ceases. | |||
1. Photographs (a master and one captioned print, if available), slides and transparencies (original and one duplicate, if available) use for the visual presentation of information to the public. (This series includes any finding aids or indexes used, paper or electronic, if available.) | |||
(a) MASTER NEGATIVES | |||
Collections of negatives otherwise unidentified by a specific category or collection title. | * PERMANENT * RETIRE MASTER AND ONE PRINT IF AVAILABLE TO FRC IN 1 YEAR BLOCKS WHEN NO LONGER NEEDED OR WHEN 5 YEARS OLD WHICHEVER IS SOONER. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 20 YEARS OLD OR SOONER. <DA: N1-255-94-1> |
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23 | (b) NASA HEADQUARTERS NASA Headquarters (Office of Public Affairs) willmaintain one record copy of all titled and officialNASA photographs and slides released to the public. (NOTE: Arrangement of records should be kept bysubject or calendar year, whichever is feasible.) | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
(c) CENTERS | |||
Installation originating the photograph or slide will retainthe negative and one print of each of its serially numberedNASA photographs. | *PERMANENT* RETIRE TO LOCAL FRC IN ONE YEAR BLOCKS WHEN 5 YEARS OLD. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 25 YEARS OLD OR SOONER. <DA: N1-255-94-1> |
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(d) DAMAGED NASA HEADQUARTERS STILLPHOTOGRAPH COLLECTION A water damaged subset of the NASA Headquarters photo reference collection comprised of derivative images submitted by the NASA Centers to HQ to comprise a centralized source for image copies of interest to the public and press. Each file contained captions and some multi-media combination of transparencies, negatives, hardcopy prints, and/or slides. The full headquarters collection is scheduled as Permanent under NASA Records Retention 2/23B1(b). The photo materials in this collection subset were destroyed by water damage incidents in both 2001 and 2002, and represents 28 percent of the full Headquarters collection. This subset consists of 9,680 (4,395 black and white; 5,285 color) files of unrecoverable captions, outer envelopes, prints, negatives and/or transparencies. These damaged materials have been placed in approximately 40 garbage bags. | DESTROY IMMEDIATELY UPON APPROVAL OF THIS SCHEDULE. <DA: N1-255-03-1> |
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2. AMES RESEARCH CENTER (ARC) | |||
The official ARC photo collection resides with the Imaging Technology Branch. Collection consists of master still negatives, photographs, and/or slides, maintained on a computerized indexed system accessed via key word search (system covers Dryden Flight Research Facility collection/records). | |||
(a) One print and master negative along with associated indexes/finding aids. (Starting January 1983 and forward.) | * PERMANENT * TRANSFER ANNUALLY 1 YEAR AS IT BECOMES 11 YEARS OLD. (THIS DISPOSITION STARTS WITH RECORDS DATED AFTER 1983.) <DA: N1-255-94-1> |
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23 | (b) Master negatives 1939-1949 | TRANSFER TO NARA JANUARY 1, 1995. <DA: N1-255-94-1> |
|
(c) Master negatives 1950-1960. | TRANSFER TO NARA JANUARY 1, 1996. <DA: N1-255-94-1> |
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(d) Master negatives 1961-1971. | TRANSFER TO NARA JANUARY 1, 1997. <DA: N1-255-94-1> |
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(e) Master negatives 1972-1982. | TRANSFER TO NARA JANUARY 1, 1998. <DA: N1-255-94-1> |
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3. KENNEDY SPACE CENTER (KSC) | |||
(a) Space Transportation System (STS) | * PERMANENT * RETAIN NEGATIVES ON-SITE FOR 5 YEARS. TRANSFER ORIGINALS AND ONE CAPTIONED PRINT (WHERE AVAILABLE) TO NARA, STILLPICTURES BRANCH (NNSP), COLLEGE PARK, MD, WHEN 5 YEARS OLD. INDEXES AND FINDING AIDS SHOULD BE TRANSFERRED WITH THE RECORDS. <DA: N1-255-94-1 |
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(b) STS Research and Development. Records include STS R&D coverage, training, and construction progress stills. | * PERMANENT * RETAIN NEGATIVES ON-SITE FOR 5 YEARS. TRANSFER ORIGINALS AND ONE CAPTIONED PRINT (WHERE AVAILABLE) TO NARA, STILL PICTURES BRANCH (NNSP), COLLEGE PARK, MD, 20740 WHEN 5 YEARS OLD. INDEXES AND FINDING AIDS SHOULD BE TRANSFERRED WITH THE RECORDS. <DA: N1-255-94-1> |
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4. STENNIS PHOTOGRAPHIC COLLECTION (SSC) | |||
Collection consists of master still negatives, photographs, and/orslides used for the visual presentation of information to thepublic. Records are tracked and logged in a computerizeddatabase which documents each picture by SSC negativenumbers, date, name, and general caption/description. Official records are maintained by the Stennis GraphicsDepartment as the office of primary responsibility, not by the requesting office or project. | |||
23 | (a) One print and master negative along with associated printout of computerized database/index. | * PERMANENT * TRANSFER IN 5 YEAR BLOCKS WHEN 20 YEARS OLD. (THIS DISPOSITION STARTS WITH THE RECORDS DATED JANUARY 1, 1974.) <DA: N1-255-94-1> |
|
(b) Stennis Official Photographic Collection dated: | |||
(1) 1962 through 1967 | TRANSFER UPON APPROVAL. <DA: N1-255-94-1> |
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(2) 1968 through 1973 | TRANSFER JANUARY 31, 1998. <DA: N1-255-94-1> |
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5. LANGLEY RESEARCH CENTER (LaRC) The original numbered photographic negative collection andassociated logs. This collection consists of records dated 1958and beyond, considered as a part of the National Aeronauticsand Space Administration (NASA) collection. These negativeswill be grouped in 5-year blocks along with their logs andassociated finding aids. | * PERMANENT * NEGATIVES AND LOGS THAT ARE A PART OF THE NASA COLLECTION WILL BE TRANSFERRED IN 5 YEAR BLOCKS WHEN NO LONGER NEEDED BY THE AGENCY FOR ACTIVE USE OR WHEN 30 YEARS OLD, WHICHEVER IS SOONER. [N1-255-89-5] |
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6. GLENN RESEARCH CENTER (GRC) | |||
Currently GRC collection consists of approximately 10 years of"C#" pictures stored on-site at GRC with the remaining storedat Sandusky, Ohio. Collection is dated from 1941 to present(pre-1980 majority B/W; post-1980 majority Color). Stills arekept chronologically by "C#". Launch photography is not apart of the C-collection. | |||
(a) "C" Collection. NOTE: GRC is currently underway with a project wherebythis "C" collection is being transferred to anelectronic/computerized access system. Therefore,TRANSFER to NARA is based on completion of thisproject. | |||
(1) Glenn "C#" Collection will be transferred in 5 yearsblocks as indicated: [One master print, if available, and associatedindexes/logs or other finding aids, if available.] | *PERMANENT * TRANSFER IN 5 YEAR BLOCKS STARTING JANUARY 31, 1995,WITH TRANSFER OF EACH SUCCESSIVE 5 YEAR BLOCK ONE YEAR LATER. <DA: N1-255-94-1> |
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23 | R 1941 through 1946R 1947 through 1951R 1952 through 1956R 1957 through 1961R 1962 through 1966R 1967 through 1971 | TRANSFER JANUARY 31, 1995. TRANSFER JANUARY 31, 1996. TRANSFER JANUARY 31, 1997. TRANSFER JANUARY 31, 1998. TRANSFER JANUARY 31, 1999. TRANSFER JANUARY 31, 2000. <DA: N1-255-94-1> |
|
(2) 1972 and Continuing: | * PERMANENT * NEGATIVES AND LOGS THAT ARE A PART OF THE COLLECTION WILL BE TRANSFERRED IN 5 YEAR BLOCKS WHEN NO LONGER NEEDED BY THE AGENCY FOR ACTIVE USE OR WHEN 20 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-1> |
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(b) "CC," "CS," and "CD" Collections. | |||
Files in these collections consist of graphic artwork,photographs, and copies of the Center Director's annualmessage to GRC. | |||
(1) "CC" Collection [Cleveland Color]FROM: Approx. 1950 to 1969.This collection consists of color still photographs. NOTE: This is a CLOSED series/collection. | *PERMANENT * TRANSFER ENTIRE COLLECTION TO NARA UPON APPROVAL. <DA: N1-255-94-1> |
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(2) "CS" Collection [Cleveland Slide]FROM: Approx. 1941 to 1987.This collection contains original master "CS" and insome cases duplicates the "C#" and "CD" negativesof stills and/or graphics.NOTE: This is a CLOSED series/collection.NOTE: GRC will remove duplicate negatives prior toshipment of this collection to NARA. | *PERMANENT * TRANSFER IN 5 YEAR BLOCKS STARTING JANUARY 31, 1997. <DA: N1-255-94-1> |
||
(3) "CD" Collection [Cleveland Drawing]This is a collection of GRC original artwork.NOTE: This is a CONTINUING series/collection. | * PERMANENT * TRANSFER ONE 35MM SLIDE AND ONE PRINT IN 5 YEAR BLOCKS WHEN 20 YEARS OLD, STARTING JANUARY 31, 1998. <DA: N1-255-94-1> |
||
(c) Portraits - Photos not paintings. This collection consists of portraits of high-level centerofficials (1 master negative plus 1 print), and aremaintained by the officials last name.NOTE: This collection is being converted to an electronicsystem and will be transferred to NARA after conversionand capture of the portraits on the new system hasoccurred. | * PERMANENT * TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 20 YEARS OLD. <DA: N1-255-94-1> |
||
23 | C. R&D STILLS | ||
1. SELECTED PROJECT CASE FILES | |||
Photographs, a master and one captioned print if available, that document significant R&D project activities. This series covers the OPR or Project Offices' original still photographs for projects that are selected by the Project Office as having historical or technical value and warrant permanent retention (see selection criteria outlined in Schedule 8, Item 5A). | * PERMANENT * TRANSFER WITH SELECTED PROJECT CASE FILE UNDER SCHEDULE 8/5A. <DA: N1-255-94-3> |
||
2. NON-SELECTED PROJECT CASE FILES | |||
Photographs that are created during the course of a project that does not meet the selection criteria as identified in Schedule 8, Item 5A. | THESE RECORDS MAY BE RETIRED WITH THE NON-SELECTED PROJECT CASE FILES (REF. SCHEDULE 8-5B). <DA: N1-255-94-3> |
||
3. CENTER PHOTO LABS/OFFICES | |||
Duplicate copies of above stills (Items 23-C-1 and C-2) that are maintained in the Center photo lab, audiovisual office, or any other office as reference copies. | THIS SERIES MAY BE RETIRED TO AN FRC WHEN 2 YEARS OLD. DESTROY WHEN 15 YEARS OLD. <DA: N1-255-94-3> |
||
2630
|
24 | VIDEO PRODUCTIONS NOTE: Record elements consist of an ORIGINAL and a duplicate,if available for all * PERMANENT * items. FOLLOWCENTER SPECIFIC DISPOSITION IF ONE IS PROVIDED. | |
A. FINISHED PRODUCTIONS | |||
1. DOCUMENTARIES | |||
Documentary style finished video productions which document installation projects, programs, or the mission of the Agency/Center, such productions may include but are not limited to: R Aeronautics and Space Reports 2. MISCELLANEOUS PRODUCTIONS | * PERMANENT * PRODUCTIONS ARE TRANSFERRED TO THE NATIONAL ARCHIVES AND RECORDS ADMINISTRATION, NONTEXTUAL DIVISION, ON AN ANNUAL BASIS OR AS CREATED. TWO COPIES OF EACH PRODUCTION WILL BE PROVIDED. ONE MASTER (FINISHED PRODUCTION) AND ONE DUPLICATE COPY. <DA: N1-255-94-1> |
||
24 | Finished video productions such as the following, but not limited to: R Training ClassesR Meetings/Conferences or Seminars | DESTROY OR REUSE WHEN NO LONGER NEEDED OR WHEN 1 YEAR OLD, WHICHEVER IS LONGER. <DA: N1-255-94-1> |
|
3. LANGLEY RESEARCH CENTER | |||
(a) FINISHED PRODUCTIONS - (See description above) | *PERMANENT * TRANSFER IN 5 YEAR BLOCKS WHEN 10 YEARS OLD. <DA: N1-255-94-1> |
||
(b) R&D TECHNICAL RESEARCH | |||
These videos are taped per customer requests of pure R&Dprojects such as testing data and footage of experiments,etc. The original footage is returned to theresearcher/scientist as the requesting customer. | DESTROY WHEN NO LONGER NEEDED FOR RESEARCH REFERENCE AND EVALUATION OF SCIENTIFIC DATA. <DA: N1-255-94-1> |
||
4. JOHNSON SPACE CENTER (JSC) NOTE: See Chapter 8, Item 25A. | |||
(a) MISSION VIDEO - MASTERS | |||
Consists of launch/landing; JSC downlinks (1 original and1 converted to color); pre-mission and post-mission pressconferences; and, on-board recordings. | * PERMANENT * MASTER MEDIA WITH ALL IDENTIFYING INFORMATION. TRANSFER TO NARA WHEN 30 YEARS OLD.NOTE: Records are to be recopied every 10 years and with TRANSFER at 30 years. Included with transfer at 30, will be the earliest generation available in a then current professional video format and will include a reference copy, if available. <DA: N1-255-94-1> |
||
(b) MISSION VIDEO - COPIES / DUPLICATES | RETAIN AT JSC IN STORAGE. DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-94-1> |
||
(c) MISCELLANEOUS ACTIVITIES R Test and Training ActivitiesR Productions (Scripted), i.e., General Information/Training R Documentaries of Press Conference(s)/Special Events | DESTROY OR REUSE AFTER 30 DAYS. <DA: N1-255-94-1> |
||
5. STENNIS SPACE CENTER (3/4" format only) | |||
24 | Documentary style productions on center projects and mission,including R&D projects and documentaries. | * PERMANENT * TRANSFER ANNUALLY TO NARA ONE ORIGINAL MASTER AND ONE DUPLICATE COPY OF THE VIDEO. <DA: N1-255-94- |
|
B. STILL VIDEO PHOTOGRAPHY | |||
STENNIS SPACE CENTER (SSC)GLENN RESEARCH CENTER (GRC) | |||
The graphics department or photo lab, as appropriate, will take the digital image and transfer the permanent information from the 2x2 disk to optical disk or the archival media acceptable at the time of transfer. Data consists of R&D or mission related documentation and is usually time sensitive. | * PERMANENT* TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 20 YEARS OLD <DA: N1-255-94-1> |
||
C. R&D VIDEOS | |||
1. SELECTED PROJECT CASE FILES | |||
Videos, original and duplicate, if available, that documentssignificant R&D project activities. This series covers the OPRor Project Offices' original video (master, i.e., 1st generation)for projects that are selected by the Project Office as havinghistorical or technical value and warrant permanent retention(see selection criteria outlined in Schedule 8, Item 5A). | * PERMANENT * TRANSFER WITH SELECTED PROJECT CASE FILE UNDER SCHEDULE 8, ITEM 5A. <DA: N1-255-94-3> |
||
2. NON-SELECTED PROJECT CASE FILES | |||
Videos that are created during the course of a project that doesnot meet the selection criteria as identified in Schedule 8, Item5A. | THESE VIDEOS MAY BE RETIRED WITH THE NON-SELECTED PROJECT CASE FILES (REF. SCHEDUL 8-5B). <DA: N1-255-94-3> |
||
3. CENTER PHOTO LABS/OFFICES | |||
Duplicate copies of the above videos (Items 24-C-1 and C-2)that are maintained in the Center photo lab, audiovisual office,or any other office as reference copies. | THIS SERIES MAY BE RETIRED TO AN FRC WHEN 2 YEARS OLD. DESTROY WHEN 15 YEARS OLD. <DA: N1-255-94-3> |
||
2630
|
25 | PASSPORT FILES | |
|
Personnel identification or passport photographs. RETURN ORIGINAL TO REQUESTOR. | DESTROY WHEN 5 YEARS OLD OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER IS LATER. [GRS 21-2] (N 22-3) |
|
2640
|
Projectors and Operator Services | Contact Center Records Mgr | |
2800 | Information Technology (IT) Management | Contact Center Records Mgr | |
2800
|
26 | RECORDS OF THE CHIEF INFORMATION OFFICER This schedule provides disposal authorization for certain records created and maintained by Federal Chief Information Officers (CIO) and their program offices | |
A. INFORMATION TECHNOLOGY (IT) PROGRAM PLANNING RECORDS | |||
Records relating to the development of agency IT programs. Included are records that document agency-wide IT goals; specify milestones to be achieved; identify performance measures for the agency's IT portfolio; or summarize the underlying principles and approach by which the agency will plan for and manage its IT resources. Records may include strategic and tactical plans documenting the implementation and maintenance of IT systems in support of the agency mission and also may include records supporting formally issued plans, such as records of concurrence, comments, clearances, justifications, and other issuance records. Note: This item does not apply to the data content or design of individual IT systems. Records relating to specific mission-related systems must be scheduled individually by submission of an SF 115 to NARA. | CUT OFF ANNUALLY. DESTROY/DELETE WHEN 7 YEARS OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS LATER. [GRS27-1] |
||
B. ENTERPRISE ARCHITECTURE RECORDS | |||
Records identifying the IT systems and networks required to perform the agency's mission and the transitional processes required to implement comprehensive programs to support that mission. Records may include technical reference models, diagrams, graphics, models, and narratives that describe the agency's baseline architecture, target architecture, and related sequencing plans. | CUT OFF WHEN SUPERSEDED BY A NEW ITERATION OF THE ENTERPRISE ARCHITECTURE. DESTROY/DELETE WHEN 7 YEARS OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS LATER [GRS27-2] |
||
C. IT CAPITAL INVESTMENT RECORDS | |||
Records documenting the integration of IT investments with agency-wide strategic planning, budgeting, procurement, and management. Records include routine and periodic reports on IT capital investments; capital asset plans; business cases for major investments, systems, acquisitions, or operational assets identified in the agency's capital investment portfolio; and clearance and review records. Note: Records needed to support contracts are scheduled under Schedule 5. | CUT OFF ANNUALLY. DESTROY/DELETE WHEN 7 YEARS OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS LATER [GRS27-3] |
||
D. LEGAL AND REGULATORY COMPLIANCE RECORDS | |||
26 | Records documenting agency compliance with Federal IRM laws and regulations, including systems and reports created to support compliance with the mandates of OMB, GAO, and other Federal IRM and IT oversight agencies. | CUT OFF ANNUALLY. DESTROY/DELETE WHEN 5 YEARS OLD. [GRS27-4] |
|
E. CIO COMMITTEE RECORDS | |||
Records maintained by committees, boards, task forces, conferences, or other IT advisory, governing, or policy bodies for which the CIO has designated sponsorship, leadership, or recordkeeping responsibilities. Records include meeting minutes, summaries, agendas, and transcripts; reports, studies, and publications; membership records; correspon dence, mailing, and distribution records; and other administrative committee records. Note: Records of Government-wide committees sponsored by CIOs, such as the Federal Chief Information Officers Council, are not covered by this item. | CUT OFF ANNUALLY. DESTROY/DELETE WHEN 5 YEARS OLD [GRS27-5]. |
||
F. ELECTRONIC MAIL AND WORD PROCESSING | |||
Electronic copies of records that are created on electronic and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this sched ule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. | |||
1. Copies that have no further administrative value after the recordkeeping copy is made. Includes copies maintained by individuals in personal files, personal electronic mail directo ries, or other personal directories on hard disk or network drives that are used only to pro duce the recordkeeping copy. | DESTROY/DELETE WITHIN 180 DAYS AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. [GRS27-8.1] |
||
2. Copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DESTROY/DELETE WHEN DISSEMINATION, REVISION, OR UPDATING IS COMPLETE [GRS27-8.2] |
||
2800
|
27 | INFORMATION TECHNOLOGY OPERATIONS AND MANAGEMENT RECORDS | |
27 | A. OVERSIGHT AND COMPLIANCE FILES | ||
Records in offices with agency-wide or bureau-wide responsibility for managing IT operations relating to compliance with IT policies, directives, and plans including recurring and special reports, responses to findings and recommendations, and reports of follow-up activities. | |||
1. Performance measurements and benchmarks. | DESTROY/DELETE WHEN 5 YEARS OLD OR 1 YEAR AFTER RESPONSIBLE OFFICE DETERMINES THAT THERE ARE NO UNRESOLVED ISSUES, WHICHEVER IS LONGER. [GRS 24-1a] |
||
2. All other oversight and compliance records, including certification and accreditation of equipment, quality assurance reviews and reports, reports on implementation of plans, compliance reviews, and data measuring or estimating impact and compliance. Note: See item C2 for performance files relating to systems. | DESTROY/DELETE WHEN 3 YEARS OLD OR 1 YEAR AFTER RESPONSIBLE OFFICE DETERMINES THAT THERE ARE NO UNRESOLVED ISSUES, WHICHEVER IS LONGER. [GRS 24-1b] |
||
B. IT FACILITY, SITE MANAGEMENT, AND EQUIPMENT SUPPORT SERVICES RECORDS. | |||
Records maintained by offices responsible for the control and operation of buildings and rooms where IT equipment, systems, and storage media are located, including files identifying IT facilities and sites, and files concerning implementation of IT facility and site management and equipment support services provided to specific sites, including reviews, site visit reports, trouble reports, equipment service histories, reports of follow-up actions, and related correspondence. | DESTROY/DELETE WHEN 3 YEARS OLD, OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER IS LONGER. [GRS 24-2] |
||
C. IT ASSET AND CONFIGURATION MANAGEMENT FILES. | |||
1. Inventories of IT assets, network circuits, and building or circuitry diagrams, including equipment control systems such as databases of barcodes affixed to IT physical assets. | DESTROY/DELETE 1 YEAR AFTER COMPLETION OF THE NEXT INVENTORY. [GRS 24-3a] |
||
2. Records created and retained for asset management, performance and capacity management, system management, configuration and change management, and planning, follow-up, and impact assessment of operational networks and systems. Includes, but is not limited to: | |||
(a) Data and detailed reports on implementation of systems, applications and modifications; application sizing, resource and demand management; documents identifying, requesting, and analyzing possible changes, authorizing changes, and documenting implementation of changes; documentation of software distribution and release or version management | DESTROY/DELETE 1 YEAR AFTER TERMINATION OF SYSTEM. [GRS 24-3b(1)] |
||
27 | (b) Records of routine IT maintenance on the network infrastructure documenting preventative, corrective, adaptive and perfective (enhancement) maintenance actions, including requests for service, work orders, service histories, and related records. Note: If any maintenance activities have a major impact on a system or lead to a significant change, those records should be maintained as part of the item C2(b). | DESTROY/DELETE WHEN 3 YEARS OLD OR 1 YEAR AFTER TERMINATION OF SYSTEM, WHICHEVER IS SOONER. [GRS 24-3b(2)] |
|
D. SYSTEM BACKUPS AND TAPE LIBRARY RECORDS. | |||
1. Backup tapes maintained for potential system restoration in the event of a system failure or other unintentional loss of data. | |||
(a) Incremental backup tapes. | DELETE/DESTROY WHEN SUPERSEDED BY A FULL BACKUP, OR WHEN NO LONGER NEEDED FOR SYSTEMRESTORATION, WHICHEVER IS LATER. [GRS24-4a(1)] |
||
(b) Full backup tapes. Note: See Schedule 2/H, for backups of master files and databases. | DELETE/DESTROY WHEN SECOND SUBSEQUENT BACKUP IS VERIFIED AS SUCCESSFUL OR WHEN NO LONGER NEEDED FOR SYSTEM RESTORATION, WHICHEVER IS LATER. [GRS24-4a(2)] |
||
2. Tape library records including automated files and manual records used to control the location, maintenance, and disposition of magnetic media in a tape library including list of holdings and control logs. | DESTROY/DELETE WHEN SUPERSEDED OR OBSOLETE. [GRS 24-4b] |
||
E. FILES RELATED TO MAINTAINING THE SECURITY OF SYSTEMS AND DATA. | |||
1. System Security Plans and Disaster Recovery Plans. | DESTROY/DELETE 1 YEAR AFTER SYSTEM IS SUPERSEDED. [GRS 24-5a] |
||
2. Documents identifying IT risks and analyzing their impact, risk measurements and assessments, actions to mitigate risks, implementation of risk action plan, service test plans, test files and data. | DESTROY/DELETE 1 YEAR AFTER SYSTEM IS SUPERSEDED. [GRS 24-5b] |
||
F. USER IDENTIFICATION, PROFILES, AUTHORIZATIONS, AND PASSWORD FILES. Excluding records relating to electronic signatures. | |||
27 | 1. Systems requiring special accountability, e.g., those containing information that may be needed for audit or investigative purposes and those that contain classified records. | DESTROY/DELETE INACTIVE FILE 6 YEARS AFTER USER ACCOUNT IS TERMINATED OR PASSWORD IS ALTERED, OR WHEN NO LONGER NEEDED FOR INVESTIGATIVE OR SECURITY PURPOSES, WHICHEVER IS LATER. [GRS 24-6a] |
|
2. Routine systems, i.e., those not covered by item F1. | SEE SCHEDULE 2, ITEM A3. [GRS 24-6b] |
||
G. COMPUTER SECURITY INCIDENT HANDLING, REPORTING AND FOLLOW-UP RECORDS. | DESTROY/DELETE 3 YEARS AFTER ALL NECESSARY FOLLOW-UP ACTIONS HAVE BEEN COMPLETED. [GRS 24-7] |
||
H. IT OPERATIONS RECORDS. | |||
1. Workload schedules, run reports, and schedules of maintenance and support activities. | DESTROY/DELETE WHEN 1 YEAR OLD. [GRS 24-8a] |
||
2. Problem reports and related decision documents relating to the software infrastructure of the network or system. | DESTROY/DELETE 1 YEAR AFTER PROBLEM IS RESOLVED. [GRS 24-8b] |
||
3. Reports on operations, including measures of benchmarks, performance indicators, and critical success factors, error and exception reporting, self-assessments, performance monitoring; and management reports. | DESTROY/DELETE WHEN 3 YEARS OLD. [GRS 24-8c] |
||
I. FINANCING OF IT RESOURCES AND SERVICES. | |||
Note: Copies of records needed to support contracts should be in procurement files, which are under Schedule 5. | |||
1. Agreements formalizing performance criteria for quantity and quality of service, including definition of responsibilities, response times and volumes, charging, integrity guarantees, and non-disclosure agreements. | DESTROY/DELETE 3 YEARS AFTER AGREEMENT IS SUPERSEDED OR TERMINATED. [GRS 24-9a] |
||
2. Files related to managing third-party services, including records that document control measures for reviewing and monitoring contracts and procedures for determining their effectiveness and compliance. | DESTROY/DELETE 3 YEARS AFTER CONTROL MEASURES OR PROCEDURES ARE SUPERSEDED OR TERMINATED. [GRS 24-9b] |
||
3. Records generated in IT management and service operations to identify and allocate charges and track payments for computer usage, data processing and other IT services EXCLUDING records that are part of the agency's cost accounting system, which are covered in Schedule 9/9B and 9/9C. | DESTROY/DELETE RECORDS WITH NO OUTSTANDING PAYMENT ISSUES WHEN 3 YEARS OLD. [GRS 24-9c] |
||
J. IT CUSTOMER SERVICE FILES. | |||
27 | 1. Records related to providing help desk information to customers, including pamphlets, responses to "Frequently Asked Questions," and other documents prepared in advance to assist customers. | DESTROY/DELETE 1 YEAR AFTER RECORD IS SUPERSEDED OR OBSOLETE. [GRS 24-10a] |
|
2. Help desk logs and reports and other files related to customer query and problem response; customer requests not covered elsewhere in this schedule; query monitoring and clearance; and customer feedback records; and related trend analysis and reporting | DESTROY/DELETE WHEN 1 YEAR OLD OR WHEN NO LONGER NEEDED FOR REVIEW AND ANALYSIS, WHICHEVER IS LATER. [GRS 24-10b] |
||
K. IT INFRASTRUCTURE DESIGN AND IMPLEMENTATION FILES. | |||
Records of individual projects designed to provide and support new agency IT infrastructure (see Note), systems, and services. Includes records documenting (1) requirements for and implementation of functions such as maintaining network servers, desktop computers, and other hardware, installing and upgrading network operating systems and shared applications, and providing data telecommunications; (2) infrastructure development and maintenance such as acceptance/accreditation of infrastructure components, analysis of component options, feasibility, costs and benefits, and work associated with implementation, modification, and troubleshooting; (3) models, diagrams, schematics, and technical documentation; and (4)quality assurance reviews and test plans, data, and results. | |||
1. Records for projects that are not implemented. | DESTROY/DELETE 1 YEAR AFTER FINAL DECISION IS MADE. [GRS 24-11a] |
||
2. Records for projects that are implemented. | DESTROY/DELETE 5 YEARS AFTER PROJECT IS TERMINATED. [GRS 24-11b] |
||
3. Installation and testing records. | DESTROY/DELETE 3 YEARS AFTER FINAL DECISION ON ACCEPTANCE IS MADE. [GRS 24-11c] |
||
Note: IT Infrastructure means the basic systems and services used to supply the agency and its staff with access to computers and data telecommunications. Components include hardware such as printers, desktop computers, network and web servers, routers, hubs, and network cabling, as well as software such as operating systems (e.g., Microsoft Windows and Novell NetWare) and shared applications (e.g., electronic mail, word processing, and database programs). The services necessary to design, implement, test, validate, and maintain such components are also considered part of an agency's IT infrastructure. However, records relating to specific systems that support or document mission goals are not covered by this item and must be scheduled individually by the agency by submission of an SF 115 to NARA. | |||
27 | L. ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES. | ||
Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this GRS 24 schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. | |||
1. Copies that have no further administrative value after the recordkeeping copy is made. Includes copies maintained by individuals in personal files, personal electronic mail directories, or other personal directories on hard disk or network drives, and copies on shared network drives that are used only to produce the recordkeeping copy. | DESTROY/DELETE WITHIN 180 DAYS AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. [GRS 24-11a] |
||
2. Copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DESTROY/DELETE WHEN DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. [GRS 24-12b] |
||
2810
|
IT Security | Contact Center Records Mgr | |
2820
|
NASA Software Policies | Contact Center Records Mgr | |
2830
|
NASA Enterprise Architecture | Contact Center Records Mgr | |
2840
|
IT Outsourcing | Contact Center Records Mgr | |
END OF SCHEDULE |
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices. This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future.
The records described in Schedule 3 pertain to the management and operation of NASA personnel functions. These records relate to the supervision over and management of Federal civilian employees. This schedule covers the disposition of all official personnel folders of civilian employees and other records relating to civilian personnel, wherever located in the Agency. However, records such as the Official Personnel Folders, employee performance records, and the Employee Medical Folders, are maintained according to OPM's Guide to Personnel Recordkeeping (Operating Manual 293-31), which takes precedence over any provisions of this schedule which may be in conflict therewith. This OPM guide prescribes a system of recordkeeping for certain Federal personnel records.
With the exception of electronic records created in central data processing facilities described above, all records described in this schedule are authorized for disposal in both hard copy and electronic forms, under NASA Schedule 2, for General Record Categories, other NASA schedules as appropriate depending on record series, and, NASA Schedule 10, Records Common to Most Offices.
AFS #
|
ITEM
|
SUBJECT AREA OR RECORD TITLE DESCRIPTION OF RECORD SERIES
|
RETENTION
<Authority> |
3000-3999 |
|
HUMAN RESOURCES / PERSONNEL |
(see below)
|
0.1
|
ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. This disposition applies to electronic copies of all items covered under Disposition Jobs N1-255-89-4, N1-255-92-10, N1-255-92-16, and N1-255-92-11 in the NASA Records Retention Schedule 3. This disposition does not apply to any item already covered by the General Records Schedules. |
||
|
A. Electronic copies created on electronic mail and word processing systems that have no further administrative value after recordkeeping copy is made. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED AND DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <DA: N9-255-00-03> |
|
|
B. Electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DELETE WHEN DISSEMINATION, REVISION OR UPDATING IS COMPLETED. <DA: N9-255-00-03> |
|
3000 |
|
Human Resources/Personnel (General) |
(see below)
|
3000
|
1
|
OFFICIAL PERSONNEL FOLDER (FILE) Records filed on the RIGHT side of the Official Personnel Folder (OPF) [See 2. for the temporary papers on the LEFT side of the OPF.] Folders covering employment terminated after December 31, 1920, excluding those selected by the National Archives and Records Administration for permanent retention. NOTE: Master files and data bases created in central data processing facilities to supplement or replace the OPF's are NOT AUTHORIZED for disposal. Such files MUST be scheduled on an SF 115. |
|
|
A. TRANSFERRED EMPLOYEES RECORD COPY - HQ - Office of Human Resources and Education |
SEE FEDERAL PERSONNEL MANUAL FOR INSTUCTIONS RELATING TO FOLDERS OF EMPLOYEES TRANSFERRED TO ANOTHER AGENCY. [GRS 1-1a] (N 15-1) |
|
1
|
B. SEPARATED EMPLOYEES RECORD COPY - HQ - Office of Human Resources and Education |
TRANSFER FOLDER TO NATIONAL PERSONNEL RECORDS CENTER, ST. LOUIS, MO, 30 DAYS AFTER SEPARATION. NPRC WILL DESTROY 65 YEARS AFTER SEPARATION FROM THE FEDERAL SERVICE [GRS 1 - 1b] |
|
|
C. ALL OTHER OFFICES/COPIES | DESTROY WHEN OBSOLETE OR SUPERSEDED. <DA: N1-255-89-4> |
|
3000
|
2
|
TEMPORARY INDIVIDUAL EMPLOYEE RECORDS All copies of correspondence and forms maintained on the LEFT side of the Official Personnel Folder (OPF) in accordance with Chapter 3 of -The Guide to Personnel Recordkeeping+, EXCLUDING performance-related records. |
DESTROY WHEN SUPERSEDED OR OBSOLETE OR UPON SEPARATION OR TRANSFER OF EMPLOYEE, UNLESS SPECIFICALLY REQUIRED TO BE TRANSFERRED WITH THE OPF. [GRS 1-10] (N 15-8) |
3050 |
|
Equal Opportunity | (see below) |
3050
Formerly AFS 3700, Item 3/50 in NPR 1441.1C |
2.5
|
EQUAL EMPLOYMENT OPPORTUNITY (EEO) RECORDS A. AFFIRMATIVE ACTION PLANS (AAP) 1. Agency copy of consolidated AAPs. |
DESTROY 5 YEARS FROM DATE OF PLAN. [GRS 1-25h(1)] (N 15-27, N 15-28) |
|
2. Agency feeder plan to consolidated AAPs. | DESTROY 5 YEARS FROM DATE OF FEEDER PLAN OR WHEN ADMINISTRATIVE PURPOSES HAVE BEEN SERVED, WHICHEVER IS SOONER. [GRS 1-25h(2)] |
|
|
3. Report of onsite reviews of AAPs. | DESTROY 5 YEARS FROM DATE OF REPORT. [GRS 1-25h(3)] |
|
|
4. Agency copy of annual report of affirmative actionaccomplishments. | DESTROY 5 YEARS FROM DATE OF REPORT. [GRS 1-25h(4)] |
|
|
5. Headquarters compiled reports. | RETIRE TO FRC WHEN PLANS ARE 5 YEARS OLD. DESTROY WHEN 30 YEARS OLD. <DA: N1-255-89-4> |
|
|
B. SPECIAL REPORTS Reports on specific EEO programs, such as the status of women,minority groups, and mentally handicapped. Employment statisticsrelating to race and sex. |
DESTROY WHEN 5 YEARS OLD. [GRS 1-25f] (N 15-29) |
|
2.5
|
C. EQUAL OPPORTUNITY RECORDS 1. Applications of employees and applicants for employment. |
SEE ITEM 13 OF THIS SCHEDULE. [GRS 1-15] |
|
|
2. Miscellaneous routine records created by EEO offices not covered elsewhere in this item. | ROUTINE RECORDS ARE REVIEWED PERIODICALLY AND ARE RETAINED OR DESTROYED AS REQUIRED BY THIS NPR OTHERWISE RECORDS IN THIS SERIES ARE DESTROYED WHEN 3 YEARS OLD, OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER IS APPLICABLE. [GRS 1-25g] |
|
|
D. EEO GENERAL General correspondence and copies of regulations with related records pertaining to the Civil Rights Act of 1964, the EEO Act of 1972, and any pertinent later legislation; and agency EEO Committee meeting records including minutes and reports. |
DESTROY WHEN 3 YEARS OLD, OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER IS APPLICABLE. [GRS 1-25g] |
|
PASR
|
E. EQUAL EMPLOYMENT OPPORTUNITY RECORDS (EEO) - NASA 10 EEOR |
||
|
1. Official Discrimination Complaint Case Files Originating agency+s file containing complaints with related correspondence, reports, exhibits, withdrawal notices, copies ofdecisions, record of hearings and meetings, and other records asdescribed in EEOC Management Directive 110, Chapter 6,Section III. Cases resolved within the agency, by EEOC, or bya U.S. Court. | DESTROY 4 YEARS AFTER RESOLUTION OF CASE. [GRS 1-25a] |
|
|
2. Copies of Complaint Case Files Duplicate case files or documents pertaining to case files retained in official discrimination complaint case files. | DESTROY 1 YEAR AFTER RESOLUTION OF CASE. [GRS 1-25b] |
|
|
3. Background Files Background record not filed in the Official DiscriminationComplaint Case files. Records documenting complaints that donot develop into Official Discrimination Complaint Cases. | DESTROY 2 YEARS AFTER FINAL RESOLUTION OF CASE [GRS 1-25c] |
|
|
4. Compliance Records | ||
|
(a) Compliance Review FilesReviews, background papers, and correspondence relatingto contractor employment practices. | DESTROY WHEN 7 YEARS OLD. [GRS 1-25d(1)] |
|
|
(b) EEO Compliance Reports | DESTROY WHEN 3 YEARS OLD. [GRS 1-25d(2)] |
|
3100 |
|
Executive Human Resources Management (Senior Executive Service (SES)) |
(see below)
|
3100
|
3
PASR |
EXECUTIVE RESOURCES MANAGEMENT SYSTEM - NASA 10 ERMS Biographical data, education, training, work experience, and career interests of individuals with experience and education unique to the NASA mission in the technical and administrative fields who are | RECORDS ARE RETAINED FOR VARYING PERIODS OF TIME DEPENDING ON THE NEED FOR |
3
|
considered to be candidates for key positions within NASA. | USE OF THE FILES AND ARE DESTROYED OR OTHERWISE DISPOSED OF WHEN NO LONGER NEEDED. [GRS 20 - 3b (1)] |
|
3100
|
4
|
INTERAGENCY PERSONNEL AGREEMENTS (IPA) Records in this series consist of confidential files which are assignment agreements authorized by the Intergovernmental Personnel Act of 1970, including all correspondence, the IPA form, and any other related documentation and materials. These files are typically filed by individual+s last name and include IPA Form No. 5069 - 104 plus all associated background documentation. | |
|
A. RECORD COPYHQ: | RETIRE TO FRC 2 YEARS AFTER TERMINATION DATE OF AGREEMENT. DESTROY WHEN 10 YEARS OLD. <DA: N1 - 255-89-4> |
|
|
B. ALL OTHER OFFICES/COPIES | DESTROY WHEN NO LONGER NEEDED OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
3100
|
5
|
EXECUTIVE POSITION FILES - PERFORMANCE FILES NOTE: Performance records pertaining to Presidential appointees are not covered under any of these schedule items nor the GRS. Such records, if any, must be scheduled through the local Installation Records Manager and forwarded to the NASA Records Officer for submission and approval to the National Archives and Records Administration. A. NON-SES APPOINTEES (as defined in 5 U.S.C. 4301 (2)) including records on excepted positions. |
|
|
1. Appraisals of unacceptable performance, where a notice of proposed demotion or removal is issued but not effected, andall related documents. | DESTROY AFTER THE EMPLOYEE COMPLETES 1 YEAR OF ACCEPTABLE PERFORMANCE FROM THE DATE OF THE WRITTEN ADVANCE NOTICE OF PROPOSED REMOVAL OR REDUCTION IN GRADE NOTICE. [GRS 1-23(a)(1)] |
|
|
2. Performance records superseded through an administrative, judicial, or quasi-judicial procedure. | DESTROY WHEN SUPERSEDED. [GRS 1-23a(2)] |
|
|
3. Performance-related records pertaining to a former employee. (a) Latest rating of record 3 years old or less and performance plan upon which it is based and any summary rating. |
PLACE RECORDS ON LEFT SIDE OF THE OPF AND FORWARD TO GAINING FEDERAL AGENCY UPON TRANSFER OR TO NPRC IF EMPLOYEE SEPARATES (SEE ITEM 1b OF THIS SCHEDULE). AN AGENCY RETRIEVING AN OPF FROM NPRC WILL DISPOSE OF THESE DOCUMENTS IN | |
5
|
ACCORDANCE WITH ITEM 5A3(b) OF THIS SCHEDULE [GRS 1-23a(3)(a)] |
||
|
(b) All other performance plans and ratings. | DESTROY WHEN 4 YEARS OLD. [GRS 1-23a(3)(b)] |
|
|
4. All other summary performance appraisal records, including performance appraisals and job elements and standards upon which they are based. | DESTROY 4 YEARS AFTER DATE OF APPRAISAL. [GRS 1-23a(4)] |
|
|
5. Supporting documents. | DESTROY 4 YEARS AFTER DATE OF APPRAISAL. [GRS 1-23a(5)] |
|
|
B. SES APPOINTEES (as defined in 5 U.S.C. 3132a(2)). 1. Performance records superseded through an administrative, judicial, or quasi-judicial procedure. |
DESTROY WHEN SUPERSEDED. [GRS 1-23b(1)] |
|
|
2. Performance-related records pertaining to a former SES appointee. (a) Latest rating of record that is less than 5 years old, performance plan upon which it is based, and any summary rating. |
PLACE RECORDS ON LEFT SIDE OF THE OPF AND FORWARD TO GAINING FEDERAL AGENCY UPON TRANSFER OR TO NPRC IF EMPLOYEE LEAVES FEDERAL SERVICE (SEE ITEM 1b OF THIS SCHEDULE). AN AGENCY RETRIEVING AN OPF FROM NPRC WILL DISPOSE OF THOSE DOCUMENTS IN ACCORDANCE WITH ITEM 5B2(b) OF THIS SCHEDULE. [GRS 1-23b(2)(a)] |
|
|
(b) All other performance ratings and plans | DESTROY WHEN 5 YEARS OLD. [GRS 1-23b(2)(b)] |
|
|
3. All other performance appraisals, along with job elements and standards (job expectations) upon which they are based, EXCLUDING those for SES appointees serving on a Presidential appointment (5 CFR 214). | DESTROY 5 YEARS AFTER DATE OF APPRAISAL [GRS 1-23b(3)] |
|
|
4. Supporting documents. | DESTROY 5 YEARS AFTER DATE OF APPRAISAL. [GRS 1-23b(4)] |
|
3100
|
6
|
NASA-CSC EXECUTIVE ASSIGNMENT FILES Standard Form 171 on each NASA employee GS-15 or over together with additional information gleaned from newspaper, house organs. Also in some cases, security and confidential information. | DESTROY 3 YEARS AFTER SEPARATION. <DA: N1-255-89-4> (N 15-49) |
3200 |
|
Personnel Provisions (General) | Contact Center Records Mgr. |
3210 |
|
Basic Concepts and Definitions | Contact Center Records Mgr. |
3211 |
|
Veteran's Preference | Contact Center Records Mgr. |
3212 |
|
Competitive Service and Status | Contact Center Records Mgr. |
3213 |
|
Excepted Service | Contact Center Records Mgr. |
3230 |
|
Organization of the Government for Personnel Management | Contact Center Records Mgr. |
3250 |
|
Personnel Management in Agencies | Contact Center Records Mgr. |
3270 |
|
Direction and Control of the Personnel Program | Contact Center Records Mgr. |
3271 |
|
Developing Policies, Procedures, Program, and Standards | Contact Center Records Mgr. |
3272 |
|
Personnel Policy Formulation and Personnel Issuances | Contact Center Records Mgr. |
3273 |
|
Inspections, Surveys, and Audits |
(see below)
|
3273
|
7
|
MANPOWER SURVEY FILES Documents relating to appraisals, either onsite or by other review procedures, such as Manpower Audit Director+s Review of Laboratories and Staff Offices. |
DESTROY 5 YEARS AFTER APPRAISAL IS CONDUCTED <DA: NI-255-89-4> (N 1-35) |
3274 |
|
Corrective Actions | Contact Center Records Mgr. |
3275 |
|
Evaluation of Personnel Programs | Contact Center Records Mgr. |
3280 |
|
Military Personnel | Contact Center Records Mgr. |
3290 |
|
Personnel Records and Processing |
(see below)
|
3290
|
8
|
NOTIFICATIONS OF PERSONNEL ACTIONS Standard Form 50 documenting initial employment, promotions, transfers, in or out, separation, and notification of all other individual personnel actions, exclusive of those in the Official Personnel Folders, including copies or equivalent, not filed in OPF. |
|
|
A. Chronological file copies, including fact sheets, maintained in personnel offices. | DESTROY WHEN 2 YEARS OLD. [GRS 1-14a] (N 15-15) |
|
|
B. All other copies maintained in personnel offices. | DESTROY WHEN 1 YEAR OLD. [GRS 1-14b] |
|
|
C. Pay or fiscal copy. (NOT filed in OPF) | DESTROY WHEN RELATED PAY RECORDS ARE AUDITED BY GAO OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. [GRS 2-22c, 2-23a] (N 4-5) |
|
3290
|
9
|
DUPLICATE COPIES - PERSONNEL FILES (MAINTAINED OUTSIDE PERSONNEL OFFICES) Copies of documents duplicated in the OPF and not provided for elsewhere in this schedule (including employees and military detailees).NOTE: Official file copies are maintained by personnel office. |
|
|
A. SUPERVISOR+S PERSONNEL FILES Correspondence, memoranda, forms and other records relating to positions, authorizations, pending actions, copies of position descriptions; requests for personnel action, and records on individual employees duplicated in or not appropriate for the OPF. |
REVIEW ANNUALLY AND DESTROY SUPERSEDED OR OBSOLETE DOCUMENTS; OR DESTROY ALL DOCUMENTS RELATING TO AN INDIVIDUAL EMPLOYEE 1 YEAR AFTER SEPARATION OR TRANSFER. [GRS 1-18a] (N 15-19) |
|
|
B. DUPLICATES Other copies of documents duplicated in OPF+s not provided for elsewhere in this schedule. |
DESTROY WHEN 6 MONTHS OLD [GRS 1-18b] |
|
3291 |
|
Personnel Reports | Contact Center Records Mgr. |
3292 |
|
Development of Personnel Statistics |
(see below)
|
3292
|
10
|
STATISTICAL DATA / REPORT FILES A. MANPOWER DATA Reports compilation or other documents created to provide a source of statistical data for use in manpower control activities. |
DESTROY WHEN 5 YEARS OLD. <DA: N1-255-89-4> (N 1-34) |
|
|
B. PERSONNEL OPERATIONS Statistical reports in the operating personnel office and subordinate units relating to personnel. | DESTROY WHEN 2 YEARS OLD. [GRS 1-16] (N 15-17) |
3292
|
11
|
EMPLOYEE RECORD CARDS Employee record cards used for information purposes outside personnel offices (such as SF 7-B, or Agency internal form). |
DESTROY ON SEPARATION OR TRANSFER OF EMPLOYEE. [GRS 1-6] (N 15-5) |
3293 |
|
Personnel Records and Files | Contact Center Records Mgr. |
3294 |
|
Release of Personnel Information | Contact Center Records Mgr. |
3295 |
|
Personnel Forms and Documents | Contact Center Records Mgr. |
3296 |
|
Processing Personnel Actions | Contact Center Records Mgr. |
3300 |
|
Employment (General) |
(see below)
|
3300
|
12
|
COMPETITIVE PLACEMENT PLAN (CCP) FILES Records consist of files used to advertise vacancy announcements and other related documentation which may include but is not limited to the announcement, materials related to the job/position selection, and the vacancy itself. |
RETAIN ON-SITE WITHIN THE PERSONNEL OFFICE AND DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> |
3300
|
13
|
EMPLOYMENT APPLICATIONS Applications (Standard Form 171, OF 612, etc.) and related records, EXCLUDING records relating to appointments requiring Senatorial confirmation and applications resulting in appointment which are filed in the OPF. |
DESTROY UPON RECEIPT OF OPM INSPECTION REPORT OR WHEN 2 YEARS OLD, WHICHEVER IS EARLIER. [GRS 1-15] (N 15-16) |
3300
|
14
|
NASA SPECIAL EMPLOYMENT PROGRAM FILES Applications and correspondence for student aids, summer employees, and co-ops. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> (N 15-50) |
3300
|
15
|
UTILIZATION REPORTS - EXPERTS AND CONSULTANTS Quarterly and annual reports to OPM relating to the employment and utilization of experts and consultants. |
RETAIN UNTIL EXAMINED BY OPM OR DESTROY WHEN 10 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-89-4> |
3300
|
16
|
CERTIFICATE OF ELIGIBLES FILES Copies obtained from OPM of certificates of eligibles with related requests, forms, correspondence, and statement of reasons for passing over a preference eligible and selecting a non-preference eligible. |
DESTROY WHEN 2 YEARS OLD. [GRS 1-5] (N 15-4) |
3300
|
17
|
SERVICE RECORD CARD Service Record Card (Standard Form 7 or its equivalent). Cards showing service records of employees separated or transferred. |
|
|
17
|
A. Cards for employees separated or transferred on or beforeDecember 31, 1947. | TRANSFER TO NPRC, ST. LOUIS, MO. DESTROY 60 YEARS AFTER EARLIEST PERSONNEL ACTION DATE. [GRS 1-2a] (N 15-2) |
|
B. Cards for employees separated or transferred on or after January 1, 1948. | DESTROY 3 YEARS AFTER SEPARATION OR TRANSFER OF EMPLOYEE. [GRS 1-2b] |
|
3300
|
18
|
OUTSIDE EMPLOYMENT FILES Documents relating to outside work or services performed by NASA employees in addition to their official duties. |
DESTROY 3 YEARS AFTER TERMINATION OF APPROVED EMPLOYMENT OR 3 YEARS AFTER DISAPPROVAL OF OUTSIDE EMPLOYMENT. <DA: N1-255-89-4> (N 15-24) |
3300
|
19PASR
|
SPECIAL PERSONNEL RECORDS - NASA 10 SPER Individuals covered by this system of records are candidates for and recipients of awards or NASA training, civilian and active duty military detailees to NASA; participants in enrollee programs; Faculty, Science, National Research Council and other Fellows, Associates and Guest Workers including those at NASA Centers but not on NASA rolls; NASA contract and grant awardees and their associates having access to NASA premises and records; individuals with interest in NASA matters including Advisory Committee Members; and prospective employees. Categories include: ß Special Program Files. ß Correspondence and related information to these files. ß Special records and rosters. ß Agencywide and installation automated personnel information. |
"10 SPER" RECORDS ARE NOT AUTHORIZED FOR DISPOSAL AT THIS TIME. PAPER RECORDS ARE RETAINED ON SITE AND ARE DESTROYED OR TRANSFERRED IN ACCORDANCE WITH THE SPECIFIC RECORD SERIES IDENTIFIED IN THIS SCHEDULE. 10 PAYS RECORDS - SEE SCHEDULE 9 (NOTE THESE RECORDS ARE RETAINED FROM 1 TO 3 YEARS DEPENDING ON GAO AUDIT AND/OR DESTROYED OR TRANSFERRED TO NPRC). <DA: N1-255-89-4> |
3301 |
|
Overseas Employment | Contact Center Records Mgr. |
3302 |
|
Employment in the Excepted Services | Contact Center Records Mgr. |
3303 |
|
Military Service Obligation and Draft Deferment | Contact Center Records Mgr. |
3304 |
|
Employment of Experts and Consultants | Contact Center Records Mgr. |
3305 |
|
Dual Employment and Dual Compensation | Contact Center Records Mgr. |
3306 |
|
Personal Service Contracts | Contact Center Records Mgr. |
3307 |
|
Detailees | Contact Center Records Mgr. |
3310 |
|
Authority for and Tenure of Employment | Contact Center Records Mgr. |
3311 |
|
Power of Appointment and Removal |
(see below)
|
3311
|
20
|
OFFERS OF EMPLOYMENT (APPOINTMENT) Correspondence, letters, and telegrams offering appointments to potential employees. A. ACCEPTED OFFERS |
DESTROY WHEN APPOINTMENT IS EFFECTIVE. [GRS 1-4a] (N 15-3) |
20
|
B. DECLINED OFFERS 1. When name is received from certificate of eligibles. |
RETURN TO OPM WITH REPLY AND APPLICATIONS. [GRS 1-4b(1)] |
|
|
2. Temporary or excepted appointment. | FILE WITH APPLICATION (SEE ITEM 13 OF THIS SCHEDULE). [GRS 1-4b(2)] |
|
|
3. All others. | DESTROY IMMEDIATELY. [GRS 1-4b(3)] |
|
3312 |
|
Position Control |
(see below)
|
3312
|
21
|
MANPOWER REPORTS A. AUTHORIZATION FILES Documents and supporting papers relating to the allocation of manpower spaces to successive echelons. |
|
|
1. Office of Primary Responsibility. | *PERMANENT* RETIRE TO FRC WHEN 3 YEARS OLD. TRANSFER TO NARA WHEN 10 YEARS OLD. <DA: N1-255-89-4> (N 1-36) |
|
|
2. All other offices/copies. | DESTROY WHEN OBSOLETE OR SUPERSEDED. <DA: N1-255-89-4> |
|
|
B. REPORTS Reports from Centers to NASA Headquarters concerning manpower, and all related papers. | ||
|
1. Centers. | RETIRE TO FRC WHEN 3 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-89-4> (N 1-37) |
|
|
2. Headquarters. (SEE ITEM C. BELOW) | DESTROY WHEN 2 YEARS OLD <DA: N1-255-89-4> |
|
|
C. HEADQUARTERS Reports compiled from information received from Centers (See B. above) | ||
|
1. Headquarters - Agency Level. | *PERMANENT* OPR: RETIRE TO FRC WHEN 5 YEARS OLD. TRANSFER TO NARA WHEN 10 YEARS OLD. <DA: N1-255-89-4> (N 1-38) |
|
|
2. All other offices/copies. | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE USE, OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
3315 |
|
Career and Career-Conditional Employment | (see below) |
3315
|
22
|
PUBLIC SERVICE CAREERS EMPLOYEES FILES A. INDIVIDUALS School evaluations, supervisory evaluations, and test scores. B. PROGRAMS Correspondence with Civil Service Commission, Department of Labor Southwest Training Center. |
DESTROY WHEN 3 YEARS OLD <DA: N1-255-89-4> (N 15-51) DESTROY WHEN 3 YEARS OLD. <DA: N1-255-89-4> |
3316 |
|
Temporary and Indefinite Employment | (see below) |
3316
|
23
|
TEMPORARY INDIVIDUAL EMPLOYEE RECORDS All copies of correspondence and forms maintained on the left side of the Official Personnel Folder in accordance with Chapter 3 of -The Guide to Personnel Recordkeeping+, EXCLUDING performance related records. |
DESTROY WHEN SUPERSEDED OR OBSOLETE, OR UPON SEPARATION OR TRANSFER OF EMPLOYEE, UNLESS SPECIFICALLY REQUIRED TO BE TRANSFERRED WITH THE OPF. [GRS 1-10a] (N 15-8) |
3317 |
|
Senior Executive Service Career Appointee Merit Staffing | Contact Center Records Mgr. |
3319 |
|
Management of Senior Scientific and Technical and Other Senior Level Positions | Contact Center Records Mgr. |
3330 |
|
Recruitment, Selection, and Placement |
(see below)
|
3330
|
24
|
NASA OUTPLACEMENT PROGRAM Applications, resumes, vacancy announcements and relatedcorrespondence. |
DESTROY 2 YEARS AFTER REGISTRATION <DA: N1-255-89-4> (N 15-47) |
3331 |
|
Organization for Recruitment and Examining | Contact Center Records Mgr. |
3332 |
|
Recruitment and Selection Through Competitive Examination | Contact Center Records Mgr. |
3333 |
|
Recruitment and Selection for Temporary and Term Appointment Outside the Register | Contact Center Records Mgr. |
3334 |
|
Personnel Mobility Agreements Under Title IV of the Intergovernmental Personnel Act (IPA) of 1970 | Contact Center Records Mgr. |
3335 |
|
Promotion and Internal Placement |
(see below)
|
3335
|
25
|
PROMOTION REGISTER FILES Registers or records of job opportunities, application and evaluation statements, and all related papers. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> (N 15-25) |
3335
|
26
|
REPROMOTION CONSIDERATION FILES Applications and correspondence to and from repromotion eligibles. |
DESTROY AFTER REPROMOTION IS ACCOMPLISHED. <DA: N1-255-89-4> (N 15-45) |
3337 |
|
Examining System | Contact Center Records Mgr. |
3338 |
|
Qualification Requirements -- General | Contact Center Records Mgr. |
3339 |
|
Qualification Requirements -- Medical | Contact Center Records Mgr. |
3340 |
|
Transfers | Contact Center Records Mgr. |
3350 |
|
Job Retention |
(see below)
|
3350
|
27
|
LENGTH OF SERVICE AND SICK LEAVE AWARD FILES Records including correspondence, memoranda reports, computations of service and sick leave, and list of awardees. |
DESTROY WHEN 1 YEAR OLD. [GRS 1-12b] |
|
28
|
Reserved | |
3350
|
29
|
CIVILIAN SERVICE EMBLEM CONTROL FILE Records maintained to control the record of eligibility for an award of civilian service emblems. |
DESTROY WHEN 3 YEARS OLD. <DA: N1-255-89-4> (N 15-13) |
3351 |
|
Reduction in Force (RIF) | Contact Center Records Mgr. |
3352 |
|
Reemployment Rights |
(see below)
|
3352
|
30
|
REEMPLOYMENT PRIORITY FILES Applications, exceptions, and correspondence related to reemployment. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> (N 15-46) |
3353 |
|
Restoration after Military Duty | Contact Center Records Mgr. |
3400 |
|
Employee Performance and Utilization |
(see below)
|
3400
|
31
|
PERFORMANCE AND COMPETENCE FILES Copies of case files (duplicates) of performance rating boards or review, and acceptable level of competence reconsiderations, copies of which have been forwarded to OPM. |
DESTROY 1 YEAR AFTER CASE IS CLOSED. [GRS 1-9] (N 15-10) |
3400
|
32
|
Ph.D. THESES FILES - NASA HEADQUARTERS ONLY Individual copies of dissertations resulting from NASA predoctoral traineeship program. No other copies are retained. |
RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-89-4> |
3400
|
33
|
TRAINING RECORDS/FILES - GENERAL EXCLUDING records of formally established schools which train Agency employees in specialized program areas, such as law enforcement and national defense. A. ANNOUNCEMENT FILES Correspondence, announcements, reference file of pamphlets, notices, catalogs, and other records relating to or which provides information to training courses or programs offered by government or non-government organizations/institutions, but are not a part of a separate case file. |
|
|
1. Office responsible for announcements. | DESTROY WHEN 5 YEARS OLD OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER IS SOONER. [GRS 1-20(b)] (N 15-40) |
|
|
2. All other offices/copies. | DESTROY WHEN NO LONGER NEEEDED OR WHEN SUPERSEDED OR OBSOLETE, OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
|
B. ROSTERS 1. Rosters or training attendance lists from training courses or programs offered by government or non-government institutions in any media, hardcopy or electronic. |
DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-00-2> |
|
33
|
2. Rosters or registers (ASEE/LARSS) (LaRC ONLY). These are the records for the two summer programs sponsored by the Office of University Affairs at Langley Research Center. [ASEE = American Society of Engineering Education] [LARSS = Langley Aerospace Summer Scholars Program] |
DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
|
3. Electronic copies of records that are created on electronic mail and wordprocessing systems and used solely to generate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-2> |
|
|
C. CONTRACT TRANING FILES 1. Copies of contracts, correspondence, approvals, waivers, and other documents relating to NASA employees training under contracts. |
DESTROY WHEN 3 YEARS OLD OR 3 YEARS AFTER COMPLETION OF A SPECIFIC TRAINING PROGRAM. <DA: N1-255-00-2> (N 15-32) |
|
|
2. Background, working papers, announcements, and arrangements of subject contract training. | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-89-4> |
|
|
3. Electronic copies of records that are created on electronic mail and wordprocessing systems and used solely to generate a recordkeeping copy of the records. | DESTORY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-2> |
|
|
D. NON-CONTRACT TRAINING FILES Applications, acceptances, and all other documents relating to non- contract training of NASA employees. |
DESTROY WHEN 3 YEARS OLD. <DA: N1-255-89-4> (N 15-33) |
|
|
E. TRAINING AIDS All training aids, including the record copy of manuals, syllabuses,textbooks, and other original training aids developed by theAgency, either published or unpublished, in instructing NASAtraining courses. |
||
|
1. Unique or significant training material(s) developed specifically for use in NASA training courses that would be unique to the Agency. (i.e., Astronaut; Shuttle processing; Payload processing; On-board Flight crew training; etc.) | PERMANENTRETIRE TO FRC WHEN SUPERSEDED, OBSOLETE, OR WHEN NO LONGER USED. TRANSFER TO NARA WHEN 10 YEARS OLD. <DA: N1-255-89-4> (N 15-39) |
|
|
2. Routine or copies of training materials used to teach an Agency sponsored training class. | DESTROY WHEN SUPERSEDED OR OBSOLETE OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
|
3. All other copies. | DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
33
|
F. AGENCY-SPONSORED TRAINING FILES General file of agency-sponsored training, EXCLUDING record copy of manuals, syllabuses, textbooks, and other training aids developed by the Agency (see E. above). |
||
|
1. Correspondence, memoranda, agreements, authorizations, reports, requirement reviews, plans, and objectives relating to the establishment and operation of training, courses, and conferences. | DESTROY WHEN 5 YEARS OLD OR 5 YEARS AFTER COMPLETION OF A SPECIFIC TRAINING PROGRAM. [GRS 1-29a(1)] |
|
|
2. Background and working files. | DESTROY WHEN 3 YEARS OLD. [GRS 1-29a(2)] |
|
|
G. TECHNICAL TRAINING 1. Case files on NASA personnel participating in technical training programs not covered in 2 below. |
DESTROY 5 YEARS AFTER EMPLOYEE DISCONTINUES OR COMPLETES TRAINING. <DA: N1-255-89-4> (N 15-38) |
|
|
2. Case files related to NASA and contractor personnel participating in NASA-required training programs for certification, such as soldering, optics, flight controllers, divers, etc. Records may include statements of certification, sign off documents, and task experience. | DESTROY 5 YEARS AFTER SEPARATION OF EMPLOYEE OR WHEN NO LONGER NEEDED. <DA: N1-255-00-2> |
|
|
3. Electronic copies of records that are created on electronic mail and wordprocessing systems and used solely to generate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-2> |
|
|
H. ON-THE-JOB TRAINING (OJT) Employee training plans or substantial equivalent recordmaintained to identify required skill or task training requirementsand to document developmental assignments, OJT, or othertraining. These are general training requirements other thantechnical/certification training (see paragraph G. above). Cutoffdate is date of document. |
||
|
1. Recordkeeping copy (paper). | DESTROY ON TRANSFER OR SEPARATION OF EMPLOYEE, OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-99-1> |
|
|
2. Electronic copy. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-99-1> |
|
3410 |
|
Employee Development (Training) |
(see below)
|
3410
|
34
|
TRAINING AGREEMENT FILES Agreements between Civil Service Commission (CSC) and NASA pertaining to training, training standards, and all related documents. |
DESTROY 3 YEARS AFTER TERMINATION OF AGREEMENT. <DA: N1-255-89-4> (N 15-34) |
3410
|
35
|
COOPERATIVE TRAINING FILES A. GENERAL TRAINING CASE FILES (not covered in Items 1b-d) by trainee showing history of training and all related documentation. |
DESTROY RECORDS 3 YEARS AFTER TRAINEE CEASES TRAINING. <DA: N1-255-92-10> (N 15-35) |
|
B. SECRETARIAL CO-OP FILES (2-year program) Files consist of documentation and materials related to students in the program and are considered training records. Case files may consist of, but are not limited to, copies of the following documentation: SF 52+s, transcripts; progress reports from supervisors; and any other documentation related to the individual in the program. |
RECORDS MAY BE RETIRED TO FRC WITHIN 1-YEAR AFTER COMPLETION OF THE PROGRAM. DESTROY RECORDS WHEN 3 YEARS OLD (PROGRAM RECORDS WILL THEN BE5 YEARS OLD). <DA: N1-255-92-10> |
|
|
C. APPRENTICESHIP PROGRAM (5-year program) Files consist of documentation and materials related to students in the program and are considered training records. Case files consist of, but are not limited to, copies of the following documentation: SF 52+s; transcripts; progress reports from supervisors; and any other documentation related to the individual in the program. |
RECORDS MAY BE RETIRED TO FRC 1 YEAR AFTER COMPLETION OF THE PROGRAM. DESTROY 3 YEARS AFTER COMPLETION OR TERMINATION OF THE PROGRAM. (PROGRAM RECORDS WILL THEN BE 8 YEARS OLD.) <DA: N1-255-92-10> |
|
|
D. ENGINEERING AND ADMINISTRATIVE CO-OPS (PROFESSIONAL) CASE FILES (5-year program) (LaRC ONLY) Records in this series consist of SF 52+s; copies of 171+s; transcripts; progress reports; supervisory comments and/or recommendations; and certificates of completion of the program. |
RECORDS MAY BE RETIRED TO FRC 1 YEAR AFTER COMPLETION OF THE PROGRAM. DESTROY RECORDS 5 YEARS AFTER COMPLETION OR TERMINATION OF THE PROGRAM (PROGRAM RECORDS WILL THEN BE 10 YEARS OLD). <DA: N1-255-92-10> |
|
3410
|
36
|
COOPERATIVE PROGRAM SUMMARY FILES (LaRC ONLY) Records in this series consist of profile sheets (cards) that contain information on individuals for files that have been destroyed. These records are summary cards of their history and information originally contained in the case files identified as -Secretarial; Apprenticeship Program; and Engineering and Administrative Co-Ops.+ These records are not the case file records. Records can exist in either paper or electronic format (including but not limited to printouts and data maintained on personal computers). |
DESTROY RECORDS WHEN 25 YEARS OLD, REGARDLESS OF MEDIUM IN WHICH MAINTAINED. <DA: N1-255-92-16> |
3410
|
37
|
GRADUATE STUDY PROGRAM RECORDS Records in this series consist of case files of individuals who apply to graduate programs and are accepted. Files may contain copies of transcripts, 171+s, letters of authorization to take courses, registration, and applications for graduate study. This is considered a working file and includes records in the Professional Co-Op Educational Training Program (CPETP); the Professional Entrance Training Program (PETP); and the Administrative Training Program (ATP). |
RETIRE TO FRC 2 YEARS AFTER COMPLETION OR TERMINATION OF STUDY PROGRAM. DESTROY 8 YEARS AFTER COMPLETION OR TERMINATION OF THE PROGRAM. <DA: N1-255-92-11> |
3410
|
38
|
TRAINING - REPORT FILES A. Reports form Centers to NASA Headquarters concerning training and all related papers. |
|
|
1. Centers. | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-89-4> (N 15-37) |
|
|
2. Headquarters. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> |
|
|
B. Reports compiled from information received from Centers (item A. above). | ||
|
1. Centers and all other offices/copies | DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-89-4) (N 15-36) |
|
|
2. Headquarters. | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-89-4> |
|
3430 |
|
Performance Evaluation (Appraisals) | Contact Center Records Mgr. |
3450 |
|
Employee Recognition and Incentives | Contact Center Records Mgr. |
3451 |
|
Incentive Awards |
(see below)
|
3451
|
39
|
AWARDS PUBLICITY FILES Documents used in publicizing or encouraging participation in awards programs, including posters, cartoons, placards, and all other means of obtaining attention and announcing results of the programs and all other related papers. |
DESTROY WHEN 3 YEARS OLD. <DA: N1-255-89-4> (N 15-14) |
3451
|
40
|
AWARDS AND PROGRAM FILES - EMPLOYEE A. AWARD CASE FILES |
|
|
1. Case files including recommendations, approved nominations, memoranda, correspondence, reports and related handbooks pertaining to Agency-sponsored cash and noncash awards, such as incentive awards, within-grade merit increases, suggestions, and outstanding performance awards. | DESTROY 2 YEARS AFTER APPROVAL OR DISAPPROVAL. [GRS 1-12a(1)] |
|
40
|
2. Correspondence or memoranda pertaining to awards from other government agencies or private organizations. | DESTROY WHEN 2 YEARS OLD. [GRS 1-12a(2)] |
|
|
3. Reports pertaining to the operation of the Incentive Awards Program. Including statistical data and other documentation pertaining to the program. | DESTROY WHEN 3 YEARS OLD. [GRS 1-13] |
|
|
B. LENGTH OF SERVICE AND SICK LEAVE AWARD FILES | SEE ITEM 27 OF THIS SCHEDULE. | |
|
C. LETTERS OF COMMENDATION AND APPRECIATION Copies of letters recognizing length of service and retirement, and letters of appreciation and commendation for performance, EXCLUDING copies filed in the OPF. |
DESTROY WHEN 2 YEARS OLD. [GRS 1-12c] |
|
|
D. AGENCY AWARD NOMINATIONS Records consist of lists or indexes of nominees and/or winners to Agency Award Nominations. |
DESTROY WHEN SUPERSEDED OR OBSOLETE. [GRS 1-12d] |
|
|
E. DEPARTMENT LEVEL AWARD FILES Records relating to awards made at the Departmental level or higher, i.e., Secretary+s Awards, Presidential. |
RETIRE TO FRC WHEN 5 YEARS OLD. DESTROY WHEN 15 YEARS OLD. <DA: N1-255-89-4 |
|
|
F. BENEFICIAL SUGGESTIONS Suggestions and reports made thereon and related to. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> (N 1-91) |
|
|
G. SPACE FLIGHT AWARENESS PROGRAM AWARDS Case file, including approved nomination and related correspondence, for each award, such as Snoopy, Launch Honoree, and other Flight Awareness Program awards. Cutoff date is date of document. |
HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
3452 |
|
Suggestion System | Contact Center Records Mgr. |
3500 |
|
Position Classification, Pay, and Allowances |
(see below)
|
3500
|
41
|
POSITION DESCRIPTIONS Files describing established positions including information on title, series, grade, duties and responsibilities. |
|
|
A. RECORD COPY | DESTROY 2 YEARS AFTER POSITION IS ABOLISHED OR DESCRIPTION SUPERSEDED. [GRS 1-7b] (N 15-6) |
|
|
B. ALL OTHER OFFICES/COPIES | DESTROY WHEN POSITION IS ABOLISHED OR DESCRIPTION SUPERSEDED OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
3500
|
42
|
CLASSIFICATION RECORDS A. SURVEYS | |
|
1. Classification survey reports on various positions prepared by classification specialists, including periodic reports. | DESTROY WHEN 3 YEARS OLD OR 2 YEARS AFTER REGULAR INSPECTION, WHICHEVER IS SOONER. [GRS 1-7c(1)] (N 15-21) |
|
|
2. Inspection, audit and survey files including correspondence, reports, and other records relating to inspections, surveys, desk audits, and evaluations. | DESTROY WHEN OBSOLETE OR SUPERSEDED. [GRS 1-7c(2)] |
|
|
B. APPEALS | ||
|
1. Case files relating to classification appeals, excluding OPM classification certificate. | DESTROY 3 YEARS AFTER CASE IS CLOSED. [GRS 1-7d(1)] |
|
|
2. Certificates of classification issued by OPM. | DESTROY AFTER AFFECTED POSITION IS ABOLISHED OR SUPERSEDED. [GRS 1-7d(2)] |
|
3500
|
43
|
LEVY AND GARNISHMENT FILES Official Notice of Levy or Garnishment (IRS Form 668A or equivalent), change slip, work papers, correspondence, release and other forms, and other records relating to charge against retirement funds or attachment of salary for payment of back income taxes or other debts of Federal employees. |
DESTROY 3 YEARS AFTER GARNISHMENT IS TERMINATED. [GRS 2-18] (N 4-17) |
3510 |
|
Position Classification and Job Evaluation |
(see below)
|
3510
|
44
|
POSITION IDENTIFICATION STRIPS Strips such as the former Standard Form 7D used to provide summary data on each position occupied. |
DESTROY WHEN SUPERSEDED OR OBSOLETE.[GRS 1-11] (N 15-9) |
3511 |
|
Position Classification Under the Classification Act System | Contact Center Records Mgr. |
3512 |
|
Job Evaluation Under Prevailing Rate System | Contact Center Records Mgr. |
3513 |
|
Employee Classification Appeals | Contact Center Records Mgr. |
3515 |
|
Classification - Excepted Positions | Contact Center Records Mgr. |
3530 |
|
Pay Rates and Systems (General) |
(see below)
|
3530
|
45
|
PAY TABLES Records and files consisting of -official+ record sets of pay tables. |
DESTROY UPON DISCONTINUANCE AND DISESTABLISHMENT OF INSTALLATION. <DA: N1-255-89-4> (N 4-19) |
3531 |
|
Pay Under the Classification Act System | Contact Center Records Mgr. |
3532 |
|
Pay Under Prevailing Rate System | Contact Center Records Mgr. |
3534 |
|
Pay Under Other Systems | Contact Center Records Mgr. |
3537 |
|
Critical Position Pay Authority | Contact Center Records Mgr. |
3539 |
|
Conversions Between Pay Systems | Contact Center Records Mgr. |
3550 |
|
Pay Administration (General) |
(see below)
|
3550
|
46
|
PAYROLL RECORDS A. ADMINISTRATIVE REPORT FILES Reports, statistics, with supporting and related records pertaining to payroll operations and pay administration. |
|
|
1. Reports and data used for workload and personnel management purposes. | DESTROY WHEN 2 YEARS OLD. [GRS 2-22b] |
|
|
2. Reports providing fiscal information on agency payroll. | DESTROY AFTER GAO AUDIT OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. [GRS 2-22c] |
|
|
3. Error reports, ticklers, system operation reports. | DESTROY WHEN RELATED ACTIONS ARE COMPLETED OR WHEN NO LONGER NEEDED, NOT TO EXCEED 2 YEARS. [GRS 2-22a] |
|
|
4. All other reports and data. | DESTROY WHEN 3 YEARS OLD. [GRS 2-22] |
|
|
B. PAYROLL FILES INCLUDING: PAYROLL CONTROL FILES PAYROLL CHANGE FILES | SEE SCHEDULE 9FINANCIAL MANAGEMENT RECORDS | |
3550
|
47PASR
|
PAYROLL SYSTEM - NASA 10 PAYS Records in this system include payroll, employee leave, insurance, labor and human resource distribution, and overtime information. |
RECORDS ARE RETAINED FOR AUDIT BY THE GENERAL ACCOUNTING OFFICE AND ARE TRANSFERRED TO THE NATIONAL PERSONNEL RECORDS CENTER, 111 WINNEBAGO STREET, ST. LOUIS, MO 63118, ANYWHERE FROM 1 TO 3 YEARS. THOSE TRANSFERRED TO NPRC WILL BE DESTROYED WHEN 10 YEARS OLD BY NPRC. SEE EACH RECORD CATEGORY WITHIN THIS SCHEDULE FOR SPECIFIC INSTRUCTIONS ON EACH RECORD SERIES. [GRS 2] |
3553 |
|
Waiver of Pay/Retirement Reduction for Military or Civilian Retirees | Contact Center Records Mgr. |
3571 |
|
Travel and Transportation for Recruitment | Contact Center Records Mgr. |
3590 |
|
Allowances and Differentials | Contact Center Records Mgr. |
3591 |
|
Allowances and Differentials Payable in Non-Foreign Areas | Contact Center Records Mgr. |
3592 |
|
Overseas Allowances and Post Differentials | Contact Center Records Mgr. |
3593 |
|
Subsistence, Quarters, and Laundry | Contact Center Records Mgr. |
3594 |
|
Allowances for Uniforms | Contact Center Records Mgr. |
3600 |
|
Time and Attendance |
(see below)
|
3600
|
48
|
TIME AND ATTENDANCE REPORTS A. All time and attendance records upon which leave input data is based, such as time or sign-in sheets; time cards (i.e., OF 1130); flexitime records; leave applications for jury and military duty, authorized premium pay or overtime, maintained at duty post. Records may be in either machine readable or paper form. |
|
|
1. Payroll preparation and processing copies. | DESTROY AFTER GAO AUDIT OR WHEN 6 YEARS OLD, WHICHEVER IS SOONER. [GRS 2-7] (N 4-2) |
|
|
2. All other copies (including those as maintained by timekeepers). Records in either paper or machine readable form used to input time and attendance data into a payroll system, maintained either by the Agency or a payroll processor (separate company/organ). | DESTROY AFTER GAO AUDIT OR WHEN 6 YEARS OLD, WHICHEVER IS SOONER. [GRS 2-8] |
|
|
B. Flextime Attendance RecordsSupplemental time and attendance records, such as sign-in/sign-out sheets and work reports, used for time accounting under Flextime systems. | SEE DISPOSITION A.2 ABOVE. | |
3610 |
|
Hours of Duty | Contact Center Records Mgr. |
3630 |
|
Absence and Leave |
(see below)
|
3630
|
49
|
LEAVE RECORDS A. LEAVE REQUESTS/APPLICATIONS Application for leave, SF 71, or equivalent and supporting papers relating to request for and approval of taking leave. |
|
|
1. If timecard or equivalent has been initialed by employee. | DESTROY AT END OF FOLLOWING PAY PERIOD. [GRS 2-6a] (N 4-3) |
|
|
2. If timecard or equivalent has not been initialed by employee. | DESTROY AFTER GAO AUDIT OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER [GRS 2-6b] |
|
|
B. LEAVE DATA FILES Record of employee leave, such as SF 1150, prepared upon transfer or separation. |
||
|
1. Original copy of SF 1150. | FILE ON RIGHT SIDE OF OPF. SEE ITEM 1 OF THIS SCHEDULE. [GRS 2-9a] (N 4-4) |
|
|
2. Creating Agency copy, when maintained. | DESTROY WHEN 3 YEARS OLD. [GRS 2-9b] |
|
49
|
C. DONATED LEAVE PROGRAM Case files documenting the receipt and donation of leave formedical emergencies, including recipient applications, Agency approvals or denials, medical or physician certifications, leave donation records or OF 630-A, supervisor/timekeeper approvals, leave transfer records, payroll notification records, and leave program termination records. |
BEGINNING IN JANUARY 1994, DESTROY CLOSED CASES ONE YEAR AFTER THE END OF THE YEAR IN WHICH THE FILES ARE CLOSED. [GRS 1-37] |
|
See Item 3/49C |
|
D. DONATED LEAVE PROGRAM | |
3700 |
|
Personnel Relations and Services |
(see below)
|
See AFS 3050, Item 3/2.5 |
50
|
EQUAL EMPLOYMENT OPPORTUNITY (EEO) RECORDS | |
3700
|
51
|
COMMENDATION/COMPLAINT CORRESPONDENCE FILES Anonymous letters, letters of commendation, complaint, criticism, and suggestions and replies thereto, excluding those on the basis of which investigations were made or administrative action taken and those incorporated into individual personnel records. |
DESTROY WHEN 3 MONTHS OLD.[GRS 14-5] |
3710 |
|
Personnel Relations |
(see below)
|
3710
|
52
|
LABOR MANAGEMENT RELATIONS RECORDS A. GENERAL RECORDS/CASE FILES Correspondence, memoranda, reports and other records relating to the relationship between management and employee unions or other groups. |
|
|
1. Office negotiating agreement. | DESTROY 5 YEARS AFTER EXPIRATION AGREEMENT. [GRS 1-28a(1)] (N 15-44) |
|
|
2. Other offices. | DESTROY WHEN SUPERSEDED OR OBSOLETE. [GRS 1-28a(2)] |
|
|
B. LABOR ARBITRATION (General) and Case Files Correspondence, forms, and background papers relating to labor arbitration cases. |
DESTROY 5 YEARS AFTER FINAL RESOLUTION OF CASE [GRS 1-28b] |
|
|
C. LABOR RELATION FILES - Work Stoppages/Strikes Documents relating to work stoppages, strikes, and disputes affecting NASA contracts; includes strike reports, reports of work stoppages, correspondence, plans to settle disputes, and all related documents. |
||
|
1. Headquarters | * PERMANENT * RETIRE TO FRC WHEN INACTIVE. TRANSFER TO NARA WHEN 10 YEARS OLD. <DA: N1-255-89-4> |
|
52
|
2. Centers | DESTROY WHEN 5 YEARS OLD <DA: N1-255-89-4> |
|
3711 |
|
Employee Management Relations | (see below) |
3711
|
53
|
INTERVIEW RECORDS Correspondence, reports and other records relating to interviews with employees, including entrance and exit interview, also complaint interviews. |
DESTROY 6 MONTHS AFTER TRANSFER OR SEPARATION OF EMPLOYEE. [GRS 1-8] (N 15-7) |
3712 |
|
Employee Organization and Activities | Contact Center Records Mgr. |
3713 |
|
Nondiscrimination | Contact Center Records Mgr. |
3715 |
|
Nondisciplinary Separations, Demotions and Furloughs | Contact Center Records Mgr. |
3730 |
|
Suitability and Conduct | Contact Center Records Mgr. |
3731 |
|
Suitability | Contact Center Records Mgr. |
3733 |
|
Political Activities of Federal Employees | Contact Center Records Mgr. |
3734 |
|
Holding State or Local Office | Contact Center Records Mgr. |
3735 |
|
Employee Responsibilities and Conduct | Contact Center Records Mgr. |
3736 |
|
Employee Investigations | Contact Center Records Mgr. |
3750 |
|
Discipline and Adverse Actions | Contact Center Records Mgr. |
3751 |
|
Discipline | Contact Center Records Mgr. |
3752 |
|
Adverse Actions | Contact Center Records Mgr. |
3770 |
|
Remedies | Contact Center Records Mgr. |
3771 |
|
Employee Grievances and Administrative Appeal |
(see below)
|
3771
|
54
|
GRIEVANCE, DISCIPLINARY AND ADVERSE ACTION FILES A. GRIEVANCE, APPEALS FILES (5 CFR 771) Records originating in the review of grievance and appeals raised by Agency employees, except EEO complaints. These case files include statement of witnesses; reports of interviews and hearings; examiner+s findings and recommendations; a copy of the original decision; related correspondence and exhibits; and, records relating to a reconsideration request. |
DESTROY 5 YEARS AFTER CASE IS CLOSED. [GRS 1-30a] |
|
B. APPEAL RECORD FILES Copy of decisions rendered, review decisions, related correspondence, and other documentation, except record copies of official documents affecting personnel actions. |
DESTROY 7 YEARS AFTER CASE IS CLOSED. <DA: N1-255-89-4> (N 15-43) |
|
|
C. ADVERSE ACTION FILES (5 CFR 752) Case files and related records created in reviewing an adverse action (disciplinary or non-disciplinary removal, suspension, leave without pay, reduction-in force) against an employee. The file includes a copy of the proposed adverse action with supporting papers; merit systems protection board cases (MSPB); statements of witnesses; employee+s reply; hearing notices, reports and decision; reversal of actions; and appeal records, EXCLUDING letters of reprimand which are filed in the OPF. |
DESTROY 5 YEARS AFTER CASE IS CLOSED. [GRS 1-30b] |
|
3772 |
|
Appeals to the Commission | Contact Center Records Mgr. |
3790 |
|
Services to Employees (General) | Contact Center Records Mgr. |
3792 |
|
Employee Assistance Program | Contact Center Records Mgr. |
3800 |
|
Insurance and Annuities |
(see below)
|
3800
|
55
|
INSURANCE DEDUCTION FILES Reports and related papers including copies of vouchers and schedules of payments pertaining to insurance deductions. |
DESTROY AFTER GAO AUDIT OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. [GRS 2-15b] (N 4-16) |
3800
|
56
|
NASA EMPLOYEES BENEFIT ASSOCIATION INSURANCE FILES (NEBA) (DFRF ONLY) Records in this series may include but are not limited to the following NASA Employees Benefit Association (NEBA) general correspondence, material related to insurance claims related to life/travel, correspondence claims, bank statements and quarterly reports, distribution surveys, audit reports, and reports on unliquidated obligations. |
|
|
A. ORIGINAL DOCUMENTATION | RETIRE RECORDS/CASE FILES TO FRC ONE YEAR AFTER FISCAL YEAR IN WHICH CLAIM/CASE OR REPORT IS RECEIVED, COMPLETED, OR CLOSED. DESTROY FILES 6 YEARS AND 3 MONTHS AFTER THE END OF THE FISCAL YEAR IN WHICH THE RECORDS WERE CREATED, RECEIVED, OR CLOSED. <DA: N1-255-89-4> |
|
|
B. ALL OTHER COPIES | DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-89-4> |
|
3810 |
|
Injury Compensation | |
3810
|
56.5
|
INJURY COMPENSATION FILES | |
|
A. Center or other office+s case files for Worker's CompensationProgram claims for on-the-job injuries, including copies of medical reports, forms, correspondence, related investigatory records, decisions, and any other material pertinent to the case, whether or not a claim for compensation was made. EXCLUDING copies of any payment records filed in the Employee's Payroll Records, copies filed in the Employee Medical Folder and copies submitted to the Department of Labor. | CUT OFF ON TERMINATION OF COMPENSATION OR WHEN DEADLINE FOR FILING A CLAIM HAS PASSED. DESTROY 3 YEARS AFTER CUTOFF. [GRS 1-31] |
|
|
B. Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by A. above. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. | ||
56.5
|
1. Copies that have no further administrative value after the recordkeeping copy is made. Includes copies maintained by individuals in personal files, personal electronic mail directories, or other personal directories on hard disk or network drives, and copies on shared network drives that are used only to produce the recordkeeping copy. | DESTROY/DELETE WITHIN 180 DAYS AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. [GRS 1-43/a] |
|
|
2. Copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DESTROY/DELETE WHEN DISSEMINATION, REVISION, ORUPDATING IS COMPLETED. [GRS 1-43/b] |
|
3830 |
|
Retirement and Social Security | Contact Center Records Mgr. |
3831 |
|
Retirement |
(see below)
|
3831
|
57
|
RETIREMENT FILES A. REPORTS AND REGISTERS Reports, registers, or other control documents, and other records relating to retirement, such as SF 2807 or equivalent. |
FOR CSRS/FERS RELATED RECORDS, DESTROY UPON RECEIPT OF OFFICIAL OPM ACCEPTANCE OF ANNUAL SUMMARY. [GRS 2-28] (N 4-15) |
|
B. ASSISTANCE FILES Correspondence, memoranda, annuity estimates, and other records used to assist retiring employees or survivors claim insurance or retirement benefits. |
DESTROY WHEN 1 YEAR OLD. [GRS 1-39] |
|
3832 |
|
Old Age and Survivors Insurance | Contact Center Records Mgr. |
3850 |
|
Unemployment Compensation |
(see below)
|
3850
|
58
|
UNEMPLOYMENT COMPENSATION DATA REQUEST FILES Requests for wage and separation data to be used in connection with unemployment compensation claims, and related papers, including requests for information, notice of refusal of work offer, and related papers. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> (N 4-18) |
3870 |
|
Group Life Insurance |
(see below)
|
3870
|
59
|
MONETARY BENEFITS FILES Documents relating to the origination, implementation or monitoring of employee benefits, such as Group Life Insurance and health plans, which have a cash value but are not a part of salary wages, or other direct compensation. |
DESTROY WHEN 5 YEARS OLD. <DA: N1-255-89-4> (N 15-23) |
3890 |
|
Group Health Insurance | Contact Center Records Mgr. |
3900 |
|
General and Miscellaneous |
(see below)
|
3900
|
60
|
MISCELLANEOUS CORRESPONDENCE AND FORMS - PERSONNEL Operating personnel office records relating to individual employees not maintained in OPFs and not provided for elsewhere in this schedule. |
DESTROY WHEN 1 YEAR OLD. [GRS 1-39] |
60
|
A. CORRESPONDENCE AND FORMS RELATING TO PENDING PERSONNEL ACTIONS | DESTROY WHEN ACTION IS COMPLETED. [GRS 1-17a] (N 15-18) |
|
|
B. RETENTION REGISTERS 1. Registers and related records from which reduction-in-force actions have been taken or used to effect such action. |
DESTROY WHEN 2 YEARS OLD. [GRS 1-17b(1)] |
|
|
2. Registers from which NO reduction-in-force actions have been taken and related records. | DESTROY WHEN SUPERSEDED OR OBSOLETE. [GRS 1-17b(2)] |
|
|
C. ALL OTHER CORRESPONDENCE AND FORMS | DESTROY WHEN 6 MONTHS OLD. [GRS 1-17c] |
|
3930 |
|
Programs for Specific Positions and Examinations | Contact Center Records Mgr. |
3933 |
|
Qualification Requirements for Specific Positions | Contact Center Records Mgr. |
3938 |
|
Classification and Pay for Specific Positions | Contact Center Records Mgr. |
3940 |
|
Charity Drives, Contributions, and Solicitations |
(see below)
|
3940
|
61
|
CHARITY DRIVES, CONTRIBUTIONS, AND OTHER ACTIVITIES | |
|
A. Records of quasi-official nature, memoranda, and other papers that do not serve as the basis of official actions, such as notices of holidays or charity and welfare fund appeals, bond campaigns, voluntary activities, and similar papers. | DESTROY IMMEDIATELY, OR WHEN NO LONGER NEEDED FOR REFERENCE, OR UNDER A PREDETERMINED SCHEDULE OR BUSINESS RULE (E.G., IMPLEMENTING THE AUTO-DELETE FEATURE OF -LIVE+ ELECTRONIC MAIL SYSTEMS). [GRS 23-7] (N 1-9d) |
|
|
B. Records which document and serve as the basis for official actions. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> |
|
3950 |
|
Credit Unions and Banking Facilities | Contact Center Records Mgr. |
3960 |
|
United States Savings Bonds |
(see below)
|
3960
|
62
|
INDIVIDUAL AUTHORIZED ALLOTMENT(S) FILES A. COMBINED FEDERAL CAMPAIGN AND OTHER ALLOTMENT AUTHORIZATIONS Authorization for individual allotments to the Combined Federal Campaign. |
DESTROY AFTER GAO AUDIT OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. [GRS 2-15a] (N 4-10) |
|
B. UNION DUES/SAVINGS Other authorizations, such as union dues and/or savings. |
DESTROY AFTER GAO AUDIT OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER [GRS 2-15b] |
|
62
|
C. THRIFT SAVINGS PLAN ELECTION FORM Form TSP-1 authorizing deduction of employee contribution to the Thrift Savings Plan. |
DESTROY WHEN SUPERSEDED OR AFTER SEPARATION OF EMPLOYEE. [GRS 2-16] |
|
|
D. BOND PURCHASE FILES 1. U.S. Savings Bond Authorizations, SF 1192, or equivalent. |
DESTROY WHEN SUPERSEDED OR AFTER SEPARATION OF EMPLOYEE. [GRS 2-14a] (N 4-11) |
|
|
2. Bond registration files: issuing Agent+s copies of bond registration stubs. | DESTROY 4 MONTHS AFTER DATE OF ISSUANCE OF BOND. [GRS 2-14b] |
|
|
3. Bond receipt and transmittal files: receipts for and transmittals of U.S. Savings Bonds. | DESTROY 4 MONTHS AFTER DATE OF ISSUANCE OF BOND. [GRS 2-14c] |
|
3970 |
|
Space Flight Participants | Contact Center Records Mgr. |
3981 |
|
Personnel Authorities |
(see below)
|
3981
|
63
|
UTILIZATION OF PERSONNEL AUTHORITIES Office of Personnel Management (OPM) required documentation of the utilization of personnel authorities under OPM delegation agreements. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> |
|
|||
|
END OF SCHEDULE |
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices. This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future.
The records described in Schedule 4 pertain to NASA property and supply management functions. These records are created and accumulated by organizations that have management control or formulate and prescribe property and supply policies and procedures and by activities and offices applying these procedures. This schedule describes the pertinent records categories and specifies the retention period and disposition for each.
AFS #
|
ITEM
|
SUBJECT AREA OR RECORD TITLE
DESCRIPTION OF RECORD SERIES |
RETENTION
<Authority> |
4000-4999 |
|
PROPERTY AND SUPPLY |
(see below)
|
0.1
|
ELECTRONIC MAIL AND WORDPROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and wordprocessing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. This disposition applies to electronic copies of all items covered under Disposition Jobs N1-255-89-4, N1-255-91-4, and N1-255-90-7 in the NASA Records Retention Schedule 4. This disposition does not apply to any item already covered by the General Records Schedules. |
||
|
A. Electronic copies created on electronic mail and word processing systems that have no further administrative value after recordkeeping copy is made. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED AND DISSEMINATION, REVISION, OR UPDATING IS COMPLETED.<DA: N9-255-00-04> | |
|
B. Electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DELETE WHEN DISSEMINATI0N, REVISION OR UPDATING IS COMPLETED. <DA: N9-255-00-04> |
|
4000 |
|
Property and Supply (General) | (see below) |
4000
|
1
|
LOST AND FOUND ACCOUNTABILITY FILES | |
|
Reports, loss statements, receipts, and other papers relating to lost and found articles | DESTROY WHEN 1 YEAR OLD. <DA: N1-255-89-4> (N 12-23) |
|
4010 |
|
Government Property Responsibility | Contact Center Records Mgr. |
4020 |
|
Property Surveys - Lost, Damaged, and Destroyed |
(see below)
|
4020
|
2
|
REPORT OF SURVEY FILES Documents maintained for the purpose of review of circumstances concerning the loss, unserviceability, or destruction of Government property of funds, and for determination of the question of pecuniary or other responsibilities. |
|
|
A. Files involving pecuniary liability. | RECORDS MAY BE RETIRED TO FRC 2 YEARS AFTER FINAL ACTION. DESTROY 10 YEARS AFTER DATE OF ACTION. <DA: N1-255-89-4> (N 17-26) |
|
|
B. Report of survey files and other papers used as evidence for adjustment of inventory records and not otherwise covered in this Schedule. | DESTROY 2 YEARS AFTER DATE OF SURVEY ACTION OR DATE OF POSTING MEDIUM. [GRS 3-9c] |
|
2
|
C. All other office/copies | DESTROY WHEN OBSOLETE OR SUPERSEDED, OR 3 YEARS OLD WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
4030 |
|
Workload and Planning | Contact Center Records Mgr. |
4040 |
|
Supply Sampling | Contact Center Records Mgr. |
4050 |
|
Sources of Supply | Contact Center Records Mgr. |
4060 |
|
Returnable Containers | Contact Center Records Mgr. |
4100 |
|
Inventory Management (General) |
(see below)
|
4100
|
3
|
INVENTORY FILES | |
|
A. INVENTORY FILES/LISTS | DESTROY 2 YEARS FROM DATE OF LIST. [GRS 3-9a] (N 17-24) |
|
|
B. INVENTORY CARDS | DESTROY 2 YEARS AFTER DISCONTINUANCE OF ITEM OR 2 YEARS AFTER STOCK BALANCE IS TRANSFERRED TO NEW CARD OR RECORDED UNDER A NEW CLASSIFICATION OR 2 YEARS AFTER EQUIPMENT IS REMOVED FROM AGENCY CONTROL. [GRS 3-9b] |
|
4100
|
4
|
CAPITALIZED EQUIPMENT REGISTER | |
|
Register showing serial or inventory number of all capitalized equipment currently used or in storage at the Centers. | DESTROY ON DISCONTINUANCE OFINSTALLATION<DA: N1-255-89-4> (N 18-7) | |
4110 |
|
Criteria for Inventory | Contact Center Records Mgr. |
4120 |
|
Management of Stores Stock | (see below) |
4120
|
5
|
STORES RECORDS | |
|
A. INVOICE FILES Invoices or equivalent papers used for stores accounting purposes. | DESTROY WHEN 3 YEARS OLD. [GRS 8-2] (N 5-2) |
|
|
B. ACCOUNTING WORK PAPERS Work papers used in accumulating stores accounting data. | DESTROY WHEN 2 YEARS OLD. [GRS 8-4] (N 5-4) |
|
|
C. ACCOUNTING FILES Stores accounting returns and reports. | DESTROY WHEN 3 YEARS OLD. [GRS 8-3] (N 5-3) |
|
4130 |
|
Physical Inventory | (see below) |
4130
|
6
|
MECHANIZED PROPERTY AND SUPPLY RECORDS (TRANSACTION REGISTER) | |
|
A. Mechanized register reflecting stock items having activity during period covered by the register. This register is an audit trail of stock items and includes transactions such as the following: | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> (N 17-45) |
|
|
Transactions establishing new items, receipts, issues of due-in+s; due-out+s; inventory adjustments. | ||
|
B. All other offices/copies | DESTROY WHEN OBSOLETE OR SUPERSEDED OR WHEN 2 YEARS OLD WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
4200 |
|
Equipment Management (General) | (see below) |
4200
|
7
|
SPACE AND MAINTENANCE - GENERAL A. Report(s) from Centers to Headquarters concerning maintenance, repair, and operations. |
|
|
1. Headquarters (OPR) | DESTROY WHEN 3 YEARS OLD.<DA: N1-255-89-4> (N 18-9a2) | |
|
2. Centers (OPR) | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-89-4> (N 18-9a1) |
|
|
B. Reports consolidated by Headquarters from reports described in Item 9a of this Schedule. | ||
|
1. Headquarters | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-89-4> |
|
|
2. All other offices/copies | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> |
|
|
C. Correspondence Files | ||
|
Correspondence files of the unit responsible for space and maintenance matters, pertaining to its own administration and operation and related papers. | DESTROY WHEN 2 YEARS OLD. [GRS 11-1] |
|
4210 |
|
Property Accountability and Controls |
(see below)
|
4210
|
8
|
PROPERTY FILES | |
|
A. PROPERTY PASS | ||
|
Property pass files, authorizing removal of property or materials from any NASA Centers. This includes hand receipts for materials loaned or issued for use and are to be returned. | DESTROY 3 MONTHS AFTER EXPIRATION OR REVOCATION. [GRS 18-12} |
|
8
|
B. LOAN AGREEMENT FILES | ||
|
Case files, including legal agreements, correspondence, and related papers pertaining to temporary property loans. Loan agreements are with outside organizations, i.e., other Government agencies, educational institutions, individuals, profit and nonprofit organizations, who are borrowing NASA property or who are loaning property to NASA at no cost. | RETIRE TO FRC 2 YEARS AFTER THE END OF THE FISCAL YEAR IN WHICH THE PROPERTY IS RETURNED. DESTROY 6 YEARS AFTER THE END OF THE FISCAL YEAR IN WHICH THE PROPERTY WAS RETURNED. <DA: N1-255-91-4> |
|
|
C. PROPERTY SHIPPING RECORDS Documents reflecting the movement (shipping) of items to/from NASA Centers by a commercial shipper or contractor. Records are normally maintained in the NASA Center Shipping/Receiving organization or Property Equipment organization. |
||
|
1. Office of Primary Responsibility - (JSC only) (a) Hardcopy (b) CD-Rom file, cutoff date is date CD-ROM created (1(a) above). |
CUTOFF AT END OF CALENDAR YEAR. CONVERT TO CD-ROM 18 MONTHS AFTER CUT OFF DATE. DESTROY HARDCOPY AFTER CD-ROM CONVERSION IS VERIFIED AND WHEN HARDCOPY IS 3 YEARS OLD. <DA: Nl-255-01-3> KEEP FOR 3 YEARS, DESTROY WHEN REFERENCE VALUE CEASES OR WHEN 20 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-01-3> |
|
|
2. Office of Primary Responsibility - (All Centers except JSC) Hardcopy. Cutoff date is end of calendar year. |
KEEP FOR 3 YEARS, DESTROY WHEN REFERENCE VALUE CEASES OR WHEN 20 YEARS OLD, WHICHEVER IS SOONER <DA: N1-255-01-3> |
|
|
3. All other Office+s copies, cutoff date is date of document. | DESTROY WHEN NO LONGER NEEDED OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-01-3> |
|
|
4. Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-01-3 |
|
4220 |
|
Use and Replacement Standards for Office Furniture/Furnishings | Contact Center Records Mgr. |
4300 |
|
Utilization and Disposal | Contact Center Records Mgr. |
4310 |
|
Utilization and Excess | Contact Center Records Mgr. |
4320 |
|
Disposal of Surplus and Personal Property |
(see below)
|
4320 |
9
|
SURPLUS PROPERTY FILES | |
|
A. DONATION FILES | ||
|
Case files on surplus property donated to Health, Education, and Welfare, including pertinent HEW forms, shipping documents and related correspondence. | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-89-4> (N 18-8) |
|
|
B. CASE FILES Case files on sales of surplus personal property, comprising invitation, bids, acceptances, lists of materials, evidence of sales, and related correspondence. |
||
|
1. Transactions of more than $25,000. | DESTROY 6 YEARS AFTER FINAL PAYMENT. [GRS 4-3a] |
|
|
2. Transactions of $25,000 or less. | DESTROY 3 YEARS AFTER FINAL PAYMENT. [GRS 4-3b] |
|
|
3. Unique files that set precedent relating to transactions over $100,000. (Precedent setting transactions include sale or donation of goods to foreign nations and international organizations.) | *PERMANENT* RETIRE RECORDS TO FRC AFTER FINAL PAYMENT, TRANSFER TO NARA 5 YEARS AFTER FINAL PAYMENT. <DA: N1-255-89-4> (N 18-5c) |
|
4340 |
|
Disposal of Property at Foreign Offices | Contact Center Records Mgr. |
4350 |
|
Exchange and Sale of Property | Contact Center Records Mgr. |
4360 |
|
Reporting of Excess Surplus Property |
(see below)
|
4360
|
10
|
EXCESS PROPERTY | |
|
|
Copies of reports to GSA, correspondence and related papers regarding excess personal property. | DESTROY WHEN 3 YEARS OLD. [GRS 4-2] |
4360
|
11
|
PLANT CLEARANCE FILES - CONTRACTOR EXCESS PROPERTY | |
|
These files document the reporting, processing, and disposition of Government furnished property/equipment provided to contractors that has become excess to their needs. These case files can consist of documentation on the excess personal property turned in to the Center Plant Clearance Officer by cost-type onsite contractors. | DESTROY 3 YEARS AFTER YEAR IN WHICH CASE IS CLOSED. <DA: N1-255-90-7> |
|
4370 |
|
Cannibalization of Equipment | Contact Center Records Mgr. |
4400 |
|
Supply Cataloging | Contact Center Records Mgr. |
4410 |
|
Maintenance of Federal Cataloging | Contact Center Records Mgr. |
4420 |
|
Provisioning Screening Procedures | Contact Center Records Mgr. |
4430 |
|
Local Stock Lists | Contact Center Records Mgr. |
4500 |
|
Storage Distribution |
(see below)
|
4500
|
12
|
CONTROLLED MATERIAL FILES A. Reports on allotments, unused balances, and related matters. | |
12
|
1. Office of primary responsibility. | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-89-4> (N 17-15) |
|
|
2. All other offices/copies. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-89-4> |
|
|
B. Documents, ledgers, and similar documents used to control and account for controlled materials. | ||
|
1. Office of primary responsibility | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-89-4> (N 17-17) |
|
|
2. All other offices/copies | DESTROY WHEN 2 YEARS OLD. <DA; N1-255-89 4> |
|
|
C. Allotment case files used to control and account for controlled materials. | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-89-4> (N 17-10) |
|
4500
|
13
|
ALLOCATION FILES | |
|
|
Documents reflecting the distribution of controlled materials from DOD to NASA Headquarters, and further allocations within NASA to allocating agencies. Included are documents indicating material requirements, allocation decisions, tentative allocations, requests for allocation concurrence, allocations, and similar data. | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-89-4> (N 17-13) |
4500
|
14
|
PRIORITY RATING CASE FILES | |
|
|
Documents used in establishing the priority use of controlled materials by contractors. | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-89-4> (N 17-14) |
4500
|
15
|
DEFENSE MATERIAL SYSTEM INSTRUCTION FILES | |
|
Documents providing direction and guidance for the NASA program designed to control materials designated as critical by the Defense Materials System. Included are basic directives, procedures, coordination actions, studies, interpretations, and documents containing factoring data embodied in weight information, engineering estimates, and bills of materials. | DESTROY WHEN 2 YEARS OLD OR WHEN SUPERSEDED OR OBSOLETE, WHICHEVER APPLIES. <DA; N1-255-89-4> (N 17-12) |
|
4510 |
|
Storage Standards Criteria | Contact Center Records Mgr. |
4520 |
|
Receiving and Inspection Processes | Contact Center Records Mgr. |
4530 |
|
Distribution Processes | Contact Center Records Mgr. |
4600 |
|
Expanded Supply Control | Contact Center Records Mgr. |
4610 |
|
On-Site Working Stores | Contact Center Records Mgr. |
|
|||
|
END OF SCHEDULE |
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices. This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future.
The records described in Schedule 5 pertain to the management and operation of NASA procurement and contracting functions. They are created and accumulated by organizations that have management control or formulate and prescribe procurement policies and procedures and by activities and offices applying these procedures. The schedule describes the pertinent records categories and specifies the retention period and disposition for each.
Agency procurement records document the acquisition of goods and nonpersonal services, reporting procurement needs, and related matters which are a part of daily procurement operations. The basic procurement files reflect a considerable range of procedures, from simple, small purchases to complicated prime contractor and subcontractor operations. Records created prior to 1958 must be offered to NARA for appraisal before applying the disposition instructions. All agencies have official contract files, which contain a minimum core of specified documents, but there are also other documents that vary in accordance with what each agency deems to be best for its own operating purposes. All of these documents make up the official file copy.
The key procurement file is the transaction case file containing the formal contract or informal purchase order or lease instruments and all related papers. The documents flowing into the file differ in detail, but they include, in addition to the purchase document, specifications, bids, schedules of delivery, initiating requisition, invoices, and correspondence. Other copies of these documents, made for expediting and other administrative purposes, are scattered throughout the inspection, shipping expediting, and other units of the agency procurement organization and are not considered a part of the official file. Other files related to procurement are the special documents referred to as title papers which document the acquisition of real property (by purchase, condemnation, donation, exchange or otherwise) these records are handled under Schedule 8 of this handbook.
This schedule also includes some of the records relating to grant programs. Since grant programs document projects contracted between this Agency and an outside party, these records are included as an adjunct to the procurement records.
AFS #
|
ITEM
|
SUBJECT AREA OR RECORD TITLE
DESCRIPTION OF RECORD SERIES |
RETENTION
<Authority> |
5000-5999 |
|
PROCUREMENT/SMALL BUSINESS/INDUSTRIAL RELATIONS |
(see below)
|
0.1
|
ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word- processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. This disposition applies to electronic copies of all items covered under Disposition Job N1-255-94-2 in the NASA Records Retention Schedule 5. This disposition does not apply to any item already covered by the General Records Schedules. |
||
|
A. Electronic copies created on electronic mail and word processing systems that have no further administrative value after recordkeeping copy is made. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED AND DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <DA: N9-255-00-04> |
|
|
B. Electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DELETE WHEN DISSEMINATION, REVISION OR UPDATING IS COMPLETED. <DA: N9-255-00-04> |
|
5000 |
|
Procurement/Small Business/Industrial Relations (General) | Contact Center Records Mgr. |
5100 |
|
Procurement (Contracts) - General |
(see below)
|
5100
|
1
|
PROCUREMENT FILES Contracts, requisitions, purchase orders, leases, bonds, and surety records, including correspondence and related papers pertaining to award, administration, receipt, inspection and payment (other than those covered in Items: 13, 19, and Schedule 8) or described in 48 CFR, FAR. NOTE: 6 years/3 months converts the fiscal year to calendar year. GAO audits are based on calendar year. A. PROCUREMENT OR PURCHASE ORGANIZATION COPY AND RELATED PAPERS NECESSARY FOR GAO OR INTERNAL AUDIT PURPOSES |
|
|
1. Transactions dated on or after July 3, 1995 (the effective date of the Federal Acquisition Regulations (FAR) rule defining "simplified acquisition threshold).+ | ||
1
|
(a) Transactions that exceed the simplified acquisition threshold and all construction contracts exceeding $2,000. | DESTROY 6 YEARS AND 3 MONTHS AFTER FINAL PAYMENT. [GRS 3-3a(1)(a)] (N 17-1) |
|
|
(b) Transactions at or below the simplified acquisition threshold and all construction contracts at or below $2,000. | DESTROY 3 YEARS AFTER FINAL PAYMENT. [GRS 3-3a(1)(b)] |
|
|
2. Transactions dated earlier than July 3, 1995. | ||
|
(a) Transactions that utilize other than small purchase procedures and all construction contracts exceeding $2,000. | DESTROY 6 YEARS AND 3 MONTHS AFTER FINAL PAYMENT. [GRS 3-3a(2)(a)] |
|
|
(b) Transactions that utilize small purchase procedures and all construction contracts under $2,000. | DESTROY 3 YEARS AFTER FINAL PAYMENT. [GRS 3-3a(2)(b)] |
|
|
3. Selected case (by the AA for Procurement) that set precedent or are unusual and pertain to purchases of spacecraft or major innovations in intra-atmospheric flight, highspeed research aircraft, etc. (Transactions of more than 1 million dollars.) | * PERMANENT * RETIRE TO FRC 2 YEARS AFTER FINAL PAYMENT. TRANSFER TO NARA 10 YEARS AFTER FINAL PAYMENT. <DA: N1-255-94-2> |
|
|
B. OBLIGATION COPY | DESTROY WHEN FUNDS ARE OBLIGATED. [GRS 3-3b] |
|
|
C. DATA SUBMITTED TO THE FEDERAL PROCUREMENT DATA SYSTEM (FPDS) Electronic data files maintained by fiscal year, containing unclassified records of all procurements, other than small purchases, and consisting of information required under 48 CFR 4.601 for transfer to the FPDS. |
DESTROY OR DELETE WHEN 5 YEARS OLD. [GRS 3-3d] |
|
|
D. HEADQUARTERS FILES PERTAINING TO CONTRACTS AND AMENDMENTS AWARDED BY CENTERS | RETIRE TO FRC 2 YEARS AFTER FINAL PAYMENT. DESTROY 6 YEARS AFTER FINAL PAYMENT. <DA: N1-255-94-2> |
|
|
E. UNIQUE PROCUREMENT FILES Unique procurement files located in regional FRC's that are appraised as having permanent value by NARA. (Unique procurement files not yet retired to the FRC's, See Item 1A3 above.) |
* PERMANENT * TRANSFER TO NARA AT TIME OF NARA APPRAISAL OR WHEN 10 YEARS OLD. <DA: N1-255-94-2> |
|
|
F. ALL OTHER OFFICES/COPIES Other copies of records described above used by component elements of a procurement office for administrative purposes. |
DESTROY UPON TERMINATION OR COMPLETION. [GRS 3-3c] |
|
5100
|
2
|
PROCUREMENT CONTROL FILES | |
|
|
Indexes, registers, logs, or other records relating to control of assigning numbers, or identifying projects, applications, contracts, and grants. | DESTROY OR DELETE WHEN 2 YEARS OLD OR 2 YEARS AFTER THE DATE OF THE LATEST ENTRY WHICHEVER IS APPLICABLE. [GRS 23-8] (N 17-2) |
5100
|
3
|
STATUS REPORTS ON PRIME AND SUBCONTRACT AWARDS Machine reports (ADP printouts) on NASA prime and subcontract awards; listings of active contracts by Center, by contractor, by place of performance, by project, including monthly and quarterly summaries, monthly procurement action reports, subcontracts awarded by prime contractors and their first tier subcontractors. |
|
|
|
A. OFFICE OF PRIMARY RESPONSIBILITY(NASA Headquarters) | RETIRE TO FRC 1 YEAR AFTER CLOSE OF FISCAL YEAR TO WHICH RECORDS PERTAIN. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-2> (N 17-40) |
|
|
B. CENTERS AND ALL OTHER COPIES | DESTROY WHEN OBSOLETE, SUPERSEDED, OR WHEN 2 YEARS OLD. <DA: N1-255-94-2> |
5100
|
4
|
BIDDERS' LISTS | |
|
A. ACCEPTABLE | ||
|
Lists or card files of acceptable bidders. | DESTROY WHEN SUPERSEDED OR OBSOLETE. [GRS 3-5d] (N 17-8) |
|
|
B. DEBARRED AND SUSPENDED | ||
|
Lists or card files of debarred or suspended bidders. | DESTROY WHEN SUPERSEDED, OBSOLETE, OR 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> (N 17-7) |
|
5100
|
5
|
GENERAL PROCUREMENT CORRESPONDENCE Correspondence files of operating procurement units concerning internal operation and administration matters not covered elsewhere in this schedule. Procurement management survey files, including correspondence and reports concerning surveys of procurement management. |
|
5
|
A. HEADQUARTERS | RETAIN UNTIL REFERENCE VALUE CEASES; THEN DESTROY. <DA: N1-255-94-2> (N 17-48) |
|
|
B. CENTERS AND ALL OTHER OFFICES/COPIES | DESTROY WHEN 2 YEARS OLD. [GRS 3-2] |
|
5101 |
|
Federal Acquisition Regulations (FAR) Systems |
(see below)
|
5101
|
6
|
CONTRACT LEGAL ADVICE | |
|
Documents pertaining to pre-award contract advice concerning patent, copyright, and technical data matters. | RETIRE TO FRC WHEN NO LONGER NEEDED FOR REFERENCE. DESTROY WITH RELATED CONTRACT OR WHEN 25 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-94-2> (N 13-7) |
|
5102 |
|
Definitions of Words and Terms | Contact Center Records Mgr. |
5103 |
|
Improper Business Practices and Personal Conflicts of Interest | Contact Center Records Mgr. |
5104 |
|
Administrative Matters |
(see below)
|
5104
|
7
|
BASIC AGREEMENT FILES Basic agreements are made with individual contractors to set forth the negotiated contract clauses which shall be applicable to future contracts of a specified type entered into between the contractor and NASA during the term of the basic agreements. All basic agreements, current and active, or cancelled or superseded for any one contractor, shall be filed together. |
|
|
A. HEADQUARTERS | DESTROY 2 YEARS AFTER EXPIRATION OF BASIC AGREEMENT. <DA: N1-255-94-2> (N 17-43) |
|
|
B. CENTERS AND ALL OTHER OFFICES/COPIES | RETIRE TO FRC 2 YEARS AFTER FINAL PAYMENT ON CONTRACT PERFORMED BY APPLICABLE CONTRACTOR. DESTROY 4 YEARS AFTER FINAL PAYMENT. <DA: N1-255-94-2> |
|
5104
|
8
|
CONTRACT ADMINISTRATION OF PATENT AND NEW TECHNOLOGY CLAUSES | |
|
|
Documents pertaining to actual administration of patent and new technology clauses in contracts especially pertaining to reporting and processing of inventions required to be reported. | RETIRE TO FRC 2 YEARS AFTER CONTRACT CLOSE-OUT. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-2> (N 13-8) |
5104
|
9
|
SURVEYS OF EVALUATIONS Case files on surveys of evaluations made by NASA procurement offices. |
DESTROY 6 YEARS AFTER FINAL PAYMENT. <DA: N1-255-94-2> (N 17-19) |
5105 |
|
Publicizing Contract Actions | (see below) |
5105
|
10
|
PROCUREMENT ACTION REPORT | |
|
Documents relating to the reporting system designed to provide statistics concerning placement, status, delivery, and settlement of procurement actions. Included are special, quarterly, procurement activity, status, monthly, contractor settlement, semi-annual, consolidated, and summary reports, and related correspondence. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-2> (N 17-11) |
|
5106 |
|
Competition Requirements | Contact Center Records Mgr. |
5107 |
|
Acquisition Planning | Contact Center Records Mgr. |
5108 |
|
Required Sources of Supplies and Services | Contact Center Records Mgr. |
5109 |
|
Contractor Qualifications |
(see below)
|
5109
|
11
|
COMPETENCY CERTIFICATES | |
|
Copies of the certificates, communications, concerning the capacity credit of specific small business concerns. | DISPOSE OF IN ACCORDANCE WITH RELATED CONTRACT. <DA: N1-255-94-2> (N 17-31) |
|
5110 |
|
Market Research | Contact Center Records Mgr. |
5111 |
|
Describing Agency Needs | Contact Center Records Mgr. |
5112 |
|
Acquisition of Commercial Items |
(see below)
|
5112
|
12
|
CONTRACT DEVIATION FILES Requests, approvals, and disapproval of deviations from standard contract or grant forms and clauses. |
|
|
A. HEADQUARTERS | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WITH RELATED CONTRACT. <DA: N1-255-94-2> (N 17-4) |
|
|
B. CONTRACTING OFFICE | DESTROY WITH RELATED CONTRACT FILE. <DA: N1-255-94-2> |
|
|
C. ALL OTHER OFFICES/COPIES | DESTROY WHEN NO LONGER NEEDED OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
5113 |
|
Simplified Acquisition Procedures | Contact Center Records Mgr. |
5114 |
|
Sealed Bidding | Contact Center Records Mgr. |
5115 |
|
Contracting by Negotiation |
(see below)
|
5115
|
13
|
SOURCE EVALUATION BOARD (SEB) FILES | |
13
|
A. ESTABLISHMENT OF BOARD INCLUDING RECORDS CREATED Records and correspondence concerning the competitive solicitation, evaluation, and selection of a contractor to perform a major negotiated contract, including designation of board members, rules for board operations, committee appointments, minutes of all committee and board meetings; records on the evaluation process, criteria, specifications; bidder proposals, and reports of committee actions and findings, including backup material and final SEB reports to the Administrator. |
MAINTAIN AS AN INTEGRAL UNIT. RETIRE AND DESTROY WITH THE RELATED CONTRACT FILE. SEE ITEM 1.A.3. OF THIS SCHEDULE, IF CONTRACT IS PRECEDENT SETTING OR UNIQUE. RETIRING ACTIVITIES PLACE DESTRUCTION DATE ON THE SF 135. <DA: N1-255-94-2> (N 17-39) |
|
|
B. ACTIONS OF THE ADMINISTRATOR (OR HIS DESIGNEE) Records and correspondence concerning deliberations and actions of the Administrator or his designee and other officials participating in these actions relating to the final selection of the contractor based on the SEB's report and presentation(s). NOTE: These files are separate from the Board's files set forth above in A. |
RETIRE TO FRC 1 YEAR AFTER THE END OF THE FISCAL YEAR IN WHICH THE SELECTION TOOK PLACE. DESTROY 6 YEARS AFTER THE FISCAL YEAR IN WHICH THE SELECTION TOOK PLACE. <DA: N1-255-94-2> (N 13-21) |
|
5115
|
14
|
SOLICITED AND UNSOLICITED BIDS AND PROPOSALS FILES (INCLUDING SUCCESSFUL/UNSUCCESSFUL AND REJECTED BIDS) | |
|
A. SUCCESSFUL BIDS/PROPOSALS | DESTROY WITH RELATED CONTRACT CASE FILE (SEE ITEM 1 OF THIS SCHEDULE) [GRS 3-5a] |
|
|
B UNSUCCESSFUL BIDS/PROPOSALS - SOLICITED & UNSOLICITED | ||
|
1. Relating to simplified acquisitions as defined in the FAR, 48 CFR Part 13. | DESTROY 1 YEAR AFTER DATE OF AWARD OR FINAL PAYMENT, WHICHEVER IS LATER. [GRS 3-5b(1)] (N 17-5) |
|
|
2. Relating to transactions above the simplified acquisitions limitations in 48 CFR, Part 13. | ||
|
(a) When filed separately from the contract file. | DESTROY WHEN RELATED CONTRACT IS COMPLETED. [GRS 3-5b(2)(a)] |
|
|
(b) When filed with contract case file. | DESTROY WITH RELATED CONTRACT CASE FILE (SEE ITEM 1 OF THIS SCHEDULE). [GRS 3-5b(2)(b)] |
|
14
|
3. Investigative reports concerning feasibility of unsolicited proposal(s). | ||
|
(a) Reports on proposals resulting in projects. (b) Reports on rejected proposals. | FILE WITH RELATED CONTRACT. DESTROY ACCORDINGLY. <DA: N1-255-94-2> (N 17-9) RETIRE TO FRC WHEN 1 YEAR OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-2> |
|
|
C. CANCELLED SOLICITATIONS | ||
|
1. Formal solicitations of offers to provide products or services (e.g., Invitations for Bids, Requests for Proposals, Requests for Quotations) which are cancelled prior to award of a contract. The files include presolicitation documentation on the requirement, any offers which were opened prior to the cancellation, documentation on any Government action up to the time of cancellation, and evidence of the cancellation. | DESTROY 5 YEARS AFTER DATE OF CANCELLATION. [GRS 3-5c(1)] |
|
|
2. Unopened Bids. | RETURN TO BIDDER. [GRS 3-5c(2)] |
|
|
D. LISTS/CARDS OF BIDDERS | DESTROY WHEN SUPERSEDED OR OBSOLETE. [GRS 3-5d] |
|
5116 |
|
Types of Contracts | Contact Center Records Mgr. |
5117 |
|
Special Contracting Methods | Contact Center Records Mgr. |
5119 |
|
Small Business Programs |
(see below)
|
5119
|
15
|
QUALIFICATION LISTS | |
|
|
Lists of businesses determined to be qualified to participate in the small business program and related documents. | DESTROY WHEN SUPERSEDED, OBSOLETE, OR WHEN 3 YEARS OLD WHICHEVER IS LATER. <DA: N1-255-94-2> (N 17-33) |
5119
|
16
|
SMALL BUSINESS RECORDS | |
|
|
A. REPORTS | |
|
Reports received by small business advisors from NASA procurement offices and from contractors regarding the small business procurement program. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-2> (N 17-32) |
|
|
B. INFORMATION FILES | ||
|
Documents relating to communications or discussions providing small business concerns with information about NASA requirements for the participation of small business concerns in the NASA procurement program. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-2> (N 17-28) |
|
|
C. PROGRAM SURVEY FILES | ||
|
Documents relating to surveys to analyze the effectiveness of the small business program. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-2> (N 17-29) |
|
16
|
D. QUALIFICATION FILES | ||
|
Case files relating to the productive capacity, credit, resources, and similar data about small business concerns to provide information about the availability of additional small business sources to meet current or anticipated requirements of the procurement program. | DESTROY WHEN SUPERSEDED, OBSOLETE, OR WHEN 3 YEARS OLD WHICHEVER IS LATER. <DA: N1-255-94-2> (N 17-30) |
|
5122 |
|
Application of Labor Laws to Government Acquisitions | Contact Center Records Mgr. |
5123 |
|
Environment, Conservation, Occupational Safety, and Drug-Free Workplace | Contact Center Records Mgr. |
5124 |
|
Protection of Privacy and Freedom of Information | Contact Center Records Mgr. |
5125 |
|
Foreign Acquisition | Contact Center Records Mgr. |
5126 |
|
Other Socioeconomic Programs | Contact Center Records Mgr. |
5127 |
|
Patents, Data, and Copyrights |
(see below)
|
5127
|
17
|
LICENSING OF NASA-OWNED INVENTIONS (DOMESTIC AND FOREIGN) | |
|
|
A. LICENSE GRANTS | RECORDS MAY BE RETIRED TO FRC WHEN 5 YEARS OLD. DESTROY WHEN 25 YEARS OLD. <DA: N1-255-94-2> (N 13-10) |
|
|
B. INQUIRIES about commercial rights and licensing program. | DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-2> |
5127
|
18
|
PATENTS (ALSO SEE SCHEDULE 2) | |
|
|
A. INFRINGEMENT | |
|
Infringement case files, including correspondence of a general nature regarding patent infringement. | RETIRE TO FRC 2 YEARS AFTER SETTLEMENT OF CASE. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-2> (N 13-11) |
|
|
B. LICENSES RECEIVED ON PATENTS OR PATENT APPLICATIONS | ||
|
HEADQUARTERS ONLY - (Office of General Counsel) | RETIRE TO FRC 2 YEARS AFTER LICENSE IS NO LONGER ACTIVE. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-2> (N 13-12) |
|
5128 |
|
Bonds and Insurance | Contact Center Records Mgr. |
5129 |
|
Taxes |
(see below)
|
5129
|
19
|
TAX EXEMPTION FILES | |
|
Documents relating to the issue of tax exemption certificates and related papers which indicated proof of exemption of taxes excluded from the contract price under procurement regulations. | DESTROY 3 YEARS AFTER PERIOD COVERED BY RELATED ACCOUNT. [GRS 3-12] (N 17-36) |
|
5130 |
|
Cost Accounting Standards Administration | Contact Center Records Mgr. |
5131 |
|
Contract Cost Principles and Procedures |
(see below)
|
5131
|
20
|
CONTRACTORS' PAYROLL | |
|
|
Contractors' payrolls (construction contracts) submitted in accordance with Labor Department regulations, with related certificates, anti-kickback affidavits, and other related papers. | DESTROY 3 YEARS AFTER DATE OF COMPLETION OF CONTRACT UNLESS CONTRACT PERFORMANCE IS SUBJECT TO ENFORCEMENT ACTION ON SUCH DATE. [GRS 3-11] (N 17-41) |
5131
|
21
|
COST AND PRICE ANALYSIS FILES | |
|
Cost and price analysis reports, financial data, audit reports, and all other supporting papers relating to a contract. | DISPOSE OF IN ACCORDANCE WITH RELATED CONTRACT. <DA: N1-255-94-2> (N 17-35) |
|
5132 |
|
Contract Financing | Contact Center Records Mgr. |
5133 |
|
Protests, Disputes, and Appeals |
(see below)
|
5133
|
22
|
BID AND AWARD PROTEST FILES (ALSO SEE SCHEDULE 2) Correspondence and reports regarding protests on bids and awards. | |
|
A. HEADQUARTERS | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 6 YEARS OLD. <DA: N1-255-94-2> (N 17-6) |
|
|
B. CENTERS AND ALL OTHER OFFICES/COPIES | DESTROY WITH RELATED CONTRACT FILE. <DA: N1-255-94-2> |
|
5134 |
|
Major System Acquisition | Contact Center Records Mgr. |
5135 |
|
Research and Development Contracting |
(see below)
|
5135
|
23
|
R&D CONTRACT REFERENCE FILE | |
|
Consisting of copies of R&D contracts associated with the accomplishment of the program with changes, modifications, or addenda thereto. | DESTROY AFTER COMPLETION OR CANCELLATION OF PROGRAM. <DA: N1-255-94-2> (N 24-15) |
|
5136 |
|
Construction and Architect-Engineer Contracts | Contact Center Records Mgr. |
5137 |
|
Service Contracting |
(see below)
|
5137
|
24
|
INTERSERVICE INSPECTION FILES | |
|
Documents relating to the performance of inspection services for other procuring activities, such as audit reports. | DISPOSE OF IN ACCORDANCE WITH RELATED CONTRACT. <DA: N1-255-94-2> (N 17-42) |
|
5138 |
|
Federal Supply Schedule Contracting | Contact Center Records Mgr. |
5139 |
|
Acquisition of Information Technology | Contact Center Records Mgr. |
5141 |
|
Acquisition of Utility Services | Contact Center Records Mgr. |
5142 |
|
Contract Administration and Audit Services |
(see below)
|
5142
|
25
|
CONTRACTOR MONTHLY MANAGEMENT AND OPERATIONS REPORTS Contract Technical Monitor's (CTM), Contracting Officers Technical Representative (COTR), or Contracting Officer Representative (COR) for which contract is performed. |
|
|
A. Copies of formal written direction to the contractor which fills in detail, directs possible lines of inquiry, or otherwise more specifically defines work set forth in the contract statement-of-work. | RECORDS MAY BE RETIRED TO FRC WHEN 4 YEARS OLD. DESTROY UPON CERTIFICATION OF PAYMENT TO THE CONTRACTOR OR WHEN NO LONGER NEEDED FOR FOLLOW-ON CONTRACT PREPARATION. RETIRING ACTIVITY TO PLACE DESTRUCTION DATE ON SF 135. <DA: N1-255-94-2> |
|
|
B. Copies of contractor's management and operation reports, containing financial and production data. | DESTROY 2 YEARS AFTER EXPIRATION OF CONTRACT. <DA: N1-255-94-2> |
|
5143 |
|
Contract Modifications | Contact Center Records Mgr. |
5144 |
|
Subcontracting Policies and Procedures | Contact Center Records Mgr. |
5145 |
|
Government Property | Contact Center Records Mgr. |
5146 |
|
Quality Assurance | Contact Center Records Mgr. |
5147 |
|
Transportation | Contact Center Records Mgr. |
5148 |
|
Value Engineering | Contact Center Records Mgr. |
5149 |
|
Termination of Contracts |
(see below)
|
5149
|
26
|
CONTRACT TERMINATION REPORT FILES | |
|
Reports, correspondence, and related documentation pertaining to status of contract or grant termination. | DESTROY WHEN 3 YEARS OLD OR WITH RELATED CONTRACT FILE, WHICHEVER IS LATER. <DA: N1-255-94-2> (N 17-3) |
|
5150 |
|
Extraordinary Contractual Actions | Contact Center Records Mgr. |
5151 |
|
Use of Government Sources by Contractors | Contact Center Records Mgr. |
5152 |
|
Solicitation Provisions and Contract Clauses | Contact Center Records Mgr. |
5153 |
|
Forms | Contact Center Records Mgr. |
5171 |
|
Mid-Range Procurement Procedures | Contact Center Records Mgr. |
5172 |
|
Acquisition of Investigations | Contact Center Records Mgr. |
5200 |
|
Contractor Labor Relations |
(see below)
|
5200
|
27
|
CONTRACTOR LABOR RELATIONS - EQUAL EMPLOYMENT OPPORTUNITY (EEO) RECORDS (INDUSTRY) A. COMPLIANCE RECORDS Documents relating to the compliance with nondiscrimination in employment contract clauses. |
|
27
|
1. Compliance Review files consisting of reviews, background papers, complaints, special visits, and correspondence relating to contractor employment practices. | DESTROY WHEN 7 YEARS OLD. [GRS 1-25d(1)] (N 17-37) |
|
|
2. EEO Compliance Reports. | DESTROY WHEN 3 YEARS OLD. [GRS 1-25d(2)] |
|
|
B. CONTRACTOR EEO REPORTS | ||
|
Contract compliance reviews of contractors and affirmative action plans of contractors and equal employment opportunity (EEO-1) reports. | DESTROY WHEN 7 YEARS OLD. [GRS 1-25d(1)] (N 17-46) |
|
|
C. EEO CLEARANCE PAPERS | ||
|
Memoranda or other documentation from EEO clearing or approving a contractor for compliance with nondiscrimination contract clauses. | DESTROY WITH RELATED CONTRACT. <DA: N1-255-94-2> |
|
5210 |
|
Labor Relations Boards | Contact Center Records Mgr. |
5220 |
|
Disputes, Strikes, and Work Stoppages | Contact Center Records Mgr. |
5300 |
|
Reliability and Quality Assurance |
(see below)
|
5300
|
28
|
UNSATISFACTORY CONDITION REPORTS | |
|
|
Reports and related documents resulting from unsatisfactory performance or working conditions as related to the contract and contractor. | RETIRE TO FRC 1 YEAR AFTER END OF PROJECT. DESTROY 10 YEARS AFTER THE END OF THE PROJECT. <DA: N1-255-94-2> (N 20-7) |
5300
|
29
|
EVALUATION FILES | |
|
|
Case files on evaluations made by the Headquarters R&QA Office. | RETIRE TO FRC 1 YEAR AFTER COMPLETION OF PROJECT. DESTROY 6 YEARS AFTER COMPLETION. <DA: N1-255-94-2> (N 20-1) |
5300
|
30
|
R&QA AUDITS, SURVEYS, AND REPORTS A. Documents related to R&QA audits, special studies, status reports, etc., including related correspondence (filed by contract). |
RETIRE TO FRC 2 YEARS AFTER CONTRACT FINAL PAYMENT. DESTROY 5 YEARS AFTER FINAL PAYMENT. <DA: N1-255-94-2> (N 20-11) |
|
B. All other or in-house SR&QA Audits, Surveys, and Report files performed. | CLOSE FILE AT END OF SURVEY/ AUDIT AT END OF FISCAL YEAR. DESTROY WHEN 9 YEARS OLD. <DA: N1-255-94-2> |
|
|
C. Quality Surveillance Records/System (QSR) | ||
|
1. Original forms which document the quality assurance specialist's daily work effort. The form records the specialists observations of the contractor performing tasks per contractual requirements. | DESTROY ORIGINAL QSR'S WHEN 2 YEARS OLD. <DA: N1-255-94-2> |
|
|
2. Copies of items in 1. above. | DESTROY WHEN 6 MONTHS OLD. <DA: N1-255-94-2> |
|
5300
|
31
|
INSPECTION AND PROOF REPORT(S) A. Documents reflecting dimensions, drawings used in manufacture, results of proof testing, certifications of acceptance, and related data concerning inspection and proof testing of manufactured components. | |
|
1. Paper. Recordkeeping copy. | DESTROY 3 YEARS AFTER COMPLETION OF FINAL PRODUCTION ORDER FOR THE RELATED COMPONENT. <DA: N1-255-99-2> (N 20-6) |
|
|
2. Electronic media.(magnetic tapes, OD, CD ROM.) | DESTROY/RECYCLE 3 YEARS AFTER COMPLETION OF FINAL PRODUCTION ORDER FOR THE RELATED COMPONENT. <DA: N1-255-99-2> |
|
|
3. Photographs. | DESTROY 3 YEARS AFTER COMPLETION OF FINAL PRODUCTION ORDER FOR THE RELATED COMPONENT. <DA: N1255-99-2> |
|
|
4. Electronic copies generated on office automation applications such as e-mail and word processing applications. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-99-2> |
|
|
B. Copies of contracts, purchase orders, and related papers pertaining to Government Source Inspection requirements and Procurement Surveillance findings. | DISPOSE OF IN ACCORDANCE WITH ITEM 1 OF THIS SCHEDULE. <DA: N1-255-94-2> |
|
|
C. Copies of construction contracts and purchase orders relating to non-significant files, including drawings and quality requirements/inspections. NOTE: The records identified in this item are not necessary for final payment or closure of the contract file. | DESTROY WHEN 4 YEARS OLD. <DA: N1-255-94-2> |
|
|
D. Copies of incidental documents in task files such as shop notes and inspection request, etc. relating to Inspection and Proof Reports not covered in A, B, and C above. | DESTROY OR DELETE WHEN NO LONGER NEEDED OR WHEN 1 YEAR OLD, WHICHEVER IS SOONER. <DA: N1-255-99-2> |
|
5310 |
|
General Provisions |
(see below)
|
5310
|
32
|
MANUFACTURING CONTROL FILES | |
|
|
Work orders, job orders, turn-in slips, estimate sheets, production reports and other papers relating to the scheduling, dispatch, follow up, and control of items to be manufactured. | DESTROY 3 YEARS AFTER COMPLETION OF RELATED WORK. <DA: N1-255-94-2> (N 20-8) |
5310
|
33
|
TECHNICAL FILES | |
|
Technical records/files on R&QA contracts issued by office. | RETIRE TO FRC WHEN 1 YEAR OLD. DESTROY WHEN 4 YEARS OLD. <DA: N1-255-94-2> (N 20-4) |
|
5311 |
|
NASA-DoD Relationships | Contact Center Records Mgr. |
5320 |
|
Reliability Policies and Programs |
(see below)
|
5320
|
34
|
PARTS PROGRAM MANAGEMENT FILES | |
|
Parts program management, including Red Flag Reports, discrete and microelectronics parts, and parts data systems. | RETIRE TO FRC 1 YEAR AFTER COMPLETION OF PROJECT. DESTROY WHEN 4 YEARS OLD. <DA: N1-255-94-2> (N 20-3) |
|
5330 |
|
Quality Policies and Programs |
(see below)
|
5330
|
35
|
MANUFACTURING QUALITY CONTROL FILES Documents maintained for detection, prevention, and control of manufacturing defects. | |
|
A. INSPECTION AND RESOLUTION RECORDS | ||
|
1. Documents such as in-process inspection sheets, rework records, reports reflecting frequency distribution of manufacturing defects, and related papers. | DESTROY 3 YEARS AFTER COMPLETION OF FINAL PRODUCTION ORDER FOR THE RELATED COMPONENT. <DA: N1-255-94-2> (N 20-5) |
|
|
2. Documents related to third-party audits and certification of manufactured components. | DESTROY 3 YEARS AFTER CERTIFICATION DATE.<DA: N1-255-00-5> | |
|
3. Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-5> |
|
5340 |
|
Contamination Control | Contact Center Records Mgr. |
5400 |
|
Contractor-Held Government Property | Contact Center Records Mgr. |
5500 |
|
Patent Waiver |
(see below)
|
|
|||
5500
|
36
|
WAIVERS - PATENTS | |
|
Case files on petitions for waiver of patents, and all related documentation and papers. | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 25 YEARS OLD. <DA: N1-255-94-2> (N 13-19) |
|
5600 |
|
Statement of Work | Contact Center Records Mgr. |
5610 |
|
Work Breakdown Structure | Contact Center Records Mgr. |
5700 |
|
Awards, Inventions, and Contributions | Contact Center Records Mgr. |
5800 |
|
Grants and Cooperative Agreements |
(see below)
|
5800
|
37
|
GRANTS PROGRAM A. CASE FILES/PRINCIPAL INVESTIGATOR GRANT FILES NOTE: IF any LITIGATION, CLAIM, OR AUDIT IS STARTED BEFORE the expiration of the 6 year period, the records shall be RETAINED UNTIL ALL LITIGATION, CLAIMS, OR AUDIT FINDINGS involving the records have been resolved. |
|
37
|
Proposals or applications, contracts, project reports, studies, certificates, agreements, memoranda, correspondence, and other records relating to receipt, review, award, evaluation, status and monitoring of grants; allocation of funds, and project budgets. | RETIRE TO FRC 2 YEARS AFTER COMPLETION OF GRANT. DESTROY WHEN 6 YEARS, 3 MONTHS OLD. <DA: N1-255-94-2> |
|
|
1. UNSUCCESSFUL GRANTS | ||
|
Files consist of solicited/unsolicited bids/proposals which contains applications, correspondence, and other records relating to unsuccessful (rejected or withdrawn) applications. | DESTROY 3 YEARS AFTER REJECTION OR WITHDRAWAL. [GRS 3-13] |
|
|
2. PEER REVIEWS | ||
|
(a) EXTERNAL REVIEWS Investigative reports of peer reviews and evaluations, which may include but are not limited to "Dear College" letters concerning the feasibility of performing and acquiring the services of, or the performance of an unsolicited proposal from researchers and/or scientists. | ||
|
i. Reports and proposals resulting in a project. | FILE DOCUMENTATION WITH THE RELATED GRANT OR CONTRACT FILE; DESTROY ACCORDINGLY. <DA: N1-255-94-3> |
|
|
ii. Reports and proposals not selected or rejected proposals. | RETIRE TO FRC WHEN 1 YEAR OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-3> |
|
|
(b) INTERNAL REVIEWS Reports of peer reviews and evaluations including, but not limited to, proposals, slides/charts, letters, and a chairman's summary report concerning the research being preformed by a specific group/individual of researchers and/or scientists. | ||
|
i. Accepted proposals resulting in a project. | FILE WITH RELATED CASE FILE (GRANT OR CONTRACT); DESTROY ACCORDINGLY. <DA: N1-255-94-3> |
|
|
ii. Rejected proposals. | RETIRE TO FRC WHEN 1 YEAR OLD. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-3> |
|
|
B. GRANT CONTROL FILES | ||
|
Indexes, registers, logs, or other records relating to control of assigning numbers or identifying projects, applications, and grants. | DESTROY OR DELETE WHEN 2 YEARS OLD, OR 2 YEARS AFTER THE DATE OF THE DATE OF THE LATEST ENTRY, WHICHEVER IS APPLICABLE. [GRS 23-8] |
|
37
|
C. GENERAL CORRESPONDENCE AND SUBJECT FILES | ||
|
1. Correspondence and/or subject files including memoranda, studies reports, forms, and other records relating to the establishment of program, its policies and basic procedures, and the management and evaluation of grants. | DESTROY WHEN SUPERSEDED, OBSOLETE, OR WHEN 3 YEARS OLD WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
|
2. Correspondence and/or subject files relating to routine operation and daily activities in administration of the grant program. | DESTROY WHEN 2 YEARS OLD. [GRS 3-14] |
|
5800
|
38
|
FACILITIES GRANTS A. DRAWINGS AND SPECIFICATIONS (Routine) |
|
|
1. Headquarters | RETIRE TO FRC 1 YEAR AFTER FINAL PAYMENT. DESTROY 10 YEARS AFTER FINAL PAYMENT. <DA: N1-255-94-2> (N 17-38) |
|
|
2. Centers and all other offices/copies. | DESTROY WHEN NO LONGER NEEDED, OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
|
B. PRELIMINARY/PRESENTATION DRAWINGS AND MODELS 1. Records that relate to the mission of the Agency. |
||
|
(a) Drawings. | DESTROY WHEN NO LONGER NEEDED.<DA: N1-255-94-2> | |
|
(b) Architectural models. | DISPOSE OF WHEN NO LONGER NEEDED FOR ADMINISTRATIVE PURPOSES. DONATION/OFFER MAY BE MADE TO THE DIRECTOR, SMITHSONIAN OR THE AIR & SPACE MUSEUMS AS APPROPRIATE. <DA: N1-255-94-2> |
|
|
2. Non-significant records for temporary structures and buildings or of buildings not critical to the mission of the Agency. | ||
|
(a) Drawings | ||
|
Records include drawings of the structures and buildings such as telephone and electric lines, storage sheds, parking lots, and comfort stations. Drawings of electrical, plumbing, heating, or air conditioning systems are also included in this item. | DESTROY WHEN SUPERSEDED OR AFTER THE STRUCTURE OR OBJECT HAS BEEN RETIRED FROM SERVICE. [GRS 17-3 and GRS 17-4] |
|
|
(b) Architectural models prepared for illustrative or presentation purposes. | DESTROY WHEN THE FINAL WORKING/ AS-BUILT DRAWINGS HAVE BEEN PRODUCED. [GRS 17-5] |
|
38
|
C. CONSTRUCTION FILES OF FEDERAL STRUCTURES | ||
|
1. Intermediate, prefinal, shop, repair and alteration, contract negotiation drawings, standard drawings, project specifications, and documents relating to their preparation for buildings or objects lacking historical, architectural, or technological significance; drawings related to electrical, plumbing, heating, or air conditioning projects, or drawings superseded by final working as built drawings. | DESTROY WHEN THE FINAL WORKING/ AS-BUILT DRAWINGS HAVE BEEN PRODUCED. [GRS 17-5] |
|
|
2. Space Assignment Plans consisting of outlines of floor plans indicating occupancy of a building. | DESTROY WHEN SUPERSEDED OR AFTER THE STRUCTURE OR OBJECT HAS BEEN RETIRED FROM SERVICE. [GRS 17-6] |
|
|
D. ENGINEERING DRAWINGS OF ROUTINE MINOR PARTS | ||
|
Drawings of such objects as fasteners, nuts, bolts, wires, screws, nails, pipe fittings, brackets, struts, plates, and beams, if maintained separately or if segregable from a larger file. | DESTROY WHEN SUPERSEDED OR AFTER THE STRUCTURE OR OBJECT HAS BEEN RETIRED FROM SERVICE. [GRS 17-8] |
|
|
E. DRAWINGS REFLECTING MINOR MODIFICATIONS Repetitive engineering drawings showing minor modifications made during research and development, and superseded by final drawings, if filed separately or if readily segregable from a larger file. |
DESTROY WHEN SUPERSEDED OR AFTER THE STRUCTURE OR OBJECT HAS BEEN RETIRED FROM SERVICE. [GRS 17-9] |
|
|
F. PAINT PLANS AND SAMPLES | ||
|
Plans and paint samples for painting all areas of buildings lacking historical, architectural, or technological significance, and plans and samples for painting appliances, elevators, and other mechanical parts of all buildings. NOTE: These records are not authorized for disposal if they are for the interior and exterior walls of buildings significant for historical, architectural, or technological reasons. See: B.1. of this Schedule, OR contact the NASA Records Officer or local Center Records Manager. | DESTROY WHEN SUPERSEDED OR AFTER THE STRUCTURE OR OBJECT HAS BEEN RETIRED FROM SERVICE [RS 17-10] |
|
5900 |
|
Contractor Financial Management and Reporting |
(see below)
|
5900
|
39
|
ITEM PRICING FILES | |
|
Documents used in determining standard prices for use in obtaining improved pricing on purchases and accounting for the sale and issue of items. | DESTROY WHEN SUPERSEDED, OBSOLETE, NO LONGER NEEDED FOR REFERENCE, OR WHEN 3 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-94-2> (N 17-34) |
|
|
|||
|
END OF SCHEDULE |
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices. This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future.
The records described in this schedule pertain to the movement of goods and persons under Government orders. The records include bills of lading, transportation requests, vouchers, and similar records, including those prescribed by Title 5 of the General Accounting Office Policy and Procedures Manual. Copies of some of these records used to support payments become a part of the accountable officers' accounts, or are accounting posting media. Their disposition and description may be covered by NASA Records Retention Schedule 9.
The key record is the bill of lading, of which there are copies for consignors, consignees, and the carriers themselves. The documents related to and normally filed with the bill of lading are varied and often voluminous. These may consist of shortage and demurrage reports, invoices, and other information which documents the transaction. Included are records relating to the shipment of household effects, authorized by law and regulations for military personnel and for civilian employees of the Government. Agencies shipping certain valuables under the Government Losses in Shipment Act, which insures against loss, retain copies of schedules of material shipped, documents relating to claims which may ensue, and other pertinent records.
These records include copies of travel orders, authorizing travel and s ubsequent payment, and standard form vouchers showing payment for official travel. These records are covered under Schedule 9.
All records described in this schedule are authorized for disposal in both hard copy and electronic forms, as provided for under NASA Schedule 2 and NASA Schedule 10, Records Common to Most Offices.
AFS #
|
ITEM
|
SUBJECT AREA OR RECORD TITLE DESCRIPTION OR RECORD SERIES
|
RETENTION
<Authority> |
6000-6999 |
|
TRANSPORTATION |
(see below)
|
0.1
|
ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. This disposition applies to electronic copies of all items covered under Disposition Job N1-255-89-4 in the NASA Records Retention Schedule 6. This disposition does not apply to any item already covered by the General Records Schedules. |
||
|
A. Electronic copies created on electronic mail and word processing systems that have no further administrative value after recordkeeping copy is made. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED AND DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <DA: N9-255-00-04> |
|
|
B. Electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DELETE WHEN DISSEMINATION, REVISION OR UPDATING IS COMPLETED. <DA: N9-255-00-04> |
|
6000 |
|
Transportation (General) | Contact Center Records Mgr. |
6010 |
|
Definition of Terms | Contact Center Records Mgr. |
6020 |
|
Transportation Officers | Contact Center Records Mgr. |
6022 |
|
Appointment and Responsibilities | Contact Center Records Mgr. |
6030 |
|
Transportation Planning | Contact Center Records Mgr. |
6040 |
|
Relationships with Other Government Agencies | Contact Center Records Mgr. |
6041 |
|
Participation before Regulatory Agencies | Contact Center Records Mgr. |
6050 |
|
Transportation Publications, Records, and Reports | Contact Center Records Mgr. |
6051 |
|
Preparation of Government Bills of Lading |
(see below)
|
6051
|
1
|
PREPAID BILLS OF LADING A. INBOUND SHIPMENTS | |
|
Documents relating to inbound shipments where freight charges are prepaid by the shipper, Included are receiving documents, commercial bills of lading, freight bills, transit privilege bills of lading cross-reference sheets, similar documents, and related correspondence. | DESTROY WHEN 2 YEARS OLD <DA: N1-255-89-4> (N 22-8) |
|
|
B. OUTBOUND SALVAGE | ||
|
Documents relating to outbound shipments of salvage or rejected material to consignees who assume necessary freight charges for shipment. | DESTROY WHEN 1 YEAR OLD. <DA: N1-255-89-4> (N 22-7) |
|
1
|
C. ALL OTHER COPIES | DESTROY WHEN OBSOLETE, SUPERSEDED, OR WHEN 2 YEARS OLD WHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
6100 |
|
Commercial Freight Services |
(see below)
|
6100
|
2
|
FREIGHT FILES (SHIPPING) Records relating to freight consisting of export certificates, transit certificates, demurrage card record books, shipping documents pertinent to freight classification, memorandum copies of Government/commercial bills of lading, shortage and demurrage reports, original vouchers and support documents covering charges of settled fiscal accounts, including registers and other control documents, and all supporting documents, including records relating to the shipment of household goods. |
|
|
A. Issuing office copies of Government or commercial bills of lading commercial passenger transportation vouchers (SF 1113A) and transportation requests (SF 1169), travel authorizations and supporting documents. | DESTROY 6 YEARS AFTER THE PERIOD OF THE ACCOUNT. [GRS 9-1c] |
|
|
B. Records covering payment for freight/transportation charges for interstate transportation and international transportation by freight forwarders of unaccompanied baggage or privately owned vehicles shipped separate from household goods; the charges for which are published in tariffs lawfully on file with the Interstate Commerce Commission (ICC) or based on tenders or quotations, pursuant to Section 22 of the Interstate Commerce Act offering a reduction from the published ICC tariffs, EXCLUDING those covered by item 2D of this schedule. | DESTROY 6 YEARS AFTER THE PERIOD OF THE ACCOUNT. [GRS 9-1a] |
|
|
C. Original vouchers and support documents covering commercial freight and passenger transportation charges of settled fiscal accounts, including registers and other control documents, but EXCLUDING those covered by Item 2D of this schedule. | DESTROY 6 YEARS AFTER THE PERIOD OF THE ACCOUNT. [GRS 9-1a] |
|
|
D. Records covering payment for commercial freight/transportation charges for services for which: 1) Notice of overcharge has been or is expected to be issued, or if a rail freight overpayment is involved; 2) deduction or collection action has been taken; 3) voucher contains inbound transit shipment(s); 4) parent voucher has print of paid supplemental bill associated; 5) voucher has become involved in litigation; or, 6) any other condition that requires the voucher to be retained beyond the 3- or 6-year disposal period, such as detection of an overcharge/undercharge. | DESTROY WHEN 10 YEARS OLD. [GRS 9-1b] |
|
2
|
E. Obligation copy of commercial passenger transportation vouchers. | DESTROY WHEN FUNDS ARE OBLIGATED [GRS 9-1d] |
|
|
F. Unused ticket redemption forms, such as SF 1170. | DESTROY 3 YEARS AFTER THE YEAR IN WHICH THE TRANSACTION IS COMPLETED. [GRS 9-1e] |
|
|
G. All other offices/copies. | DESTROY WHEN 1 YEAR OLD <DA: N1-255-89-4> |
|
6110 |
|
Freight Rates, Charges and Classification |
(see below)
|
6110
|
3
|
CARRIER RATE TENDER FILES | |
|
Documents relating to solicited or unsolicited tenders or reduced rates and/or tariffs submitted by commercial carriers for the transportation of freight. | DESTROY 1 YEAR AFTER RATES OR TARIFFS BECOME SUPERSEDED OR RESCINDED <DA: N1-255-89-4> (N 22-10) |
|
6120 |
|
Freight Traffic Negotiations
|
(see below)
|
6120
|
4
|
FREIGHT RATE NEGOTIATION FILES Documents relating to negotiations with carriers or carrier's associations on transportation rates, freight classifications, and similar matters. |
DESTROY WHEN SUPERSEDED, OBSOLETE, OR WHEN NO LONGER REQUIRED FOR CURRENT OPERATIONS OR WHEN 3 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-89-4> (N 22-11) |
6130 |
|
Carrier and Mode Selection | Contact Center Records Mgr. |
6140 |
|
Accessorial Transportation Services | Contact Center Records Mgr. |
6200 |
|
Traffic Management Programs |
(see below)
|
6200
|
5
|
TRAFFIC MANAGEMENT FEASIBILITY STUDIES | |
|
Reports, publications, proposals, and all other documents relating to studies of various transportation modes and methods. | DESTROY WHEN STUDY BECOMES OBSOLETE, SUPERSEDED, OR WHEN 3 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-89-4> |
|
6210 |
|
Procurement Traffic Management | Contact Center Records Mgr. |
6220 |
|
Loss and Damage in Transit |
(see below)
|
6220
|
6
|
LOST, DAMAGED, OR IMPROPER SHIPMENT FILES | |
|
Documents used for reporting shipments received from NASA agencies contractors, and other Government agencies in damaged or otherwise unsatisfactory condition because of deficiencies in preservation, packing, packaging, marking, loading, storage, or handling. Included are records of schedules of valuables shipped, correspondence reports, and other records relating to the administration of the Government Losses in Shipment Act. | DESTROY WHEN 6 YEARS OLD. [GRS 9-2] |
|
6300 |
|
Transportation of Unusual or Hazardous Cargo | Contact Center Records Mgr. |
6310 |
|
Export Traffic | Contact Center Records Mgr. |
6320 |
|
Import Traffic | Contact Center Records Mgr. |
6330 |
|
Explosives and Other Dangerous Articles |
(see below)
|
6330
|
7
|
SHIPMENT OF HAZARDOUS/RADIOACTIVE MATERIALS | |
|
Shipping forms and all related records concerning the shipment of hazardous/toxic wastes and radioactive materials. | RETIRE RECORDS TO FRC WHEN 3 YEARS OLD. DESTROY WHEN 13 YEARS OLD. <DA: N1-255-89-4> (N 21-10) |
|
6330
|
8
|
MOTOR CARRIERS+ EXPLOSIVE OPERATING AUTHORITY | |
|
Correspondence and related documents with commercial carriers concerning their facilities and procedures for transporting explosives and other dangerous articles. | DESTROY 2 YEARS AFTER AUTHORITY IS SUPERSEDED OR RESCINDED. <DA: N1-255-89-4> (N 22-12) |
|
6340 |
|
Oversize and Overweight Cargo |
(see below)
|
6340
|
9
|
SIZE AND WEIGHT LIMITS-HIGHWAY | |
|
Documents relating to individual state requirements regarding size and weight of vehicles permitted to travel state highways. | DESTROY 1 YEAR AFTER REQUIREMENTS ARE SUPERSEDED OR RESCINDED. <DA: N1-255-89-4> (N 22-13) |
|
6350 |
|
Classified Cargo | Contact Center Records Mgr. |
6400 |
|
Preparation and Handling of Cargo | Contact Center Records Mgr. |
6410 |
|
Preservation, Packaging, and Packing Supplies and Equipment | Contact Center Records Mgr. |
6420 |
|
Loading, Blocking and Bracing | Contact Center Records Mgr. |
6430 |
|
Operation and Maintenance of Materials Handling Equipment | Contact Center Records Mgr. |
6500 |
|
Special Airlift Services | Contact Center Records Mgr. |
6600 |
|
Transportation and Transport Engineering | Contact Center Records Mgr. |
6610 |
|
Movement of Large Launch Vehicles | Contact Center Records Mgr. |
6620 |
|
NASA Transportability |
(see below)
|
6620
|
10
|
HIGHWAY MOVEMENT PERMITS | |
|
Documents relating to permits obtained from pertinent state and local authorities for vehicular movements exceeding legal weight or dimension limitation, movement of hazardous waste/radioactive materials, or other legal requirements. Included are permits; documents reflecting such data as type of equipment, gross weight, axle or truck loads, height, width, and length; origin and destination of movement; nature of cargo; similar documents and related correspondence. | DESTROY 3 YEARS AFTER COMPLETION OF MOVE * ALSO SEE ITEMS 7, 8, AND 9 OF THIS SCHEDULE. <DA: N1-255-89-4> (N 22-15) |
|
6700 |
|
Motor Vehicle Operation and Management |
(see below)
|
6700
|
11
|
MOTOR VEHICLE RECORDS - OPERATION AND MANAGEMENT | |
|
A. CORRESPONDENCE | ||
|
Correspondence in the operating unit responsible for maintenance and operation of motor vehicles not otherwise covered in this schedule. | DESTROY WHEN 2 YEARS OLD [GRS 10-1] |
|
|
B. PARKING PERMIT CONTROL FILES | ||
|
Documents relating to the administration and allotment of parking spaces and used to control the issuance and withdrawal of permits and record violations by holders of permits. | DESTROY UPON TRANSFER ORSEPARATION OF PERMIT HOLDER OR WHEN PERMIT IS SUPERSEDED OR REVOKED, WHICHEVER IS SOONER. <DA: N1-255-89-4> (N 12-25) |
|
|
C. GASOLINE FILES Documents relating to the issuance of gasoline, including issue forms and reports. | DESTROY WHEN 1 YEAR OLD. <DA: N1-255-89-4> (N 4-8) |
|
6710
|
|
D. VEHICLE REPORT FILES | |
|
1. Reports on motor vehicles (other than accident, operating, and maintenance reports), including SF 82, Agency Report of Motor Vehicle Data, and SF 82-D, Agency Report of Sedan Data. | DESTROY 3 YEARS AFTER DATE ON REPORT. [GRS 10-4] |
|
|
1. Records relating to motor vehicle accidents, maintained by transportation offices, including SF 91, Motor Vehicle Accident, SF 91A, Investigation Report of Motor Vehicle Accident, and SF 94, Statement of Witness. | DESTROY 6 YEARS AFTER CASE IS CLOSED. [GRS 10-5] |
|
6720
|
|
E. VEHICLE RELEASE/REGISTRATION & DRIVER RECORDS | |
|
1. Records relating to transfer, sale, donation, or exchange of vehicles, including SF 97A, Agency Record Copy of U.S. Government Certificate of Release of Motor Vehicle. | DESTROY 4 YEARS AFTER VEHICLE LEAVES AGENCY CUSTODY. [GRS 10-6] |
|
|
2. Documents used for the registration of privately-owned vehicles and information on individual drivers. | DESTROY 1 YEAR AFTER EXPIRATION OR REVOCATION. <DA: N1-255-89-4> (N 12-26) |
|
6730
|
|
F. OPERATOR RECORDS | |
|
Records relating to individual employee operation of Government-owned vehicles, including driver tests, authorization to use, safe driving awards, and related correspondence. | DESTROY 3 YEARS AFTER SEPARATION OF EMPLOYEE(S) OR 3 YEARS AFTER RECISION OF AUTHORIZATION TO OPERATE GOVERNMENT-OWNED VEHICLE, WHICHEVER IS SOONER. [GRS 10-7] |
|
11
|
G. TRIP TICKETS | ||
|
Trip ticket files, includes daily trip tickets. | DESTROY WHEN 1 YEAR OLD <DA: N1-255-89-4> (N 14-7) |
|
6740
|
|
H. DAILY UTILIZATION RECORDS | |
|
Documents completed by dispatcher and operator to provide information relative to the daily use of vehicle(s). | DESTROY AFTER REQUIRED TRANSFER OF INFORMATION TO OTHER RECORDS, UNLESS REQUIRED FOR ACCIDENT INVESTIGATION (SEE ITEM 11D(2)) OR TAX PURPOSES, OTHERWISE, DESTROY WHEN 3 YEARS OLD WHICHEVER IS SOONER. <DA: N1-255-89-4> (N 14-10) |
|
|
I. OPERATION AND MAINTENANCE FILES | ||
|
1. Operating records including those relating to gas and oil consumption, dispatching, and scheduling. | DESTROY WHEN 3 MONTHS OLD. [GRS 10-2a] |
|
|
2. Maintenance records, including those relating to service and repair. | DESTROY WHEN 1 YEAR OLD. [GRS 10-2b] |
|
|
J. CAR SEAL BOOK FILES | ||
|
Books containing accountable office records of the receipt and disposition of car seals and maintained to facilitate monthly inspection as to whether the seals were properly expended. | DESTROY 1 YEAR AFTER DATE OF LAST ENTRY. <DA: N1-255-89-4> (N 22-6) |
|
6752
|
|
K. VEHICLE COST FILES | |
|
|
Motor vehicle ledger and worksheets providing cost and expense data. | DESTROY 3 YEARS AFTERDISCONTINUANCE OF LEDGER ORDATE OF WORKSHEET. [GRS 10-3] |
6770
|
|
L. VIOLATION CASE FILES | |
|
Reports, statements of witnesses, warning notices, and other case papers relating to arrest, commitments, and traffic violations. | DESTROY WHEN 2 YEARS OLD [GRS 18-14b] |
|
|
M. LEASED VEHICLES Case files on vehicles leased from GSA, including agency's copy of GSA Form 1152, statements regarding service to vehicle by other than GSA, service and inspection work orders, and motor vehicle use records. | ||
|
1. GSA Form 1152 | DESTROY 4 YEARS AFTER VEHICLE IS RETURNED TO GSA <DA: N1-255-89-4> (N 14-6a) |
|
11
|
2. All other records related to leased vehicles. | DESTROY 1 YEAR AFTER COMPLETION OF ACTION. <DA: N1-255-89-4> (N 14-6b) |
|
|
N. ALL OTHER OFFICES/RECORDS | ||
|
Records maintained by office other than the office of primary responsibility for operation, management, and control over agency vehicles and motor vehicle records. | DESTROY WHEN NO LONGERNEEDED, OR WHEN 1 YEAR OLDWHICHEVER IS SOONER. <DA: N1-255-89-4> |
|
6710 |
|
NASA Motor Vehicle Program | Contact Center Records Mgr. |
6720 |
|
Vehicle Authorization and Acquisitions | Contact Center Records Mgr. |
6730 |
|
Vehicle Operations and Control |
(see below)
|
6730
|
12
PASR |
GOVERNMENT MOTOR VEHICLE OPERATORS PERMIT RECORDS-NASA 10 GMVP | |
|
Records in this system consist of NASA employees, contractor employees other Federal and state government employees, their names, home address Social Security Numbers, physical description of individual, physical condition of individual, parking permit numbers, and traffic record. | MAINTAIN RECORDS FOR A PERIOD OF 3 YEARS AFTER PERMIT EXPIRES OR UNTIL PERMIT HOLDER LEAVES THE AGENCY OR REQUESTS CANCELLATION, WHATEVER IS SOONER. [GRS 10-7] |
|
6740 |
|
Vehicle Maintenance and Motor Pools | Contact Center Records Mgr. |
6750 |
|
Vehicle Accidents | Contact Center Records Mgr. |
6752 |
|
Lost, Damaged, and Destroyed Vehicles | Contact Center Records Mgr. |
6760 |
|
Vehicle Marking and Identification | Contact Center Records Mgr. |
6770 |
|
Leased and Rented Vehicles | Contact Center Records Mgr. |
6780 |
|
Automotive Equipment | Contact Center Records Mgr. |
6800 |
|
Passenger Transportation | Contact Center Records Mgr. |
6810 |
|
Local Passenger Service | Contact Center Records Mgr. |
|
|||
|
END OF SCHEDULE |
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices. This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future.
The records described in Schedule 7 pertain to the management, planning, and administration of a Research & Development (R&D) program and to groups of projects and laboratory type organizations at Centers. Records in this category are created and accumulated by organizations that have overall management responsibility for programs or multiple-project activities. This schedule provides pertinent record categories and specifies the retention and dispositions for each.
Files relate to overall program administration and reflect planning, budgeting, scheduling, coordination, and management of the program. Files accumulated by offices of project managers who are responsible for the direct administration of the technical aspects of the program/system, should file these as part of the R&D Project Case File which is set forth in Schedule 8 - "Program Management." (SEE NOTE1)
The Program Office, normally at NASA Headquarters, is responsible for maintaining the administrative case file relating to a particular program/project, and for insuring the ongoing consolidation of essential documentation of the program. This activity includes records from time of inception, management of the program throughout its life, to program completion. Official records created during project/program management through to completion of the project are filed in the official R&D Project Case File located in Schedule 8.
NOTE1: PROJECT MANAGEMENT and PERFORMANCE RECORDS of an R&D Program are described in Schedule 8 which covers records created and accumulated by project organizations that have direct management control over in-house and/or contractor project activities. These files include individual basic research, applied research, and engineering development projects and as such are designated as either the project/program manager's files or the principal investigator's files and are considered a "PERMANENT" record series.
NOTE2: There are no General Records Schedules (GRS) that cover R&D records. Therefore, if a category or series of records is not listed in this Schedule or Schedule 8, disposition is not authorized. Contact your Center+s Records Manager or the Nasa Records Officer for instructions.
AFS #
|
ITEM
|
SUBJECT AREA OR RECORD TITLE
DESCRIPTION OF RECORD SERIES |
RETENTION
<Authority> |
7000-7999 | PROGRAM FORMULATION |
(see below)
|
|
0.1 | ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. This disposition applies to electronic copies of all items covered under Disposition Jobs N1-255-94-3 and N1-255-94-2 in the NASA Records Retention Schedule 7, with the following exception: -- Item 25C, subparts 1, 2, and 4 (Aircraft Files -- Platform Aircraft -- Operational (ARC Only)) In addition, this disposition does not apply to any item already covered by the General Records Schedules. |
||
A. Electronic copies created on electronic mail and word processing systems that have no further administrative value after recordkeeping copy is made. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED AND DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <N9-255-00-04> |
||
B. Electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DELETE WHEN DISSEMINATION, REVISION OR UPDATING IS COMPLETED. <N9-255-00-04> |
||
7000 | Program Formulation General |
(see below)
|
|
7000
|
1 | R&D CORRESPONDENCE FILES | |
|
Record copies of correspondence relating to management and operation of a laboratory or a program office. These are housekeeping files and do not include the official program or project files. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
|
7000
|
2 | R&D PROJECT CONTROL FILES | |
|
Copies of documents contained in project case files, preliminary sketches, drawings, specifications, and photographs determined by competent scientific and technical personnel not to be of sufficient value for incorporation into project case file, and correspondence concerning such administrative matters as travel, conferences, consultations, and transmittal of documents. | ||
|
A. DIRECTOR'S OFFICE AT PERFORMING CENTERS AND HEADQUARTERS PROGRAM OFFICES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
|
|
B. OFFICE OF LABORATORY CHIEFS AND DIRECTORS SUPERVISING R&D PROJECTS | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
|
|
2 | C. ALL OTHER COPIES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/104 OR 8/108. <N1-255-04-3> |
7000
|
3 | R&D SOURCE DATA FILES | |
Punch cards, electronic tape, or comparable media used to collect and assemble data of a preliminary or intermediate character generated from such processes as experiments or observations of a routine, repetitive nature, and used for reference in arriving at determinations in the conduct of research projects. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
||
7010 | Agency Program Goals and Objectives | Contact Center Records Mgr. | |
7020 | Long-range Planning |
(see below)
|
|
7020
|
4 | R&D LONG RANGE PLANNING FILES | |
Documents involving the establishment of schedules to achieve NASA's long range research and development objectives, the formulation of new concepts and requirements in R&D for planning purposes and similar matters. Included are R&D long range plans, R&D forecasts, documents reflecting the evolution of these plans or forecasts, and documents contributing to the development of the plans or forecasts. | |||
A. Headquarters offices performing the NASA-wide staff responsibility and office responsible for preparation of the plan and forecast. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
B. Contributing offices (Headquarters and Centers). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
||
C. All other offices/copies. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/104 OR 8/108. <N1-255-04-3> |
||
7030 | Intermediate-Range Planning | Contact Center Records Mgr. | |
7040 | Program Planning and Review | Contact Center Records Mgr. | |
7050 | Low Cost Systems Program | Contact Center Records Mgr. | |
7060 | Program and Project Logistics Policy | Contact Center Records Mgr. | |
7100 | Research and Development Planning and Approval |
(see below)
|
|
7100
|
5 | R&D PROJECT FILES - PLANNING AND APPROVAL FINAL REPORTS AND COMPLETED PROJECTS - SEE SCHEDULE 8 |
|
A. REPORTS Reports prepared by the project manager or other project personnel, containing information about project progress and research, development, test, and evaluation tasks, including the identification, time phasing, requirements, and other information about planning and approval of the project and associated activities and findings. |
|||
5 | 1. PUBLISHED REPORTS | ||
(a) Centers' office of primary responsibility will maintain one official record copy of each report that is published together with papers showing inception, scope, and background, including coordination papers and comments. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
NOTE: Reference copies may be maintained for related work | |||
(b) Working papers such as notes, rough drafts, galley proofs, background reports, and other such papers. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
||
2. UNPUBLISHED REPORTS | |||
Centers' office of primary responsibility will mark and maintain one official record copy of each report that is written and circulated for NASA use but is not published in a "formal" series of reports for general or public dissemination. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
||
3. PROGRAM/PROJECT DOCUMENTATION | |||
(a) Records that document management decisions and rationale for the establishment of a program/project office. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
(b) All other records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
||
B. TECHNICAL REPORTS These records consist of one copy of each preliminary, progress, or final R&D technical report or publication prepared or issued by a field Installation or activity, or received from their respective contractor(s). | |||
1. Office of primary responsibility will maintain one record copy of each publication (marked "Official Copy") together with related papers showing inception, scope, and background. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
2. Other copies maintained for reference by any office, including all technical reports published and distributed by or for the Scientific and Technical Information function. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102 OR 8/108. <N1-255-04-3> |
||
C. PROJECT LISTS Lists, card indexes, or other media reflecting in a comprehensive manner individual projects administered by the agency. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
||
5 | D. PLANNING FILES Official record set of the Project Development Plan, General Test Plan, System Safety Plan, Data Management Plan, Quality and Reliability Plan, Mission Contingency Plan, Mission Success Criteria, Transportation Plan, Configuration Control Plan, Logistics Plan, and all other project planning documents. Documentation included may consist of concept, definition, design and development, evaluation, and operation data/records. | ||
1. Official record set as maintained either by the office of primary responsibility or the project office. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
2. Other working/reference copies and offices. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102 OR 8/108. <N1-255-04-3> |
||
E. ADMINISTRATIVE - R&D Administrative operations files, correspondence concerning routine or temporary administrative matters. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
||
7100
|
6 | R&D PROGRAM MANAGER CONTROL FILES | |
|
These files reflect the control of research, development, procurement, and production of those equipment systems, which because of total cost, technical complexity, or number of project components, are required to have special or "program" management. These files, as such, are accumulated only by offices of those program managers who rely on other Centers to contract for, and directly supervise, the technical and engineering aspects of the system. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
|
7100
|
7 | EARTH OBSERVATIONS COMMERCIAL APPLICATIONS PROGRAM (EOCAP) (SSC ONLY) | |
Stennis Space Center (SSC) manages, on behalf of NASA Office of Commercial Programs, an applications program, EOCAP, designed to develop commercial interest for NASA-developed Remote sensing technology. Proposals are received at NASA Headquarters as a part of a NASA Research Announcement (NRA). Selected proposals (projects) are transferred to SSC for general program management. Proposal files consist of the proposal (as received), funding documentation, deliverables, and schedules. Files are kept in the following format/organization: | |||
A. EOCAP I PROPOSALS | |||
1. Selected proposals, scores, evaluations, recommendations, and funding information. | FUNDED PROPOSAL FILES WILL BE INCORPORATED INTO EOCAP I CONTRACT FILES. <N1-255-94-3> |
||
2. Proposals not selected. | DESTROY WHEN 1 YEAR OLD. <N1-255-94-3> |
||
7 | B. EOCAP I CONTRACTS Records include materials generated during proposal selection, Item A. |
DESTROY CONTRACT FILE 3 YEARS AFTER COMPLETION OF PHASE I. (THIS INCLUDES RECORDS INCORPORATED FROM A. ABOVE.) <N1-255-94-3> |
|
C. EOCAP I REPORTS Records consist of both quarterly and annual reports. |
DESTROY REPORTS 3 YEARS AFTER COMPLETION OF PHASE I. <N1-255-94-3> |
||
D. EOCAP I ADMINISTRATION/REVIEWS Records consist of administrative correspondence and communications; including program reviews and other related activities. |
DESTROY 3 YEARS AFTER COMPLETION OF PHASE I. <N1-255-94-3> |
||
E. EOCAP II RECORDS EOCAP II records follow the same procedures and disposition instructions as EOCAP I except for EOCAP II proposals that are incorporated into the contract file for follow-on work to EOCAP I contracts, unless they are a separate contract. |
SEE ABOVE ITEMS FOR DISPOSITION INSTRUCTIONS; PHASES CHANGE TO REFLECT NEW PROGRAM, I.E, DESTROY CONTRACTS 3 YEARS AFTER COMPLETION OF PHASE II. <N1-255-94-3> |
||
7100
|
8 | NASA RESEARCH ANNOUNCEMENTS (NRA) | |
|
Records consist of announcements encouraging the submission of research proposals. These announcements are usually made in circulated notices and letters, such as Space Science Notices, Applications Notices, and "Dear Colleague" letters. Approval records, notification records, Authorization to Proceed, and concurrence records are all part of these records. Selection of proposal has been made following peer or scientific (see Item 9 of this schedule) review of the proposals. | ACCEPTED NRA:ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> REJECTED NRA:ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
|
7100
|
9 | R&D PEER REVIEW AND EVALUATIONS | |
A. EXTERNAL REVIEWS Investigative reports of peer reviews and evaluations, which may include but are not limited to "Dear Colleague" letters concerning the feasibility of performing and acquiring the services of, or the performance of a solicited and an unsolicited proposal from researchers and/or scientists. |
|||
1. Reports and proposals resulting in a project. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
2. Reports and proposals not selected or rejected proposals. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/109. <N1-255-04-3> |
||
9 | B. INTERNAL REVIEWS Reports of peer reviews and evaluations including, but not limited to, proposals, slides/charts, letters, and a chairman's summary report concerning the research being preformed by a specific group/individual of researchers and/or scientists. |
||
1. Accepted proposals resulting in a project. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
2. Rejected proposals. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/109. <N1-255-04-3> |
||
7110 | Advanced Studies Planning and Approval | Contact Center Records Mgr. | |
7120 | Project Planning and Approval |
(see below)
|
|
7120
|
10 | PROJECT APPROVAL DOCUMENTS (PAD) | |
Authorizations to initiate and carry out the project(s) within the scope defined in the PAD and within available allotted funds. | |||
A. HEADQUARTERS or OFFICE OF PRIMARY RESPONSIBILITY Note: If a Center Organization has overall responsibility for a Project including the authority to approve the PAD, then the Center would control the records as the Office of Primary Responsibility. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
B. CENTER | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
||
7120
|
11 | MANAGEMENT PROJECT FILES | |
Surveys, analytical studies, background papers, notes, data, interim reports, final reports, and related papers pertaining to administrative functions. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
||
7121 | Phased Project Planning and Approval |
(see below)
|
|
7121
|
12 | R&D SPECIFICATION FILES | |
Preliminary, experimental, and final specifications created in connection with engineering projects. Arrange by specification number or by project. | |||
A. OFFICE DELEGATED RESPONSIBILITY FOR MAINTENANCE OF OFFICIAL RECORD SETS | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
||
B. ALL OTHER OFFICES/COPIES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> |
||
7122 | Other Project Planning and Approval |
(see below)
|
|
7122
|
13 | PUBLIC REACTIONS TO ESTABLISHMENT OF MAJOR PROJECTS | |
Correspondence with citizens, including municipal offices, expressing interest in or opposition to establishment of new Centers or new NASA construction programs. This correspondence usually cites adverse impacts upon the community. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
7123 | Systems Engineering | Contact Center Records Mgr. | |
7130 | Supporting Research and Technology Planning and Approval | Contact Center Records Mgr. | |
7140 | University Program | Contact Center Records Mgr. | |
7150 | Project Scheduling and Implementation |
(see below)
|
|
7150
|
14 | RESEARCH AND TECHNOLOGY OBJECTIVES AND PLANS (RTOP) | |
Documents maintained and used to facilitate communication and coordination among technical personnel and to expedite the technology development and transfer process. Records in this series consists of documentation of management review and control of research projects, proposed or currently in progress. | |||
A. CENTERS - Office of Primary Responsibility | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
B. ALL OTHER OFFICES - copies of records in series Cutoff date is date of record. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102 OR 8/108. <N1-255-04-3> |
||
C. ELECTRONIC COPIES of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/112 OR 8/113. <N1-255-04-3> |
||
7150
|
15 | R&D CENTER TEST SCHEDULING | |
Documents used by testing units to authorize, schedule, and control project testing and evaluation of models or prototypes in specialized facilities, such as wind tunnels and materials test laboratories. Included are copies of project orders, copies of operating schedules, critical events, feeder reports, and related papers. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
||
7160 | Project Termination | Contact Center Records Mgr. | |
7170 | Human Research |
(see below)
|
|
7170
|
16 PASR | HUMAN EXPERIMENTAL AND RESEARCH DATA RECORDS - NASA 10 HERD Records in this system consists of data obtained in the course of an experiment, test, or research medical data from in-flight records; other information collected in connection with an experiment, test, or research. Included in this system of records is information about individuals who have been involved in space flight, aeronautical research flight, and/or participated in NASA tests or experimental or research program; Civil Service employees, military, employees of other government agencies, contractor employees, students, human subjects (volunteer or paid), and other volunteers on whom information is collected as part of an experiment or study. NOTE: See Schedule 8 for Medical Records on Test Subjects. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
7200 | Institutional Planning and Approval | Contact Center Records Mgr. | |
7210 | Establishment of Agency Institutional Goals and Objectives | Contact Center Records Mgr. | |
7220 | Establishment of Center Institutional Goals and Objectives | Contact Center Records Mgr. | |
7230 | Institutional Planning - Center Development |
(see below)
|
|
7230
|
17 | INSTITUTIONAL OPERATING PLAN (IOP) | |
Records in this series are used for the proposed operation plan for particular fund sources related to R&PM money. It is a part of the semiannual budget cycle and is considered working papers for the program/ project offices in the budgetary planning process, usually for the current year and next year monies. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
||
7231 | Human Resources Planning and Plans | Contact Center Records Mgr. | |
7232 | Facility Master Planning and Plans | Contact Center Records Mgr. | |
7233 | Center Technical Capability Planning and Plans | Contact Center Records Mgr. | |
7234 | Center Institutional Capability Planning and Plans | Contact Center Records Mgr. | |
7235 | Site Selection | Contact Center Records Mgr. | |
7300 | Facility Planning and Approval | Contact Center Records Mgr. | |
7310 | Facility Requirements Determination | Contact Center Records Mgr. | |
7320 | Facility Design Standards, Criteria, and Procedures |
(see below)
|
|
7320
|
18 | DRAWINGS - R&D FACILITIES FILES | |
Preliminary, experimental, final design, and "as built" drawings created in connection with research and development projects, including reduced-size offset prints and aperture cards. Arrange by drawing number or by project. | |||
A. OFFICE DELEGATED RESPONSIBILITY FOR MAINTENANCE OF OFFICIAL RECORD SET | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
||
B. HARD COPIES IF MAINTAINED ON APERTURE CARDS | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> |
||
C. ALL OTHER COPIES AND OFFICES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> |
||
7330 | Facility Projects, Approval Authorities | Contact Center Records Mgr. | |
7340 | Industrial Facilities Planning and Approval | Contact Center Records Mgr. | |
7400 | Approval and Management of Financial Reports for Contracts and Grants, Allotments, and Resources / Apportionment Files |
(see below)
|
|
7400
|
19 | FINANCIAL REPORTS - CONTRACTS AND GRANTS | |
Consolidated Agencywide reports of financial and statistical data covering NASA contracts and grants. | |||
A. HEADQUARTERS: OPR Copy | |||
1. June issue: | RETIRE TO FRC 1 YEAR AFTER THE CLOSE OF THE FISCAL YEAR TO WHICH THEY PERTAIN. DESTROY 10 YEARS AFTER FISCAL YEAR TO WHICH THEY PERTAIN. <N1-255-94-2> (N 7-9) |
||
2. All other issues: | DESTROY 2 YEARS AFTER THE FISCAL YEAR TO WHICH THEY PERTAIN. <N1-255-94-3> |
||
B. ALL OTHER COPIES/OFFICES. | DESTROY AS SOON AS ACTIVE REFERENCE VALUE CEASES OR WHEN 2 YEARS OLD WHICHEVER IS SOONER. <N1-255-94-3> |
||
7400
|
20 | ALLOTMENT OF FUNDS (504s) | |
Allotment of funds and memoranda concerning decisions on funding levels and changes. | |||
20 | A. HEADQUARTERS | * PERMANENT * RETIRE TO FRC WHEN 3 YEARS OLD FOR ANNUAL ACCOUNTS AND 5 YEARS FOR NO YEARAPPROPRIATIONS. TRANSFER TO NARA WHEN 10 YEARS OLD. <N1-255-94-3> (N 7-3) |
|
B. CENTER | DESTROY ANNUAL ACCOUNTS WHEN 3 YEARS OLD AND NO YEAR ACCOUNTS WHEN 5 YEARS OLD. <N1-255-94-3> |
||
7400
|
21 | BUDGET AND PROGRAMMING RESOURCES/APPORTIONMENT FILES | |
A. Correspondence files in formally organized budget offices pertaining to routine administration, internal procedures, and other matters not covered elsewhere in this schedule. Excluding files relating to Agency policy and procedure maintained in formally organized budget offices. | DESTROY WHEN 2 YEARS OLD. [GRS 5-1] (N 7-8) |
||
B. Recurring reports of scientific research and development activities. | |||
1. Headquarters. | RETIRE 1 COPY OF EACH REPORT TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 8 YEARS OLD. <N1-255-94-3> |
||
2. All other copies/offices. | DESTROY WHEN NO LONGER NEEDED OR WHEN 2 YEARS OLD, WHICHEVER IS SOONER. <N1-255-94-3> |
||
C. Special Studies. | |||
1. Headquarters. | * PERMANENT * RETIRE 1 COPY OF EACH REPORT TO FRC WHEN STUDY BECOMES INACTIVE.TRANSFER TO NARA WHEN 15 YEARS OLD. <N1-255-94-3> |
||
2. All other copies/offices. | DESTROY WHEN NO LONGER NEEDED OR WHEN 2 YEARS OLD WHICHEVER IS SOONER. <N1-255-94-3> |
||
D. Apportionment and reapportionment schedules and memoranda schedules proposing obligations, transfers, etc., under each appropriation. | |||
1. Headquarters. | DESTROY 2 YEARS AFTER THE CLOSE OF THE FISCAL YEAR. [GRS 5-4] (N 7-2) |
||
2. All other copies/offices. | DESTROY 2 YEARS AFTER THE CLOSE OF THE FISCAL YEAR. [GRS 5-4] |
||
E. Budget report files consisting of periodic reports on the status of appropriation accounts and apportionment. | |||
21 | 1. Annual report (end of fiscal year). | DESTROY WHEN 5 YEARS OLD. [GRS 5-3a] |
|
2. All other copies/offices. | DESTROY 3 YEARS AFTER THE END OF THE FISCAL YEAR.[GRS 5-3b] | ||
F. Background working papers, cost statements, rough data, and similar materials accumulated in the preparation of annual budget estimates, including duplicates of budget estimates and justifications and related appropriation language sheets, narrative statements, and related schedules; and originating offices' copies of reports submitted to budget offices. | DESTROY 1 YEAR AFTER THE CLOSE OF THE FISCAL YEAR COVERED BY THE BUDGET. [GRS 5-2] (N 7-6) |
||
G. Budget estimates and justification files. | |||
1. Copies of budget estimates and justifications prepared or consolidated in formally organized budget offices at the bureau (or equivalent) or higher organizational level. Included are appropriation language sheets, narrative statements, and related schedules and data. | * PERMANENT * RETIRE TO FRC BY FISCAL YEAR WHEN NO LONGER NEEDED FOR ACTIVE REFERENCE OR WHEN 10 YEARS OLD. TRANSFER TO NARA WHEN 20 YEARS OLD. <N1-255-94-3> (N 7-1) |
||
2. Working copies, background materials, all other office/copies. | SEE ITEM F. OF THIS SCHEDULE. <N1-255-94-3> |
||
7500 | Commercialization (of NASA Technology and Systems) | Contact Center Records Mgr. | |
7600 | Program Operating Plans |
(see below)
|
|
7600
|
22 | PROGRAM/PROJECT OPERATING PLAN (POP) | |
Associate Administrator and Center program resources offices periodic request(s) for resource requirements against the proposed budget/planning for a particular project. Included are working papers in the program/ project office used in budget planning and setting performance targets. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
7610 | General Policies and Procedures | Contact Center Records Mgr. | |
7620 | Research and Program Management |
(see below)
|
|
7620
|
23 | PROGRAM/PROJECT NAME FILES | |
Documents relating to the assignment of popular names to projects and major items of equipment (i.e. Shuttle orbiters, satellites, etc.). Included are correspondence concerning proposed names, minutes of meetings of Project Designation Committees, coordinating actions on the proposed names, approvals, and all other related documentation/materials. | |||
A. Case files of the Associate Administrator for Public Affairs (Headquarters) and any Headquarters office or Center responsible for proposing projects to be named and recommending names. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
||
B. All other offices/copies. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102 OR 8/108. <N1-255-04-3> |
||
7630 | Research and Development | Contact Center Records Mgr. | |
7640 | Construction of Facilities | Contact Center Records Mgr. | |
7700 | Human Resources Utilization | Contact Center Records Mgr. | |
7710 | General | Contact Center Records Mgr. | |
7720 | Determination of Human Resources Requirements | Contact Center Records Mgr. | |
7730 | Personnel Complement Ceilings and Controls | Contact Center Records Mgr. | |
7740 | Human Resources Utilization Programs and Reports | Contact Center Records Mgr. | |
7800 | Resources Authority Allocation System | Contact Center Records Mgr. | |
7810 | General | Contact Center Records Mgr. | |
7820 | Research and Program Management (R&PM) | Contact Center Records Mgr. | |
7830 | Research and Development (R&D) |
(see below)
|
|
7830
|
24 | RESOURCES AUTHORITY WARRANTS (506s) | |
Agency authorizations to utilize a stated amount of resources available to program and administrative offices (funds and/or personnel complement) for the execution of approved NASA Projects and activities (includes 506s original and sub-authorities). | |||
A HEADQUARTERS (OPR) | |||
1. FISCAL YEAR ACCOUNTS (Recordkeeping Copy) |
CLOSE THE ACCOUNT AT THE END OF THE FIFTH FISCAL YEAR AFTER THE PERIOD OF AVAILABILITY FOR OBLIGATION ENDS. RECORDS MAY BE RETIRED TO AN FRC OR APPROVED STORAGE FACILITY ONE YEAR AFTER ACCOUNT CLOSES. DESTROY 5 YEARS AFTER FISCAL YEAR IN WHICH ACCOUNT(S) IS CLOSED. <N1-255-96-3> (N 7-5) |
||
2. NO YEAR ACCOUNTS (Recordkeeping Copy) NOTE: Close Account if (1) the Head of the Agency or the President determines that the purposes for which the appropriation was made have been carried out; and (2) no disbursement has been made against the appropriation for 2 consecutive fiscal years. |
RECORDS MAY BE RETIRED TO AN FRC OR APPROVED STORAGE FACILITY ONE YEAR AFTER FISCAL YEAR IN WHICH ACCOUNT(S) IS CLOSED. DESTROY RECORDS 5 YEARS AFTER FISCAL YEAR IN WHICH ACCOUNT(S) IS CLOSED. <N1-255-96-3> |
||
3. Electronic copies created on electronic mail and word processing systems. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED. <N1-255-96-3> |
||
B. CENTERS (OPR) | |||
1. FISCAL YEAR ACCOUNTS (Recordkeeping Copy) | CLOSE THE ACCOUNT AT THE END OF THE FIFTH FISCAL YEAR AFTER THE PERIOD OF AVAILABILITY FOR OBLIGATION ENDS. RECORDS MAY BE RETIRED TO AN FRC OR APPROVED STORAGE FACILITY ONE YEAR ATER ACCOUNT CLOSES. DESTROY 3 YEARS AFTER FISCAL YEAR IN WHICH ACCOUNT(S) IS CLOSED. <N1-255-96-3> |
||
2. NO YEAR ACCOUNTS (Recordkeeping Copy) NOTE: Close Account if (1) the Head of the Agency or the President determines that the purposes for which the appropriation was made have been carried out; and (2) no disbursement has been made against the appropriation for 2 consecutive fiscal years. |
RECORDS MAY BE RETIRED TO AN FRC OR APPROVED STORAGE FACILITY ONE YEAR AFTER FISCAL YEAR IN WHICH ACCOUNT(S) IS CLOSED. DESTROY RECORDS 3 YEARS AFTER FISCAL YEAR IN | ||
24 | WHICH ACCOUNT(S) IS CLOSED. <N1-255-96-3> |
||
3. Electronic copies created on electronic mail and word processing systems. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED. <N1-255-96-3> |
||
C. ALL OTHER OFFICES/COPIES. | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE OR WHEN 1 YEAR OLD, WHICHEVER IS LATER. NOT AUTHORIZED FOR TRANSFER TO AN FRC. <N1-255-96-3> |
||
7840 | Construction of Facilities (C of F) | Contact Center Records Mgr. | |
7900 | Aircraft Operations and Management |
(see below)
|
|
7900
|
25 | AIRCRAFT FILES A. AIRBORNE DATA ACQUISITION These are files that are maintained at the Aircraft Management Office, Headquarters and at Centers. Typically files include information with respect to aircraft operations, cost, scheduling and tasking, usually relating to remote sensing research. NOTE: These files DO NOT include maintenance records that are maintained under a separate contract. |
|
1. General correspondence. | DESTROY WHEN 5 YEARS OLD. <N1-255-94-3> |
||
2. Financial reports. | DESTROY 2 YEARS AFTER THE FISCAL YEAR OF THE REPORT. <N1-255-94-3> |
||
3. Flight schedules. | DESTROY 1 YEAR AFTER THE FLIGHT SEASON. <N1-255-94-3> |
||
4. Job orders. | DESTROY 2 YEARS AFTER EXPIRATION. <N1-255-94-3> |
||
B. MAINTENANCE RECORDS (CURRENT/HISTORICAL) | |||
Records in this series include maintenance records for various aircraft located at NASA facilities. These records also may include some blueprints and sketches of parts used on the various aircraft that are in the inventory. | RETIRE RECORDS TO ON-SITE STORAGE FOR 1 YEAR AFTER CLOSE OF FILE OR WHEN NO LONGER NEEDED. RECORDS WILL BE KEPT ON-SITE AS LONG AS AIRCRAFT IS IN AGENCY INVENTORY. IF AIRCRAFT IS TRANSFERRED TO ANOTHER AGENCY, TRANSFER RECORDS WITH AIRCRAFT. IF AIRCRAFT IS OTHERWISE DISPOSED OF OR DESTROYED, RECORDS WILL EITHER BE DESTROYED AT THAT TIME, WHEN NO LONGER NEEDED, OR WHEN 1 YEAR OLD, WHICHEVER IS SOONER. <N1-255-94-3> |
||
25 | C. PLATFORM AIRCRAFT - OPERATIONAL (ARC ONLY) | ||
1. Transferred Aircraft Records (hard copies and electronic copies). | TRANSFER ASSOCIATED RECORDS WITH THE AIRCRAFT WHEN IT LEAVES AGENCY INVENTORY. THIS INCLUDES TRANSFER OR DONATION TO A MUSEUM OR OTHER SUCH INSTITUTION. <N1-255-94-3> |
||
2. Aircraft no longer in inventory (non-current/inactive) (hard copies and electronic copies). | DESTROY RECORDS ASSOCIATED WITH THE SPECIFIC AIRCRAFT WHEN IT IS DESTROYED, DISMANTLED, OR CANNIBALIZED AND NO LONGER ON THE AGENCY INVENTORY, OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <N1-255-94-3> |
||
3. Current/active aircraft maintained in agency inventory. OPR: Code OMM, Medium Altitude Missions Office within the Sciences and Applications Aircraft Division. | RETAIN ORIGINAL ON-SITE AT ARC WITH AIRCRAFT. EITHER TRANSFER RECORDS WITH ASSOCIATED PLANE OR DESTROY WHEN PLANE IS NO LONGER MAINTAINED IN THE INVENTORY, AS APPROPRIATE. (SEE ITEM B. ABOVE). <N1-255-94-3> |
||
4. CAD System | RECORDS MAY BE DELETED WHEN 5 YEARS OLD OR WHEN AIRCRAFT LEAVES THE AGENCY INVENTORY, WHICHEVER IS SOONER. <N1-255-94-3> |
||
5. All other offices/copies. | DESTROY WHEN OBSOLETE, OR WHEN NO LONGER NEEDED FOR REFERENCE OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <N1-255-94-3> |
||
D. CONFIGURATION MANAGEMENT FILES - VARIOUS AIRCRAFT Records in this series include documentation of inactive aircraft that are maintained by the Aircraft documentation office. These files may include, but are not limited to, Status Reports, Configuration Change Requests, System Test Reports and Discrepancy Reports. |
RETIRE RECORDS TO ON-SITE STORAGE FOR 1 YEAR. DESTROY WHEN OBSOLETE OR WHEN NO LONGER NEEDED FOR REFERENCE. <N1-255-94-3> |
||
7910 | Aircraft Operations Management | Contact Center Records Mgr. | |
7920 | Administrative Aircraft Management | Contact Center Records Mgr. | |
END OF SCHEDULE | |||
PROGRAM MANAGEMENT RECORDS
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices. This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future.
The records described in Schedule 8 pertain to the management and operation of NASA construction of facilities, architectural, and engineering design records. These records relate to the functions that create, control, formulate and prescribe real or personal property or facilities management polices and procedures used by activities and offices applying these procedures. Records also included in this series/schedule are Research & Development (R&D) records that pertain to the management, operation, and performance of an R&D Project. Such records are created and accumulated by project organizations that have direct management control of in-house and/or contractor project activities. Project files relate to basic and applied research, and engineering development projects. The Project Office, normally at the laboratory or division level at a field installation, is responsible for maintaining the official files, and is designated as the Office of Primary Responsibility (OPR). This office is responsible for maintaining the files relating to a particular project and for insuring the ongoing collection and consolidation of essential documentation for the project. When more than one laboratory at an installation or more than one installation works on a project, the lead project manager should establish procedures to insure that all files relating to the project are collected at a single designated location for retirement and transfer.
INSTRUCTIONS FOR DESIGN AND CONSTRUCTION FILES:
General Definitions and Guidelines to use with Design and Construction Files: Generally, drawings pertaining to the design process lose their administrative usefulness after the final construction plans are accepted; these records should be considered inactive after the completion of the construction project. Precise measured drawings, which are used during the construction process, have a continuing value during the life of the structure, especially for repair and maintenance projects. The original construction drawings as well as repair and alteration drawings (or microform copies) should be considered active while the structure is still used, maintained or owned by the Federal Government.
DEFINITIONS:
Preliminary Drawings: Drawings and sketches that are conceptual in nature. These drawings are usually freehand studies that show the basic design of the structure, include the arrangement of rooms, general appearance of elevations and floor plans, as well as other details under consideration.
Models: Three dimensional, reduced-scale models which are prepared for illustrative or presentation purposes.
Intermediate and Pre-final Drawings: Drawings which are created and reviewed in preparation of the final working drawings.
"As Built" Drawings: Annotated copies of final working drawings or additional drawings which show changes in the initial construction from the original design.
Shop Drawings: Detailed drawings prepared by construction contractors or subcontractors of particular parts of the building which they are to supply or by manufacturers of products to be assembled in their shops. These drawings which include plans for architectural embellishments and interior design such as tile and marble work, special cabinet work, elevators, or heating systems, not only provide instructions for assembling the products on the job site, but may also be necessary for future repair and preservation projects.
Repair and Alteration Drawings: Original drawings which depict repairs and alterations to the building as it was originally constructed.
Contract Drawings: Copies of the original workings on which contract negotiations are based.
Standard Drawings: Final drawings for standard details and other documents created in their preparation.
Space Assignment Plan(s): Drawings which depict outline floor plans used for space assignments.
AFS #
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ITEM
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SUBJECT AREA OR RECORD TITLE DESCRIPTION OF RECORD SERIES
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RETENTION
<Authority> |
8000-8999 |
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PROGRAM MANAGEMENT |
(see below)
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0.1
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ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. This disposition applies to electronic copies of all items covered under Disposition Jobs N1-255-94-3, N1-255-91-14, N1-255-91-6, N1-255-89-3, N1-255-90-1, N1-255-92-3, N1-255-88-1, and N1-255-90-4 in the NASA Records Retention Schedule 8, with the following exceptions: . Item 5A, subpart 2, subpart on Electronic Data (R&D Project Files, Temporary Records of Selected Project Case Files, Project Test, Engineering, and Evaluation Files: Electronic Data). Item 17 (R&D Experimental Projects Data Files). Item 18B (Atmospheric Science Data (KSC Only), LDAR Records (Lightning Detection and Ranging)) In addition, this disposition does not apply to any item already covered by the General Records Schedules. |
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A. Electronic copies created on electronic mail and word processing systems that have no further administrative value after recordkeeping copy is made. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED AND DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <N9-255-00-05> |
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B. Electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DELETE WHEN DISSEMINATION, REVISION OR UPDATING IS COMPLETED. <N9-255-00-05> |
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8000 |
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Program Management - General |
(see below)
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8000
|
1
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DEFENSE INDUSTRIAL PLANT EQUIPMENT CENTER (DIPEC) LOAN | |
|
|
Listings of tools or test equipment on loan from DIPEC to NASA contractor or NASA Center. | DESTROY 1 YEAR AFTER COMPLETION OF LOAN. <N1-255-94-3> (N 17-47) |
8000
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2
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TOOL DRAWING FILES | |
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A. Vellums, original drawings, and tracings used in the manufacture of individual components, with related records or comparable documents maintained as a record of tool design and to facilitate reference to the drawings. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
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B. All other copies. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/104. <N1-255-04-3> |
8000
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3
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DATA FILES ON ORGANIC MATERIALS USED IN CONSTRUCTION OF PLANETARY SPACECRAFT | |
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Documentation produced by Centers, contractors, subcontractors and other suppliers, for research and development projects related to planetary flight mission hardware, which includes information relative to the organic materials used on spacecraft destined for planetary landing. Documentation shall include all listings, drawings, test results, parts lists, and specifications pertinent to the organic materials content of the spacecraft as flown. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
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8000
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4
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R&D CORRESPONDENCE FILES | |
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A. GENERAL ADMINISTRATIVE | ||
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Records in this series consists of copies of correspondence and documentation relating to the administrative management and housekeeping operations of a laboratory or a program office. Files may include: Action/Suspense files; general correspondence; and, routine office actions and correspondence. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
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B. PROJECT CORRESPONDENCE - OTHER Correspondence relating to a project and not a part of the project manager's files. This series may include correspondence and files kept by offices subordinate to the project manager. These are not routine administrative/housekeeping files, they are miscellaneous project correspondence files. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
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C. ALL OTHER OFFICES/COPIES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/104 OR 8/108. <N1-255-04-3> |
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8000
|
5
|
R&D PROJECT FILES | |
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These records reflect a complete history of each project from initiation through research, development, design and testing, to completion. Records in this series are typically maintained in a central file by the project office, which is considered the primary office of responsibility (OPR). Records designated for permanent retention will be clearly identified by the OPR and maintained separately from records considered temporary while in the custody of NASA. Selected case files are to be retired separately from other case files to the Federal Records Center (FRC). | ||
5
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Typical case files include, but are not limited to: Incoming/outgoing correspondence and memoranda; Procurement files (cost and scheduling);Project Authorization Documents (PAD);TU application engineering documentation (where applicable);Project cards; Test and trial results;Drawings, specifications, photographs, and videos;Technical, status, and progress reports;Notice of completion, cancellation, or termination;Data location files; Project review files;Final project records/reports. | ||
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NOTE: This series does not include test results maintained at NASA or contractor laboratories or comparable level. These records are covered by Item 17 of this Schedule. | ||
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A. SELECTED PROJECT CASE FILES | ||
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This series consists of records that are of particular significance for documenting NASA R&D projects. The following selection criteria will be used to determine if a project falls within this disposal authority. | ||
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PROJECTS THAT LEAD TO: . The discovery of new science, reveal new facts or concepts useful for future research, or confirm less firmly based existing bodies of knowledge; . Development of a "first of its kind" product or process; . Establish a precedent for significantly changing NASA research, agency policy, internal organization, or legislative action; . Contributes significant data that broadens knowledge in a field of science or substantively effects a key public policy issue; . Results in significant social, political, or scientific controversy; . Is subject to widespread national or international media attention or the subject of Congressional or agency scrutiny or investigation . Results in a significant improvement in processing or production; and/or, . Results in a significant net application of an existing product or process. |
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1. Records in this series include: | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
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5
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R&D Status Reports Documents reflecting the master plan for research, development, and test of a designated equipment system. Plans are used as a management tool and as a means of informing higher-level management of the status. Included are project management master plans, superseded and obsolete parts of the plans, studies and reports used to keep the plan current, and related documents. |
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Authorization Files Documents reflecting actions leading up to and including the authorization for initiation of a project. Included are: Project Planning Documents (PPD), Project Authorization Documents (PAD). |
(N 25-1a(3)) | |
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Specification and Drawing Files Original drawings that have not been microfilmed OR silver halide aperture cards of original drawings and specifications that show experimental, preliminary, and final versions created in connection with the project. Original drawings that have been microfilmed (and microfilm has been verified in accordance with 36 CFR, Part 1230, S1230.14) are no longer considered the "archival" or permanent record and may be disposed of in accordance with B of this item or when no longer needed, whichever is sooner. |
(N 25-1a(4)) | |
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Reference Reports Technical, progress, or test reports issued, or received in connection with the project including feasibility, cost, effectiveness, and contractor reports. |
(N 25-1a(9)) | |
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Review Files Documents or other media produced which document Preliminary Requirements Reviews, Preliminary Design Reviews, Critical Design Reviews, Configuration Inspections, Design Certification Reviews, Flight Readiness Reviews, and Post Flight Evaluations |
(N 25 1a(10)) | |
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Termination Files Documents reflecting notices or authority for completion or termination of a project or task, such as technical committee action, or termination notice, indicating R&D work on a particular project or task has been completed/terminated. |
(N 25-1a(11)) | |
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Project Scientists Files Files that are not duplicated in a central Project Office file or project case file. These should be transferred as an integral whole and should be considered an adjunct to the central project office file. |
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Final Reports Records include reports for completed projects, cancelled, terminated, or suspended projects. |
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5
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Audiovisual Records Records that document R&D project activities and are considered by the Project Office to be an integral part of selected case files. |
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. Film: Also See Schedule 1-71B. Stills: Also See Schedule 2-23C. Videos: Also See Schedule 2-24C | ||
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2. TEMPORARY RECORDS OF SELECTED PROJECT CASE FILES Records in this series include: R&D Correspondence | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
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Procurement Files Copies of R&D contract, grant, or agreement associated with the accomplishments of the project with changes, modifications, or addenda thereto. (THIS IS THE PROJECT OFFICES' FILES, NOT THE PROCUREMENT OFFICE FILE.) |
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Project Test, Engineering, and Evaluation Files Records relating to the testing and evaluation of R&D items to make sure that design, technical and characteristics requirements are met and to provide information for corrective actions, research, environmental, engineering, service, and other test directives plans and preliminary and final reports; firing reports, calculations, working papers, related correspondence; comparable test data; and, audio visual records that are routine and repetitive in nature. |
||
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Electronic Data: See above description. | ||
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Film | ||
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Stills and Video | ||
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Meeting FilesCopies of minutes of meetings, conferences, reports, trip reports, reports of consultations, and similar papers pertaining to the project. | ||
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Data Location FilesCross-references or notations as to the existence and location of scale models; experimental hardware, motion picture films, URLs, server addresses for databases, libraries, and comparable items which are not filed with the project files. | ||
5
|
Spacecraft Files - Post Launch/Engineering Logs and data describing the operations and performance of the various functions of the spacecraft or satellite, revealing malfunctions, attitude, environmental conditions which may be used to check ongoing operations and to introduce engineering improvements into the design of late or similar spacecraft; this series includes reports, technical notes, microfilm plots, memoranda, correspondence, and related papers/documentation. |
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Office Project Files - Summarized Office files relating to relatively small research projects where data and results are summarized in a research report which is usually disseminated throughout NASA. |
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3. ALL OTHER COPIES/OFFICES | ||
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Offices maintaining working or reference copies of any ofthe above record series of R&D projectpapers/documentation. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> |
|
|
B. NONSELECTED PROJECT CASE FILES | ||
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1. Records in this series include those projects that do not meet the selection criteria identified in A above. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/107. <N1-255-04-3> |
|
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2. ALL OTHER COPIES/OFFICES Offices maintaining working or reference copies of any ofthe above records series of R&D projects that do not meetthe selection criteria identified in 5-A or in B-1 above. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/108. <N1-255-04-3> |
|
6
|
RESERVED | ||
8000
|
7
|
R&D APOLLO DOCUMENTATION ADMINISTRATION FILES | THIS IS A CLOSED SERIES |
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A. APOLLO DOCUMENTATION SYSTEM | ||
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A listing of documentation covering the Apollo Documentation System consisting of record copies of 3 documents: (1) Center Apollo Document Index, Appendix "A"; (2) Center Apollo Document Index, Numerical Listing by Level Category, Control Number; (3) Center Apollo Document Index Alphabetical Listing. The system will provide for continual management review to eliminate duplicate or nonessential requirements and reduce cost related thereto. Included are supporting papers reflecting changes to basic documents. 1. Paper Records. | (N 24-8) DESTROY AFTER VERIFICATION / CERTIFICATION OF MICROFILM, OR 1 YEAR AFTER CERTIFICATION OR NO LONGER NEEDED FOR USE. <DA: N1-255-94-3> |
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2. Microfilm Records. (Includes silver original and diazo copy.) | * PERMANENT *TRANSFER TO NARA WHEN 30 YEARS OLD. <DA: N1-255-94-3> |
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7
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3. All other offices, paper or microfilm copies. | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE PURPOSES OR WHEN 10 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-3> |
|
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B. CONSTRUCTION OF FACILITIES & R&D/GROUND SUPPORT EQUIPMENT (GSE) | ||
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Documentation relating to Apollo and projects initiated by the Apollo program (R&D/GSE and C of F) which includes drawings, specifications, technical manuals, electronic/ computer media, photos, test reports, Operations & Maintenance (O&M) documentation, constructions files, and, Information for Bids (IFB). | ||
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1. Office of Primary Responsibility. | ||
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(a) Paper Records. | DESTROY AFTER VERIFICATION / CERTIFICATION OF MICROFILM, OR 1 YEAR AFTER CERTIFICATION OR NO LONGER NEEDED FOR USE. <DA: N1-255-94-3> |
|
|
(b) Microfilm Records.(Includes silver original and diazo copy) | * PERMANENT * RETAIN ON-SITE. RETIRE TO FRC WHEN 20 YEARS OLD AND TRANSFER TO NARA WHEN 30 YEARS OLD. <DA: N1-255-94-3> |
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2. All other offices, paper or microfilm copies. | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE PURPOSES OR WHEN 10 YEARS OLD, WHICHEVER IS SOONER <DA: N1-255-94-3> |
|
8005 |
|
Major Flight and Development | Contact Center Records Mgr. |
8010 |
|
Major Flight and Development -- General | Contact Center Records Mgr. |
8020 |
|
Program Control | Contact Center Records Mgr. |
8030 |
|
Flight Experiments and Tasks |
(see below)
|
8030
|
8
|
SPACE FLIGHT EXPERIMENT/INVESTIGATIONS REDUCED DATA Digital tapes that contain all the basic and supporting measurements after they have been selected, processed, and reduced to the final form that best represents the scientific knowledge obtained from the investigation. NOTE: These Records are MAINTAINED at the NATIONAL SPACE SCIENCE DATA CENTER (NSSDC) operated by Goddard Space Flight Center (GSFC). |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
8040 |
|
Configuration Control |
(see below)
|
8040
|
9
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CONFIGURATION CONTROL BOARD (CCB) RECORDS Records such as notices of meetings, change requests, minutes, documentation, changes to documentation, directives, etc. |
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9
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A. PROGRAM LEVEL (KEPT AS A PART OF CASE FILE IN R&D PROGRAM OR PROJECT [See also Item 5 of this Schedule.] |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
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B. PROJECT OFFICE LEVEL | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
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8040
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10
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CONFIGURATION MANAGEMENT FILES - SPACE SHUTTLE | |
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Records in this series consist of Baseline Level III documentation with specific requirements applicable to the projects, e.g., solid rocket booster and redesigned motor; main engine; etc. The following records are considered a part of this series, but the series is not limited to these records only: | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 <N1-255-04-3>. |
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. Level I and II requirements; . Design and Performance requirements . Interface; Verification; Training Requirements; . Design, construction, and assembly and installation standards and specifications; . Design concepts, approaches, and solutions; and, product configuration descriptions. |
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8050 |
|
Systems Integration and Checkout | Contact Center Records Mgr. |
8060 |
|
Systems Design |
(see below)
|
8060
|
11
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DESIGN AND ENGINEERING DRAWINGS FOR FABRICATION OF DISPLAY MODELS AND EXHIBITS | |
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A. ORIGINAL VELLUM DRAWINGS | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
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B. ALL OTHER OFFICES/COPIES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/104 OR 8/108. <N1-255-04-3> |
|
8070 |
|
Technical Standards and Specifications |
(see below)
|
8070
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12
|
STANDARDS AND SPECIFICATION FILES | |
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Preliminary, experimental, and final standards/specifications created in connection with engineering projects. Arrange by specification number or by project. | ||
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A. OFFICE OF PRIMARY RESPONSIBILITY (OPR) | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
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B. ALL OTHER OFFICES/COPIES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> |
|
8071 |
|
Structures, Mechanical, and Thermal | Contact Center Records Mgr. |
8072 |
|
Materials and Processes | Contact Center Records Mgr. |
8073 |
|
Power and Electrical | Contact Center Records Mgr. |
8074 |
|
Communication/Data Handling/Information Systems | Contact Center Records Mgr. |
8075 |
|
Electronics and Avionics | Contact Center Records Mgr. |
8076 |
|
Fluids, Propulsion | Contact Center Records Mgr. |
8077 |
|
Systems, Integration, Analysis and Test | Contact Center Records Mgr. |
8078 |
|
Human Factors | Contact Center Records Mgr. |
8079 |
|
Ground and Flight Operations | Contact Center Records Mgr. |
8080 |
|
Tests and Testing | Contact Center Records Mgr. |
8090 |
|
NASA Engineering Standards | Contact Center Records Mgr. |
8100 |
|
Advanced Studies |
(see below)
|
8100
|
13
|
ADVANCED MANNED AND UNMANNED MISSION STUDIES | |
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Advanced studies of flight missions beyond those currently approved, or studies of as yet unapproved spacecraft, launch vehicles, spacecraft, and/or aircraft or aircraft systems that may lead toward such future flight missions or studies leading to significant changes on an already approved configuration of spacecraft and launch vehicle. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
|
8100
|
14
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SUMMARY PROGRESS REPORTS (R&D) | |
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Reports submitted by laboratories or other project offices to show the initiation and degree of completion of projects and consolidated reports prepared therefrom. | ||
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A. Copies of reports retained by reporting office. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
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B. Feeder reports used for compilation of consolidated reports, except as indicated in C. below. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
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C. Consolidated reports consisting of an official file copy of each consolidated report and any feeder reports containing technical or scientific data not fully documented in the consolidated report. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
|
8100
|
15
|
||
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(b) Records consisting of Deep-Space-Net-Pass folders 1993 and continuing. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
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2. Pioneer 10 | ||
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(a) Records consist of progress reports, evaluations, and reviews (1970-74); data packages and test procedures (1971-72); and off-line analysis reports and validations (1971-77). | H ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
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15
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(b) Records consisting of command instructions, telemetry instructions, deep space net pass folders, bit error rate plots, experimenter data record validations, altitude data, precession logs, and old procedures (1972 1993). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
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|
3. Pioneer 11 | ||
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(a) Records consisting of progress reports, evaluations, and reviews (1970-74); and, off-line analysis reports and validations (1971-77). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
(b) Records consisting of command instructions, telemetry instructions, deep-space-net pass folders, bit-error-rate plots, experimenter-data-record validations, altitude data, precession logs, data packages, test procedures, and progress reports (1973-1993). | H ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
4. Pioneer 12 | ||
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(a) Records consisting of cruise computational off-line validations (1978). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
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|
(b) Records consisting of command instructions, telemetry instructions, orbit folders, orbit files, trajectory data, command files, altitude summary, command and spin logs, miscellaneous quick look worksheets, intermediate data record summaries, and operations logs (1978 1992). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
5. Pioneer 13 (1978) | ||
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Records consist of miscellaneous multiprobe records, operation logs, and cruise computational off-line validations. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
B. MAGNETIC TAPES | ||
|
1. Pioneer 10 | ||
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(a) Master data record (MDR) tapes containing real-time telemetry data (1972-1990). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
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|
(b) MDR tapes - 1991 and continuing. (Collected annually) | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
2. Pioneer 11 | ||
|
(a) MDR tapes 1972 l990. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
(b) MDR tapes - 1991 and continuing. (Collected annually) | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
15
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3. Pioneer 12 NOTE: This is a CLOSED series. Pioneer 12 no longer exists. | ||
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(a) Ephemeris tape records containing location of spacecraft during orbit (1978 1992). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
(b) 1978 - 1992 Records | ||
|
Records consist of, but are not limited to, the following types: | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
. Supplementary-experimenter-data-record tapes containing trajectory and engineering data. . Epoch-time-data-record tapes containing 12-second time tags for 24-hour orbit. . Command-record tapes containing all commands given to spacecraft such as attitudes and instrument commands. . Intermediate-data-record tapes containing telemetry records received from JPL. . Log tapes containing telemetry records generated from high -speed data stream received from Ames. |
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8110 |
|
General | Contact Center Records Mgr. |
8120 |
|
Conduct of Studies |
(see below)
|
8120
|
16
|
PROJECT CONTROL FILES | |
|
Memoranda, reports, control files such as summary cards showing assignments, progress, and completion of projects. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
|
8130 |
|
Study Reports | Contact Center Records Mgr. |
8132 |
|
In-House Reports | Contact Center Records Mgr. |
8134 |
|
Contractor Study Reports | Contact Center Records Mgr. |
8200 |
|
Supporting Research and Technology (SRT) |
(see below)
|
8200
|
17
|
R&D EXPERIMENTAL PROJECTS DATA FILES | |
|
Documents maintained and used by scientific and engineering personnel for research, development, and test of an item, or within a field of scientific inquiry, reflecting concept, design criteria, studies, calculations, and test performance of assemblies, or devices developed. Included are engineering or scientific notes, drafts of technical reports and articles; telemetry, oscillographic and pen recordings; time and motion films and recordings; still photographs; computer media; sound recordings, and similar rough or raw data which are a part of the project files. | ||
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A. Data essential to support laboratory notebook information, discoveries, and invention disclosures, including data relating to patent matters and data relating to historical, significant, or unique accomplishments. | ||
17
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1. Significant project data files deemed by the originating project office to have value because of the highly significant nature or uniqueness of the activity. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
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|
2. Non significant project data files. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/107. <N1-255-04-3> |
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B. Data on electronic/computer media. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
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C. Data that has been fully incorporated into reports. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
|
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D. Other data files. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
|
8200
|
18
|
ATMOSPHERIC SCIENCE DATA (KSC ONLY) | |
|
A. LIGHTNING DATA | ||
|
KSC related and electrical field and meteorological data to include electronic/computer media, technical memos, scientific journal reports, strip charts, launch pad lightning flash reports, video recordings of lightning strikes, and other associated media. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/107. <N1-255-04-3> DONATE RECORDS TO THE FOLLOWING UNIVERSITIES, IF UNIVERSITIES DO NOT WANT, DESTROY RECORDS IMMEDIATELY.* Order of Donation as follows: A-1, lA-2; and A-3. <DA: Nl-255~94-3> |
|
|
B. LDAR RECORDS (Lightning Detection and Ranging) Lightning location data to include electronic/computer media and technical reports. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/107. <N1-255-04-3> DONATE RECORDS TO THE FOLLOWING UNIVERSITIES, IF UNIVERSITIES DO NOT WANT, DESTROY RECORDS IMMEDIATELY.* Order of Donation as follows: B-1;B-2; and B-3. <DA: N1-255-94-3> |
|
|
A-1 / B-2 A-2 / B-1 University of Arizona University of Florida Attn: Dr. Phil Krider Attn: Dr. Martin A. Uman Institute of Atmospheric College of Engineering Physics Department of Electrical S PAS Bldg. 81, Rm. 542 Engineering Tucson, AZ 85721 Gainesville, FL | A-3 / B-3New Mexico Institute ofMining & TechnologyAttn: Prof. Paul KrehbielPhysics DepartmentSocorro, NM 87801 | |
8200
|
19
|
PLANETARY GEOSCIENCE PROGRAM RECORDS | |
|
Records in this series consist of planetary geology and geophysics program and planetary materials and geochemistry records. These files (one for each Principal Investigator (PI) in the program) can, but do not necessarily, include copies of the proposal, copies of correspondence between the PI and the program office(s), and additional relevant materials submitted by the PI or produced with the program office. These are the PI's or Program Manager's files for each specified grant for the Planetary Geoscience Program. There is little reference activity after 3 years. They are not fully duplicated elsewhere. NASA's copies of this documentation are considered research and development (R&D) program management files and are covered by Schedule 7/6. | ||
|
A. PRINCIPAL INVESTIGATOR'S (PL) FILES/RECORDS | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/109. <N1-255-04-3> |
|
|
B. ALL OTHER OFFICES/COPIES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/110. <N1-255-04-3> |
|
8200
|
20
|
TECHNICAL ENGINEERING PUBLICATIONS FILES | |
|
These files contain materials utilized in the fabrication, printing, production, with changes, modifications, or addenda thereto of engineering and operational manual. These engineering and operational manuals are used in support of on-going network equipment/systems for technical design and configuration, inspection, maintenance, certifications, flight operational readiness, operational and post flight evaluation. | ||
|
A. ONE RECORD COPY OF EACH PUBLICATION (Copy should be marked, "Official Record Copy.") |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
|
|
B. CAMERA READY COPY, including board mounted artwork, drawings, negatives, and repro assembly sheets. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
|
8200
|
21
|
LABORATORY NOTEBOOKS (R&D) | |
|
Notebooks containing technical and scientific data accumulating from the conduct of research and development. Notebooks used to record and preserve research, development, and testing data reflecting the conditions of tests of plan or approach to problems, observations, modifications formulas, unusual or significant phenomena, findings and results, and other related data. Included are narrative data, rough sketches, curves, and schematic diagrams. | ||
|
A. Bound serially numbered official laboratory notebooks and loose-leaf notebooks that document and support significant, historical, or unique accomplishments or relate to patent findings. These records are needed to achieve continuity of effort, and provide hand-written signed and dated legal proof of Government-sponsored inventions. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
|
21
|
B. Notebooks containing data determined by competent scientific or technical personnel either to be duplicated in technical reports or elsewhere in project case files, or to be of such a routine or fragmentary nature that their retention would not add significantly to the project file. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
|
|
C. All other notebooks/copies.(These copies cannot be retired to an FRC.) | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> |
|
8210 |
|
General | Contact Center Records Mgr. |
8220 |
|
Conduct of SRT | Contact Center Records Mgr. |
8230 |
|
Coordination and Dissemination | Contact Center Records Mgr. |
8300 |
|
Grants and Research Contracts | Contact Center Records Mgr. |
8310 |
|
General | Contact Center Records Mgr. |
8320 |
|
University Programs | Contact Center Records Mgr. |
8330 |
|
Evaluation of Proposals | Contact Center Records Mgr. |
8340 |
|
Termination | Contact Center Records Mgr. |
8400 |
|
Tracking and Data Acquisition -- General |
(see below)
|
8400
|
22
|
TRACKING AND DATA ACQUISITION - PROJECT MINITRACK ANALOG CHARTS | |
|
Minitrack analog charts recorded by STDN stations (SANBORN recordings). | ||
|
A. TRACKING STATIONS | ||
|
1. Charts of selected stations indicating ionospheric disturbances. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102 OR 8/108. <N1-255-04-3> |
|
|
2. Charts of other stations. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102 OR 8/108. <N1-255-04-3> |
|
|
B. GODDARD SPACE FLIGHT CENTER (GSFC) (charts received from Item A.1 above.) |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/107. <N1-255-04-3> |
|
8410 |
|
Tracking Stations |
(see below)
|
8410
|
23
|
GROUND NETWORK PROGRAM FILES | |
|
The ground network files consist of records that cover the following elements. The Deep Space Network (DSN), managed by the Jet Propulsion Laboratory (JPL); the Space Flight Tracking and Data Network (STDN), managed by Goddard Space Flight Center (GSFC); Balloon and Sounding Rocket Tracking and Data Acquisition Facilities, managed by GSFC; and the Aeronautics Tracking and Data Acquisition Facilities, managed by Ames Research Center (ARC). | ||
23
|
A. TRACKING STATION RECORDS (DSN/STDN) Records in this series consist of data received from three complexes located in Canberra, Australia; Madrid, Spain; and Goldstone, California. These facilities primarily communicate with interplanetary spacecraft and spacecraft in high Earth orbit that are beyond the view constraints of the Tracking and Data Relay Satellite System (TDRSS). Records in this series also consist of data/information received from the ground stations at Merritt Island, Florida; Bermuda; and Dakar, Senegal which provide pre flight, launch, and early orbit communications for Shuttle and expendable launch vehicles (ELV). |
||
|
1. Station Records. Records include, but are not limited to, station photos, phase down/closure, budget, general correspondence, and contract data for the following stations: Australia; Bermuda; Chile; etc. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
2. Program Planning Records. Records in this series consists of 10-year implementation plans; forecasts; implementation program guidelines; roles and responsibilities; utilization records; and, other associated or related documentation. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
8440
|
|
B. BALLOON AND SOUNDING ROCKET RECORDS | |
|
The records consist of data/information collected by the NASA facilities located at Palestine, Texas, and Poker Flat, Alaska (Atmospheric balloon programs). The facilities at Poker Flat, Wallops, and the White Sands Missile Range in New Mexico provide tracking and data acquisition for sounding rocket activities. Also included in this records series are the aeronautics program records consisting of data/information collected by the Flight facilities at Wallops Island and the Western Aeronautical Test Range. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
8430
|
|
C. MISSION RECORDS | |
|
Records in this series consist of materials and documentation on foreign and domestic spacecraft/ satellites, such as: Japan; Arian; and GOES (Geostationary Operational Environmental Satellite), and related documentation. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
8450
|
|
D. SYSTEMS RECORDS - STDN (Space Flight Tracking & Data Network) | |
|
Records in this series consists of, but are not limited to, equipment records used in support of the program, Beam Wave Guide (BWG), Global Positioning System (GPS), SEI (Solar System Exploration Initiative), and Level Zero processing. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
8420 |
|
Network Spaceflight Tracking and Data Network (STDN) | Contact Center Records Mgr. |
8430 |
|
Mission Records | Contact Center Records Mgr. |
8440 |
|
Balloons and Sounding Rockets | Contact Center Records Mgr. |
8450 |
|
System Records | Contact Center Records Mgr. |
8500 |
|
Environmental Management (General) | Contact Center Records Mgr. |
8510 |
|
External Activities | Contact Center Records Mgr. |
8520 |
|
Budget | Contact Center Records Mgr. |
8530 |
|
Environmental Media | Contact Center Records Mgr. |
8540 |
|
Pollution Prevention | Contact Center Records Mgr. |
8550 |
|
Compliance | Contact Center Records Mgr. |
8560 |
|
Restoration / Remediation | Contact Center Records Mgr. |
8570 |
|
Conservation | Contact Center Records Mgr. |
8580 |
|
National Environmental Policy Act (NEPA) | Contact Center Records Mgr. |
8590 |
|
Management and Information Systems | Contact Center Records Mgr. |
8600 |
|
Operations |
(see below)
|
8600
|
24
|
OPERATING BRIEFING FILES (R&D) | |
|
Documents accumulated from periodic presentations to directors of operating programs for forecasts, trends, and results of the execution of operating programs. Included are presentation materials, memoranda of actions directed, records of questions and answers, and other documents relating to the briefing. | ||
|
A. ORIGINAL DOCUMENTATION | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105 OR 8/109. <N1-255-04-3> | |
|
B. OTHER OFFICES/COPIES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/106 OR 8/110. <N1-255-04-3> |
|
8600
|
25
|
MISSION OPERATIONS | |
|
A. VIDEO RECORDINGS | ||
|
JOHNSON SPACE CENTER -- ITEMS 1-4 (JSC ONLY) | ||
|
1. Space Flight Imagery | ||
|
Video tape recordings are classified as original field-sequential (FS) recordings, original NTSC records, original film transfer records, and dub master recordings. These records are limited to: Launch/Landings; Downlinks; and On-Board Recordings, the master tapes with all identifying information will be transferred to NARA. | ||
|
(a) Launch and Landing Videos. (This series includes logbooks or initial scene list which includes a description, name(s) of people in video, equipment, and a brief synopsis of what is going on.) Transfer includes the original recording including the conversion to color. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
(b) Downlinks | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
25
|
(c) On-Board Recordings. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
(d) Pre Mission and Post Mission Videos. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
(e) Converted FS, NTSC, film transfers and working duplicates of (made within 2 years of the master) the above items (a) - (d). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
2. Test and Training Activities | ||
|
(a) Videos in this series can include, but are not limited to, shuttle support, crew training, Wet-F (facility) training, etc. | RELEASE AND REUSE VIDEOTAPES 30 DAYS AFTER SPECIFIC ACTIVITY OR FILMING. <DA: Nl-255-94-3> |
|
|
(b) Spacecraft and launch vehicle testing. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
3. Productions (scripted) | ||
|
Records in this series are informational in nature or are documentary in nature, or are general information on routine training elements. | ||
|
(a) Productions that document NASA activities and history. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
(b) Routine training videos. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
4. Documentaries (taped or live), press conferences, or special events. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
KENNEDY SPACE CENTER - ITEMS 5-8 (KSC ONLY) | ||
|
5. Space Shuttle Program (SSP) [formerly the Space Transportation System (STS)] documentary motion picture, video, or film. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
6. STS Research and Development audiovisual products. Records include STS R&D coverage, training, and construction progress films. NOTE: Still photos are covered elsewhere under this item. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
7. Flight Element Engineering Closeout motion picture/video. NOTE: Still photos are covered elsewhere under this item. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
25
|
8. 16 mm, 35 mm, and 70 mm Film/Print Footage STS Engineering. Film footage consists of day-to-day activities or events which may include any of the following in short clip film format, finished/raw footage, or short films: | ||
|
Arrivals of various dignitaries; KSC conference proceedings, astronaut arrivals; some launch coverage; equipment rollouts (e.g., SRB, shuttle external tank); arrival of "new" shuttles or external tanks; ground breaking ceremonies for new facilities; and other miscellaneous daily activities. | ||
|
(a) Original Film. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
(b) Copies of Film. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> DONATE COPIES OF THE ORIGINAL FILM TO THE CUSTODY OF EITHER INSTITUTION: |
|
|
Kansas Cosmosphere and Space Center, Attn: Mr. Rick Donovan, 1l00 N. Plum Street, Hutchinson, KS 67501 OR Brevard Community College, Attn: Mr. Robert A. Aitken, Provost, Cocoa Campus, 1519 Clearlake Road, Cocoa, FL 32922 <DA: N1-255-90-1> |
||
|
B. STS VIDEO TAPES OF MINOR ACCIDENTS, MISHAPS, OR MALFUNCTIONS (Major accident files are captured in Schedule 1, Item 1l9.) Original videotapes for STS 51L (Challenger) are captured under Item 30 of this Schedule. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
C. STILL PHOTOS (KSC ONLY) | ||
|
1. Space Transportation System (STS) documentary stills. NOTE: Contact Installation Records Manager for Shipping Instructions. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
2. STS Research and Development still pictures of STS R&D coverage, training, and construction progress. NOTE: Contact Installation Records Manager for Shipping Instructions. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
3. Flight Element Engineering Closeout photos. | ||
25
|
(a) Still Negatives. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
(b) Electronic Images. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> IMAGES WILL BE TRANSFERRED FROM THE ELECTRONIC REUSABLE MEDIA TO WRITE ONCE-READ MANY (WORM) MEDIA. ELECTRONIC REUSABLE MEDIA WILL BE RELEASED FOR REUSE UPON VERIFICATION OF IMAGE TRANSFER TO THE WORM MEDIA. |
|
|
D. TECHNICAL ENGINEERING OPERATIONS AND SUPPORT FOR THE SSP (KSC ONLY) | ||
|
These KSC documents are utilized in the testing and verification of the SSP hardware. They include records pertaining to testing, inspection, maintenance, scheduling, checkout, and verification of flight operational readiness for on-board systems and ground support systems: | ||
|
1. Processing Documentation Records relating to Problem Reporting and Corrective Action (PRACE, i.e., STS element problem reports (PRs), Interim Problem Reports (IPRs), Tile Problem Reports and interim reports, Tile Discrepancy Reports and Correction Action and Assistance Requests (CAARs), Work Authorization Documents such as Operations and Maintenance Instructions (OMIs), Repetitive Task OMIs, Job Cards, Type B Test Preparation Sheets (TPS), Preventative Maintenance Instructions, Certification and Calibration Procedures, Instruction Change Requests, Work Orders and other working procedures. Also included are the operational processing schedules, trouble tickets, work control documents, test support operations, processing support plan, Operations and Maintenance Plan, Data Management, schedule and status summary and any engineering or operational logs. Technical configuration management requirements and change control documents should be included as well as Operations, Maintenance Requirements and Specifications (OMRS), any Requirements Change Notices or Waivers/Exceptions to these requirements. Any supporting or related documents to the above. | ||
|
NOTE: Records pertaining to Safety and Reliability Reports, including Hazard Reports & Risk Assessments with regard to Shuttle Processing are maintained under AFS 1700. See Schedule 1 for records created in this series or Schedule 8 for Payload Safety. | ||
25
|
(a) Specified records pertaining to the Orbiter, Space Shuttle Main Engines and Orbital Maneuvering System pods. | ||
|
i. Paper records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
ii. Microfilm records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> RETAIN AT KSC. |
|
|
(b) Records pertaining to the External Tank and Solid Rocket Boosters. | ||
|
i. Paper Records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
ii. Electronic/Computer media collected during the buildup and processing phase. Data includes ultrasonics (case to insulation bond line inspection, inspectoscope (video inspection of joint metal parts), sine-bar (tang & clevis shaping data), temposonics (joint mating engagement data), leak check (joint seal integrity check) and the software package revisions for each of the stored data listed. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
(c) Records pertaining to the Ground Support Equipment. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
(d) Records pertaining to the Launch Processing System, facility support, complex control system, instrumentation and calibration and operational communication system. | ||
|
i. Paper records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
ii. Microfilm | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> RETAIN AT KSC. |
|
|
(e) Records pertaining to the Information Management Systems; Shuttle Processing and Data Management System (SPDMS); Process Engineering and Control System (PECS); Lockheed System Data Network (LSDN), and also including vendor-supplied documentation hardware and software standards, problem tickets, software release notices, review item disposition, functional requirements document, user guide(s), verification procedures, and associated documents. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
25
|
(f) Official record copy of Operations and Maintenance Instructions not included in d. (1)(a). Records in this series include Launch Countdown; PAD aborts (S007); Flight readiness firings; Cryogenic Tanking Tests (S0037); Impound/accidents; and Special Tests. (Documents in this item are considered the OMI - 5 Volume Set.) | ||
|
i. Paper records | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
ii. Silver Microfilm. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
iii. Diazo copy of microfilm. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
(g) Photo contact sheets identifying still photos related to Items (a)-(d). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> (NOTE: NEGATIVES OF PHOTO CONTACT SHEETS ARE INCLUDED UNDER 8/25C3a. OF THIS ITEM.) |
|
|
2. Design and Configuration Management (KSC ONLY) | ||
|
Records relating to the design and configurationmanagement support including Type A Test PreparationSheets (TPS), Engineering Support Requests, ChangeControl Board Directives, Change Requests, engineeringassessment and instructions, modification instructionpackages, field engineering changes, configuration changeassessments, control board meeting minutes anddispositions, and other similar documentation. | ||
|
(a) Complex control system facility support and ground support equipment. | ||
|
i. Paper records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
ii. Microfilm. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> RETAIN AT KSC. |
|
|
(b) Launch Processing System and Information Management Systems (SPDMS, PECS, LSDN). | ||
|
i. Paper records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/111. <N1-255-04-3> |
|
25
|
ii. Microfilm. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
(c) Design drawings for ground support equipment. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
3. Magnetic Data Tapes - STS ONLY (KSC ONLY)These are tapes that are related to or are the LaunchProcessing System (LPS) pertaining to SpaceTransportation System processing, digital and analogmagnetic tape data. | ||
|
(a) Tape data related to daily KSC test operations including instrumentation and calibration, and firing room test operations, and on-orbit recorded flight data. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(b) Tape data relating to launch countdown, flight readiness firing, tanking tests, pad aborts, flight control test, data, impound data, on-board flight recorder dumps, and master LPS operating system tapes, such as control check-out and monitor subsystem (CCMS), test configuration identification (TCID) save tapes, central data system (CDS), test configuration identification build tapes (TCID), control checkout and monitor subsystem/complex control system (CCMS/CCS) operating system tapes, and RPS data base save tapes utilized to support specified testing starting at T-8 to T+1 hour or end of drain back. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
(c) Tape data relating to landing and specific engineering save data. Also Virtual Address Extension (VAX) data tapes. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(d) Tape data relating to complex control system. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(e) LPS operational data tapes which include save tapes, verified software, TCID save tapes, System Build Application Program Library Maintenance (APLM) transmit tapes, Vandenberg Air Force Base (VAFB) closeout magnetic tapes and related data. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(f) Data tape products and file space related to Flight Software Support including Mass Memory Patches, Shuttle Data Tape, Mass Memory Loads, Ground Support Equipment Kennedy Avionics Test Set (GSE KATS) load, Shuttle Data Files, Primary Avionics System Software/Backup Flight System (PASS/BFS) Memory Certification, Inertial Measurement Unit (IMU) Calibration, and, associated data. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
25
|
(g) Data tapes related to LPS software development involving troubleshooting and debug. Also tapes associated with Information Management Systems; SPDMS, PECS, and LSDN. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(h) Instrumentation and Calibration Data. | ||
|
(1) Related to booster stacking operations. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(2) Determined to be of significant value by KSC engineering. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(3) Data pertaining to adverse weather conditions. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(i) Hypergolic maintenance facility processing datarelated to Orbital Maneuvering System Podcheckout. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
4. Propellant Consumable Management (KSC ONLY) | ||
|
These are records pertaining to propellant analysis reports and fluid sample analysis relevant to the STS program. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
5. Firing Room Testing Data (KSC ONLY) | ||
|
Firing room records and test data are records/documents which accumulate daily or during testing. | ||
|
(a) Launch processing system (LPS) records pertaining toshared peripheral data, line printer(s), hard copies, stripcharts, printer plotter, and related data. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(b) Launch processing system records created byOperations and Maintenance Instruction S9002Integrated Data Requirements for engineeringevaluation. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
6. Launch Processing System (LPS) Supporting Documentation (KSC ONLY) LPS documents pertaining to test configuration identification releases (TCID), software development problem reports, test preparation sheets, on-board computation facility data listing, master measurement lists, integrated system number release authorization, function designator directory listing, LPS release notices, goal expanded source listings, system build OMI data sheets, system build test configuration identification (TCID) generated listings, system build model listing, software verification procedures, reconfiguration network (RNET) documentation and associated records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
25
|
7. Copies of Records, Microfilm, and Data Tapes Copies of records, documentation, microfilm, and data tapes contained in any of the above-cited records series maintained at any other installation(s) other than at Kennedy Space Center. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/106. <N1-255-04-3> |
|
8600
|
26
|
FLIGHT READINESS FILES | |
|
This record series consists of Flight Readiness Review Files (FRR) (condensed and complete versions) of all documentation on all flights; pre-flight, and approved documentation for each project office for a flight to go, including documentation that led up to the decisions made. Also included may be project correspondence and related materials. FRR's are maintained and will be transferred via the four project offices that directly support the Shuttle Program Office. These offices are: (1) Space Shuttle Main Engine; (2) External Tank, (3) Solid Rocket Booster, and (4) the Redesigned Solid Rocket Motor. [NOTE: Offices (3) and (4) were the same up to STS-26 at which time they were separated into 2 different offices.] | ||
|
A. FLIGHT READINESS FILES -- MSFC ONLY | ||
|
1. Flight readiness review files (FRR) for the National Space Transportation System (STS) 1 to STS-25 (including documentation on Challenger). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
2. Flight readiness review files for STS-26 and continuing flights. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> RETAIN FRR's ON-SITE AT MSFC FOR 5 YEARS AFTER SUBJECT FLIGHT. |
|
|
3. All other installations and copies. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> |
|
|
B. CERTIFICATION OF FLIGHT READINESS (CoFR) AND FLIGHT READINESS REVIEWS FOR MANNED SPACE FLIGHT PROGRAMS AND PROJECTS | ||
|
1. Programmatic records such as Flight Readiness Review minutes, documentation presentation packages, action items and C of R endorsements. Cutoff date is date of document. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
2. Project/Organization unique records that supportcertification of flight readiness and flight readiness reviews. These include such records as presentations, meeting minutes, attendance/signature sheets and other supportingdocumentation. Cutoff date is date of document. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
3. Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/112. <N1-255-04-3> |
|
8600
|
27
|
FLIGHT EXECUTION RECORDS These records/files consist of the total on-board complement of documentation and related aids available to the flight crews for flight execution. Materials include procedural checklists, integrated time lines, cue cards, malfunction and reference data, crew activity plans, and uplinked messages as well as decals, photos, and other specialized articles such as earth maps and star charts. These records also include documentation used to remotely command a manned space vehicle. | |
|
A. SPACE SHUTTLE PROGRAM (SSP) FLIGHT DATA FILE (FDF) RECORDS. The flown FDF consists of single, multiple or partial copies of hardcopy documents, dependent on crew requirements. Also some documents and other data are flown in electronic format. The record copy will consist of the flown items, except that a flight-like (backup) copy may be provided if a flown copy is no longer available. Hardware (including binding rings and non-paper covers) will be removed from the FDF complement prior to transfer to the Federal Records Center (FRC) and the National Archives and Records Administration (NARA). |
||
|
1. Flights STS-1 through STS 51L (1981-1986)(NOTE: Flights 51C and 51J are Classified; and 51L is excluded. 51L records will be shipped with the Records being maintained in the JSC Data Repository.) | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
2. Flights STS-26 and continuing missions. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
B. FDF RECORDS PRIOR TO STS 1 (~21 boxes; 5/22/68 -12/21/77) . Apollo 8 through Apollo 17 . Skylab 2 through Skylab 4 . Apollo-Soyuz Test Project (ASTP) . Shuttle Approach and Landing Test (ALT) |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
C. INTERNATIONAL SPACE STATION (ISS)OPERATIONAL RECORDS Most records are flown electronically. Only emergency, quick response, and special crew requested procedures and articles are flown on paper. Multiple copies may exist, depending on program and crew requirements. |
||
|
1. Short Term Plans, Flight Notes, procedural checklists,uplinked messages, payload operational data, systemsoperational data, cue cards, malfunction and reference data,and other data relevant to Station operations. Whereapplicable these records are maintained in PDF format andwill be transferred to the archives in that format. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
27
|
2. Routine documentation on board the ISS resulting fromword processing, spreadsheet and related applications,taken to, or reproduced on, the ISS from originals locatedon the ground and used for reference purposes by flightcrews. Examples include printouts, copies of procedures,and other routine records or files. [NOTE: Recordsselected by crew or Program for return to Earth, followdisposition instructions in Item 1.] |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
3. Records created with electronic mail applications. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/112. <N1-255-04-3> |
|
8600
|
27.5
|
CREW RECOMMENDATION FILE | |
|
A. This electronic database contains all recommendation of program improvements from space flight crews. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
B. Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a record for input to the Crew Recommendations electronic database. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/112. <N1-255-04-3> |
|
8610 |
|
Operations |
(see below)
|
8610
|
28
|
CONTRACTOR PERFORMANCE EVALUATION REPORT FILES R&D PROJECT NASA/DOD | |
|
Semiannual reports of the project manager for each major selected contract reviewed and commented upon by the contractor, and finally reviewed comprehensively at NASA Headquarters, including the final terminal report summarizing the whole period. | ||
|
A. PROJECT MANAGER'S FILE. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
B. HEADQUARTERS.This file includes exchanges of correspondence with the contractor and Project Manager. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
8610
|
29
|
Operations program PROGRESS REPORT FILES - R & D |
|
|
Reporting system for program scheduling and review (SARP) charts. | ||
|
A. OFFICE OF PRIMARY RESPONSIBILITY FOR THE REPORTS | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
B. ALL OTHER OFFICES/COPIES | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> |
|
8620 |
|
Mission Reports | Contact Center Records Mgr. |
8621 |
|
Mission Failure and Investigations and Reports |
(see below)
|
8621
|
30
|
STS 51-L DATA REPOSITORY RECORDS | |
|
A. JSC ONLY This collection resides at Johnson Space Center and is known as the 5lL Data Repository. The collection includes all impounded records from the STS 51 L accident and related data accumulated during and after the accident investigation(s). These files have been determined to be of significant value by the National STS Program Office and are used to satisfy inquiries associated with program activities. Included in the collection, but not limited to, are memos, letters, reports, photographs, film negatives, computer printouts, drawings, books, logs, notes, and data, video, and voice tapes. Also included within this mixed media may be duplication of information as it has been migrated from one medium to another. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
B. ALL OTHER INSTALLATIONS - Copies retained relating to the above series of records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> |
|
8630 |
|
Launch Operations | Contact Center Records Mgr. |
8631 |
|
Launch Scheduling | Contact Center Records Mgr. |
8632 |
|
Launch Dates | Contact Center Records Mgr. |
8635 |
|
Launch Testing | Contact Center Records Mgr. |
8640 |
|
Flight Operations |
(see below)
|
8640
|
31
|
AUDIO TAPES - MANNED FLIGHTS/GROUND CONTROL | |
|
A. MANNED SPACE FLIGHTS, GROUND CONTROL AND FLIGHT CREW COMMUNICATIONS (AIR TO GROUND) TAPES. (JSC ONLY) | ||
|
1. Master tapes with all identifying information (includingmigration tapes if older material has been changed over tonew technology). (Program Office OR Office of PrimaryResponsibility for control of these tapes.) | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
|
2. All other offices/copies, including working duplicates which will be clearly marked. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/102. <N1-255-04-3> RETAIN IN THE JSCPHOTOGRAPHIC AND TELEVISION TECHNOLOGY DIVISION VAULT. |
|
|
B. SPACECRAFT AND LAUNCH VEHICLE TESTING INCLUDING SHUTTLE TESTING. (KSC ONLY) | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
C. EXPENDABLE LAUNCH VEHICLE TESTING. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
8650
|
32
|
AIRCRAFT CREW MEMBERS QUALIFICATIONS AND PERFORMANCE RECORDS - NASA 10 ACMQ | |
32 PASR
|
Records in this system are of crew members of NASA aircraft which consist of (1) records of qualifications, experience, and currency, e.g., flight hours (day, night, and instrument), types of approaches and landings, crew positions, type aircraft, flight check ratings and related examination results, training performed and medical records; (2) flight itineraries and passenger manifests; and (3) biographical information. | RETAIN RECORDS IN AGENCY SPACE. DESTROY 5 YEARS AFTER CREW MEMBER SEPARATES FROM AGENCY. <DA: Nl-255-94-3> |
|
8650
|
33
|
KENNEDY SPACE CENTER (KSC) SHUTTLE TRAINING CERTIFICATION SYSTEM (YC 04) - NASA 76 STCS | |
PASR
|
Records contained in this system are of KSC Civil Service, KSC contractor, and DOD personnel who have received systems, skills, or safety training in support of KSC or Space Shuttle Operations. Records consist of training attendance and certifications, including certifications of physical ability to perform hazardous tasks. | OUTDATED RECORDS ARE DESTROYED. CURRENT RECORDS ARE MAINTAINED UNTIL 3 YEARS AFTER TRAINEE IS SEPARATED FROM NASA. <DA: Nl 255-94-3> |
|
8650 |
34
|
JOHNSON SPACE CENTER (JSC) ASTRONAUT TRAINING RECORDS | |
PASR
|
Records in this system are of astronaut training which consists of (1) T-38 and other flying records of qualification, experience, and currency; e.g., flight hours (day, night, and instrument), types of approaches and landings, crew positions, type of aircraft, flight check ratings and related examination results, training performed and medical records; (2) astronaut candidate records; (3) simulator training records; and (4) any records pertaining to overall astronaut training for space flights. | * PERMANENT * TRANSFER TO NARA 5 YEARSAFTER COMPLETION OF TRAINING PROGRAM, i.e., EACH SEPARATE TRAINING PROGRAM SUCH AS T-38, SIMULATOR, OR OVERALL TRAINING FOR A SPECIFIC MISSION. <DA: N1-255-94-3> |
|
8650 |
|
Astronauts |
(see below)
|
8650
|
35
|
ASTRONAUT SELECTION DATABASE (ELECTRONIC) | |
|
Electronic records consisting of the selection process and the names of those selected, including any other related materials maintained in the database. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101. <N1-255-04-3> |
|
8651 |
|
Payload Specialists | Contact Center Records Mgr. |
8660 |
|
Range Integration and Support | Contact Center Records Mgr. |
8670 |
|
Weather | Contact Center Records Mgr. |
8680 |
|
Payloads-Management and Operations |
(see below)
|
8680
|
36
|
PAYLOAD PROCESSING DOCUMENTATION (KSC ONLY) | |
|
A. PAYLOAD PROCESSING Payload records pertaining to Operations and Maintenance Instructions, Test and Assembly Procedures, Test and Inspection Records, Discrepancy Reports, Test Preparation Sheet, Assembly Orders, Fabrication Orders, Removal Control Cards, Contractor Unique Work Documents, and associated documentation. |
||
|
1. Specified records (as cited above) which are mission and non -mission unique. | ||
|
(a) Paper records. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/111. <N1-255-04-3> |
|
36
|
(b) Microfilm. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
2. Records pertaining to entry control logs, calibration and maintenance, data sheets, contamination analysis/cleaning, support requests, temperature/humidity charts, field engineering change, engineering instructions and associated documentation. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
3. Records pertaining to Operations, Maintenance, Requirements, and Specifications including Revision Change Notices and Exceptions/Waivers. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
B. PAYLOAD SAFETY DATA. | ||
|
Records in this series consist of payload safety packages for Phase 0, I, II, and III safety reviews; non-compliance reports; and general correspondence for each STS payload and expendable launch vehicle NASA payload. | ||
|
1. SAFETY OFFICE. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
2. PAYLOAD OFFICE. Files consist of documents designed for specific payload series, i.e., TDRS, etc. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
3. ALL OTHER OFFICES/COPIES. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/104. <N1-255-04-3> |
|
|
C. PAYLOAD DATA TAPES/OPTICAL DISK DATA (KSC ONLY) | ||
|
These are the magnetic data tapes for the payload as it relates to the STS Program. | ||
|
1. Automated test equipment/high rate data system tapes (Space lab). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
2. Cargo integration test equipment/CITE augmentation system data tapes. | ||
|
(a) CITE Tapes. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
(b) CAS Tapes. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
36
|
3. Payload checkout unit/high rate multiplexer input/output test set/partial payload checkout unit. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
|
4. Tapes relating to the storage of database operating systemand magnetically archived data records for the PayloadData Management System. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/105. <N1-255-04-3> |
|
|
5. Tapes relating to the storage of telemetry and tracking data from the launch of expendable launch vehicles (ELV). | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103. <N1-255-04-3> |
|
8681 |
|
Shuttle Payloads | Contact Center Records Mgr. |
8682 |
|
Expendable Launch Vehicles (ELVs (Satellites) | Contact Center Records Mgr. |
8683 |
|
Space Station | Contact Center Records Mgr. |
8700 |
|
Safety and Mission Assurance |
(see below)
|
8700
|
36.5
|
SAFETY AND MISSION ASSURANCE | |
|
A. SAFETY, RELIABILITY & QUALITY ASSURANCE (JSC ONLY) Records relating to risk, safety assessments, and certification for flight hardware (i.e., GFE, Payloads, EVA Hardware/Equipment, etc.). Cutoff date is end of calendar year. B. PROBLEM REPORTING AND CORRECTIVE ACTION (PRACA) REPORTS (JSC ONLY) Records consist of problems reported on hardware associated with flight and flight support equipment (i.e. Government Furnished Equipment, flight equipment, etc.). Cutoff date is end of calendar year. |
ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/101 OR 8/103. <N1-255-04-3> ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/107. <N1-255-04-3> |
|
|
C. QUALITY ASSURANCE SURVEILLANCE RECORDS | ||
|
1. Documents related to quality assurance audits, special studies, status reports, etc. including related correspondence and original forms which document thequality assurance daily work effort. Cutoff date is date ofdocument. | HANDLE AS PERMANENT. RETENTION UNDER DISCUSSION WITH NARA. | |
|
2. Documents related to Quality assurance inspection stamps, including stamp audits, and stamp issuance records forNASA and support contractor inspections and designatedverification. | ||
|
(a) Stamp audit documents. | DESTROY WHEN 10 YEARS OLD. <DA : N1-255-01-1> |
|
|
(b) Stamp issuance documents. | ||
|
(1) NASA Civil Service and designated verificationpersonnel. Cutoff date is date of document. | KEEP FOR AT LEAST 3 YEARS, THEN DESTROY 1 YEAR ATER EXPIRATION OF STAMP SERIES OR LOT. <DA: N1-255-01-1> |
|
36.5
|
(2) NASA Support Contractor personnel. Cutoffdate is date of document. | KEEP FOR AT LEAST 3 YEARS, THEN DESTROY UPON CHANGE OF CONTRACT. <DA: N1-255-01-1> |
|
|
3. Electronic CopiesRecords that are created on electronic mail and word processing systems and used solely to generate a record keeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-01-1> |
|
See AFS 8715,
Item 8/40.5 |
37
|
OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION (OSHA) CITATION FILES | |
38
|
RADIOACTIVE MATERIALS INSPECTION AND TEST FILES Documents relating to the inspection of materials, premises, and facilities where radioactive, hazardous, and toxic materials are used or stored and documents pertaining to tests made of such premises, facilities, and radiation detecting or monitoring devices. | ||
|
A. OFFICE OF PRIMARY RESPONSIBILITY | RETIRE TO FRC WHEN 6 YEARS OLD. DESTROY WHEN 75 YEARS OLD. <DA: N1-255-94-3> (N 21-12) |
|
|
B. ALL OTHER OFFICES/COPIES | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-3> |
|
8700 |
39
|
RADIATION MONITORING AND DISPOSAL FILES | |
|
Records maintained to conform with Nuclear Regulatory Commission (NRC)/Department of Energy (DOE) regulations regarding radiation monitoring and disposal. NOTE: Also see Schedule 1, AFS 1860. This AFS deals specifically with Radiological Health Records. [See Item 130,Schedule 1] | DESTROY WHEN 75 YEARS OLD. <DA: N1-255-94-3> (N 21-13) |
|
8700 |
40
|
RADIOACTIVE MATERIALS LICENSE FILES | |
|
Documents relating to requests for issuance of, and compliance with, licenses for by-product, source, and special nuclear materials. Included are applications for license, approval documents, licenses, requests for, and approval of disapproval of, deviations, documents relating to changes in personnel authorized to receive and handle such materials, and related papers. | DESTROY 10 YEARS AFTER EXPIRATION OR RENEWAL OF THE LICENSE, PROVIDED ALL MATERIAL PROCURED HAS BEEN DISPOSED OF. <DA: N1-255-94-3> (N 21-11) |
|
8710 |
|
Safety and Mission Assurance Policy (General) (S&MA) | Contact Center Records Mgr. |
8715 |
|
Occupational Safety and Health Program Application (OSHA) |
(see below)
|
8715
Formerly AFS 8720, Item 8/37 in NPR 1441.1C |
40.5
|
OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION (OSHA) CITATION FILES Files consist of original letters of Citation & Notification of Penalty from the U.S. Department of Labor; Results of investigations; Modification Abatement Plan Requests; and Final Abatement Plan Documentation. |
RETIRE TO FRC 5 YEARS AFTER DATE OF ABATEMENT/RESOLUTION. DESTROY 10 YEARS AFTER DATE OF ABATEMENT/RESOLUTION. <DA: Nl-255-94-3> |
8720 |
|
Reliability, Availability, and Maintainability Policy |
(see below)
|
8720
|
41
|
HEALTH AND MEDICAL CASE HISTORIES OF ASBESTOS WORKERS | |
|
Health and medical case histories and physical examination records, including X ray films, for all asbestos workers (employees exposed to airborne concentration of asbestos fibers). | RETIRE WITH INDIVIDUAL EMPLOYEE HEALTH CASE FILES AS LISTED IN SCHEDULE 1, EMPLOYEE HEALTH RECORDS, OF THIS NPR. [GRS 1-21] (N 11-4d) |
|
8730 |
|
Quality Management |
(see below)
|
8730
|
41.5
|
CALIBRATION AND METROLOGY RECORDS | |
|
Records created and received in any and all media that detail calibration and metrology products and services used in the course of Agency operations. Documents relating to design, inspection, testing, and servicing of equipment and materials used to meet calibration and/or metrology requirements. Reference NASA Directive for Metrology and Calibration. Record cut off is the date the piece of equipment is excessed or no longer in NASA inventory, unless otherwise noted. | ||
|
A. Calibration records of equipment used as inspection, measuring, or test equipment on Programs/Projects, Research and Development activities and internally to the Calibration & Metrology Facility as Calibration Standards. | ||
|
1. Office of Record shall be the on-Center Calibration & Metrology Services Facility or the on-Center Government-owned metrology database. If no on-Center Calibration & Metrology Services Facility or Government-owned database exists, the Office of Record shall be the person to whom the equipment is assigned. | DESTROY 5 TO 10 YEARS AFTER THE EQUIPMENT IS EXCESSED OR NO LONGER IN NASA INVENTORY. <DA:N1-255-08-1> | |
|
2. Copies held by Program and Project Offices | RETAIN PER RETENTION SCHEDULE FOR PROGRAM/PROJECT CASE FILE. SEE SCHEDULE 8, ITEMS 8/103, 8/107. <DA:N1-255-08-1> | |
|
3. . All Other Copies (reference copies) | DESTROY WHEN NO LONGER NEEDED. <DA:N1-255-08-1> | |
|
B. Documents used to demonstrate compliance with NASA Directive for Metrology and Calibration. Examples of records/documents may include, but are not limited to, internal and external audits, interval analysis, and calibration quality checks. | CUT OFF UPON AUDIT, ANALYSIS OR QUALITY CHECK. DELETE 5 YEARS AFTER CUT-OFF. <DA:N1-255-08-1> | |
8750 |
|
Software Management Assurance Policy | Contact Center Records Mgr. |
8800 |
|
Real Property and Facilities |
(see below)
|
8800
|
42
|
ASBESTOS RECORDS | |
|
The work plan which includes drawings, qualifications of personnel, and abatement procedures; notification of the work to be done to the regulatory agency; analytical reports from the laboratory verifying the levels of asbestos exposure; and, the final report by the abatement contractor to NASA. | RETAIN ON SITE FOR 30 YEARS THEN RETIRE TO FRC. DESTROY WHEN 55 YEARS OLD. <DA: N1-255-94-3> |
|
8800
|
43
|
ENVIRONMENTAL RECORDS | |
43
|
Reports concerning the prevention, control, and abatement of air and water pollution at NASA facilities. This record series covers in generic terms miscellaneous records not covered under a specific item in this series. | ||
|
A. ENVIRONMENTAL REPORTS - MISCELLANEOUS | ||
|
Installation report to NASA Headquarters, and reports as compiled by Headquarters from the installation submissions. | ||
|
1. Reporting Installation. | RETAIN ON SITE FOR 5 YEARS AND THEN DESTROY UNLESS THERE IS ANEARLIER DESTRUCTION AUTHORIZED EITHER IN THIS HANDBOOK BYSPECIFIC RECORD SERIES; CITATION IN THE CODE OF FEDERAL REGULATION (CFR); OR SOME OTHER APPROPRIATE REGULATORY AUTHORITY OR SPECIFIC STATE AGENCY GOVERNING SUCH RECORDS. <DA: Nl-255-94-3> (N 18-13) |
|
|
2. Headquarters. | TRANSFER TO FRC WHEN 3 YEARS OLD. DESTROY WHEN 6 YEARS OLD. <DA: N1-255-94-3> |
|
|
B. RESOURCE CONSERVATION AND RECOVERY ACT RECORDS (RCRA) | ||
|
Records include correspondence concerning hazardous waste activities including Notices of Hazardous Waste activities; hazardous waste generators report(s); inspections, notices of violations and corrective actions, and treatment; storage and disposal facility audits; toxic chemical source reduction; recycling and solid waste management; used oil management and recycling; and, general correspondence about such activities. | ||
|
1. Notices of Hazardous Waste Activity 2. Hazardous Waste Generators Report and Manifests. |
DESTROY WHEN NOTICE HAS BEEN REVISED OR WHEN 3 YEARS OLD,WHICHEVER IS LATER.[AUTHORITY: 40 CFR]<DA: N1-255-94-3> DESTROY WHEN 3 YEARS OLD. [AUTHORITY: 40 CFR] <DA: N1-255-94-3> |
|
|
C. TOXIC SUBSTANCE CONTROL ACT RECORDS (TSCA) | ||
|
Records include correspondence concerning polychlorinated biphenyls (PCB) and asbestos including records of PCBs in service; spills and clean-up records; PCB transformer inspections and PCB annual documents; notifications of asbestos removal; inspections; notices of violation and corrective actions; treatment, storage, and disposal facility audits; and, general correspondence about PCB and asbestos activities. | ||
43
|
1. Records of PCBs in service (Report to EPA). | DESTROY WHEN 3 YEARS OLD.[AUTHORITY: 40 CFR] <DA: N1-255-94-3> |
|
|
2. PCB spills and cleanup records. | DESTROY WHEN 5 YEARSOLD. [AUTHORITY: 40 CFR] <DA: N1-255-94-3> |
|
|
3. PCB transformer inspections. | DESTROY 3 YEARS AFTER DISPOSAL OF RELATED TRANSFORMER. [AUTHORITY: 40 CFR/761.30] <DA: N1-255-94-3> |
|
|
4. PCB Annual Document. | DESTROY 5 YEARS AFTER STOPPING USE OR STORING OF PCBs.[AUTHORITY: 40 CFR/ 761.180] <DA: N1-255-94-3> |
|
|
D. CLEAN WATER ACT | ||
|
Records include correspondence concerning all water resource activities including monthly discharge monitoring reports; local monitoring reports; permit applications, underground storage tanks; wells; wetlands; inspections; notices of violation and corrective actions; and, general correspondence about water and wetland resources. | ||
|
1. Monthly discharge monitoring reports (LaRC ONLY).Underground storage tanks. | DESTROY RECORDS WHEN 3 YEARSOLD, EXCEPT CLOSURE | |
|
Records consist of notifications of, release reports, corrective actions, and closure notifications. | NOTIFICATIONS WHICH ARE DESTROYED 3 YEARS AFTER CLOSURE OF THE RELATED TANK.[AUTHORITY: 40 CFR] <DA: N1-255-94-3> |
|
|
2. Monthly discharge monitoring reports (LaRC ONLY). | DESTROY WHEN 3 YEARS OLD.[AUTHORITY: HAMPTON ROADS SANITATION DISTRICT REGULATIONS AND STATE WATER CONTROL BOARD VIRGINIA] <DA: N1-255-94-3> |
|
|
3. Hampton Roads Sanitation District (HRSD) Self-Monitoring Reports (LaRC ONLY). | DESTROY WHEN 3 YEARS OLD.[AUTHORITY: HRSD REGS.] <DA: N1-255-94-3> |
|
|
4. Toxic management program records. | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-94-3> |
|
|
5. Permits from any U. S. State Pollution Discharge Elimination System such as the Virginia Pollution Discharge Elimination System (VPDES) and HRSD. | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-3> |
|
|
E. CLEAN AIR ACT (LaRC ONLY) | ||
43
|
Records include correspondence concerning all air pollution activities including air source registrations and permits; "non-criteria" pollutants; inspections; notices of violation and corrective actions; and, general correspondence about air resources. | DESTROY WHEN 2 YEARS OLD.[AUTHORITY: STATE DEPARTMENT OF AIR POLLUTION CONTROL, VIRGINIA] <DA: N1-255-94-3> |
|
|
F. SUPERFUND AMENDMENTS AND REAUTHORIZATION ACT (SARA) | ||
|
Records include correspondence concerning Tier II Reports and Community-Right-to-Know activities; inspections; notices of violation and corrective actions; and, general correspondence about storage of hazardous materials. | DESTROY WHEN 3 YEARS OLD.[AUTHORITY: 40 CFR] <DA: N1-255-94-3> |
|
|
G. COMPREHENSIVE ENVIRONMENTAL RESPONSE COMPENSATION AND LIABILITY ACT (CERCLA) | ||
|
Records include correspondence concerning contaminated site activities including Preliminary Assessments and Remedial investigations/feasibility studies; clean-up and remediation activities, site closure plans and activities; inspections; notices of violation and corrective actions; and, general correspondence about such activities. | RETIRE WHEN 5 YEARS OLD. DESTROY WHEN 10 YEARSOLD.[AUTHORITY: 40 CFR] <DA: N1-255-94-3> |
|
|
H. NATIONAL ENVIRONMENTAL POLICY ACT | ||
|
Records include correspondence concerning Federal environmental assessment issues including environmental assessments, environmental analyses; environmental impact statements; press releases and public comments on impact statements, environmental consideration records; and general correspondence about such activities. | DESTROY WHEN 5 YEARS OLD. [AUTHORITY: COUNCIL ON ENVIRONMENTAL QUALITY (CEQ)] <DA: N1-255-94-3> |
|
|
I. SPECIAL AGREEMENTS | ||
|
Records include correspondence concerning special agreements or actions Federal, State, and local regulatory agencies including Federal Facility Compliance Agreements (FFCA); consent agreements; interagency agreements; notices of non-compliance with such agreements; corrective actions; and, general correspondence about such activities. | DESTROY 7 YEARS AFTER COMPLETION OF EXISTING FEDERAL FACILITIES COMPLIANCE AGREEMENT WITH EPA APPROVAL. [AUTHORITY: FFCA] <DA: Nl-255-94-3> |
|
|
J. ROUTINE CORRESPONDENCE - ENVIRONMENTAL ENGINEERING (LaRC ONLY) | ||
|
Records include routine correspondence with other NASA centers Headquarters, and regulatory agencies such as U.S. Environmental Protection Agency; State Water Control Board; Hampton Roads Sanitation District, Virginia Department of Waste Management; Fish and Wildlife; and, the Virginia Department of Health. | DESTROY WHEN 3 YEARS OLD UNLESS OTHERWISE DICTATED OR SPECIFIED BY FEDERAL, STATE, OR LOCAL REGULATORY AGENCY WHICHEVER IS LONGER. <DA: N1-255-94-3> |
|
8800
|
44
|
WIND TUNNEL FILES | |
44
|
A. WIND TUNNEL FACILITY - R&D PROJECT (MSFC ONLY) | ||
|
Records in this series are historical and experimental data from wind tunnel tests run on a 14-inch Trisonic Wind Tunnel and the High Reynolds Number Wind Tunnel. Tests were "force" test data with respect to: (1) 14" data on mock model shuttle and (2) High Reynolds data on solid rocket booster motor. Data is submitted and filed by the associated tunnel used and test number for both facilities. NOTE: This is a CLOSED Series. Dated: 1970-1985 ~ 56 cu. ft. | RETIRE TO FRC UPON APPROVAL OF THIS SCHEDULE. DESTROY IN THE YEAR 2005.[Supersedes N1-255-92 Chg] <DA: Nl-255-94-3> |
|
|
B. NATIONAL TRANSONIC WIND TUNNEL (1980 - 1990) (LaRC ONLY) | ||
|
Records in these files (both inactive and active) consist of case files which include but are not limited to Work Packages, which are the instructions and specifications on maintenance/ operations, configuration, and how to operate the structure, including wind tunnel test files which include the results of tests, drawings, models, fabrication and design, and specifications from start to finish of the project. NOTE: This is a CLOSED Series. The Wind Tunnel was demolished over a 5-year period. There is currently 10 years of records on-hand. |
RETIRE TO FRC UPON APPROVAL OF THIS SCHEDULE. DESTROY IN THE YEAR 2005. <DA: N1-255-94-3> |
|
|
C. WIND TUNNEL RECORDS - GENERAL | ||
|
Records in these files (both inactive and active) consist of case files which include but are not limited to work packages, instructions and specifications on the maintenance and operation, configuration, and how to operate the structure; and, wind tunnel test files, which include the results of tests, drawings, models, fabrication and design, and specifications from start to finish. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/107. <N1-255-04-3> |
|
8800
|
45
|
FACILITIES PROJECT CASE FILES | |
|
Documents relating to project requests, including approval, establishing funds, schedules of accomplishments, progress, payments, and the finalization | ||
|
A. OFFICE OF PRIMARY RESPONSIBILITY - HEADQUARTERS. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/103 OR 8/107. <N1-255-04-3> |
|
|
B. ALL OTHER OFFICES/COPIES. | ITEM DISCONTINUED. RECORDS NOW COVERED BY ITEM 8/104 OR 8/108. <N1-255-04-3> |
|
8800
|
46
|
PLANT ACCOUNTING FILES | |
|
Plant account cards and ledgers pertaining to structures. Files of units responsible for plant, cost, and stores accounting operations. | DESTROY WHEN 3 YEARS OLD. [GRS 8-1 (88)] (N 5-1) |
|
8810 |
|
Land and Improvements |
(see below)
|
8810
|
47
|
AGENCY SPACE FILES | |
|
Records relating to the allocation, utilization, and release of space under agency control, and related reports to the General Services Administration. | ||
|
A. Building plan files and related agency records utilized in space planning, assignment, and adjustment. | DESTROY 2 YEARS AFTER TERMINATION OF ASSIGNMENT, OR WHEN LEASE IS CANCELLED, OR WHEN PLANS ARE SUPERSEDED OR [GRS 11-2a] (N 18-3) |
|
|
B. Building space utilization report; annual reports of space utilization of all buildings, including numbers of people, areas, and purposes for which used (NASA Form 1400). | DESTROY 2 YEARS AFTER DATE OF SUBMISSION TO HEADQUARTERS. <DA: N1-255-94-3> |
|
|
C. Installation or facility records consisting of institutional housing requirements; quarterly real property inventory; and real property summary reports. | DESTROY 2 YEARS AFTER DISPOSAL OF INSTALLATION OR FACILITY. <DA: N1-255-94-3> |
|
|
D. Installation real property inventories, trailer reports, and rental of real property reports submitted by program offices and/or installations | RETAIN CURRENT AND PREVIOUS FISCAL YEAR REPORTS. DESTROY ALL OTHERS. <DA: N1-255-94-3> |
|
|
E. Correspondence with and reports to staff agencies relating to agency space holdings and requirements. | ||
|
1. Agency reports to the General Services Administration, including SF 81, Request for Space, and related documents, concerning space occupied in "Metropolitan Washington" and "Outside the District of Columbia," and related papers. | DESTROY WHEN 2 YEARS OLD. [GRS 11-2b] |
|
|
2. Copies in subordinate reporting units and related work papers. | DESTROY WHEN 1 YEAR OLD. [GRS 11-2b] |
|
8810
|
48
|
REAL PROPERTY FILES | |
|
A. CONSTRUCTION FILES | ||
|
1. STUDIES Studies relating to real property together with background papers showing inception, scope, and accomplishments. Intermediate and pre-final, and space plans of Federal structures and engineering projects. Cut off date is date of record. | ||
|
(a) Selected studies that are considered unique in character. | MAY RETIRE TO FRC WHEN 10 YEARS OLD OR WHEN NO LONGER NEEDED FOR REFERENCE, WHICHEVER IS SOONER. DESTROY WHEN 30 YEARS OLD. <DA: N1-255-00-1> (N 18-4) |
|
48
|
(b) Routine studies of temporary nature. | RETAIN FOR 3 YEARS, THEN DESTROY WHEN NO LONGER NEEDED FOR REFERENCE OR WHEN 10 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-00-1> |
|
|
(c) Records and files NOT included under Item 44 (Wind Tunnel Files) of this schedule. | MAY RETIRE TO FRC WHEN NO LONGER NEEDED FOR ADMINISTRATIVE PURPOSES. DESTROY WHEN 15 YEARS OLD. <DA: N1-255-00-1> |
|
|
2. ACTUAL CONSTRUCTION Construction office files consisting of documents relating to project requests, including approval, establishing funds, schedules of accomplishments, progress, payments, and the finalization, intermediate, and prefinal, final working, "asbuilt," shop, repair and alteration, contract, and standard drawings, project specifications, with associated documents relating to their preparation of Federal structures and engineering projects. NOTE: The sub-items below need to be separated by disposition before transfer to the FRC. |
||
|
(a) Unique buildings/facilities, such as the Vertical Assembly Building (VAB); Pads A & B; Space Station Facility; etc. | *PERMANENT* RETAIN ON-SITE FOR 3 YEARS AFTER COMPLETION OF CONSTRUCTION OR UNTIL AFTER FINAL PAYMENT. MAY RETIRE TO FRC AFTER 3 YEARS. TRANSFER TO NARA 8 YEARS AFTER COMPLETION OR FINAL PAYMENT. <DA: N1-255-00-1> |
|
|
(b) Routine office/lab buildings/facilities. | RETAIN ON-SITE FOR 3 YEARS AFTER COMPLETION OF CONSTRUCTION OR UNTIL AFTER FINAL PAYMENT. MAY RETIRE TO FRC AFTER 3 YEARS. DESTROY WITHIN ONE YEAR AFTER DEMOLITION OF STRUCTURE. <DA: N1-255-00-1> |
|
|
3. PHOTOS/VIDEO Construction photos taken during the construction process consisting of in-progress, interim, and final shots of a facility AND NOT included in the official numbered installation photo collection. | ||
|
(a) Unique building/facilities (see "actual Construction" above). | *PERMANENT* FILE WITH THE ACTUAL CONSTRUCTION CASE FILE. RETAIN ON-SITE FOR 3 YEARS AFTER COMPLETION OF CONSTRUCTION OR UNTIL AFTER FINAL PAYMENT. MAY RETIRE TO FRC AFTER 3 YEARS. TRANSFER TO NARA 8 YEARS AFTER COMPLETION OR FINAL PAYMENT. <DA: N1-255-00-1> |
|
48
|
(b) Routine office/lab buildings/facilities. | RETAIN ON-SITE FOR 3 YEARS AFTER COMPLETION OF CONSTRUCTION OR UNTIL AFTER FINAL PAYMENT. MAY RETIRE TO FRC AFTER 3 YEARS. DESTROY WITHIN ONE YEAR AFTER DEMOLITION OF STRUCTURE. <DA: N1-255-00-1> |
|
|
B. INSTALLATION RECORDS - LEASES, DRAWINGS, ETC. | ||
|
1. Records consist of easements, leases, licenses, permits, and agreements which have been terminated or have expired; installation brochures and historical data; appraisal reports; correspondence pertaining to installation; industrial facilities data; and real property disposal documents. | *PERMANENT* MAY RETIRE TO FRC 2 YEARS AFTER DISPOSAL OF INSTALLATION. TRANSFER TO NARA 25 YEARS AFTER DISPOSAL OF INSTALLATION. <DA: N1-255-00-1> (N 18-2) |
|
|
2. Drawings, correspondence, reports, and all other documents maintained by installation of primary responsibility relating to design and construction of facilities, including maps, layouts, building plans, water and drainage systems, alterations, additions, betterments, and removals made to property and all other pertinent information. | *PERMANENT*MAY RETIRE TO FRC 2 YEARS AFTER DISPOSAL OF PROPERTY. TRANSFER TO NARA 25 YEARS AFTER DISPOSAL OF PROPERTY. <DA: N1-255-00-1> (N 18-12) |
|
|
3. NASA Base Operations Contractor Project Control Board Files | ||
|
(a) Approved, disapproved and cancelled Approved Work Order Numbers held by the contractor for NASA. Records in this group include but are not limited to copies of proposed Task Orders and Board Minutes. | DESTROY 6 YEARS AND 3 MONTHS AFTER FINAL PAYMENT OF THE CONTRACT. <DA: N1-255-00-1> |
|
|
(b) All other copies of records described in (a) above held in NASA Offices. Cut off date is date of record. | RETAIN FOR 3 YEARS, THEN DESTROY WHEN NO LONGER NEEDED OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-00-1> |
|
|
4. Work Authorization Packages For New or Modified Facilities Record copy of individual files, controlled byWork Authorization Package (WAP), pertaining to changesin configuration of physical structures, new or modified,and unique work activities on assigned facilities, systemsand equipment within the contractual cost/scope limitsprovided to the Base Operations Contract. (Series includesboth NASA-held and Contractor-held Government ownedrecords.) Cut off date for file is date of WAP document infile. | ||
|
(a) Approved WAPs. | MAY RETIRE TO FRC WHEN 5 YEARS OLD. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-00-1> |
|
|
(b) Disapproved and cancelled WAPs. | DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS LATER. <DA: N1-255-00-1> |
|
48
|
C. REPORTS - REAL PROPERTY | ||
|
Records consisting of the record copies of real property reports to GSA; inventory reports of jurisdictional status of Federal areas within states; report of NASA total facilities; report of NASA industrial facilities; and report of in-house facilities. Cut off date is date of report. | RETIRE TO FRC WHEN NO LONGER NEEDED FOR REFERENCE. DESTROY WHEN 20 YEARS OLD. [HISTORY OFFICE MAY RETAIN INDEFINITELY FOR REFERENCE.] <DA: N1-255-00-1> |
|
|
D. MASTER PLANS | ||
|
1. Installation files (one copy of each revision should bemaintained in the historical files for facilities management). | *PERMANENT* RETIRE TO FRC UPON DISCONTINUANCE OF INSTALLATION OR FACILITY. TRANSFER TO NARA 25 YEARS AFTER DISCONTINUANCE OF INSTALLATION OR FACILITY. <DA: N1-255-00-1> |
|
|
2. NASA Headquarters copy. Cut off date is date of record. | RETAIN FOR 3 YEARS, THEN DESTROY WHEN OBSOLETE, SUPERSEDED, OR WHEN 10 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-00-1> |
|
|
E. TITLE PAPERS | ||
|
Title papers documenting the acquisition of real property (by purchase, condemnation, donation, exchange, or otherwise), including any payment or voucher records. | ||
|
1. Papers for property acquired prior to January 1, 1921. | *PERMANENT* TRANSFER TO NARA AFTER UNCONDITIONAL SALE OR RELEASE BY THE GOVERNMENT. <DA: N1-255-94-3> (N 18-1) |
|
|
2. Papers for property acquired after December 31, 1920, otherthan abstract or certificate of title. | DESTROY 10 YEARS AFTER UN-CONDITIONAL SALE OR RELEASE BY THE GOVERNMENT OF CONDITIONS, RESTRICTIONS, MORTGAGES, OR OTHER LIENS. [GRS 3-1a] |
|
|
3. Abstract or certificate of title | TRANSFER TO PURCHASER AFTER UNCONDITIONAL SALE OR RELEASE BY THE GOVERNMENT OF CONDITIONS, RESTRICTIONS, MORTGAGES, OR OTHER LIENS. [GRS 3-1b] |
|
|
4. Records necessary or convenient for the use of realproperty sold, donated, or traded to non-Federal ownership,including, if pertinent as determined by the releasingagency, site maps and surveys, plot plans, architect'ssketches, working diagrams, preliminary, equipmentlocation plans, specifications, construction progressphotographs, inspection reports, building and equipmentmanagement and maintenance records, allowance lists aswell as duplicate copies of title papers, provided (a) that | TRANSFER TO NEW CUSTODIAN UPON COMPLETION OF SALE, TRADE, OR DONATION PROCEEDINGS, OR ACCEPTANCE OF PURCHASE MONEY MORTGAGE. [GRS 4-4] |
|
48
|
the records can be segregated without harm to otherdocuments of enduring value, (b) that no responsibilityattaches to the Government because of disagreementbetween the transferred documents and the physicalcondition of the property at the time of conveyance, and (c)that if the property is released for historical use or purposethe user agrees to retain them and return them to theFederal Government immediately upon the discontinuanceof its use for historical purposes. | ||
|
NOTE: Case files on the disposal of surplus real and relatedpersonal property and excess real property reports are notcovered by the GRS because some of these files may have long-term legal value. NASA must schedule these series by submitting a SF 115 to NARA. | ||
|
F. ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES | ||
|
Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a record keeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. | ||
|
1. Copies that have no further administrative value after therecord keeping copy is made. Includes copies maintained byindividuals in personal files, personal electronic maildirectories, or other personal directories on hard disk ornetwork drives, and copies on shared network drives that are only to produce the record keeping copy. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-1> |
|
|
2. Copies used for dissemination, revision, or updating that are maintained in addition to the record keeping copy. | DESTROY/DELETE AFTER DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <DA: N1-255-00-1> |
|
8811 |
|
Acquisition | Contact Center Records Mgr. |
8812 |
|
Utilization and Management | Contact Center Records Mgr. |
8813 |
|
Transfer of / Disposal | Contact Center Records Mgr. |
8814 |
|
Housing and Personnel Quarters |
(see below)
|
8814
|
49
|
HOUSE APPLICATION FILES | |
|
A. Applications for, and certificates of eligibility for housing of essential employees, and all related documents. | DESTROY 5 YEARS AFTER THE ISSUANCE OF EACH CERTIFICATE. <DA: N1-255-94-3> (N 15-31) |
|
|
B. Forms requesting agency assistance in housing matters, such as rental or purchase. | DESTROY WHEN 1 YEAR OLD. [GRS 1-25e] |
|
8814
|
50
|
WALLOPS FLIGHT FACILITY BASE HOUSING TENANT RECORDS - NASA 53 BHTR | |
PASR
50 |
Records in this system consist of housing rental agreements, records of rent receipts and records of dormitory occupants. | DESTROY WHEN 30 YEARS OLD UNLESS AUTHORIZED BY ANOTHER SERIES IDENTIFIED WITHIN THESE SCHEDULES. <DA: N1-255-94-3> |
|
8814
|
51
|
WHITE SANDS TEST FACILITY FEDERAL HOUSING ADMINISTRATION (FHA) 809 HOUSING PROGRAM - NASA 73 FHAP | |
PASR
|
Records in this system consist of WSTF Civil Service and contractor personnel who have applied for FHA 809 housing. Records contain personal data (i.e., name, address, home phone, age, etc.), realtor, mortgage, and employment data. | CERTIFICATES ARE HELD FOR 5 YEARS AFTER ISSUANCE AND THEN DESTROYED. INDEX CARDS ARE RETAINED IN AGENCY SPACE UNTIL 50 YEARS OLD AND THEN DESTROYED. <DA: N1-255-94-3> |
|
8820 |
|
Construction of Facilities (C of F) |
(see below)
|
8820
|
52
|
SHOP PLANNING AND LAYOUT FILES Documents reflecting the layout, location, and comparable data relative to manufacturing space, machinery, and equipment. | DESTROY WHEN SUPERSEDED OBSOLETE, OR WHEN 10 YEARS OLD WHICHEVER IS LATER. <DA: N1-255-94-3> (N 20-10) |
8820
|
53
|
FEDERAL STRUCTURES DESIGN FILES | |
|
Preliminary and presentation drawings and models of Federal structures and engineering projects. Includes design criteria, trade-off studies, and estimates of cost. | ||
|
A. FILES SELECTED FOR ARCHITECTURAL, HISTORICAL, AND TECHNOLOGICAL SIGNIFICANCE | (N 18-10) | |
|
1. Drawings | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
2. Models | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
B. AUTHORIZED PROJECTS | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
C. UNAUTHORIZED PROJECTS. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
D. DRAWINGS/SPECIFICATIONS - ACTIVE/ON-GOING FACILITIES Files consist of drawings, specifications, copies of experimental, preliminary, final drawings, and calculations for C of F construction. |
||
|
1. Original drawings/specifications and calculations. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
53
|
2. Voided drawingsThese files consist of original voided drawing obsolete, cancelled, replaced or modified) that have been replaced by redrawn or revised sheets for facilities, systems, and equipment. | ||
|
(a) Hard copy drawing | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
(b) Microfilm copy | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
3. Historical drawingsRecords in this series consist of the above 2 categories but are considered unique and have some historical importance. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
4. Silver halide aperture cards of original drawings and/or microfilm of specifications. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
5. All other office/copies of the above records. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
8820
|
54
|
C of F CONSTRUCTION/DESIGN FILES - CORPS OF ENGINEER (KSC ONLY) | |
|
Records in this "CLOSED" series of records date from 1955 to 1970 and consist of Corps of Engineer Invitation for Bid files which are not maintained elsewhere at KSC. At the time of creation the NASA Procurement Office did not originate these files. NOTE: This is a CLOSED series of records. Current accumulation on-hand 75 cubic ft. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
8820
|
55
|
C of F PROJECTS FINAL REPORTS | |
|
Records in this series includes final reports for: * Completed Projects * Cancelled or Terminated Projects * Suspended Projects |
HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
8821 |
|
General | Contact Center Records Mgr. |
8822 |
|
Criteria and Standards | Contact Center Records Mgr. |
8823 |
|
Design and Engineering | Contact Center Records Mgr. |
8824 |
|
Cost Estimation | Contact Center Records Mgr. |
8825 |
|
Inspection, Supervision, and Acceptance | Contact Center Records Mgr. |
8826 |
|
Major Construction | Contact Center Records Mgr. |
8827 |
|
Minor Construction | Contact Center Records Mgr. |
8828 |
|
Alterations and Repairs | Contact Center Records Mgr. |
8830 |
|
Maintenance, Repair, and Operation of Facilities |
(see below)
|
8830
|
56
|
REPAIR AND UTILITY FILES | |
|
A. REPAIR AND UTILITY WORK ORDERS | ||
|
Requests for repairs and orders, including correspondence, drawings, worksheets, standing work orders, and all related materials. | ||
56
|
1. Office of primary responsibility. | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-94-3> (N 18-16) |
|
|
2. All other offices/copies (EXCLUDING fiscal). | DESTROY ON COMPLETION OF WORK. <DA: N1-255-94-3> |
|
|
B. MAINTENANCE RECORDS | ||
|
1. Documents showing maintenance performed and required on systems and plants, including Preventive Maintenance Instructions (PMI) and Preventive Maintenance Action Requests (PMAR). | ||
|
(a) Paper. | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-94-3> (N 18-14) |
|
|
(b) Database. | DELETE WHEN NO LONGER NEEDED. <DA: N1-255-94-3> |
|
|
2. General Facility Records (WSTF ONLY) Records contained in this series consists of maintenance, repair, and documentation on power supply, water, gas, cryogenics, and other related services for the support of the test stand facility. Included are general maintenance records and other bills related to these facilities. | DESTROY RECORDS WHEN 3 YEARS OLD, OR WHEN NO LONGER NEEDED, WHICHEVER IS SOONER. <DA: N1-255-90-4> |
|
|
C. UTILITY OPERATING LOG | ||
|
Logs showing operations of utilities including temperature, humidity, pressure, and other such readings. | DESTROY WHEN 3 YEARS OLD OR WHEN NO LONGER NEEDED, WHICHEVER IS SOONER. <DA: N1-255-94-3> (N 18-15) |
|
8831 |
|
General | Contact Center Records Mgr. |
8832 |
|
Criteria and Standards | Contact Center Records Mgr. |
8833 |
|
Inspections | Contact Center Records Mgr. |
8834 |
|
Structure and Equipment |
(see below)
|
8834
|
56.5
|
LIFTING EQUIPMENT Records concerning design, inspection and testing, and servicing of lifting devices (cranes, hoists, etc.) and lifting equipment (load-lifting hardware attached to lifting equipment). | |
|
A. DESIGN RECORDS Includes review and approval of configuration changes, certification packages, acceptance inspection, and test records, including the associated nonconformance and corrective actions. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
B. PERIODIC INSPECTION AND TEST RECORDS Records of required periodic inspection/testing activities, including associated nonconformance and corrective action reports. Cutoff is date of inspection. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
56.5
|
C. SERVICING RECORDS Records documenting maintenance and adjustment activities performed for lifting equipment. Cutoff date is date of service activity. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
|
D. PRE-OPERATION INSPECTION RECORDS Checklists of pre-operation inspections completed by operators prior to daily operation of the equipment. Cutoff date is date of inspection. | HANDLE AS PERMANENT PENDING RETENTION APPROVAL. | |
8835 |
|
Grounds and Appurtenances | Contact Center Records Mgr. |
8836 |
|
Utility Systems | Contact Center Records Mgr. |
8837 |
|
Refuse Collections and Disposal | Contact Center Records Mgr. |
8838 |
|
Fire Protection and Fire Fighting | Contact Center Records Mgr. |
8839 |
|
Plant Support Services | Contact Center Records Mgr. |
8850 |
|
Logistics | Contact Center Records Mgr. |
8900 |
|
Program Medical Support |
(see below)
|
8900
|
57
|
ASTRONAUT MEDICAL REPORTS/RECORDS | |
|
Health and medical case histories, and physical and environmental records, biomedical data pertaining to NASA astronauts, including space flight (mission) data, i.e., astronaut medical testing results, fight and ground-based data collected from astronauts and civilians including procedures, correspondence, log books, strip charts, etc. | * PERMANENT * RETIRE RECORDS TO FRC WHEN ASTRONAUT IS SEPARATED FROM THE PROGRAM/AGENCY. TRANSFER TO NARA WHEN 30 YEARS OLD. <DA: N1-255-94-3> (N 11-4c) |
|
|
NOTE: Medical records for the astronauts are kept all together, ground medical/routine as well as space flight medical This information is maintained by astronaut name in one complete medical history case file. | ||
8900
|
58
|
MEDICAL RECORDS - TEST SUBJECTS | |
|
Records in this series consist of medical records of test subjects under contract to NASA which include documentation of physical exams, diagnosis, treatment, and tests given in order for the individual to participate as a "test" subject in R&D Project medical tests. | DESTROY 75 YEARS AFTER BIRTH DATE (DOB), OR 60 YEARS AFTER DATE OF EARLIEST DOCUMENT IN THE FOLDER IF DOB CANNOT BE ASCERTAINED, OR 30 YEARS AFTER CONTRACT HAS BEEN COMPLETED/TERMINATED WHICHEVER IS LATER. <DA: N1-255-94-3> |
|
8910 |
|
Care and Use of Animals | Contact Center Records Mgr. |
59-100
|
RESERVED | ||
101-113
|
PROGRAM AND PROJECT RECORDS |
What items 101-113 cover. These items designate appropriate retention of NASA program and project records produced through compliance with NPR 7120.5 or other authorized project management practices. It provides for permanent retention of substantive and historically significant records, and temporary retention of other records until the Agency no longer needs them. The terms "program" and "project" are defined in the current versions of NPD 7120.4 and NPR 7120.5. This schedule applies to all activities performed as part of programs/projects whether designated "tasks," "work packages," or other terminology. | ||||
What items 101-113 do not cover. Records generated by some supporting activities such as procurement, financial management, property and supplies, personnel administration, and legal and patent issues are covered by other NASA records schedules. Questions about which schedules apply to specific records should be addressed to the Center Records Manager. |
||||
Office(s) of Record. As used in these items, Office of Record refers to that office holding the official record copy of a specific record when multiple copies are used across offices, projects and centers. Most typically this is the office that creates and maintains the record, although specific offices may be designated, when appropriate, to hold official records generated across the program or project. In some cases there may be more than one official copy of a record when it has separate independent functions in different organizations. |
||||
Media. Items 101-113 cover records in any and all media, in any and all formats, and produced using any and all tools. Records may include, but are not limited to, word processing documents, presentation materials, statistical data, test data, spreadsheets, databases, e-mail, e-messages, photographic materials, audio materials, film and video materials, drawings, and artwork. |
||||
How to use the Notes. Notes 1, 2, and 3 list documents perceived to have permanent, long-term temporary, or short-term temporary value, respectively. These lists are intended to be inclusive rather than exclusive. They are to assist in selection, not to preempt selection. Program/project staff must exercise case-by-case judgment to ensure that permanent records are identified and retained while other records are destroyed appropriately. In cases of doubt about what item to apply, users of this schedule should contact their center records manager.
|
Item |
If the records pertain to |
and consist of |
which are |
then the records are |
101 |
programs/projects relating to both manned and unmanned space flight, aerospace technology research, and basic or applied scientific research AND meeting one or more of the following criteria: are "first of a kind," establish precedents, produce major contributions to scientific or engineering knowledge, integrate proven technology into new products, or are/have been subject of widespread media attention or Congressional scrutiny. |
records essential for understanding the history of a program/project from inception to completion defined by the stages in program/project's life. Note 1 contains a list of eight stages and potential records that might be created in each. |
held at office of record |
permanent. Cut off records at close of program/project or in 3-year blocks for long term programs/projects. Transfer to records center storage. Transfer to National Archives 7 years after cutoff. Special media records will be transferred in accordance with 36 CFR S 1228.270 (electronic records), 36 CFR S 1228.266 (audiovisual records), 36 CFR S 1228.268 (cartographic and architectural records), and/or current transfer instructions specific to individual formats. < N1-255-04-3> |
102 |
all other copies |
temporary. Destroy/delete when no longer needed. <N1-255-04-3>
|
||
103 |
records not required for documenting the history of the program/project as described in item 101, but which have operational value to the Agency throughout the life of the program/project. Note 2 contains examples that might be created in each program/project stage. |
held at office of record |
temporary. Destroy/delete between 5 and 30 years after program/project termination. See Note 4. <N1-255-04-3> |
|
104 |
all other copies |
temporary. Destroy/delete when no longer needed. >N1-255-04-3> |
||
105 |
all other routine records that are not considered to be essential for on-going operations of the program/project. Note 3 contains a list of records that may be included. |
held at office of record |
temporary. Destroy/delete when between 2 and 15 years old. Do not retain longer than life of program/project plus 5 years. See Note 4. <N1-255-04-3> |
|
106 |
all other copies |
temporary. Destroy/delete when no longer needed. <N1-255-04-3> |
||
107 |
programs/projects that do not meet the criteria stated in Item 101. |
records of programs/projects that have operational value to the Agency throughout the life of the program/project. Notes 1 and 2 contain listings of records that may be included. |
held at office of record |
temporary. Destroy/delete between 5 and 30 years after program/project termination. See Note 4. <N1-255-04-3> |
108 |
all other copies |
temporary. Destroy/delete when no longer needed. <N1-255-04-3> |
||
109 |
all other routine records that are not considered to be essential for on-going operations of the program/project. Note 3 contains a list of records that may be included. |
held at office of record |
temporary. Destroy/delete when between 2 and 15 years old. Do not retain longer than life of program/project plus 5 years. See Note 4. <N1-255-04-3> |
|
110 |
all other copies |
temporary. Destroy/delete when no longer needed. <N1-255-04-3> |
||
111 |
hard copy originals used to create imaged record copy on microfilm or electronic media |
by definition duplicate materials because record copy is retained in another medium |
held anywhere |
temporary. Destroy/delete after (1) verification of microfilm or electronic record copy and (2) if record copy is electronic, verification that plans and procedures are in place to migrate records to accessible hardware and software as necessary throughout their retention period. <N1-255-04-3> |
112 |
electronic copies of records created using electronic mail, messaging systems, paging systems and word processing applications and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic records created and maintained for the purpose of updating, revising, or disseminating. |
copies that have no further administrative value after recordkeeping copy is created for retention under items 101, 103, 105, or 107. Includes copies maintained by individuals in personal files, personal electronic mail directories, or other personal directories including those on hard disk, network drives, shared drives, and all other electronic applications that are used only to produce the recordkeeping copy. |
held anywhere |
temporary. Destroy/delete within 180 days after the recordkeeping copy has been produced. <N1-255-04-3> |
113 |
copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. |
held anywhere |
temporary. Destroy/delete when dissemination, revision, or updating is completed. <N1-255-04-3 |
Note 1. Records covered by Items 101, 102, 107 and 108 potentially created in the stages of a project/program's life are those essential for future studies of a program or project. This list is neither all-inclusive nor all-exclusive; it must be applied based on value judgements by those familiar with a program/project's development and accomplishments. Included are: |
||||
Records created at multiple stages. |
||||
|
||||
Formulation. Records defining scope, objectives, technical performance requirements, cost, and schedules of program/project prior to initial formal approval, including: |
||||
|
/tr>
||||
Approval. Records documenting program/project as initially approved, and subsequent changes resulting from iterative process of defining concepts and requirements, including: |
||||
|
||||
Design development. Records containing comprehensive information about design and development process, requirements, products, performance, and review, including: |
||||
|
||||
Manufacture, fabrication and assembly. Records that provide significant documentation of the construction, final assembly, and acceptance of as-flown hardware or as-operated ground-based experiments and any major changes to the original approved design, including: |
||||
|
||||
Pre-launch system integration and verification. Records that provide significant documentation of the process used to verify that a spacecraft is ready for launch, or a ground-based experiment is ready for operation, including: |
||||
|
||||
Implementation and operations. Records that provide significant documentation about how a mission/experiment was conducted, including: |
||||
|
||||
Observational data. Records containing physical sciences observational data created by both space- and earth-based platforms that are unique and cannot be extrapolated from other data sets or observations at a reasonable cost, including: |
||||
|
||||
Evaluation and termination. Records documenting results of program/project, specific manned or unmanned flight or experiment upon completion, including: |
||||
|
||||
|
||||
Note 2. Records covered by Items 103, 104, 107 and 108 potentially created in the stages of a project/program's life are those essential for continuing operations and technology transfer. This list is neither all-inclusive nor all-exclusive; it must be applied based on value judgements by those familiar with a program/project's development and accomplishments. Included are: |
||||
Records created at multiple stages. |
||||
|
||||
Formulation, including: |
||||
|
||||
Approval, including: |
||||
|
||||
Design development, including: |
||||
|
||||
Manufacture, fabrication and assembly. Records not included in Note 1 that are useful for identification, correction, and/or investigation of performance problems or mishaps, but not needed after hardware is no longer in NASA inventory, including: |
||||
|
||||
Pre-launch system integration and verification. Records not included in Note 1 that are useful for identification, correction, and/or investigation of performance problems or mishaps, but not needed after hardware is no longer in NASA inventory, including processing documents for spacecraft, payloads, or experiments such as: |
||||
|
||||
Implementation and operations. Records not included in Note 1 that are useful for identification, correction, and/or investigation of performance problems or mishaps, but not needed after hardware is no longer in NASA inventory, including: |
||||
|
||||
Observational data. Records that do not meet the criteria for observational data described in Note 1, in particular data generated by engineering tests to verify theories, design concepts, etc., including: |
||||
(Exception: data determined by NASA management to have continuing value may be retained beyond 30 years until reference use ceases.) |
||||
|
||||
Note 3. Records covered by Items 105, 106, 109 and 110 potentially created in the stages of a project/program's life have only limited short-term value. They include but are not limited to: |
||||
|
||||
Note 4. Retention period for records relating to environmental protection, OSHA or other regulatory requirements should be lengthened as required by applicable state legislation. |
|
|
END OF SCHEDULE |
|
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices.
This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future.
The records described in Schedule 9 pertain to the management and operation of NASA accountable officer's accounts, including records under the cognizance of the General Accounting Office (GAO). These records relate to documentation concerned with accounting for availability and status of public funds. There are several types of accountable officers' returns and related records, such as (a) the collecting officer, who receives monies owed to the Federal Government and ensures that it is credited to the proper account; (b) the disbursing officer who is responsible for providing documentation to GAO since he accomplishes the actual payment of public monies to proper Federal creditors; and, (c) the certifying officer, whose signature on a summary attests to the authenticity of vouchers listed on the schedule.
Disbursements for most civilian Government agencies are made by the Chief Disbursing Officer of the Treasury, who heads the Division of Disbursement of the Bureau of Government Financial Operations within the Department of the Treasury. Since July 1949, disbursements have been made for most Agencies on the basis of certified schedules, with the detailed vouchers transferred to GAO from the Agency or held in Agency space if site audit was involved. This procedure was extended and confirmed by GAO General Regulations, No. 115 issued January 29, 1952, which promulgated a standard form voucher and schedule of payments (Standard Forms 1166 and 1167) for use by all Agencies effective July 1, 1952, and formally eliminated the transfer of vouchers of the Chief Disbursing Officer.
This schedule includes records held for onsite audit by GAO, as described in item 1a below. Under onsite audit, vouchers, contracts, schedules, statements of transactions and accountability and other related supporting documents are retained in Agency space for GAO auditors.
Records in this series monitor agency program and operations to prevent and reduce waste and fraud and to improve Agency Management. The Inspector General Act of 1978, as amended, and other legislation established an Office of Inspector General (OIG) in selected Government Agencies. An OIG conducts and supervises audits and investigations; recommends policies to promote economy, efficiency, and effectiveness and to prevent fraud and abuse; and reports problems, deficiencies and progress to the Agency head. OIGs must submit reports to Congress.
This schedule covers the two major series of disposal investigative, audit and related records created or maintained by an OIG. Indexes to these files are covered by NASA Records Schedule 10 - Records Common to Most Offices. Correspondence or subject files, policy files, publications, reports to Congress, and any other records not specifically described in this schedule must be scheduled through the Center Records Manager. This schedule does not authorize disposal of investigative case files for cases that result in national media attention, Congressional investigation, or substantive changes in Agency policy or procedures. Such files must be scheduled by submission of a NASA Form 1418.
Records described in this schedule are authorized for disposal in both hard copy and electronic forms.
AFS #
|
ITEM
|
SUBJECT AREA OR RECORD TITLE
DESCRIPTION OF RECORD SERIES |
RETENTION
<Authority> |
9000-9799 |
|
FINANCIAL MANAGEMENT |
(see below)
|
0.1
|
ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. This disposition applies to electronic copies of all items covered under Disposition Job N1-255-94-2 in the NASA Records Retention Schedule 9, with the following exceptions: --Item 2 (Agency Budget Request Files) In addition, this disposition does not apply to any item already covered by the General Records Schedules. |
||
|
A. Electronic copies created on electronic mail and wordprocessing systems that have no further administrative valueafter recordkeeping copy is made. | DELETE AFTER RECORDKEEPING COPY HAS BEEN PRODUCED AND DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. <DA: N9-255-00-05> |
|
|
B. Electronic copies used for dissemination, revision, or updating that are maintained in addition to the recordkeeping copy. | DELETE WHEN DISSEMINATION, REVISION OR UPDATING IS COMPLETED. <DA: N9-255-00-05> |
|
9000 |
|
Principles and General Policies |
(see below)
|
9000
|
1
|
ACCOUNTABLE OFFICERS' RETURNS NOTE: Accounts and supporting documents pertaining to records should be retired under a separate accession to the Federal Records Center. The SF 135 retiring theserecords should be marked "Records described pertain to American Indians - Indefinite Freeze." Memorandum copies of statement of transactions, allsupporting voucher schedules, documents and relatedpapers not otherwise provided for in this schedule. Records in these series can be, but are not limited to:MIPR, Military Inter-Departmental Purchase Requests;Project Orders; MOU's, Memorandum of Understanding;Interagency agreements; incoming/outgoing reimbursablepublic/private agreements; etc. These records areexclusive of freight records covered by Schedule 6, andPayroll records covered by Schedule 3. | |
9000
|
1
|
A. Original or ribbon copy of accountable officers' accounts maintained in the Agency for site audit by GAO auditors, consisting of statements of transactions, statements of accountability, collection schedules, collection vouchers, disbursement schedules, disbursement vouchers, and all other schedules and vouchers or documents used as schedules or vouchers, exclusive of commercial passenger transportation and freight records and payroll records, EXCLUDING accounts and supporting documents pertaining to American Indians. If an Agency is operating under an integrated accounting system approved by GAO, certain required documents supporting vouchers and/or schedules are included in the site audit records. These records document only the basic financial transactions, money received and money paid out or deposited in the course of operating the Agency. All copies except the certified payment or collection copy, usually the original or ribbon copy, and all additional or supporting documentation not involved in an integrated system are covered by succeeding items in this schedule. Site audit records include, but are not limited to, the Standards and Optional Forms listed. Also included are equivalent agency forms which document the basic financial transaction as described above. SF 215 Deposit Ticket SF 224 Statement of Transactions SF 1012 Travel Voucher SF 1034 Public Voucher for Purchases and Services Other Than Personal SF 1036 Statement of Certificate and Award SF 1038 Advance of Funds Application and Account SF 1047 Public Voucher for Refunds SF 1069 Voucher for Allowance at Foreign Posts of Duty SF 1080 Voucher for Transfer Between Appropriationsand/or Funds SF 1081 Voucher and Schedule of Withdrawals andCredits SF 1096 Schedule of Voucher Deductions SF 1097 Voucher and Schedule to Effect Correction ofErrors SF 1098 Schedule of Canceled Checks SF 1113 Public Voucher for Transportation Charges SF 1129 Reimbursement Voucher SF 1143 Advertising Order |
DESTROY 6 YEARS AND 3 MONTHS AFTER PERIOD COVERED BY ACCOUNT. [GRS 6-1(a)] (N 2-1) |
|
SF 1145 Voucher for Payment Under Federal Tort Claims Act SF 1154 Public Voucher for Unpaid Compensation Due a Deceased Civilian Employee SF 1156 Public Voucher for Fees and Mileage SF 1164 Claim for Reimbursement for Expenditures on Official Business |
||
1
|
SF 1166 Voucher and Schedule of Payments SF 1185 Schedule of Undeliverable Checks for Credit toGovernment Agencies SF 1218 Statement of Accountability (Foreign Service Account) |
||
|
SF 1219 Statement of Accountability SF 1220 Statement of Transactions According to Appropriation, Funds, and Receipt Accounts SF 1221 Statement of Transactions According to Appropriation, Funds, and Receipt Accounts (Foreign Service Account) OF 1114 Bill of Collection OF 1114A Official Receipt OF 1114B Collection Voucher B. Memorandum copies of accountable officers' returns including statements of transactions and accountability, all supporting vouchers, schedules, and related documents not covered elsewhere in this schedule, EXCLUDING freight records covered by Schedule 6, and payroll records covered by Schedule 3. |
DESTROY WHEN 1 YEAR OLD. [GRS 6-1(b)] |
|
9000
|
2
|
AGENCY BUDGET REQUEST FILES Records in this file series consists of budget material requested via OMB Circular A-11, including material required by the President's Call for the budget. Records include, but are not limited to, letters, forms, exhibits (submitted electronically), and any other related finding aids or documentation associated with this submission, i.e., OMB, Presidents Budget, Justification Support - Congressional Budget Support, etc. A. Original record set maintained at NASA Headquarters byCode B(This set starts October 1, 1958 and continues to Present) |
* PERMANENT * TRANSFER TO NARA WHEN 35 YEARS OLD. <DA: N1-255-94-2> |
|
B. Center working materials/background files and documentation developed by other organizational units and as submitted tothe Comptrollers Office. | RETIRE TO FRC WHEN 2 YEARS OLD. DESTROY WHEN 30 YEARS OLD. <DA: N1-255-94-2> |
|
|
C. All other offices/copies. | DESTROY WHEN SUPERSEDED, NO LONGER NEEDED, OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
9000
|
3
|
NASA ACCOUNTING AND FINANCIAL INFORMATION SYSTEMS (NAFIS) This is an agencywide reporting system which resides at NASA Headquarters and conforms to GAO/Treasury standards for summary general ledger format/information. This is an on-line integrated system which will be distributed to all NASA Centers. A. OFFICE OF PRIMARY RESPONSIBILITY |
DELETE/DESTROY WHEN OBSOLETE OR SUPERSEDED OR WHEN 5 YEARS OLD. <DA: N1-255-94-2> |
|
B. CENTERS | USE DISPOSITION IN A. ABOVE. <DA: N1-255-94-2> |
|
|
C. ALL OTHER OFFICES/COPIES | DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD. <DA: N1-255-94-2> |
|
9000
|
4
|
R&D PROGRAM/PROJECT STATUS REPORTS (PSR) COST/SCHEDULES Documents relating to cost projections for research and development projects, including information about program objectives in terms of projects, tasks, status, and time phasing for development, and funds required. These files include schedules and directly related forecast and actual costs. A. CENTERS (Level 2 Manager) |
RETIRE TO FRC 1 YEAR AFTER COMPLETION OF THE PROJECT. DESTROY 10 YEARS AFTER COMPLETION OF PROJECT. <DA: N1-255-94-2> (N 24-3) |
|
B. SECRETARIAT OFFICE (NASA Headquarters; Comptrollers Office) |
* PERMANENT * RETIRE TO FRC WHEN 4 YEARS OLD. TRANSFER TO NARA WHEN 30 YEARS OLD. <DA: N1-255-94-2> |
|
|
C. ALL OTHER OFFICES/COPIES | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE OR WHEN 5 YEARS OLD WHICHEVER IS LATER. <DA: N1-255-94-2> |
|
9010 |
|
NASA Financial Management Requirements | Contact Center Records Mgr. |
9020 |
|
Definitions of Financial Management Terms | Contact Center Records Mgr. |
9030 |
|
Criteria for Recording and Reporting Commitments | Contact Center Records Mgr. |
9040 |
|
Criteria for Recording and Reporting Obligations | Contact Center Records Mgr. |
9050 |
|
Cash Management - Administrative Control of Appropriations and Funds |
(see below)
|
9050
|
5
|
FUND FILES A. GENERAL Records relating to availability, collection, custody, and deposit of funds including appropriation warrants and certificates of deposit, other than those records covered by Item 1 of this schedule. |
DESTROY WHEN 3 YEARS OLD. [GRS 6-4] (N 2-5, N 1-41) |
|
B. SPECIAL Records relating to monies obtained to pay for expenses incurred in conjunction with special guest, or monies from sponsors of programs that could not be returned. Includes the "Administrator's Fund", "Activity Fund", "Special Fund", and all other non-appropriated fund activities. |
RETIRE TO FRC 1 YEAR AFTER THE CLOSE OF THE FISCAL YEAR TO WHICH THE RECORDS PERTAIN. DESTROY 6 YEARS AFTER THE CLOSE OF THE FISCAL YEAR TO WHICH RECORDS PERTAIN. <DA: N1-255-94-2> |
|
9050
|
6
|
NASA EXCHANGE - PERSONNEL, PAYROLL, AND FINANCIAL RECORDS A. GENERAL Records in this series consists of register receipts, bank deposit slips, register tapes, cancelled checks, bank statements, ledgers, etc. |
RETAIN ON-SITE AT RESPECTIVE INSTALLATION. DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-2> |
|
B. CORRESPONDENCE FILES - GENERAL Files include advisory notices such as merchandise and sundry notices, records documenting overall administration of the exchange, general correspondence, customer complaints, security records and reports pertaining to the exchange. |
RETAIN ON-SITE. DESTROY WHEN 4 YEARS OLD. <DA: N1-255-94-2> |
|
|
C. STOCK FILES / GOODS RECEIVED 1. GOODS: Records relating to the receipt of merchandise,including copies of reports of goods received, shippingdocuments, tracer inquiries, merchandise follow-uprequests, and other documents related to shipments/follow-up of merchandise. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-2> |
|
|
2. STOCK: Records used by management for the controland procurement of merchandise at warehouse and on thesales floor, including unit merchandise records, stock record cards, replenishment cards, recorder records, andvendor records. |
DESTROY WHEN 2 YEARS OLD. <DA: N1-255-94-2> |
|
6
PASR |
D. EXCHANGE RECORDS ON INDIVIDUALS - NASA 10 XROI 1. Records contained in this system consist of present andformer employees of, and applicants for employment with,NASA Exchanges, Recreational Associations, andEmployees' Clubs at NASA Centers. Individuals withactive loans or charge accounts at one or more of theseveral organizations. Records contain Exchangeemployees' personnel and payroll records, including injuryclaims, unemployment claims, biographical data,performance evaluations, annual and sick leave records,and all other employee records. Credit records on NASAemployees with active accounts. |
DESTROY WHEN 5 YEARS OLD. <DA: N1-255-94-2> |
|
|
2. General meeting minutes of activities associated with theEmployees Exchange. | DESTROY 6 MONTHS AFTER ELECTION OR INITIATION OF NEW COMMITTEE MEMBERSHIP OR WHEN 3 YEARS OLD, WHICHEVER OCCURS FIRST. <DA: N1-255-94-2> |
|
PASR
|
A. JOHNSON SPACE CENTER (JSC) EXCHANGE ACTIVITIES - NASA 72 XOPR Records in this system consist of employees and past employees of the JSC Exchange Operations, applicants under the JSC Exchange Scholarship Program, and JSC employees or JSC contractor employees participating in sports or special activities sponsored by the Exchange. Records include a variety of data relating to personnel actions and determinations made about an individual while employed by the NASA JSC Exchange. These records contain information about an individual relating to birth date, social security number, home address, phone number, marital status, references, veteran preference, and other information relating to the status of the individual. Scholarship information is supplied by individuals who have applied and includes data on education, financial background, and other related information. |
EMPLOYEE RECORDS OF JSC EXCHANGE OPERATIONS, PERSONNEL RECORDS ARE RETAINED INDEFINITELY IN AGENCY SPACE TO SATISFY PAYROLL, REEMPLOYMENT, UNEMPLOYMENT COMPENSATION, TAX, AND EMPLOYEE RETIREMENT PURPOSES. FOR SUCCESSFUL APPLICANTS UNDER THE JSC EXCHANGE SCHOLARSHIP PROGRAM, RECORDS ARE MAINTAINED UNTIL COMPLETION OF AWARDED SCHOLARSHIP AND ARE THEN DESTROYED. RECORDS PERTAINING TO UNSUCCESSFUL | |
|
APPLICANTS ARE RETURNED TO THE INDIVIDUAL. FOR PARTICIPANTS IN SOCIAL OR SPORTS ACTIVITIES, RECORDS ARE MAINTAINED FOR STATED PARTICIPATION PERIOD AND ARE THEN DESTROYED.RECORDS CANNOT BE RETIRED TO AN FRC. <DA: N1-255-94-2> |
||
9060 |
|
Accrual Accounting | Contact Center Records Mgr. |
9070 |
|
Government Charge Card Program | Contact Center Records Mgr. |
9080 |
|
User Charges and Rental Charges | Contact Center Records Mgr. |
9090 |
|
Reimbursable Agreements |
(see below)
|
9090
|
7
|
REIMBURSABLE AGREEMENTS - FINANCIAL A. GUIDELINES APPLICABLE TO REIMBURSABLE AGREEMENTS Reports, correspondence, working files and other documentation required on file to support reimbursable activities. |
RETAIN ON-SITE UNTIL REFERENCE VALUE CEASES; THEN DESTROY. <DA: N1-255-94-2> |
|
B. BENEFITOR FILES Includes original authorities for reimbursable funding for resident agencies. |
DESTROY 6 YEARS AND 3 MONTHS AFTER FINAL PAYMENT. <DA: N1-255-94-2> |
|
|
C. OCCUPANCY (SSC ONLY) Includes staffing levels, space allocation, utility costs, burden analyses and all pertinent information used in occupancy rate development at SSC. Records include occupancy rate development data; quarterly detail reports; and, SSC Personnel Strength Reports (including historical data). |
THESE RECORDS ARE UNIQUE TO SSC AND WILL BE MAINTAINED IN SSC SPACE FOR 10 YEARS. RETIRE TO FRC WHEN 10 YEARS OLD. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-2> |
|
|
D. WORK PERFORMANCE AGREEMENTS (JSC ONLY) Records include agreements between JSC and other government or non-government agencies (the customer) whereby JSC performs work prescribed in the agreement and JSC is reimbursed for the cost of the work by the customer. These agreements are usually 1 to 3 years in duration. |
||
|
1. Office of primary responsibility. | TRANSFER TO FRC WHEN 10 YEARS OLD. DESTROY WHEN 20 YEARS OLD. <DA: N1-255-94-2> |
|
|
2. All other offices/copies. | DESTROY WHEN NO LONGER NEEDED FOR REFERENCE OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
|
E. ALL OTHER OFFICES/COPIES OF THE ABOVE RECORDS OTHER THAN THE OPR | DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
9095 |
|
Working Capital Funds |
|
9100 |
|
Financial Management and Budgeting Systems |
(see below)
|
9100
|
8
|
APPORTIONMENT SCHEDULES - AGENCYWIDE CODING STRUCTURE ALSO SEE SCHEDULE 7 A. Apportionment and reapportionment schedulesproposing quarterly obligations under each authorized appropriation. Research and Development; Space Flight and Data Communications; Construction of Facilities; Research and Program Management; and, the Inspector General. |
|
|
1. HEADQUARTERS (CODE B ONLY) (These are records sent to OMB and Treasury which showthe division of funding by project/program.) |
RETIRE TO FRC 3 YEARS AFTER FISCAL YEAR, 5 YEARS FOR NO YEAR APPROPRIATIONS. DESTROY WHEN NO LONGER NEEDED OR WHEN 20 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> (N 7-2) |
|
|
2. CENTERS | DESTROY 2 YEARS AFTER THE CLOSE OF THE FISCAL YEAR. [GRS 5-4] |
|
|
B. Periodic reports on the status of accounts/apportionments. (THIS IS THE SAME AS ITEM 21e, SCHEDULE 7) | ||
|
1. Annual report (end of fiscal year). | DESTROY WHEN 5 YEARS OLD. [GRS 5-3a] |
|
|
2. All other copies/reports. | DESTROY 3 YEARS AFTER END OF THE FISCAL YEAR IN WHICH CREATED. [GRS 5-3b] |
|
9110 |
|
Reimbursable Agreement Number System | Contact Center Records Mgr. |
9120 |
|
Coding Structure | Contact Center Records Mgr. |
9130 |
|
Financial Management System | Contact Center Records Mgr. |
9140 |
|
Budget Formulation System | |
9200 |
|
Accounting |
(see below)
|
9200
|
9
|
ACCOUNTING RECORDS A. EXPENDITURES ACCOUNTING GENERALCORRESPONDENCE AND SUBJECT FILES Correspondence or subject files maintained by operating units responsible for expenditures accounting, pertaining to their internal operations and administration. |
DESTROY WHEN 2 YEARS OLD. [GRS 7-1] |
|
B. COST ACCOUNTING REPORTS Copies in units receiving reports; in reporting units; andrelated working papers. |
DESTROY WHEN 3 YEARS OLD. [GRS 8-6a/b] (N 5-5) |
|
9
|
C. COST REPORT DATA FILES Ledgers, forms, and electronic records used to accumulate data for use in cost reports. |
||
|
1. Ledgers and forms. 2. Automated records. |
DESTROY WHEN 3 YEARS OLD. [GRS 8-7a] (N 5-6) |
|
|
(a) Detail cards. | DESTROY WHEN 6 MONTHS OLD. [GRS 8-7b(1)] |
|
|
(b) Summary cards. | DESTROY WHEN 6 MONTHS OLD. [GRS 8-7b(2)] |
|
|
(c) Tabulations. | DESTROY WHEN 1 YEAR OLD. [GRS 8-7b(3)] |
|
|
D. COST REDUCTION Reports, correspondence, working papers, and other supporting documentation required to be on file. |
||
|
1. Headquarters. | RETIRE TO FRC 4 YEARS AFTER CLOSE OF FISCAL YEAR IN WHICH RECORDS WERE CREATED. DESTROY 6 YEARS AFTER SUBJECT FISCAL YEAR. <DA: N1-255-94-2> (N 1-18) |
|
|
2. Centers. | RETIRE TO FRC 3 YEARS AFTER CLOSE OF FISCAL YEAR IN WHICH RECORDS WERE CREATED. DESTROY 5 YEARS AFTER SUBJECT FISCAL YEAR. <DA: N1-255-94-2> |
|
9210 |
|
Accounting Principles | (see below) |
9210
|
10
|
SIGNATURE AUTHORITY FILES Records consist of signature authorities for miscellaneous administrative records which include, but are not limited to, Diner's Club authorizations; reports of mail; authority for specified employees to certify funds, etc. |
DESTROY UPON SEPARATION, TRANSFER, OR TERMINATION OF AUTHORIZED EMPLOYEE OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
9220 |
|
General Ledger Accounting | (see below) |
9220
|
11
|
GENERAL LEDGER - ACCOUNTING A. GENERAL ACCOUNTING LEDGERS Ledgers showing debit and credit entries, and reflecting expenditures in summary (balanced receipts). |
DESTROY 6 YEARS AND 3 MONTHS AFTER CLOSE OF THE FISCAL YEAR INVOLVED. [GRS 7-2] (N 3-1) |
|
B. TRIAL BALANCE LEDGERS Monthly consolidated financial reports supported by analyses reports at the appropriation, fund, or other level, covering all NASA assets, liabilities, funds, equity, revenues, and costs. The consolidated Agency-wide report is based on and includes the trial balance and related reports submitted by each NASA Center. 1. ORIGINAL RECORDS (CODE B ONLY) |
||
|
(a) Annual September Report. | RETIRE TO FRC WHEN NO LONGER NEEDED FOR REFERENCE OR WHEN 5 YEARS OLD. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-2> (N 3-6) |
|
|
(b) Monthly reports (other than September). | RETIRE TO FRC 2 YEARS AFTER FISCAL YEAR INVOLVED. DESTROY 10 YEARS AFTER SUBJECT FISCAL YEAR. <DA: N1-255-94-2> |
|
|
2. All other offices/copies of the above reports (includingcopies maintained at NASA Centers). | DESTROY AS SOON AS ACTIVE REFERENCE VALUE CEASES OR WHEN 3 YEARS OLD WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
9230 |
|
Allotment Accounting | (see below) |
9230
|
12
|
ALLOTMENT/APPROPRIATION FILES Records showing status of obligations and allotments under each authorized appropriations. |
DESTROY 6 YEARS AND 3 MONTHS AFTER THE CLOSE OF THE FISCAL YEAR INVOLVED. [GRS 7-3] (N 3-2) |
9240 |
|
Cost Accounting | Contact Center Records Mgr. |
9250 |
|
Property Accounting | Contact Center Records Mgr. |
9260 |
|
Revenue and Liability Accounting | Contact Center Records Mgr. |
9270 |
|
Full Cost Accounting | Contact Center Records Mgr. |
9280 |
|
Expenditure Accounting |
(see below)
|
9280
|
13
|
EXPENDITURE ACCOUNTING POSTING AND CONTROL FILES Records used in posting and control media, subsidiary to the general and allotment ledgers (Items 9 and 11), and not covered elsewhere in this schedule. |
|
|
A. ORIGINAL RECORDS | DESTROY WHEN 3 YEARS OLD. [GRS 7-4a] (N 3-3) |
|
|
B. ALL OTHER COPIES | DESTROY WHEN 2 YEARS OLD. [GRS 7-4b] |
|
9290 |
|
Miscellaneous Accounting | Contact Center Records Mgr. |
9300 |
|
Financial Reports |
(see below)
|
9300
|
14
|
FINANCIAL STATUS REPORTS A. MONTHLY CONSOLIDATED - AGENCYWIDE This is a monthly consolidated agency wide financial report of commitments, obligations, costs, disbursements, and resource authorizations, consisting of 11 volumes, organized generally by program activity. The following list of reports are considered a part of this series, but is not all inclusive: Highlight Report; Balance of Payments Report; Medical Report; Expert and Consultant Report; SEDSA--Est. Distribution of Selected accounts. 1. HEADQUARTERS - OFFICIAL RECORD: |
|
|
(a) Monthly issues of Volume 1, Summary of Data forAdministrative Operations, Research and Development, and Construction of FacilitiesFunding; and Volume 6, Project and Program YearSummary by Program Office and by Center. | RETIRE TO FRC AFTER THE CLOSE OF THE FISCAL YEAR TO WHICH THE RECORDS PERTAIN. DESTROY WHEN 10 YEARS OLD. <DA: N1-255-94-2> (N 3-4) |
|
|
(b) Monthly issues of all other volumes of the reportprinted. | RETIRE TO FRC AFTER THE CLOSE OF THE FISCAL YEAR TO WHICH THE RECORDS PERTAIN. DESTROY 5 YEARS AFTER SUBJECT FISCAL YEAR. <DA: N1-255-94-2> |
|
|
2. All other copies of the reports in Program Offices, NASA Centers, or other offices. | DESTROY WHEN ACTIVE REFERENCE VALUE CEASES OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
14
|
B. CONTRACTS AND GRANTS REPORTS - STATUSSEE ALSO ITEM 19, SCHEDULE 7 Records in this category consist of a consolidated agencywide report of financial and statistical data covering NASA contracts, grants, and intra-Governmental purchase requests. 1. HEADQUARTERS - OFFICIAL RECORD: |
||
|
(a) Annual September Issue: (Following Formats) E-3; E-5A; E-7; E-8; E-9; E-10; E-11; E-12;E-16; E-17; E-26; E-27; E-28; E-29; E-31; E-34;E-34A; E-35; E-36-1; E-36-3; E-36-4; AND E-38. | RETIRE TO FRC 1 YEAR AFTER CLOSE OF FISCAL YEAR TO WHICH RECORDS PERTAIN. DESTROY 10 YEARS AFTER SUBJECT FISCAL YEAR. <DA: N1-255-94-2> (N 3-5, N 7-9) |
|
|
(b) Issues of formats listed in (a) above, other thanSeptember. | DESTROY MONTHLY ISSUES AFTER 90 DAYS; OTHER ISSUES AFTER THE CURRENT REPORT IS PRODUCED. <DA: N1-255-94-2> |
|
|
2. All other copies of the reports in Program Offices, NASACenters, or other offices. | DESTROY WHEN ACTIVE REFERENCE VALUE CEASES OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
9310 |
|
External Reports—Accounting | Contact Center Records Mgr. |
9311 |
|
External Reports—Budget | |
9312 |
|
External Reports—Miscellaneous | |
9315 |
|
Internal Reports | |
9320 |
|
Center Program Reports | Contact Center Records Mgr. |
9340 |
|
Center Fiscal Activity Reports | Contact Center Records Mgr. |
9350 |
|
Center Functional Reports | Contact Center Records Mgr. |
9360 |
|
Center Civilian Pay Reports | Contact Center Records Mgr. |
9370 |
|
Center Miscellaneous Reports | Contact Center Records Mgr. |
9380 |
|
Center Fiscal Year-End Accounting and Reporting Requirements | Contact Center Records Mgr. |
9410 |
|
Planning, Programming, Budgeting, and Execution - General |
(see below)
|
9410
|
14.2
|
BUDGET FORMULATION AND EXECUTION - GENERAL | |
|
A. BUDGET CORRESPONDENCE FILES\ Correspondence files in formally organized budget offices pertaining to routine administration internal procedures, and other matters not covered elsewhere in this schedule, EXCLUDING files relating to agency policy and procedure maintained in formally organized budget offices. |
DESTROY WHEN 2 YEARS OLD. [GRS 5-1] |
|
|
B. BUDGET BACKGROUND RECORDS Cost statements, rough data and similar materials accumulated in the preparation of annual budget estimates, including duplicates of budget estimates and justifications and related appropriation language sheets, narrative statements, and related schedules; and originating offices+ copies of reports submitted to budget offices. |
DESTROY 1 YEAR AFTER THE CLOSE OF THE FISCAL YEAR COVERED BY THE BUDGET. [GRS 5-2] |
|
14.2
|
C. ELECTRONIC MAIL AND WORD PROCESSINGSYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. |
||
|
1. Copies that have no further administrative value after the recordkeeping copy is made. | DESTROY/DELETE WITHIN 180 DAYS AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. [GRS 5-5a] |
|
|
2. Copies used for dissemination, revision, or updating thatare maintained in addition to the recordkeeping copy. | DESTROY/DELETE WHEN DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. [GRS 5-5b] |
|
9420 |
|
Budget Formulation | Contact Center Records Mgr. |
9421 |
|
Budget Call Instructions and Guidelines |
(see below)
|
|
14.3
|
BUDGET CALL INSTRUCTIONS AND GUIDELINES | |
|
A. CORRESPONDENCE FILES IN FORMALLY ORGANIZED BUDGET OFFICES pertaining to routine administration, internal procedures (budget call instructions and guidelines), and other matters not covered elsewhere in this schedule, EXCLUDING files relating to agency policy and procedure maintained in formally organized budget offices. |
DESTROY WHEN 2 YEARS OLD. [GRS 5-1] |
|
|
B. ELECTRONIC MAIL AND WORD PROCESSING SYSTEM COPIES Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records covered by the other items in this schedule. Also includes electronic copies of records created on electronic mail and word processing systems that are maintained for updating, revision, or dissemination. |
||
|
1. Copies that have no further administrative value after therecordkeeping copy is made. | DESTROY/DELETE WITHIN 180 DAYS AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. [GRS 5-5a] |
|
|
2. Copies used for dissemination, revision, or updating thatare maintained in addition to the recordkeeping copy. | DESTROY/DELETE WHEN DISSEMINATION, REVISION, OR UPDATING IS COMPLETED. [GRS 5-5b] |
|
9422 |
|
Preparation and Submission of Estimates | Contact Center Records Mgr. |
9423 |
|
Headquarters Review and Approval | Contact Center Records Mgr. |
9430 |
|
Formulation of Annual Appropriation and Authorization Languages | Contact Center Records Mgr. |
9440 |
|
President+s Budget | Contact Center Records Mgr. |
9441 |
|
Budget Call | Contact Center Records Mgr. |
9442 |
|
Preparation and Submission of Estimates | Contact Center Records Mgr. |
9443 |
|
Headquarters Review and Approval | Contact Center Records Mgr. |
9444 |
|
External Agency Review and Approval | Contact Center Records Mgr. |
9450 |
|
Congressional Budget | Contact Center Records Mgr. |
9451 |
|
Budget Call | Contact Center Records Mgr. |
9452 |
|
Preparation and Submission of Material | Contact Center Records Mgr. |
9453 |
|
Headquarters Review and Approval | Contact Center Records Mgr. |
9454 |
|
Preparation and Submission of Congressional Budget | Contact Center Records Mgr. |
9460 |
|
Conduct of NASA Participation in Congressional Hearings (on Budget) |
Contact Center Records Mgr. |
9470 |
|
Budget Execution | |
9500 |
|
Contractor Financial Management Reporting | Contact Center Records Mgr. |
9600 |
|
Fiscal Operations |
(see below)
|
9600
|
15
|
CERTIFICATES OF SETTLEMENT FILES Copies of certificates and settlement of accounts of accountable officers, statements of differences, and related records. |
|
|
A. Certificates covering closed account settlements, supplemental settlements, and final balance settlements. | DESTROY 2 YEARS AFTER DATE OF SETTLEMENT. [GRS 6-3a] (N 2-3, N 2-4) |
|
|
B. Certificates covering period settlements. | DESTROY WHEN SUBSEQUENT CERTIFICATES OF SETTLEMENTS ARE RECEIVED. [GRS 6-3b] |
|
|
C. Schedules of certificates of settlement of claims settled by theGeneral Accounting Office. | DESTROY 2 YEARS AFTER DATE OF SETTLEMENT. <DA: N1-255-94-2> |
|
9610 |
|
Accounts Receivables | |
9615 |
|
Accounts Payable | |
9620 |
|
Payroll, Leave, and Allowance |
(see below)
|
9620
|
16
|
TAX FILES | |
|
A. REPORTS OF WITHHELD TAXES Reports of withheld Federal taxes, such as IRS Form W-3, with related papers, including reports relating to income and social security taxes, and state equivalents, maintained by agency or payroll processor. B. EXEMPTION FILES Withholding tax exemption certificates, such as IRS FormW-4, and similar state tax exemption forms. C. RETURN FILES Agency copy of employee wages and tax statements, such as IRS Form W-2 and state equivalents, maintained by Agency or payroll processor. |
DESTROY WHEN 4 YEARS OLD. [GRS 2-13c] (N 4-14) DESTROY 4 YEARS AFTER FORM IS SUPERSEDED OR OBSOLETE OR UPON SEPARATION OF EMPLOYEE. [GRS 2-13a] (N 4-12) DESTROY WHEN 4 YEARS OLD. [GRS 2-13b] (N 4-13) |
|
9620
|
17
|
PAYROLL RECORDS A. INDIVIDUAL ACCOUNTS Individual earning and service cards, such as Optional Form 1127 or equivalent. Includes payrolls when individual earning or pay cards are not prepared. NOTE: If filed in Official Personnel Folder (OPF) OR in individual pay folder adjacent to the OPF, destroywith the OPF. (SEE SCHEDULE 3, ITEM 1) If NOT in or filed adjacent to the OPF, Destroy 56years after the date of the last entry on the card. |
|
|
1. ELECTRONIC - Pay record for each employee as maintained in an electronic database. This database maybe a stand-alone payroll system or part of a combinedpersonnel/payroll system. | UPDATE ELEMENTS AND/OR ENTIRE RECORD AS REQUIRED. [GRS 2-1a] (N 4-1) |
|
|
2. NON-ELECTRONIC - Individual pay record containingpay data on each employee within an Agency. This record may be in paper or microform, BUT NOT inmachine readable form. | TRANSFER TO NATIONAL PERSONNEL RECORDS CENTER. DESTROY WHEN 56 YEARS OLD. [GRS 2-1b] |
|
|
B. NON-CURRENT PAYROLL FILES Copy of non-current payroll data as maintained by payroll service bureaus in either microform or machine readable form. |
DESTROY 15 YEARS AFTER CLOSE OF PAY YEAR IN WHICH GENERATED. [GRS 2-2] |
|
|
C. CORRESPONDENCE FILES General correspondence files maintained by payroll units pertaining to payroll preparation and processing. |
DESTROY WHEN 2 YEARS OLD. [GRS 2-24] |
|
|
D. CONTROL FILES Registers, such as SF 1125, or its equivalent, payroll control registers. |
DESTROY AFTER GAO AUDIT OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. [GRS 2-23a] (N 4-7) |
|
|
E. PAYROLL FILES Memorandum copies of payrolls, check lists, and related certification sheets, such as SF 1013A, SF 1128A, or equivalents. |
||
|
1. Security copies of documents prepared or used fordisbursement by Treasury disbursing offices, with relatedpapers. | DESTROY WHEN FEDERAL RECORD CENTER RECEIVES SECOND SUBSEQUENT PAYROLL OR CHECKLIST COVERING THE SAME PAYROLL UNIT. [GRS 2-1,2] (N 4-6) |
|
17
|
2. All other copies. | ||
|
(a) If earning record card is maintained. | DESTROY AFTER GAO AUDIT OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. [GRS 2] |
|
|
(b) If earning record card is NOT maintained. | TRANSFER TO NPRC, ST. LOUIS, MISSOURI, WHEN 3 YEARS OLD. DESTROY WHEN 10 YEARS OLD. [GRS 2] |
|
|
F. CHANGE FILES Payroll change slips, exclusive of those of the OPF, such asSF 1126. | ||
|
1. Copy subject to GAO audit. | DESTROY WHEN RELATED PAY RECORDS ARE AUDITED BY GAO OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. [GRS 2-23a] (N 4-8) |
|
|
2. Disbursing officer copy used in preparing checks. | DESTROY AFTER PREPARATION OF CHECKS. [GRS 2-23] |
|
|
3. All copies. | DESTROY 1 MONTH AFTER END OF RELATED PAY PERIOD. [GRS 2-23b] |
|
9630 |
|
Voucher Examination and Payment | (see below) |
9630
|
18
|
ACCOUNTING ADMINISTRATIVE FILES Correspondence, reports, and data relating to voucher preparation, administrative audit, and other accounting and disbursing operations. |
|
|
A. FILES USED FOR WORKLOAD AND PERSONNEL MANAGEMENT PURPOSES | DESTROY WHEN 2 YEARS OLD. [GRS 6-5a] (N 2-6) |
|
|
B. ALL OTHER FILES | DESTROY WHEN 3 YEARS OLD. [GRS 6-5b]\ |
|
9630
|
19
|
NONCOMMERCIAL REIMBURSABLE TRAVEL/PASSENGER FILES Records and copies of records relating to reimbursing individuals, such as travel orders, per diem vouchers, and all other supporting documents relating to official travel by officers, employees, dependents, or others authorized by law to travel. |
|
19
|
A. TRAVEL ADMINISTRATIVE OFFICE FILES | DESTROY WHEN 6 YEARS OLD. [GRS 9-3a] (N 22-1, N 22-2) |
|
|
B. OBLIGATION COPIES | DESTROY WHEN FUNDS ARE OBLIGATED. [GRS 9-3b] |
|
|
C. ALL OTHER OFFICE/COPIES | DESTROY WHEN NO LONGER NEEDED OR WHEN 3 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
|
D. UNUSED TICKET REDEMPTION FORMS, such as SF 1170, or other miscellaneous travel documentation. |
DESTROY 3 YEARS AFTER THE YEAR IN WHICH THE TRANSACTION IS COMPLETED. [GRS 9-1e] |
|
9631 |
|
Disbursements | |
9635 |
|
Billing and Collections | |
9640 |
|
Claims | Contact Center Records Mgr. |
9645 |
|
Erroneous Payment of Salaries and Wages | Contact Center Records Mgr. |
9650 |
|
Treasury/NASA Transactions and Relationships | Contact Center Records Mgr. |
9660 |
|
Vital Records and Emergency Transactions | Contact Center Records Mgr. |
9670 |
|
Payment for Transportation Services Procured Through the Department of Defense | Contact Center Records Mgr. |
9680 |
|
Grants Financial Management | |
9690 |
|
Investments | |
9700 |
|
NASA Travel Regulations | Contact Center Records Mgr. |
9710 |
|
General Provisions | Contact Center Records Mgr. |
9720 |
|
Travel Requests and Authorizations | Contact Center Records Mgr. |
9730 |
|
Transportation and Related Expenses |
(see below)
|
9730
|
20
|
TRAVEL AND TRANSPORTATION FILES - GENERAL | |
|
A. Routine administrative records including correspondence, forms, and related records pertaining to commercial and noncommercial agency travel and transportation, and freight functions, not covered elsewhere in this schedule orSchedule 6. | DESTROY WHEN 2 YEARS OLD. [GRS 9-4a] |
|
|
B. Accountability records documenting the issue or receipt of accountable documents. | DESTROY 1 YEAR AFTER ALL ENTRIES ARE CLEARED. [GRS 9-4b] |
|
|
C. Credit card files and documentation show issuance by commercial organizations for reissue to agency personnel for their use while on official travel duty; receipts, registers, or other related documents. | DESTROY CREDIT CARDS AND RELATED PAPERS UPON RECEIPT OF NEW CREDIT CARDS. <DA: N1-255-94-2> |
|
9730
|
21
|
PASSPORTS ISSUANCE/CONTROL FILES NOTE: OFFICIAL PASSPORTS SHOULD BE RETURNED TO THE DEPARTMENT OF STATE UPON EXPIRATION OR UPON THE SEPARATION OF THE EMPLOYEE. | |
21
|
A. APPLICATION FILES Documents relating to the issuance of official passports, including requests for passports, transmittal letters, receipts, and copies of travel authorizations. |
DESTROY WHEN 3 YEARS OLD OR UPON SEPARATION OF THE BEARER WHICHEVER IS SOONER. [GRS 9-5a] |
|
|
B. ANNUAL REPORTS CONCERNING OFFICIAL PASSPORTS Reports to the Department of State concerning the number of official passports issued and related matters. |
DESTROY WHEN 1 YEAR OLD. [GRS 9-5b] |
|
|
C. PASSPORT REGISTERS | ||
|
Registers and lists of agency personnel who have official passports. | DESTROY WHEN SUPERSEDED OR OBSOLETE. [GRS 9-5c] |
|
9731 |
|
Rental Vehicle Damage/Claims | Contact Center Records Mgr. |
9740 |
|
Temporary Duty Travel | Contact Center Records Mgr. |
9750 |
|
Actual Expense Travel | Contact Center Records Mgr. |
9760 |
|
Change of Assignment to Permanent Duty Station | Contact Center Records Mgr. |
9770 |
|
Evacuation and Adverse Conditions Travel | Contact Center Records Mgr. |
9780 |
|
Allowable Expenses Connected With the Death of Employees and Deceased Dependants | Contact Center Records Mgr. |
9790 |
|
Advances and Reimbursement Claims for Travel, Transportation, and Miscellaneous Expenses | Contact Center Records Mgr. |
9791 |
|
Imprest Fund |
(see below)
|
9791
|
22
|
IMPREST FUND Records in this series include but are not limited to the following types: |
|
|
Acknowledgement of responsibility forms for cashiers; Release of responsibility; Imprest Fund Alarm System; Request to Increase Imprest Fund Advance; and, Audit of Imprest Funds. | DESTROY UPON SEPARATION, TRANSFER, OR TERMINATION OF AUTHORIZED EMPLOYEE, OR WHEN 5 YEARS OLD, WHICHEVER IS SOONER. <DA: N1-255-94-2> |
|
|
* INSPECTOR GENERAL RECORDS * | ||
9800-9999 |
|
INSPECTOR GENERAL FILES - AUDITS AND INVESTIGATIONS |
(see below)
|
9800 |
|
Investigations Program |
(see below)
|
9800
Formerly AFS 9910 in NPR 1441.1C |
26
|
SEMIANNUAL REPORT TO CONGRESS Reports prepared by the statutory OIG+s and submitted to the Congress, and working papers. The reports summarize the activities of the OIG for the 6-month periods ending March 31 and September 30. For details on the composition of these reports, see Section 5, Public Law 95-452, as amended by 5 U.S.C. Appendix. |
|
26
|
A. RECORD COPY OF REPORT (HQ ONLY) | * PERMANENT * CLOSE FILE UPON TRANSMISSION TO CONGRESS. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 5 YEARS OLD. <DA: N1-255-00-3> |
|
|
B. WORKING AND BACKGROUND PAPERS | DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-00-3> |
|
|
C. ALL OTHER OFFICES/COPIES | DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-00-3> |
|
|
D. ELECTRONIC COPIES Records that are created on electronic mail and wordprocessing systems and used solely to generate arecordkeeping copy of the records. |
DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
9800
Formerly AFS 9910 in NPR 1441.1C |
27
|
INDEXES TO CASE FILES Used as references to OIG case files. |
DESTROY WITH RELATED RECORDS OR WHEN NO LONGER NEEDED WHICHEVER IS SOONER. <DA: N1-255-00-3> |
9810 |
|
NASA Investigations Program |
(see below)
|
9810
|
23
PASR |
INSPECTOR GENERAL INVESTIGATIONS CASE FILES - NASA 10 IGIC A. AGENCY PROGRAMS/OPERATIONS Case files developed during investigations of known or alleged fraud and abuse and irregularities and violations of laws and regulations, mismanagement, gross waste of funds, abuse of authority, or a substantial and specific danger to the public health and safety. Also included are investigative files relating to a variety of administrative matters such as potential or actual tort claims for and against the Government and management and program studies. Cases relate to agency personnel and programs and operations administered or financed by the Agency, including contractors and others having a relationship with the Agency. This includes investigative files relating to employee and hotline complaints, and other miscellaneous complaint files. Files consist of investigative reports and related documents, such as correspondence, notes, attachments, and working papers. Note: A file is not closed until all judicial and administrative avenues and considerations have been finally exhausted. |
|
23
|
1. Files containing information or allegations which are ofan investigative nature but do not relate to a specificinvestigation. They include anonymous or vagueallegations not warranting an investigation, mattersreferred to constituents or other agencies for handling, andsupport files providing general information which mayprove useful in Inspector General Investigations. Cutoffannually. | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-00-3> |
|
|
2. Case files developed during internal investigations of OIGemployees. | DESTROY 10 YEARS AFTER CASE IS CLOSED OR AFTER THE EMPLOYEE+S SEPARATION, WHICHEVER IS LONGER. <DA: N1-255-00-3> |
|
|
3. All other investigative case files except those that areunusually significant for documenting major violations ofcriminal law or ethical standards by Agency officials orothers. | PLACE IN INACTIVE FILES WHEN CASE IS CLOSED. CLOSE INACTIVE FILE AT END OF FISCAL YEAR. DESTROY 10 YEARS AFTER FILE IS CLOSED. <DA: N1-255-00-3> |
|
|
4. Significant case files, because the case attracts nationalmedia attention, results in a Congressional investigation, or results in substantive change in Agency policy or procedures. Examples include the Challenger and Hubble investigations. Significant cases will be selected by the NASA Office of Inspector General based on the criteria listed in this item. | ||
|
(a) Official case file - records created during theinvestigation and used to develop the final report. Documents are serialized and maintained in officialcase folders. | *PERMANENT* TRANSFER TO NARA 10 YEARS AFTER FILE IS CLOSED. <DA: N1-255-00-3> |
|
|
(b) Background files, notes, duplicate copies, and othermaterials collected during the investigation but notincorporated into the official case file and not used todevelop the final report. | DESTROY 10 YEARS AFTER FILE IS CLOSED. <DA: N1-255-00-3> |
|
|
5. Electronic copies of records that are created on electronicmail and word processing systems and used solely togenerate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
9820 |
|
General Polices and Responsibilities |
(see below)
|
9820
|
24
|
POLICY AND PROCEDURE FILES - HQ ONLY Records defining and documenting the policies required for directing, controlling, and carrying out OIG operations. Also records on planning and developing OIG policies and procedures. Records can consist of manual, handbooks, directives, and working papers. Additional reference is found in NPR 1200.1, Management Control, Audit Liaison, and Audit Follow-up. |
|
|
A. RECORD COPY One record copy of each if not included in the Agency'spermanent set of master directives files or the record set ofpublications. |
* PERMANENT * CLOSE SET OF DIRECTIVES OR PUBLICATIONS WHEN SUPERSEDED OR OBSOLETE. TRANSFER TO NARA IN 5 YEAR BLOCKS WHEN 10 YEARS OLD. <DA: N1-255-00-3> |
|
|
B. WORKING PAPERS AND BACKGROUND MATERIALS | DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-00-3> |
|
|
C. ALL OTHER OFFICES/COPIES | DESTROY WHEN NO LONGER NEEDED. <DA: N1-255-00-3> |
|
|
D. ELECTRONIC COPIES Records that are created on electronic mail and wordprocessing systems and used solely to generate arecordkeeping copy of the records. |
DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
9830 |
|
Investigative Procedures | Contact Center Records Mgr. |
9840 |
|
Reports of Investigations | Contact Center Records Mgr. |
9860 |
|
Types of Cases, Elements and Proof Needed | Contact Center Records Mgr. |
9870 |
|
Testifying in Judicial or Administrative Proceedings | Contact Center Records Mgr. |
9880 |
|
Computer Crimes | Contact Center Records Mgr. |
9890 |
|
Inspections and Assessments Files |
(see below)
|
9890
|
24.5
|
INSPECTIONS AND ASSESSMENTS FILES Case files of inspections and assessments of Agency programs, operations, procedures, and those relating to contractors and grantees. Files consist of reports, correspondence, memoranda, and documentation. |
|
|
A. OFFICE CONDUCTING REVIEW | CLOSE FILE AT END OF FISCAL YEAR AFTER CLOSE OF CASE. DESTROY 10 YEARS AFTER CLOSE OF CASE. <DA: N1-255-00-3> |
|
|
B. ORGANIZATION BEING REVIEWED | CLOSE FILE AFTER CLOSURE OF ALL RECOMMENDATIONS. DESTROY 3 YEARS AFTER CLOSE OF FILE. <DA: N1-255-00-3> |
|
24.5
|
C. ALL OTHER OFFICE COPIES | CLOSE FILE AFTER CLOSURE OF ALL RECOMMENDATIONS. DESTROY 3 YEARS AFTER CLOSE OF FILE. <DA: N1-255-00-3> |
|
|
D. SIGNIFICANT CASE FILES The case attracts national media attention, results in aCongressional investigation, or results in substantive change in Agency policy or procedures. Significant cases will beselected by the NASA Office of Inspector General based on the criteria listed in this item. |
||
|
1. Official case file - records created during evaluations andused to develop the final report. Documents aremaintained in official case folders. | *PERMANENT* TRANSFER TO NARA 10 YEARS AFTER FILE IS CLOSED. <DA: N1-255-00-3> |
|
|
2. Background files, notes, duplicate copies, and othermaterials collected during evaluations but notincorporated into the official case file and not used todevelop the final report. | DESTROY 10 YEARS AFTER FILE IS CLOSED. <DA: N1-255-00-3> |
|
|
E. ELECTRONIC COPIES Records that are created on electronic mail and wordprocessing systems and used solely to generate arecordkeeping copy of the records. |
DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
9900 |
|
Audit Program | Contact Center Records Mgr. |
9910 |
|
NASA Audit Program |
(see below)
|
9910
|
25
|
AUDIT FILES A. DEFENSE MATERIALS SYSTEM (DMS) AUDITS Audit reports and related papers pertaining to the DMS. |
|
|
1. Office of Primary Responsibility. | DESTROY WHEN 5 YEARS OLD. <DA: N1-255-00-3> (N 6-2, N 17-16) |
|
|
2. All other offices/copies. | DESTROY WHEN 3 YEARS OLD. <DA: N1-255-00-3> |
|
|
3. Electronic copies of records that are created on electronicmail and word processing systems and used solely togenerate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
|
A. INTERNAL IG Case files of internal audits of Agency programs, operations,procedures, external audits of contractors and grantees. Files consist of audit reports, correspondence, memoranda, and supporting working papers. |
||
25
|
1. Office conducting review. | CLOSE FILE AT END OF FISCAL YEAR AFTER CLOSE OF CASE. DESTROY 8 YEARS AFTER CLOSE OF CASE. <DA: N1-255-00-3> |
|
|
2. Organization being audited. (Record cutoff date is date of audit report.) |
KEEP FOR 3 YEARS. DESTROY AFTER 8 YEARS OR WHEN NO LONGER NEEDED. <DA: N1-255-00-3> |
|
|
3. All other offices/copies. | DESTROY 3 YEARS AFTER DATE OF AUDIT REPORT. <DA: N1-255-00-3> |
|
|
4. Electronic copies of records that are created on electronicmail and word processing systems and used solely togenerate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
9910
See AFS 9800 |
26
|
SEMIANNUAL REPORT TO CONGRESS | |
9910
See AFS 9800 |
27
|
INDEXES TO CASE FILES | |
9920 |
|
Audit Standards |
(see below)
|
9920
|
28
|
GAO AUDITS A. NASA Case files on GAO audits of NASA activities. Includes GAOaudit reports, correspondence, certificates of clearance,notice of completion, and all related papers. Additionalreference is found in NPR 1200.1, Management Control,Audit Liaison, and Audit Followup. |
|
|
1. Headquarters liaison office for GAO audits. | RETIRE TO FRC 2 YEARS AFTER DATE OF AUDIT REPORT. DESTROY 8 YEARS AFTER SUBJECT DATE. <DA: N1-255-00-3> (N 6-1) |
|
|
2. Organization audited or organization controlling auditedNASA Contracts. (Record cutoff date is date of auditreport.) | KEEP FOR 3 YEARS. DESTROY AFTER 8 YEARS OR WHEN NO LONGER NEEDED. <DA: N1-255-00-3> |
|
|
3. Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
28
|
B. CONTRACTORS Case files on GAO audits of NASA contractors. |
||
|
1. Cognizant procurement office. | DESTROY WITH RELATED CONTRACT FILE. <DA: N1-255-00-3> (N 6-3) |
|
|
2. All other offices/copies. | DESTROY 3 YEARS AFTER AUDIT. <DA: N1-255-00-3> |
|
|
3. Electronic copies of records that are created on electronicmail and word processing systems and used solely togenerate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
9930 |
|
Audit Planning | Contact Center Records Mgr. |
9940 |
|
Audit Performance (Conducting an Audit) | Contact Center Records Mgr. |
9950 |
|
Audit Reporting | Contact Center Records Mgr. |
9960 |
|
Audits of Contractors and Grantees |
(see below)
|
9960
|
29
|
AUDITS OF CONTRACTORS A. NASA Case files on NASA audits of contractors, including papers related to NASA audits for other Government agencies, such as DoD. Additional reference is found in NPR 1200.1, Management Control, Audit Liaison, and Audit Followup. |
|
|
1. Office performing the review. Recordkeeping Copy. | RETIRE TO FRC 2 YEARS AFTER DATE OF FINAL AUDIT REPORT. DESTROY 8 YEARS AFTER SUBJECT DATE. <DA: N1-255-00-3> (N 6-4) |
|
|
2. Cognizant procurement office. | DESTROY WITH RELATED CONTRACT FILE. <DA: N1-255-00-3> |
|
|
3. Other NASA Audit offices. | DESTROY 3 YEARS AFTER DATE OF FINAL AUDIT REPORT. <DA: N1-255-00-3> |
|
|
4. All other offices/copies. | DESTROY 1 YEAR AFTER DATE OF FINAL AUDIT REPORT. <DA: N1-255-00-3> |
|
|
5. Electronic copies of records that are created on electronicmail and word processing systems and used solely togenerate a recordkeeping copy of the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
29
|
B. OTHER AUDITS OF NASA CONTRACTORS Includes Defense Contract Audit Agency (DCAA) and HHS audit reports, correspondence, and all related papers. |
||
|
1. Cognizant regional audit office. Recordkeeping Copy. | DESTROY 3 YEARS AFTER DATE OF AUDIT REPORT. <DA: N1-255-00-3> (N 6-5) |
|
|
2. Cognizant procurement office. | DESTROY WITH RELATED CONTRACT FILE. <DA: N1-255-94-2> |
|
|
3. All other offices/copies. | DESTROY 1 YEAR AFTER DATE OF AUDIT REPORT. <DA: N1-255-00-3> |
|
|
4. Electronic copies of records that are created on electronic mail and word processing systems and used solely to generate a recordkeeping copyof the records. | DESTROY/DELETE AFTER THE RECORDKEEPING COPY HAS BEEN PRODUCED. <DA: N1-255-00-3> |
|
9980 |
|
Special Audit Programs | Contact Center Records Mgr. |
9990 |
|
Miscellaneous Audit Topics | Contact Center Records Mgr. |
|
|||
|
END OF SCHEDULE |
This records schedule is one of a series of schedules, approved by the Archivist of the United States, which furnishes authoritative instructions for the retention, destruction, or retirement of records held by NASA Centers or other offices. This schedule grants continuing authority for the disposition of records already accumulated or to be accumulated in the future. The records described in Schedule 10 pertain to records which are considered disposable and are created by most, if not all, offices within NASA. Record series within this schedule are considered to be the unofficial or non-record copy. Schedules 1 through 9 cover all official record material.
AFS #
|
ITEM
|
SUBJECT AREA OR RECORD TITLE DESCRIPTION OF RECORD SERIES
|
RETENTION
<Authority> |
1000 |
1
|
READING / CHRON FILES | SEE SCHEDULE 1 |
1000 |
2
|
ROUGH DRAFTS, WORKING NOTES | |
|
Notes, records from which reports, staff papers, and other documents have been prepared and approved. | DESTROY WHEN NO LONGER NEEDED. | |
1000 |
3
|
STENOGRAPHIC NOTEBOOKS | |
|
Notebooks from which notes have been transcribed. | DESTROY WHEN NOTES HAVE BEEN TRANSCRIBED OR NO LONGER NEEDED WHICHEVER IS SOONER. | |
1000 |
4
|
CORRESPONDENCE | |
|
A. Correspondence making routine arrangements for speeches, meetings, etc. | DESTROY WHEN TWO YEARS OLD. [GRS 23-1] |
|
|
B. Correspondence forwarding publications, acknowledging letters or publications, etc. | DESTROY IMMEDIATELY, OR WHEN NO LONGER NEEDED FOR REFERENCE, OR UNDER A PREDETERMINED SCHEDULE OR BUSINESS RULE (E.G., IMPLEMENTING THE AUTO-DELETE FEATURE OF "LIVE" ELECTRONIC MAIL SYSTEMS). [GRS 23-7] |
|
|
C. Correspondence regarding the progress or status of completed studies or reports. | DESTROY WHEN TWO YEARS OLD. [GRS 23-1] |
|
1000 |
5
|
INFORMATION COPIES | |
|
Copies of telegrams, dispatches, instructions, letters, memorandums, correspondence and other documents which are not a part of the official subject or case file. | DESTROY WHEN NO LONGER NEEDED OR WHEN ONE YEAR OLD WHICHEVER IS SOONER <DA: N1-255-94-1, Schedule 1/78/D> |
|
1000 |
6
|
LETTERS - GENERAL | |
|
A. Transmittal letters without attachments. | DESTROY WHEN THREE MONTHS OLD.[GRS 14-1] | |
|
B. Letters and notes of simple acknowledgement, and expressions of appreciation for cooperation and assistance. | DESTROY WHEN ONE YEAR OLD. <DA: N1-255-94-1, Schedule 1/78/D> |
|
1000 |
7
|
OFFICE WORKING FILES - DUPLICATE COPIES A. CORRESPONDENCE | |
7
|
1. Internal memoranda regarding details of office management, forwarding of checks, arrangements forleave, for travel, general cooperation, itineraries. | DESTROY WHEN ONE YEAR OLD. <DA: N1-255-94-1, Schedule 1/78/D> |
|
|
2. Correspondence and notices regarding changes or corrections in directories. | DESTROY IMMEDIATELY, OR WHEN NO LONGER NEEDED FOR REFERENCE, OR UNDER A PREDETERMINED SCHEDULE OR BUSINESS RULE (E.G., IMPLEMENTING THE AUTO-DELETE FEATURE OF "LIVE" ELECTRONIC MAIL SYSTEMS). [GRS 23-7] |
|
|
3. Correspondence regarding plans for conferences and meetings, invitations to attend and acceptances or regrets, notices, arrangements for space and facilities, arrangements for chairperson, or speakers, EXCLUDING the record copy of final approved agenda or programs, minutes, transcripts or proceedings, speeches delivered, and comments made at or after the meetings or conferences. | DESTROY WHEN ONE YEAR OLD. ALSO SEE SCHEDULE 1. <DA: N1-255-94-1, Schedule 1/78/D> |
|
|
B. REQUESTS | ||
|
1. Requests for information and replies involving no administrative action, no new decisions by NASA, and no original development of special data. | DESTROY IMMEDIATELY, OR WHEN NO LONGER NEEDED FOR REFERENCE, OR UNDER A PREDETERMINED SCHEDULE OR BUSINESS RULE (E.G., IMPLEMENTING THE AUTO-DELETE FEATURE OF "LIVE" ELECTRONIC MAIL SYSTEMS). [GRS 23-7] |
|
|
2. Requests for duplicating, for photography, for the preparation of graphics or charts, for stenographic services. | DESTROY WHEN ONE YEAR OLD. OFFICE OF PRIMARY RESPONSIBILITY (OPR) SEE SCHEDULE 2. | |
1000 |
8
|
OBSOLETE MAILING LISTS | |
|
Obsolete mailing lists, notices of corrections to mailing lists, correspondence and memoranda regarding changes or corrections to mailing or distribution lists. | DESTROY AFTER APPROPRIATE REVISION OF MAILING LIST OR AFTER 3 MONTHS, WHICHEVER IS SOONER. [GRS 13-4/a] |
|
1000 |
9
|
OBSOLETE FORMS | |
|
Obsolete blank forms. | DESTROY IMMEDIATELY. | |
1000 |
10
|
INFORMATION ONLY COPIES | |
|
Issuances, notices, reports, releases, tabulations, and publications of other agencies or private industry submitted or received for general information purposes only. | DESTROY WHEN ONE YEAR OLD. <DA: N1-255-94-1, Schedule 1/78/D> |
|
3000 |
11
|
VOLUNTARY ACTIVITIES / CHARITIES | |
|
Records pertaining to charity drives and other voluntary activities not part of the regularly assigned functions of the Agency. | DESTROY WHEN ONE YEAR OLD. ALSO SEE SCHEDULE 3. | |
3000 |
12
|
FILE COPY OF TIME AND ATTENDANCE REPORTS | |
|
Timekeeper copies, in each office, of individual time and attendance reports. | SEE SCHEDULE 3. | |
13
|
REFERENCE DATA Minor items of reference data sent to Centers solely for their information and not requiring any specific administrative action. | DESTROY WHEN ONE YEAR OLD. <DA: N1-255-94-1, Schedule 1/78/D> |
|
14
|
EXCESS OFFICE SUPPLIES | ||
|
Excess, unused, office supplies and forms which are not needed in the operation of the office. | RETURN TO STOCK. | |
15
|
PUBLICATIONS AND OTHER PRINTED MATERIALS NOTE: The office of origin or office of primary responsibility, of any published material should maintain one complete set- including obsolete and superseded items. | ||
|
Telephone Directories- obsolete/superseded | DESTROY IMMEDIATELY. OPR SEE SCHEDULE 1. | |
|
Manual issuances - obsolete/superseded | DESTROY IMMEDIATELY. OPR SEE SCHEDULE 1. | |
|
Commercial and industrial catalogues and price lists- obsolete/superseded. | DESTROY IMMEDIATELY. | |
|
Publications from other Government agencies which are not in current use, i.e., old Government Organization Manuals, etc. | DESTROY IMMEDIATELY. | |
|
Extra or stock copies of documents no longer needed for distribution purposes. | DESTROY OR RETURN TO STOCK. | |
|
Formal NASA Reports, extras (TNs, TMs, TRs, SPs, CPs, CRs, etc.) | SEND TO CENTER LIBRARY. | |
|
NASA Contractor Reports | SEE SCHEDULE 5. | |
|
Contractor Progress Reports: | ||
|
+ Over 2 years old. | DESTROY IMMEDIATELY. | |
|
Technical magazines, periodicals. | DESTROY WHEN NO LONGER NEEDED. | |
|
Congressional Directories/Records - obsolete copies. | DESTROY IMMEDIATELY. | |
|
Federal Registers -- obsolete copies. | DESTROY IMMEDIATELY. | |
15
|
Appropriation Hearings - duplicate copies. | DESTROY IMMEDIATELY OR SEND TO INSTALLATION HISTORIAN. | |
|
|||
|
END OF SCHEDULE | ||
|
Specific documents supporting disbursements or collections of money prepared by Accountable Officers and required by GAO to be maintained for audit.
A | ||
ACCOUNTING | ||
Expenditure | 1/29 | |
ADMINISTRATIVE | ||
Files | 1/22 | |
ADP (Automated Data Processing) | 2/13 | |
AGREEMENTS | ||
Letter | 1/7 | |
Memoranda of Understanding (MOU) | 1/6 | |
Reimbursable | 1/5 | |
AIRCRAFT | ||
Data Acquisition | 7/25 | |
Operational | 7/25 | |
Platform | 7/25 | |
B | ||
BIDDERS' LISTS | ||
Acceptable | 5/4 | |
Debarred and Suspended | 5/4 | |
BIDS | ||
Protest | 5/22 | |
Solicited / Unsolicited | 5/14 | |
BILLS OF LADING | 6/1 | |
BOARDS | ||
Contract Appeals | 1/18 | |
Inventions and Contributions | 1/16 | |
See Committees | 1/14 | |
BUDGET | 9/2 | |
Estimates | 7/21 | |
Justification | 7/21 | |
C | ||
COMMITTEES | ||
Advisory | 1/14 | |
Congressional | 1/15 | |
Disbandment of | 1/14 | |
Establishment | 1/14 | |
International | 1/14 | |
Intra agency | 1/14 | |
Membership | 1/14 | |
Sponsor | 1/14 | |
CONFERENCES | ||
See Committees | 1/14 | |
CONSTRUCTION | 8/1, 8/7, 8/54, 8/55 | |
CofF | 8/54, 8/55 | |
CONTRACTS | ||
See | PROCUREMENT | |
COUNCILS | ||
See | COMMITTEES | |
D | ||
DRAWINGS | 8/11, 8/25, 8/48, 8/53 | |
As built . | 7/18 | |
R&D Facilities | 7/18 | |
Tool | 8/2 | |
E | ||
EMERGENCY | ||
Directives | 1/1 | |
Operations: Testing | 1/5 | |
Planning | 1/4 | |
Policy | 1/2 | |
Preparedness | 1/2 | |
EMPLOYEE | 3/1 | |
Also See | PERSONNEL | |
ENVIRONMENTAL | 8/43 | |
Clean Air Act | 8/43 | |
Clean Water Act | 8/43 | |
National Policy Act | 8/43 | |
Resource Conservation & Recovery Act (RCRA) | 8/43 | |
Superfund | 8/43 | |
Toxic Substance Control Act (TSCA) | 8/43 | |
EQUAL EMPLOYMENT OPPORTUNITY (EEO) | ||
Contractor | 5/27 | |
Personnel | 3/50 | |
F | ||
FINANCIAL | 9/3 | |
FINANCIAL REPORTS - CONTRACTS AND GRANTS | 9/14 | |
FREIGHT | ||
Hazardous / Radioactive | 6/7 | |
Lost, Damaged | 6/6 | |
Negotiation Files | 6/4 | |
Shipping | 6/2 | |
FUNCTIONAL STATEMENTS | ||
Roles & Responsibilities | 1/13 | |
G | ||
GENERAL LEDGER ACCOUNTING | 9/11 | |
GRANTS | 5/37 | |
Construction of | 5/38 | |
Facilities | 5/38 | |
Routine | 5/37 | |
H | ||
HEALTH | 8/41 | |
HISTORY | ||
Source Files | 1/8 | |
Historical Items | 1/8 | |
HOUSE ORGANS | ||
Bulletins | 1/39 | |
Informational Notes | 1/39 | |
Newsletters | 1/39 | |
HUMAN EXPERIMENTAL AND RESEARCH DATA RECORDS | 7/16 | |
I | ||
INFORMATION RESOURCES MANAGEMENT (IRM) FILES | 2/12 | |
INSPECTION AND PROOF | 5/31 | |
INSPECTOR GENERAL | 9/23 | |
INSTITUTIONAL OPERATING PLAN (IOP) | 7/17 | |
INTERNATIONAL | ||
Activities | 1/34 | |
Correspondence | 1/33 | |
J | ||
JCP AUTHORIZATIONS | 1/84 | |
K | ||
KENNEDY SPACE CENTER (KSC) | ||
Construction Real Property | 8/48 | |
Mission Operations | 8/25/5 | |
L | ||
LABOR RELATIONS | ||
Contractor | 5/27 | |
LANGLEY | ||
Central Correspondence File | 1/23 | |
Researcher | 1/39/H | |
LEGAL | ||
Advice | 2/3 | |
LEGISLATION | ||
Proposed | 1/15 | |
LICENSING | ||
NASA Owned Inventions | 5/17 | |
M | ||
MEDICAL RECORDS | ||
Astronaut | 8/57 | |
Test Subjects | 8/58 | |
MISSION OPERATIONS | ||
Video | 8/25 | |
MONTHLY MANAGEMENT AND OPERATIONS REPORTS | ||
Contractor | 5/25 | |
MOTOR VEHICLE RECORDS | ||
Operation / Management | 6/11 | |
Parking Permit | 6/11 | |
N | ||
NASA EXCHANGE | ||
NASA | 9/6 | |
NEW TECHNOLOGY CLAUSES | ||
Procurement | 5/8 | |
O | ||
OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION (OSHA) | 8/37 | |
OFFICIAL PERSONNEL FOLDERS (OPF) | 3/1 | |
ORGANIZATION | ||
Organizational Charts | 1/12 | |
ORGANS (House) | 1/39 | |
P | ||
PANELS | ||
See Committees | 1/14 | |
PATENT | ||
Procurement | 5/8 | |
PATENTS | ||
Applications | 2/2, 5/18 | |
Infringement | 5/18 | |
Waivers | 5/36 | |
PAYLOAD | 8/36 | |
Processing | 8/36 | |
Shuttle | 8/36 | |
PAYROLL | 9/17, 9/6, 3/46 | |
Contractors | 5/20 | |
PERSONNEL | ||
Awards | 3/40 | |
Benefits | 3/59 | |
Leave | 3/49 | |
Performance | 3/5 | |
Position Description | 3/41 | |
Time Cards | 3/48 | |
Training | 3/33, 3/34, 3/35, 3/38 | |
PROCUREMENT | ||
Action Report | 5/10 | |
Deviation | 5/12 | |
Legal Advice | 5/6 | |
Unique | 5/1 | |
PROGRAM/PROJECT OPERATING PLAN (POP) | 7/22 | |
PROJECT APPROVAL DOCUMENTS | 7/10 | |
PROPERTY | 4/8 | |
Surplus | 4/9 | |
Real | 8/48 | |
Q | ||
QUALITY CONTROL | ||
Manufacturing | 5/35 | |
R | ||
R&D | ||
Correspondence | 7/1 | |
Drawings | 7/18 | |
Long Range Planning | 7/4 | |
Peer Review/Evaluation | 7/9 | |
Program Manager | 7/6 | |
Project Control Files | 7/2 | |
Specifications | 7/12 | |
Technical Reports | 7/5/B | |
R&QA | ||
Audits | 5/30 | |
Surveys and Reports | 5/30 | |
Technical Files | 5/33 | |
RECORDS OF | ||
Administrator | 1/22 | |
Associate Administrator | 1/22 | |
Division Director | 1/22 | |
Routine Material | 1/22 | |
Top Management | 1/22 | |
RESEARCH AND TECHNOLOGY OBJECTIVES AND PLANS | 7/14 | |
RESEARCH ANNOUNCEMENTS | 7/8 | |
ROUTINE PROCUREMENT | ||
Contracts | 5/1 | |
Leases | 5/1 | |
Purchase orders | 5/1 | |
Requisitions | 5/1 | |
RTOP | 7/14 | |
S | ||
SECURITY | ||
Classification | 1/112 | |
Industrial | 1/113 | |
Personnel | 1/103 | |
Violations | 1/108 | |
SHUTTLE | 8/10, 8/25/D | |
Mission Operations | 8/25/D | |
SMALL BUSINESS | 5/16 | |
SOURCE EVALUATION BOARD (SEB) | 5/13 | |
SPACE | ||
Building | 8/47 | |
Utilization | 8/47 | |
T | ||
TAX EXEMPTION | 5/19 | |
TAXES | ||
Withheld | 9/16 | |
TERMINATION | ||
Contract | 5/26 | |
TRAFFIC MANAGEMENT | 6/5 | |
TRAINING | ||
Contract | 3/33/C | |
Cooperative | 3/35, 3/36 | |
Employee | 3/33 | |
Graduate | 3/37 | |
TRAVEL | ||
Passenger | 9/20 | |
Reimbursable | 9/19 |
NEW NRRS ITEM/AFS TO OLD NRCS NRRS PAGE #
ORGANIZATION AND ADMINISTRATIVE - SCHEDULE 1
1 EMERGENCY DIRECTIVES REFERENCE FILES
[1040]
(N 1 21) 1/1
2 EMERGENCY PREPAREDNESS POLICY FILES
[1040]
(N 1 20) 11/1
3 EMERGENCY PLANNING ADMINISTRATIVE
CORRESPONDENCE
[1040]
1/2
4 EMERGENCY PLANNING AND READINESS REPORTS
[1040]
(N 1 22) 1/2
5 OPERATIONS TEST FILES
[1040]
(N 1 23) 1/2
6 AGREEMENTS: MEMORANDA OF UNDERSTANDING (MOU)
[1050]
1/2
7 AGREEMENTS: INTERAGENCY AND INTRA AGENCY WITH
OTHER GOVERNMENT AGENCIES
[1050]
(N 1 4) 1/3
8 HISTORICAL ITEMS/SOURCE FILES
[1070]
(N 1 8) 1/8
9 HISTORY OFFICE CONTRACTOR DELIVERABLES (BOOKS)
[1070]
(N 1 29) 1/4
10 HISTORY ARCHIVES BIOGRAPHICAL FILES NASA 10 HABC
[1070]
1/5
11 HISTORY OFFICE FILES ADMINISTRATIVE
[1070]
1/5
12 ORGANIZATIONAL FILES
[1101]
[1410]
(N 1 3) 1/5
13 FUNCTIONAL STATEMENTS
[1130]
[1410]
(N 1 2) 1/6
14 COMMITTEES, BOARDS, COUNCILS, PANELS, AND
CONFERENCES
[1150]
(N 1 6) 1/6
(N 1 7) 1/6
(N 24 12) 1/6
(N 24 13) 1/6
15 CONGRESSIONAL COMMITTEE FILES
[1150]
(N 1 13) 1/7
16 INVENTIONS AND CONTRIBUTIONS BOARD RECORDS AND
FILES
[1170]
(N 13 16) 1/8
(N 13 17) 1/8
(N 13 17) 1/8
(N 13 18) 1/8
17 NASA BOARD OF CONTRACT APPEALS CASE FILES GOVERNMENT COUNSEL'S CASE FILES
[1180]
(N 13 22) 1/9
18 BOARD OF CONTRACT APPEALS CASE FILES
[1180]
(N 17 49) 1/9
19 SYMPOSIA AND CONFERENCE FILES MANAGEMENT
[1200]
(N 1 39)
(N 24 14) 1/10
20 COMMITTEE MANAGEMENT OFFICERS FEDERAL ADVISORY
COMMITTEE ACT FILES
[1200]
1/10
21 SPECIAL PRIORITIES ASSISTANCE FILES
[1216]
(N 17 18) 1/10
22 RECORDS OF TOP MANAGEMENT OFFICIALS
[1216]
[1220]
(N 1 1) 1/10
23 LANGLEY CENTRAL CORRESPONDENCE FILES (LaRC ONLY)
[1200]
[1216]
1/11
24 TRANSITORY OR TEMPORARY INTERNAL ADMINISTRATIVE
FILES
[1216]
1/12
25 ROUTINE CONTROL FILES
[1216]
(N 24 18) 1/13
26 INTERNAL MANAGEMENT FILES
[1240]
1/13
27 CONGRESSIONAL CORRESPONDENCE FILES
[1311]
(N 1 15) 1/13
(N 1 16) 1/13
28 REPORTS TO CONGRESS
[1311]
(N 1-12) 1/14
29 GENERAL ACCOUNTING OFFICE (GAO) EXCEPTIONS
FILES/NOTICES
[1312]
(N 2 1/14
30 LEGISLATION FILES PROPOSED
[1320] 1/14
31 MILITARY REPORTS
[1328]
(N 1 33) 1/14
32 UNIVERSITY AFFAIRS PROGRAM FILES
[1355]
1/14
33 INTERNATIONAL CORRESPONDENCE
[1360]
(N 1 11) 1/15
34 INTERNATIONAL ACTIVITIES FILES
[1362]
(N 1 10) 1/15
35 FOREIGN NATIONAL VISITORS FILES
[1370]
(N 19 17) 1/15
36 VISITOR OPINION CARDS
[1370]
(N 19 20) 1/15
37 COMMUNITY RELATIONS FILES
[1380]
(N 19 19) 1/16
38 STATISTICAL REPORTS FILES
[1380]
(N 19 8) 1/16
39 NASA PERIODIC INFORMATION SERIES HOUSE ORGANS
[1380] 1/16
40 BIOGRAPHICAL RECORDS FOR PUBLIC AFFAIRS NASA 10
BRPA
[1380] 1/24
41 AUDIENCE REPORT FORMS
[1380]
(N 19 11)
1/24
42 PRIVACY ACT REQUEST FILES
[1382]
1/24
43 PRIVACY ACT AMENDMENT CASE FILES
[1382]
1/25
44 PRIVACY ACT ACCOUNTING OF DISCLOSURE FILES
[1382]
1/26
45 PRIVACY ACT CONTROL FILES
[1382]
1/26
46 PRIVACY ACT REPORTS FILES
[1382]
1/26
47 PRIVACY ACT GENERAL ADMINISTRATIVE FILES
[1382]
1/26
48 PRESS SERVICE FILES
[1382]
1/26
49 FREEDOM OF INFORMATION ACT (FOIA) REQUESTS FILES
[1382]
1/26
50 FOIA REPORTS
[1382]
1/27
51 FOIA ADMINISTRATIVE FILES
[1382]
1/28
52 FOIA APPEALS FILES
[1382]
1/28
53 FOIA CONTROL FILES
[1382]
1/28
54 NEW RELEASES
[1382]
(N 19 1) 1/29
55 INFORMATION REQUEST FILES
[1382]
(N 19 2 1) 1/29
56 INFORMATION SERVICE REPORTS
[1382]
(N 19 5) 1/29
57 NASA RADIO PRESENTATIONS
[1382]
(N 19 3) 1/29
58 PAO CLIPPING FILES (SSC ONLY)
[1382]
1/31
59 POSTERS EDUCATIONAL
[1383]
1/31
60 POCKET STATISTICS
[1383]
1/31
61 EVENTS CALENDAR FILES
[1384]
(N 19 4) 1/31
62 SPEECH FILES
[1385]
(N 19 2) 1/31
63 SCRIPT FILES
[13851
(N 19 3) 1/32
64 PUBLICATIONS
[1387]
(N 19 10) 1/32
65 EXHIBITS
[1387]
1/32
66 FILM FILES (JSC ONLY)
[1387]
1/32
67 PRE PUBLICATION MATERIAL EDUCATIONAL
[1392]
1/33
68 EDUCATIONAL PROGRAMS
[1392]
(N 19 7) 1/33
69 REPORT TO EDUCATORS
[1392]
1/33
70 TEACHER WORKSHOP FILES
[1392]
(N 19 9) 1/33
71 MOTION PICTURE FILMS
[1394] 1/33
(N 25 7) 1/33
(N 19 16) 1/33
72 FORMAL DIRECTIVES, NASA MANAGEMENT INSTRUCTIONS
(NMI), PROCEDURAL, AND OPERATING MANUALS
[1410]
(N 1 2) 1/36
73 REPORTS CONTROL FILES
[1415]
(N 1 30) 1/37
74 FORMS MANAGEMENT FILES
[1420]
(N 1 1.7) 1/37
75 RECORDS MANAGEMENT FILES
[1440]
(N 1 25) 1/38
76 MICROFORM INSPECTION RECORDS
[1440]
1/39
77 FINDING AIDS
[1442]
1/40
78 GENERAL OFFICE FILES
[1442]
(N 1 9f) 1/40
(N 1 9g) 1/41
(N 1 9h) 1/41
79 MANAGEMENT IMPROVEMENT REPORTS
[1470]
(N 1 5) 1/42
80 OFFICE COPYING EQUIPMENT FILES
[1490]
(N 16 7) 1/43
81 REQUISITIONS ON THE PUBLIC PRINTER
[1490]
1/43
(N 16 1a) 1/43
(N 16 1 1/43
(N 17 20) 1/43
82 JOB OR PROJECT FILES PRINTING
[1490]
(N 16 2) 1/43
83 CONTROL REGISTERS PRINTING
[1490]
(N 16.3) 1/44
84 JOINT COMMITTEE ON PRINTING REPORTS TO
AUTHORIZATIONS
[1490]
(N 16 4) 1/44
(N 16 5) 1/44
85 LOCATOR RECORD FILES
[1500]
(N 17 25)1/44
86 GRAPHIC ARTS VISUAL MEDIA
[1520] 1/45
(N 9 la(l) 1/45
(N 9 1a(2) 1/45
(N 9 1b) 1/45
(N 9 1c) 1/45
(N 9 2) 1/46
(N 9 3) 1/46
87 POSTAL RECORDS
[1530]
(N 10 17) 1/46
(N 10 22) 1/46
(N 10 18) 1/46
(N 10 19) 1/46
(N 10 23) 1/46
(N 10 20) 1/46
(N 10 24) 1/46
88 MAILING OR DISTRIBUTION LISTS
[1500]
(N 16 6) 1/47
89 AGENCY SPACE FILES
[1540]
(N 8 3) 1/47
90 BUILDING AND EQUIPMENT SERVICE FILES
[1540]
(N 8 1) 1/47
91 DIRECTORY LISTINGS BUILDING / TELEPHONE
[1550]
(N 1 32) 1/48
92 NASA INTERNAL MAIL AND MESSENGER SERVICE RECORDS
[1551]
(N 10 21) 1/48
93 MESSENGER SERVICE MOTOR
[1551]
(N 10 25) 1/48
94 INVENTORY REQUISITION FILES STOCK / SUPPLY
[1570]
(N 17 22) 1/48
(N 1 9c) 1/48
(N 17 22) 1/48
95 TELEPHONE SERVICE RECORDS
[1580]
(N 8 2) 1/48
(N 10 16) 1/48
96 SECURITY PROGRAM FILES
[1600]
(N 12 30) 1/49
97 SECURITY RECORDS SYSTEM NASA 10 SECR
[1600] 1/49
98 NONPERSONAL REQUISITION FILES
[1600]
(N 17 2 1) 1/49
99 KEY ACCOUNTABILITY FILES
[1600]
(N 12 14) 1/49
100 GUARD SERVICE FILES
[1600]
(N 12 13) 1/49
(N 12 10) 1/50
(N 12 17) 1/50
101 CLASSIFIED DOCUMENTS INVENTORY REPORTING FILES
[1600]
(N 1 9k) 1/50
102 CLASSIFIED INFORMATION NONDISCLOSURE AGREEMENTS
[1610]
1/50
103 PERSONNEL SECURITY CLEARANCE FILES
[1610]
(N 12 19) 1/50
104 GODDARD SPACE FLIGHT CENTER (GSFC) LOCATOR AND
[1620] INFORMATION SERVICES TRACKING SYSTEM (LISTS)
NASA 51 LIST
1/51
105 IDENTIFICATION CREDENTIALS FILES
[1620]
(N 12 24a) 1/51
(N 8 4) 1/51
(N 12 24b) 1/51
(N 8 4b) 1/51
106 FIREARMS ACCOUNTABILITY / QUALIFICATION
[1620]
(N 12 10) 1/51
(N 12 11) 1/51
(N 12 12) 1/51
107 FACILITIES CHECKS (BY GUARD FORCE)
[1620]
(N 12 16) 1/51
108 SECURITY VIOLATION FILES
[1620]
(N 12 22) 1/52
(N 12 21) 1/52
109 CONTAINER FILES
[1620]
(N 1 42) 1/52
(N 17 23) 1/52
110 ACCESS REQUEST FILES
[1630]
(N 12 5) 1/52
111 DOCUMENTS: ACCOUNTABILITY / INVENTORY FILES
[1630]
(N 12 2a) 1/52
(N 12 2b) 1/52
(N 12 3) 1/53
112 SECURITY CLASSIFICATION SYSTEMS
[1640]
(N 12 4) 1/53
113 INDUSTRIAL SECURITY FILES
[1650]
(N 12 29) 1/53
114 LOGS, REGISTERS, AND CONTROL FILES
[1680]
(N 12 15) 1/54
(N 12 18) 1/54
115 PASSPORT FILES (SEE ALSO SCHEDULE 2)
[1680]
[2630]
(N 22 3) 1/54
116 SURVEYS AND INSPECTION OF FACILITIES
[1690]
(N 12 7) 1/54
117 SAFETY FILES PROPERTY
[1700]
(N 21 6) 1/55
119 FIRE, EXPLOSION, AND ACCIDENT INVESTIGATIVE FILES
[1710]
(N 12 8) 1/56
120 SAFETY REPORTS / RECORDS
[1711)
(N 21 4) 1/56
(N 21 3) 1/56
(N 21 5) 1/57
(N 21 7) 1/57
121 ACCIDENT/MISHAP INCIDENT CASE FILES
[1711]
(N 21 2) 1/57
(N 21 5) 1/57
122 MISHAP INVESTIGATION BOARD FILES
[1711]
1/57
123 SPECIAL PERMIT FILES
[1730]
(N 21 8) 1/57
124 HEALTH PHYSICS AND PROCESS CONTROL DATA LOGS
[1740]
(N 21 9) 1/58
125 SAFETY STANDARDS FILES
[1740]
(N 21 1) 1/58
126 HEALTH AND OCCUPATIONAL MEDICINE RECORDS
[1800] 1/58
(N 11 5) 1/58
(N 11 6) 1/58
127 EMPLOYEE HEALTH RECORDS
[1800]
(N 11 4) 1/59
(N 11 2) 1/59
(N 11 3) 1/59
128 HEALTH UNIT CONTROL FILES
[1814]
(N 11 1) 1/60
129 NARCOTICS AND SEDATIVE DRUG RECORDS
[1815]
(N 11 11) 1/60
130 RADIATION RECORDS
[1860]
1/61
131 PESTICIDE RECORDS
[1870]
(N 11 10) 1/61
(N 11 9) 1/61
132 ENVIRONMENTAL HEALTH REPORTS
[1870]
(N 11 7) 1/62
(N 11 8) 1/62
133 STANDARDS OF CONDUCT FILES (SoC)
[1900]
1/62
134 FINANCIAL DISCLOSURE REPORTS
[1900]
(N 15 41) 1/62
135 INSPECTION REPORT FILES
[1900]
(N 12 1) 1/62
LEGAL AND TECHNICAL SCHEDULE 2
1 FEDERAL PERSONNEL SURETY BOND FILES
[2000]
(N 2 7) 2/1
(N 13 6) 2/1
2 PATENT FILES
[2000]
(N 13 9) 2/2
(N 13 13) 2/2
3 LEGAL OPINION/ADVICE FILES
[2070]
(N 13 3) 2/3
4 CLAIMS FILES
[2080]
(N 13 1) 2/3
(N 13 4) 2/3
(N 13 5) 2/4
5 ADMINISTRATIVE AND COURT LITIGATION CASES INVOLVING
NASA
[2084]
(N 13 23) 2/4
6 SMALL BUSINESS INNOVATIVE RESEARCH (SBIR)
[2100]
2/4
7 TECHNOLOGY UTILIZATION FILES
[2100]
(N 23 5) 2/5
(N 23 6) 2/5
(N 23 7) 2/6
(N 23 3) 2/6
(N 23 4) 2/6
(N 23 2) 2/6
(N 23 1) 2/7
8 SCIENTIFIC AND TECHNICAL INFORMATION PUBLICATIONS
AND MATERIALS
[2220]
(N 1 28) 2/8
(N 23 7) 2/9
(N 23 8) 2/11
9 STI DATABASE ACCESSION SERIES - ELECTRONIC
[2220]
2/12
10 FINDING AIDS LIBRARY
[2240]
(N 19 14) 2/13
11 MANAGEMENT PROJECT FILES
[2300]
(N 1 31) 2/13
12 IRM (INFORMATION RESOURCES MANAGEMENT) FILES
[2310]
2/14
13 AUTOMATED DATA PROCESSING (ADP) RECORDS GENERAL
[2400]
(N 27 1) 2/16
(N 27 9) 2/16
14 AUTOMATED DATA PROCESSING (ADP) RECORDS/FILES
[2410]
(N 1 43) 2/17
(N 27 7) 2/18
(N 27 1(78)) 2/18
(N 26 7) 2/18
15 COMPUTER/ELECTRONIC MEDIA GENERAL
[2420]
(N 27 2) 2/20
(N 27 8) 2/21
(N 26 1) 2/21
(N 27 4) 2/21
(N 27 5) 2/21
(N 26 4) 2/23
(N 27 6) 2/23
16 INFORMATION SERVICES SYSTEM LaRC ONLY
[2430]
2/24
17 COMPUTER MEDIA STORAGE FACILITIES
[2430]
(N 26 2) 2/24
(N 26 3) 2/24
18 DUPLICATE COMPUTER/ELECTRONIC MEDIA
[2430]
(N 26 5) 2/25
19 COMMUNICATIONS RECORDS
[2500]
(N 10 29) 2/25
(N 10 11) 2/25
(N 10 5) 2/25
(N 10 4) 2/25
(N 10 8) 2/25
(N 10 7) 2/25
(N 10 5) 2/26
(N 10 14) 2/26
(N 10 12) 2/26
(N 10 13) 2/26
20 FIXED COMMUNICATIONS FILES
[2570]
(N 10 6) 2/26
(N 10 9) 2/27
(N 10 2) 2/27
21 RADIO AND TELEVISION RECORDS
[2570]
(N 10 10) 2/27
(N 10 1) 2/27
(N 10 3) 2/27
22 FILM CONTROL LOGS / FORMS / CHARGE OUT CARDS
[2600]
(N 19 13) 2/27
(N 19 12) 2/27
(N 9 6) 2/28
23 PHOTOGRAPHS / STILL PICTURES
[2630]
(N 9 4) 2/28
(N 9 5) 2/28
24 VIDEO PRODUCTIONS
[2630]
2/32
25 PASSPORT FILES
[2630]
(N 22 3) 2/34
HUMAN RESOURCES / PERSONNEL SCHEDULE 3
1 OFFICIAL PERSONNEL FOLDER (FILE)
[3000]
(N 15 1) 3/1
2 TEMPORARY, INDIVIDUAL EMPLOYEE RECORDS
[3000]
(N 15 8) 3/2
3 EXECUTIVE RESOURCES MANAGEMENT SYSTEM NASA 10
TERMS
[3100]
3/3
4 INTERAGENCY PERSONNEL AGREEMENTS (IPA)
[3100]
3/3
5 EXECUTIVE POSITION FILES PERFORMANCE FILES
[3100]
3/4
6 NASA CSC EXECUTIVE ASSIGNMENT FILES
[3100]
(N 15 49) 3/5
7 MANPOWER SURVEY FILES
[3273]
(N 1 35) 3/6
8 NOTIFICATIONS OF PERSONNEL ACTIONS
[3290]
(N 15 15) 3/6
(N 4 5) 3/6
9 DUPLICATE COPIES PERSONNEL FILES (MAINTAINED
OUTSIDE PERSONNEL OFFICES)
[3290]
(N 15 19) 3/6
10 STATISTICAL DATA / REPORT FILES
[3292]
(N 1 3.4) 3/7
(N 15 17) 3/7
11 EMPLOYEE RECORD CARDS
[3292]
(N 15 5) 3/7
12 COMPETITIVE PLACEMENT PLAN (CCP) FILES
[3300]
3/7
13 EMPLOYMENT APPLICATIONS
[3300]
(N 15 16) 3/7
14 NASA SPECIAL EMPLOYMENT PROGRAM FILES
[3300]
[3316] 3/7
(N 15 50) 3/7
15 UTILIZATION REPORTS EXPERTS AND CONSULTANTS
[3300]
3/7
16 CERTIFICATE OF ELIGIBLES FILES
[3300]
(N 15 4) 3/7
17 SERVICE RECORD CARD
[3300]
(N 15 2) 3/8
18 OUTSIDE EMPLOYMENT FILES
[3300]
[1900] 3/8
(N 15 24) 3/8
19 SPECIAL PERSONNEL RECORDS NASA 10 SPER
[3300]
3/8
20 OFFERS OF EMPLOYMENT (APPOINTMENT)
[3311]
(N 15 3) 3/9
21 MANPOWER REPORTS
[3312]
(N 1 36) 3/9
(N 1 37) 3/9
(N 1 38) 3/9
22 PUBLIC SERVICE CAREERS EMPLOYEES FILES
[3315]
(N 15 51) 3/10
23 TEMPORARY INDIVIDUAL EMPLOYEE RECORDS
[3316]
(N 15 8) 3/10
24 NASA OUTPLACEMENT PROGRAM
[3330]
(N 15 47) 3/10
25 PROMOTION REGISTER FILES
[3335]
(N 15 25) 3/10
26 REPROMOTION CONSIDERATION FILES
[3335]
(N 15 45) 3/10
27 LENGTH OF SERVICE AND SICK LEAVE AWARD FILES
[3350]
3/11
28 RESERVED
29 CIVILIAN SERVICE EMBLEM CONTROL FILE
[3350]
(N 15 13) 3/11
30 REEMPLOYMENT PRIORITY FILES
[3352]
(N 15 46) 3/11
31 PERFORMANCE AND COMPETENCE FILES
[3400]
(N 15 10) 3/11
32 PhD THESES FILES NASA HEADQUARTERS ONLY
[3400]
3/11
33 TRAINING RECORDS/FILES GENERAL
[3400]
(N 15 40) 3/12
(N 15 32) 3/12
(N 15 33) 3/12
(N 15 39) 3/12
(N 15 38) 3/13
34 TRAINING AGREEMENT FILES
[3410]
(N 15 34) 3/14
35 COOPERATIVE TRAINING FILES
[3410]
(N 15 35) 3/14
36 COOPERATIVE PROGRAM SUMMARY FILES (LaRC ONLY)
[3410]
3/14
37 GRADUATE STUDY PROGRAM RECORDS
[3410] 3/14
38 TRAINING REPORT FILES
[3410]
(N 15 37) 3/15
(N 15 36) 3/15
39 AWARDS PUBLICITY FILES
[3451]
(N 15 14) 3/15
40 AWARDS AND PROGRAM FILES EMPLOYEE
[3451]
(N 1 91) 3/15
41 POSITION DESCRIPTIONS
[3500]
(N 15 6) 3/16
42 CLASSIFICATION RECORDS
[3500]
(N 15 2 1) 3/16
43 LEVY AND GARNISHMENT FILES
[3500]
(N 4 17) 3/17
44 POSITION IDENTIFICATION STRIPS
[3510]
(N 15 9) 3/17
45 PAY TABLES
[3530]
(N 4 19) 3/17
46 PAYROLL RECORDS
[3550]
3/17
47 PAYROLL SYSTEM NASA 10 PAYS
[3550]
3/18
48 TIME AND ATTENDANCE REPORTS
[3600]
(N 4 2) 3/16
49 LEAVE RECORDS
[36301
(N 4 3) 3/19
(N 4 4) 3/19
50 EQUAL EMPLOYMENT OPPORTUNITY (EEO) RECORDS
[3700]
(N 15 27) 3/19
(N 15 28) 3/19
(N 15 29) 3/19
51 COMMENDATION/COMPLAINT CORRESPONDENCE FILES
[3700]
3/19
52 LABOR MANAGEMENT RELATIONS RECORDS
[37101
(N 15 44) 3/20
53 INTERVIEW RECORDS
[3711] 3/20
[3713]
(N 15 7) 3/20
54 GRIEVANCE, DISCIPLINARY AND ADVERSE ACTION FILES
[3771]
(N 15 43) 3/21
55 INSURANCE DEDUCTION FILES
[3800]
(N 4 16) 3/21
56 NASA EMPLOYEES BENEFIT ASSOCIATION INSURANCE FILES
(NEBA)
[3800] (DFRF ONLY)
3/21
57 RETIREMENT FILES
[3831]
(N 4 15) 3/22
58 UNEMPLOYMENT COMPENSATION DATA REQUEST FILES
[3850]
(N 4 18) 3/22
59 MONETARY BENEFITS FILES
[3870]
(N 15 23) 3/23
60 MISCELLANEOUS CORRESPONDENCE AND FORMS
PERSONNEL
[3900]
(N 15 18) 3/23
61 CHARITY DRIVES, CONTRIBUTIONS, AND OTHER ACTIVITIES
[3940]
(N 1 9d) 3/23
62 INDIVIDUAL AUTHORIZED ALLOTMENT(S) FILES
[3960]
(N 4 10) 3/23
(N 4 11) 3/24
63 UTILIZATION OF PERSONNEL AUTHORITIES
[3981]
3/24
PROPERTY AND SUPPLY SCHEDULE 4
1 LOST AND FOUND ACCOUNTABILITY FILES
[4000]
(N 12 23) 4/1
2 REPORT OF SURVEY FILES
[4020]
(N 17 26) 4/1
3 INVENTORY FILES
[4100]
(N 17 24) 4/2
4 CAPITALIZED EQUIPMENT REGISTER
[4100]
(N 18 7) 4/2
5 STORES RECORDS
[4120]
(N 5 2) 4/2
(N 5 4) 4/2
(N 5 3) 4/2
6 MECHANIZED PROPERTY AND SUPPLY RECORDS
(TRANSACTION REGISTER)
[4130]
(N 17 45) 4/2
7 SPACE AND MAINTENANCE GENERAL
[4200]
(N 18 9) 4/3
8 PROPERTY FILES
[4210]
4/3
9 SURPLUS PROPERTY FILES
[4320]
(N 18 8) 4/4
(N 18 5c) 4/4
10 EXCESS PROPERTY
[4360]
4/4
11 PLANT CLEARANCE FILES CONTRACTOR EXCESS PROPERTY
(KSC ONLY)
[4360]
4/4
12 CONTROLLED MATERIAL FILES
[4500]
(N 17 15) 4/5
(N 17 17) 4/5
(N 17 10) 4/5
13 ALLOCATION FILES
[4500]
(N 17 13) 4/5
14 PRIORITY RATING CASE FILES
[4500]
(N 17 14) 4/5
15 DEFENSE MATERIAL SYSTEM INSTRUCTION FILES
[4500]
(N 17 12) 4/5
PROCUREMENT SCHEDULE 5
1 ROUTINE PROCUREMENT FILES
[5100]
(N 17 1) 5/1
2 PROCUREMENT CONTROL FILES
[5100]
(N 17 2) 5/2
3 STATUS REPORTS ON PRIME AND SUBCONTRACT AWARDS
[5100]
(N 17 40) 5/2
4 BIDDERS' LISTS
[5100]
(N 17 8) 5/3
(N 17 7) 5/3
5 GENERAL PROCUREMENT CORRESPONDENCE
[5100]
(N 17 48) 5/3
6 CONTRACT LEGAL ADVICE
[5101]
(N 13 7) 5/3
7 BASIC AGREEMENT FILES
[5104]
(N 17 43) 5/4
8 CONTRACT ADMINISTRATION OF PATENT AND NEW
TECHNOLOGY CLAUSES
[5104]
(N 13 8) 5/4
9 SURVEYS OF EVALUATIONS
[5104]
(N 17 19) 5/4
10 PROCUREMENT ACTION REPORT
[5105)
(N 17 11) 5/4
11 COMPETENCY CERTIFICATES
[5109]
(N 17 31) 5/4
12 CONTRACT DEVIATION FILES
[5112]
(N 17 4) 5/4
13 SOURCE EVALUATION BOARD (SEB) FILES
[5115]
(N 17 39) 5/5
(N 13 21) 5/5
14 SOLICITED AND UNSOLICITED BIDS AND PROPOSALS FILES
[5115] (INCLUDING SUCCESSFUL/UNSUCCESSFUL AND REJECTED BIDS)
(N 17 5) 5/5
(N 17 9) 5/5
15 QUALIFICATION LISTS
[5119]
(N 17 33) 5/7
16 SMALL BUSINESS RECORDS
[5119]
(N 17 32) 5/6
(N 17 28) 5/6
(N 17 29) 5/6
(N 17 30) 5/6
17 LICENSING OF NASA OWNED INVENTIONS (DOMESTIC AND
FOREIGN)
[5127]
(N 13 10) 5/7
18 PATENTS
[5127] 5/7
(N 13 11) 5/7
(N 13 12) 5/7
19 TAX EXEMPTION FILES
[5129]
(N 17 36) 5/7
20 CONTRACTORS' PAYROLL
[5131]
(N 17 41) 5/7
21 COST AND PRICE ANALYSIS FILES
[5131]
(N 17 35) 5/7
22 BID AND AWARD PROTEST FILES
[5133] (ALSO SEE SCHEDULE 2)
(N 17 6) 5/8
23 R&D CONTRACT REFERENCE FILE
[5135]
(N 24 15) 5/8
24 INTERSERVICE INSPECTION FILES
[5137]
(N 17 42) 5/8
25 CONTRACTOR MONTHLY MANAGEMENT AND OPERATIONS
REPORTS
[5142]
5/8
26 CONTRACT TERMINATION REPORT FILES
[5149]
(N 17 3) 5/9
27 CONTRACTOR LABOR RELATIONS EQUAL EMPLOYMENT
OPPORTUNITY (EEO) RECORDS (INDUSTRY)
[5200]
(N 17 37) 5/9
(N 17 46) 5/9
28 UNSATISFACTORY CONDITION REPORTS
[5300]
(N 20 7) 5/10
29 EVALUATION FILES
[5300]
(N 20 1) 5/10
30 R&QA AUDITS, SURVEYS, AND REPORTS
[5300]
(N 20 11) 5/10
31 INSPECTION AND PROOF REPORT(S)
[5300]
(N 20 6) 5/10
32 MANUFACTURING CONTROL FILES
[5310]
(N 20 8) 5/11
33 TECHNICAL FILES
[5310]
(N 20 4) 5/11
34 PARTS PROGRAM MANAGEMENT FILES
[5320)
(N 20 3) 5/11
35 MANUFACTURING QUALITY CONTROL FILES
[5330]
(N 20 5) 5/11
36 WAIVERS PATENTS
[5500]
(N 13 19) 5/12
37 GRANTS
[5800]
5/12
38 FACILITIES GRANTS
[5800]
(N 17 38) 5/13
39 ITEM PRICING FILES
[5900]
(N 17 34) 5/14
TRANSPORATION SCHEDULE 6
1 PREPAID BILLS OF LADING
[6051]
(N 22 8) 6/1
(N 22 7) 6/1
2 FREIGHT FILES (SHIPPING)
[6100]
6/2
3 CARRIER RATE TENDER FILES
[6110]
(N 22 10) 6/2
4 FREIGHT RATE NEGOTIATION FILES
[6120]
(N 22 11) 6/3
5 TRAFFIC MANAGEMENT FEASIBILITY STUDIES
[6200]
(N 22 14) 6/3
6 LOST, DAMAGED, OR IMPROPER SHIPMENT FILES
[6220]
6/3
7 SHIPMENT OF HAZARDOUS/RADIOACTIVE MATERIALS
[6330]
(N 21 10) 6/3
8 MOTOR CARRIERS' EXPLOSIVE OPERATING AUTHORITY
[6330]
(N 22 12) 6/3
9 SIZE AND WEIGHT LIMITS HIGHWAY
[6340]
(N 22 13) 6/3
10 HIGHWAY MOVEMENT PERMITS
[6620]
(N 22 15) 6/4
11 MOTOR VEHICLE RECORDS OPERATION AND MANAGEMENT
[6700] 6/4
(N 12 25) 6/4
(N 4 8) 6/4
(N 12 26) 6/5
(N 14 7) 6/5
(N 14 10) 6/5
(N 22 6) 6/5
(N 14 6a) 6/6
(N 14 6b) 6/6
12 GOVERNMENT MOTOR VEHICLE OPERATORS PERMIT
RECORDS NASA 10 GMVP
[6730]
6/6
PROGRAM FORMULATION SCHEDULE 7
1 R&D CORRESPONDENCE FILES
[7000]
(N 24 11) 7/1
2 R&D PROJECT CONTROL FILES
[7000]
(N 24 9) 7/1
3 R&D SOURCE DATA FILES
[7000]
7/2
4 R&D LONG RANGE PLANNING FILES
[7020]
(N 24 1) 7/2
5 R&D PROJECT FILES PLANNING AND APPROVAL
[7100] FINAL REPORTS AND COMPLETED PROJECTS SEE SCHEDULE 8
(N 25 6) 7/3
(N 24 4) 7/3
(N 25 2) 7/3
(N 1 9a) 7/3
(N 24 18) 7/3
6 R&D PROGRAM MANAGER CONTROL FILES
[7100]
(N 24 2) 7/4
7 EARTH OBSERVATIONS COMMERCIAL APPLICATIONS
PROGRAM (EOCAP) (SSC ONLY)
[7100]
7/4
8 NASA RESEARCH ANNOUNCEMENTS (NRA)
[7100]
7/5
9 R&D PEER REVIEW AND EVALUATIONS
[7100]
7/5
10 PROJECT APPROVAL DOCUMENTS (PAD)
[7120]
(N 7 4) 7/6
11 MANAGEMENT PROJECT FILES
[7120]
(N 1 31) 7/6
12 R&D SPECIFICATION FILES
[7121]
(N 24 6) 7/6
13 PUBLIC REACTIONS TO ESTABLISHMENT OF MAJOR PROJECTS
[7120]
(N 18 17) 7/6
14 RESEARCH AND TECHNOLOGY OBJECTIVES AND PLANS
(RTOP)
[7150]
(N 24 3) 7/7
15 R&D INSTALLATION TEST SCHEDULING
[7150]
[8080]
(N 24 10) 7/7
16 HUMAN EXPERIMENTAL AND RESEARCH DATA RECORDS
NASA 10 HERD
[7170]
7/7
17 INSTITUTIONAL OPERATING PLAN (IOP)
[7230]
7/7
18 DRAWINGS R&D FACILITIES FILES
[7320]
(N 24 5) 7/8
19 FINANCIAL REPORTS CONTRACTS AND GRANTS
[7400]
[9300]
(N 7 9) 7/8
20 ALLOTMENT OF FUNDS (504s)
[7400]
(N 7 3) 7/9
21 BUDGET AND PROGRAMMING RESOURCES/APPORTIONMENT
FILES
[7400]
[7410]
(N 7 8) 7/9
(N 7 2) 7/9
(N 7 6) 7/9
(N 7 1) 7/9
22 PROGRAM/PROJECT OPERATING PLAN (POP)
[7600]
7/10
23 PROGRAM/PROJECT NAME FILES
[7620]
(N 1 40) 7/10
24 RESOURCES AUTHORITY WARRANTS
[7830]
(N 7 5) 7/11
25 AIRCRAFT FILES
[7900]
7/12
PROGRAM MANAGEMENT SCHEDULE 8
1 DEFENSE INDUSTRIAL PLANT EQUIPMENT CENTER (DIPEC)
LOAN
[8000]
(N 17 47) 8/1
2 TOOL DRAWING FILES
[8000]
(N 20 9) 8/1
3 DATA FILES ON ORGANIC MATERIALS USED IN
CONSTRUCTION OF PLANETARY
[8000] SPACECRAFT
(N 25 9) 8/2
4 R&D CORRESPONDENCE FILES
[80001
(N 24 11) 8/2
5 R&D PROJECT FILES
[8000]
(N 25 1) 8/3
6 RESERVED
7 R&D APOLLO DOCUMENTATION ADMINISTRATION FILES
[8000]
(N 24 8) 8/6
8 SPACE FLIGHT EXPERIMENT/INVESTIGATIONS REDUCED
DATA
[8030]
8/7
9 CONFIGURATION CONTROL BOARD (CCB) RECORDS
[8040]
8/7
10 CONFIGURATION MANAGEMENT FILES SPACE SHUTTLE
PROJECT OFFICE (MSFC ONLY)
[8040]
8/8
11 DESIGN AND ENGINEERING DRAWINGS FOR FABRICATION
OF DISPLAY MODELS AND EXHIBITS
[8060]
(N 9 1d) 8/8
12 STANDARDS AND SPECIFICATION FILES
[8070]
(N 24 6) 8/8
13 ADVANCED MANNED AND UNMANNED MISSION STUDIES
[8100]
(N 24 16) 8/9
14 SUMMARY PROGRESS REPORTS (R&D)
[8100]
8 9
15 PIONEER SPACECRAFT RECORDS
[8100]
8/10
16 PROJECT CONTROL FILES
[8120]
(N 1 24) 8/11
17 R&D EXPERIMENTAL PROJECTS DATA FILES
[8200]
(N 25 4) 8/12
18 ATMOSPHERIC SCIENCE DATA (KSC ONLY)
[8200]
8/12
19 PLANETARY GEOSCIENCE PROGRAM RECORDS
[8200]
8/13
20 TECHNICAL ENGINEERING PUBLICATIONS FILES
[8200]
(N 24 19) 8/13
21 LABORATORY NOTEBOOKS (R&D)
[8200]
(N 25 3) 8/14
22 TRACKING AND DATA ACQUISITION PROJECT MINITRACK
ANALOG CHARTS
[8400]
(N 25 5) 8/14
23 GROUND NETWORK PROGRAM. FILES
[8400]
8/15
24 OPERATING BRIEFING FILES (R&D)
[8600]
(N 24 7) 8/16
25 MISSION OPERATIONS
[8600]
(N 26 10) 8/16
26 FLIGHT READINESS FILES (MSFC ONLY)
[8600]
8/24
27 FLIGHT DATA FILES (FDF) RECORDS
[8600] 8/25
28 CONTRACTOR PERFORMANCE EVALUATION REPORT FILES
[8610] R&D PROJECT NASA/DOD
(N 25 8) 8/26
29 OPERATIONS PROGRAM PROGRESS REPORT FILES R&D
[8610]
(N 24 17) 8/26
30 STS 51 L DATA REPOSITORY RECORDS
[8621]
8/26
31 AUDIO TAPES MANNED FLIGHTS/GROUND CONTROL
[8640]
(N 26 9) 8/27
32 AIRCRAFT CREW MEMBERS QUALIFICATIONS AND
PERFORMANCE RECORDS NASA 10 ACMQ
[8650]
8/27
33 KENNEDY SPACE CENTER (KSC) SHUTTLE TRAINING
CERTIFICATION SYSTEM (YC 04) NASA 76 STCS
[8650]
8/27
34 JOHNSON SPACE CENTER (JSC) ASTRONAUT TRAINING
RECORDS
[8650]
8 28
35 ASTRONAUT SELECTION DATABASE (ELECTRONIC)
[8650]
8/28
36 PAYLOAD PROCESSING DOCUMENTATION (KSC ONLY)
[8680]
8/28
37 OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION
(OSHA) CITATION FILES
[8720]
8/31
38 RADIOACTIVE MATERIALS INSPECTION AND TEST FILES
[8700]
(N 21 12) 8/30
39 RADIATION MONITORING AND DISPOSAL FILES
[8700]
(N 21 13) 8/31
40 RADIOACTIVE MATERIALS LICENSE FILES
[8700]
(N 21 11) 8/31
41 HEALTH AND MEDICAL CASE HISTORIES OF ASBESTOS
WORKERS
[8720]
(N 11 4d) 8/31
42 ASBESTOS RECORDS
[8800]
8/32
43 ENVIRONMENTAL RECORDS
[8800]
(N 18 13) 8/32
44 WIND TUNNEL FILES
[8800]
8/35
45 FACILITIES PROJECT CASE FILES
[8800]
(N 18 11) 8/35
46 PLANT ACCOUNTING FILES
[8800]
(N 5 1) 8/35
47 AGENCY SPACE FILES
[8810]
(N 18 3) 8/36
48 REAL PROPERTY FILES
[8810]
(N 18 4) 8/36
(N 18 2) 8/37
(N 18 12) 8/38
(N 18 1) 8/39
49 HOUSE APPLICATION FILES
[8814]
(N 15 31) 8/40
50 WALLOPS FLIGHT FACILITY BASE HOUSING TENANT
RECORDS NASA 53 BHTR
[8814]
8/40
51 WHITE SANDS TEST FACILITY FEDERAL HOUSING
ADMINISTRATION (FHA) 809
[8814] HOUSING PROGRAM NASA 73 FHAP
8/40
52 SHOP PLANNING AND LAYOUT FILES
[8820]
(N 20 10) 8/40
53 FEDERAL STRUCTURES DESIGN FILES
[8820]
(N 19 10) 8/41
54 CofF CONSTRUCTION/DESIGN FILES CORP OF ENGINEER
(KSC ONLY)
[8820]
8/41
55 CofF PROJECTS FINAL REPORTS
[8820]
8/41
56 REPAIR AND UTILITY FILES
[8830]
(N 18 16) 8/42
(N 18 14) 8/42
(N 18 15) 8/42
57 ASTRONAUT MEDICAL REPORTS/RECORDS
[8900]
(N 11 4c) 8/43
58 MEDICAL RECORDS TEST SUBJECTS
[8900]
8/43
FINANCIAL MANAGEMENT AND INSPECTOR GENERAL SCHEDULE 9
1 ACCOUNTABLE OFFICERS' RETURNS
[9000]
(N 2 1) 9/1
2 AGENCY BUDGET REQUEST FILES
[9000]
9/3
3 NASA ACCOUNTING AND FINANCIAL INFORMATION SYSTEMS
(NAFIS)
[9000]
9/4
4 R&D PROGRAM/PROJECT STATUS REPORTS (PSR)
COST/SCHEDULES
[9000]
(N 24 3) 9/4
5 FUND FILES
[9050]
(N 2 5) 9/5
(N 1 41) 9/5
6 NASA EXCHANGE PERSONNEL, PAYROLL, AND FINANCIAL
RECORDS
[9050]
9/5
7 REIMBURSABLE AGREEMENTS FINANCIAL
[9090]
9/7
8 APPORTIONMENT SCHEDULES AGENCY WIDE CODING
STRUCTURE
[9100] ALSO SEE SCHEDULE 7
(N 7 2) 9/8
9 ACCOUNTING RECORDS
[9200]
(N 5 5) 9/9
(N 5 6) 9/9
(N 1 18) 9/9
10 SIGNATURE AUTHORITY FILES
[9210]
9/10
11 GENERAL LEDGER ACCOUNTING
[9220]
(N 3 1) 9/10
(N 3 6) 9/10
12 ALLOTMENT/APPROPRIATION FILES
[9230]
(N 3 2) 9/11
13 EXPENDITURE ACCOUNTING POSTING AND CONTROL FILES
[9280]
(N 3 3) 9/11
14 FINANCIAL STATUS REPORTS
[9300]
(N 3 4) 9/11
(N 3 5) 9/11
(N 7 9) 9/12
15 CERTIFICATES OF SETTLEMENT FILES
[9600]
(N 2 3) 9/14
(N 2 4) 9/14
16 TAX FILES
[9620]
(N 4 14) 9/15
(N 4 12) 9/15
(N 4 13) 9/15
17 PAYROLL RECORDS
[9620]
(N 4 1) 9/15
(N 4 7) 9/16
(N 4 6) 9/16
(N 4 8) 9/16
18 ACCOUNTING ADMINISTRATIVE FILES
[9630]
(N 2 6) 9/17
19 NONCOMMERCIAL REIMBURSABLE TRAVEL/PASSENGER
FILES
[9630]
(N 22 1) 9/17
(N 22 2) 9/17
20 TRAVEL AND TRANSPORTATION FILES GENERAL
[9730]
9/18
21 PASSPORTS ISSUANCE/CONTROL FILES
[9730]
9/18
22 IMPREST FUND
[9791]
9/19
23 INSPECTOR GENERAL INVESTIGATIONS CASE FILES NASA 10
[9900] IGIC
9/20
24 SEMIANNUAL REPORT TO CONGRESS
[9910]
9/19
25 POLICY AND PROCEDURE FILES HQ ONLY
[9910]
9/22
26 AUDIT FILES
[9910]
(N 17 16) 9/23
(N 6 2) 9/23
27 INDEXES TO CASE FILES
[9910]
9/20
28 GAO AUDITS
[9920]
(N 6 1) 9/24
(N 6 3) 9/24
29 AUDITS OF CONTRACTORS
[9950]
(N 6 4) 9/25
(N 6 5) 9/25
1000 - 1999 | ORGANIZATION AND GENERAL ADMINISTRATION |
1000 | General (e.g., NASA Strategic Plan) |
1010 | Agency Establishment |
1011 | Legislative Authority |
1012 | Executive Authority |
1020 | NASA Seal, Insignia, Logotype, Identifiers, Flags |
1022 | Names, Symbols |
1030 | Honors and Ceremonies (Acceptance) |
1040 | Emergency Preparedness / Planning and Mobilization |
1041 | Civil Defense |
1042 | Emergency Warden Organization |
1043 | Fallout and Fallout Shelter |
1044 | Casualty Reporting |
1046 | Mobilization Readiness |
1050 | Agreements/Memoranda of Understanding |
1054 | Foreign Governments |
1056 | Non - Government |
1058 | Inter-Agency and Intra - Agency Agreements (Including Federal, State, and Local Government) |
1060 | Consultants |
1070 | History Program |
1080 | Generate Knowledge |
1090 | Communicate, Engage, Inspire Process |
1100 | Organizational Structure |
1101 | NASA Organization and Definition of Terms |
1102 | HQ Institutional Program Office(s) and Enterprise Office(s) Organization |
1103 | HQ Enterprise Office(s) |
1104 | HQ Functional Office(s) |
1107 | Center Organization (NASA Centers, Installations, and Component Facilities) |
1110 | |
1120 | General Organization Responsibilities Organizational Responsibilities |
1130 | Operating Relationships |
1140 | |
1150 | Committees/Boards/Councils/Panels/Working Groups |
1152 | Intra-Agency |
1154 | Inter-Agency |
1156 | Advisory Committees/Groups |
1160 | Special Lines of Succession |
1162 | Delegation of Authority To Act For The Administrator |
1170 | Inventions and Contributions Board |
1180 | NASA Board of Contract Appeals |
1190 | |
1200 | Internal Management Controls |
1210 | Fundamental Principles |
1216 | Work Management |
1220 | Role of General Management |
1230 | Program Management |
1240 | Functional Management |
1250 | Institutional Management |
1260 | Budget (Management of) |
1270 | Productivity and Quality Enhancement - TQM |
1271 | National Partnership for Reinventing Government |
1272 | Government Performance Results Act (GPRA) |
1280 | Quality Management Systems |
1290 | |
1300 | External Relationships |
1305 | Escort Services |
1310 | Legislative Branch |
1311 | Congress |
1312 | General Accounting Office (GAO) |
1313 | Government Printing Office (GPO) |
1314 | Library of Congress |
1315 | Judicial Branch |
1316 | Supreme Court of the United States |
1320 | Executive Branch |
1321 | White House Referrals |
1322 | Executive Office of the President (EOP) |
1323 | Office of Management and Budget (OMB) |
1324 | Office of Personnel Management (OPM) |
1325 | Executive Agencies/ Departments |
1328 | Department of Defense |
1330 | Independent Establishments and Government Corporations (e.g., NASA Alumni League) |
1340 | State and Local Government |
1350 | Nongovernmental Organizations |
1355 | University Affairs |
1356 | General NASA University Policy and Relationships |
1357 | Unsolicited Proposals from Universities |
1358 | Functional Management of University Programs |
1359 | University R&D Support |
1360 | International Affairs/Programs |
1362 | Cooperative Projects |
1365 | International Organizations |
1367 | Support of Overseas Operations |
1370 | Foreign Visits and Visitors |
1371 | Foreign Nationals Access to NASA |
1373 | NASA Travel Abroad |
1374 | International Fellowships |
1376 | Resident Research Associateships |
1378 | Training of Foreign Nationals |
1380 | Public Affairs |
1382 | Release of Information |
1383 | Audio Visual News Material |
1384 | Public Appearances |
1385 | Speeches and Speakers |
1387 | Exhibits |
1389 | Conferences |
1390 | Education Programs General |
1392 | Educational Programs |
1394 | Educational Services |
1395 | Foreign Government Awards |
1400 | Administrative Management Programs |
1410 | Directives Management |
1412 | Office of the Federal Register |
1415 | Reports Management |
1420 | Forms Management |
1430 | Visual Aids Management |
1440 | Records Management |
1441 | Records Disposition |
1442 | Files Maintenance |
1450 | Correspondence Management |
1451 | Executive Instructions on Correspondence |
1460 | Mail Management |
1470 | Management Improvement |
1472 | Work Measurement & Simplification |
1480 | Publications Management |
1490 | Printing Management |
1500 | Administrative Services |
1510 | |
1520 | Graphics |
1521 | Visual Aids |
1530 | Postal Records |
1540 | Building and Grounds Management |
1541 | Transportation and Parking Services |
1542 | Conference Rooms and Auditoriums |
1550 | General Office Services |
1551 | Internal Mail/Messenger Service |
1552 | Clerical and Stenographic |
1553 | Moving and Labor |
1560 | |
1570 | Office Supplies |
1571 | Office Equipment and Furnishings |
1580 | Telephone (Local) |
1590 | Miscellaneous Matters |
1600 | Security |
1610 | Personnel Security |
1620 | Physical Security |
1630 | Control of Classified Information |
1640 | Security Classifications |
1650 | Industrial Security |
1660 | |
1670 | Security Education |
1680 | Visitor and Foreign Travel Control |
1690 | Security Surveys |
1700 | Safety |
1701 | Basic Policy |
1710 | Safety/Accident Prevention |
1711 | Accident Reporting & Investigation |
1712 | Injury Reporting |
1720 | Accident/Mishap Reporting |
1730 | Protective Clothing and Equipment |
1740 | Safety Standards |
1750 | |
1760 | |
1770 | |
1780 | |
1790 | |
1800 | Occupational Health |
1810 | Professional Medical Services |
1812 | Medicines |
1814 | Clinical Facilities |
1815 | Narcotics and Drugs |
1820 | Preventive Medicine |
1830 | Physical Fitness |
1840 | Industrial Hygiene |
1845 | Health Standards |
1846 | Toxicology |
1847 | Advisory Center on Toxicology |
1850 | Space Medicine |
1860 | Radiological Health |
1870 | Environmental Sanitation |
1880 | Entomology |
1890 | Disaster Medical Planning |
1900 | Standards of Conduct |
1910 | Ethics |
1920 | |
1930 | |
1940 | |
1950 | |
1960 | |
1970 | |
1980 | |
1990 | |
2000-2999 | LEGAL AND TECHNICAL |
2000 | Laws And Legal Matters |
2001 | General |
2010 | Litigation: Courts |
2011 | United States District Court |
2012 | United States Court of Federal Claims |
2013 | United States Court of Appeals for the Federal Circuit |
2014 | Other Federal Courts |
2015 | State Courts |
2020 | Litigation: Administrative Proceedings |
2021 | Comptroller General Cases |
2022 | Board of Contract Appeals Cases |
2023 | |
2024 | |
2025 | Alternative Dispute Resolution |
2026 | Protests: Agency and Contracting Officer |
2030 | Litigation: Procedural Matters |
2031 | |
2032 | |
2033 | |
2040 | |
2050 | Courts, Boards, and Arbitration Procedures and Rules |
2060 | Statutes and Legislation |
2070 | Legal Opinion / Advice Files |
2080 | Claims |
2081 | Equal Opportunity Compliance |
2082 | Tort Claims |
2083 | Employee Personal Property Claims |
2084 | Contract Claims |
2085 | |
2086 | False or Fraud Claims |
2087 | Debt Claims |
2088 | Garnishments |
2090 | Intellectual Property |
2091 | Inventions Made by Government Employee |
2092 | Royalties Received by NASA |
2100 | Technology Utilization (including Small Business Innovative Research (SBIR)) |
2110 | Programs and Policies |
2120 | Flash Sheets |
2121 | Appraisal and Evaluating |
2130 | Tech Briefs |
2131 | Tech Briefs Distribution |
2140 | Patent Statements |
2150 | Reporting Industrial Applications |
2160 | Information and Application Centers |
2170 | New Technology Management |
2180 | Technology Transfer |
2190 | Export Control |
2200 | Scientific and Technical Information |
2210 | External Release of NASA Software |
2220 | Publications Program / STI Databases |
2230 | |
2240 | Library Program |
2242 | GALAXIE (NASA-wide Library System, ARIN replacement) |
2250 | Exchange Program |
2252 | Domestic Exchanges |
2254 | International Exchanges |
2260 | User Services |
2262 | Announcement / Current Awareness |
2264 | Document Delivery |
2268 | Translations |
2270 | Document Operations |
2272 | Abstracting / Indexing |
2274 | Distribution / Availability |
2276 | Thesaurus |
2280 | Specifications and Standards |
2290 | Program Office Projects |
2300 | Management Information Systems |
2305 | General Policies and Procedures |
2310 | Information Resources Management |
2314 | Documentation Management Systems |
2320 | Presentations and Reviews (Management) |
2330 | Planning and Scheduling Systems |
2332 | NASA PERT and Companion Cost |
2334 | Line of Balance |
2336 | Milestone Systems |
2340 | Project Status Reporting |
2350 | AIM Program |
2360 | Government Information Locator Service(GILS) / Electronic Data Interchange (EDI) |
2370 | |
2380 | |
2390 | |
2400 | AUTOMATIC DATA PROCESSING (ADP) MANAGEMENT |
2410 | Policies and Procedures |
2415 | Computer Program Documentation |
2420 | Data Reduction and Interpretation |
2430 | Equipment Utilization and Control |
2440 | Data Display |
2450 | Personnel Management |
2460 | |
2470 | |
2480 | |
2490 | |
2500 | Communications |
2510 | General |
2520 | NASA Communications System |
2530 | Telecommunications and Messages |
2540 | Administrative Communications |
2550 | Cryptography |
2560 | |
2570 | Radio Frequency Management |
2580 | |
2590 | |
2600 | Photographic Services Management |
2610 | Equipment, Supplies, and Attachments |
2620 | Photographic Instrumentation |
2630 | Photography Services |
2640 | Projectors and Operator Services |
2650 | |
2660 | |
2670 | |
2680 | |
2690 | |
2700 | |
2710 | |
2720 | |
2730 | |
2740 | |
2750 | |
2760 | |
2770 | |
2780 | |
2790 | |
2800 | Information Technology (IT) Management |
2810 | IT Security |
2820 | NASA Software Policies |
2830 | NASA Enterprise Architecture |
2840 | IT Outsourcing |
2850 | |
2860 | |
2870 | |
2880 | |
2890 | |
2900 | |
2910 | |
2920 | |
2930 | |
2940 | |
2950 | |
2960 | |
2970 | |
2980 | |
2990 | |
3000-3999 | HUMAN RESOURCES / PERSONNEL |
3000 | Human Resources/Personnel (General) |
3010 | |
3020 | |
3030 | |
3040 | |
3050 | Equal Opportunity |
3060 | |
3070 | |
3080 | |
3090 | |
3100 | Executive Human Resources Management (Senior Executive Service (SES)) |
3110 | |
3120 | |
3130 | |
3140 | |
3150 | |
3160 | |
3170 | |
3180 | |
3190 | |
3200 | Personnel Provisions (General) |
3210 | Basic Concepts and Definitions |
3211 | Veteran's Preference |
3212 | Competitive Service and Status |
3213 | Excepted Service |
3220 | |
3230 | Organization of the Government for Personnel Management |
3240 | |
3250 | Personnel Management in Agencies |
3260 | |
3270 | Direction and Control of the Personnel Program |
3271 | Developing Policies, Procedures, Program, and Standards |
3272 | Personnel Policy Formulation and Personnel Issuances |
3273 | Inspections, Surveys, and Audits |
3274 | Corrective Actions |
3275 | Evaluation of Personnel Programs |
3280 | Military Personnel |
3290 | Personnel Records and Processing |
3291 | Personnel Reports |
3292 | Development of Personnel Statistics |
3293 | Personnel Records and Files |
3294 | Release of Personnel Information |
3295 | Personnel Forms and Documents |
3296 | Processing Personnel Actions |
3300 | Employment (General) |
3301 | Overseas Employment |
3302 | Employment in the Excepted Services |
3303 | Military Service Obligation and Draft Deferment |
3304 | Employment of Experts and Consultants |
3305 | Dual Employment and Dual Compensation |
3306 | Personal Service Contracts |
3307 | Detailees |
3310 | Authority for and Tenure of Employment |
3311 | Power of Appointment and Removal |
3312 | Position Control |
3315 | Career and Career-Conditional Employment |
3316 | Temporary and Indefinite Employment |
3317 | Senior Executive Service Career Appointee Merit Staffing |
3319 | Management of Senior Scientific and Technical and Other Senior Level Positions |
3320 | |
3330 | Recruitment, Selection, and Placement |
3331 | Organization for Recruitment and Examining |
3332 | Recruitment and Selection Through Competitive Examination |
3333 | Recruitment and Selection for Temporary and Term Appointment Outside the Register |
3334 | Personnel Mobility Agreements Under Title IV of the Intergovernmental Personnel Act (IPA) of 1970 |
3335 | Promotion and Internal Placement |
3337 | Examining System |
3338 | Qualification Requirements - General |
3339 | Qualification Requirements - Medical |
3340 | Transfers |
3350 | Job Retention |
3351 | Reduction in Force (RIF) |
3352 | Reemployment Rights |
3353 | Restoration after Military Duty |
3360 | |
3370 | |
3380 | |
3390 | |
3400 | Employee Performance and Utilization |
3410 | Employee Development (Training) |
3420 | |
3430 | Performance Evaluation (Appraisals) |
3440 | |
3450 | Employee Recognition and Incentives |
3451 | Incentive Awards |
3452 | Suggestion System |
3460 | |
3470 | |
3480 | |
3490 | |
3500 | Position Classification, Pay, and Allowances |
3510 | Position Classification and Job Evaluation |
3511 | Position Classification Under the Classification Act System |
3512 | Job Evaluation Under Prevailing Rate System |
3513 | Employee Classification Appeals |
3515 | Classification - Excepted Positions |
3520 | |
3530 | Pay Rates and Systems (General) |
3531 | Pay Under the Classification Act System |
3532 | Pay Under Prevailing Rate System |
3534 | Pay Under Other Systems |
3537 | Critical Position Pay Authority |
3539 | Conversions Between Pay Systems |
3540 | |
3550 | Pay Administration (General) |
3553 | Waiver of Pay/Retirement Reduction for Military or Civilian Retirees |
3560 | |
3570 | |
3571 | Travel and Transportation for Recruitment |
3580 | |
3590 | Allowances and Differentials |
3591 | Allowances and Differentials Payable in Non-Foreign Areas |
3592 | Overseas Allowances and Post Differentials |
3593 | Subsistence, Quarters, and Laundry |
3594 | Allowances for Uniforms |
3600 | Time and Attendance |
3610 | Hours of Duty |
3620 | |
3630 | Absence and Leave |
3640 | |
3650 | |
3660 | |
3670 | |
3680 | |
3690 | |
3700 | Personnel Relations and Services |
3710 | Personnel Relations |
3711 | Employee Management Relations |
3712 | Employee Organization and Activities |
3713 | Nondiscrimination |
3715 | Nondisciplinary Separations, Demotions and Furloughs |
3720 | |
3730 | Suitability and Conduct |
3731 | Suitability |
3733 | Political Activities of Federal Employees |
3734 | Holding State or Local Office |
3735 | Employee Responsibilities and Conduct |
3736 | Employee Investigations |
3740 | |
3750 | Discipline and Adverse Actions |
3751 | Discipline |
3752 | Adverse Actions |
3760 | |
3770 | Remedies |
3771 | Employee Grievances and Administrative Appeal |
3772 | Appeals to the Commission |
3780 | |
3790 | Services to Employees (General) |
3792 | Employee Assistance Program |
3800 | Insurance and Annuities |
3810 | Injury Compensation |
3820 | |
3830 | Retirement and Social Security |
3831 | Retirement |
3832 | Old Age and Survivors Insurance |
3840 | |
3850 | Unemployment Compensation |
3860 | |
3870 | Group Life Insurance |
3880 | |
3890 | Group Health Insurance |
3900 | General and Miscellaneous |
3910 | |
3920 | |
3930 | Programs for Specific Positions and Examinations |
3933 | Qualification Requirements for Specific Positions |
3938 | Classification and Pay for Specific Positions |
3940 | Charity Drives, Contributions, and Solicitations |
3950 | Credit Unions and Banking Facilities |
3960 | United States Savings Bonds |
3970 | Space Flight Participants |
3980 | |
3990 | |
4000-4999 | PROPERTY AND SUPPLY |
4000 | Property and Supply (General) |
4010 | Government Property Responsibility |
4020 | Property Surveys -- Lost, Damaged, and Destroyed |
4030 | Workload and Planning |
4040 | Supply Sampling |
4050 | Sources of Supply |
4060 | Returnable Containers |
4070 | |
4080 | |
4090 | |
4100 | Inventory Management (General) |
4110 | Criteria for Inventory |
4120 | Management of Stores Stock |
4130 | Physical Inventory |
4140 | |
4150 | |
4160 | |
4170 | |
4180 | |
4190 | |
4200 | Equipment Management (General) |
4210 | Property Accountability and Controls |
4220 | Use and Replacement Standards for Office Furniture/Furnishings |
4230 | |
4240 | |
4250 | |
4260 | |
4270 | |
4280 | |
4290 | |
4300 | Utilization and Disposal |
4310 | Utilization and Excess |
4320 | Disposal of Surplus and Personal Property |
4330 | |
4340 | Disposal of Property at Foreign Offices |
4350 | Exchange and Sale of Property |
4360 | Reporting of Excess and Surplus Property |
4370 | Cannibalization of Equipment |
4380 | |
4390 | |
4400 | Supply Cataloging |
4410 | Maintenance of Federal Cataloging |
4420 | Provisioning Screening Procedures |
4430 | Local Stock Lists |
4440 | |
4450 | |
4460 | |
4470 | |
4480 | |
4490 | |
4500 | Storage and Distribution |
4510 | Storage Standards and Criteria |
4520 | Receiving and Inspection Processes |
4530 | Distribution Processes |
4540 | |
4550 | |
4560 | |
4570 | |
4580 | |
4590 | |
4600 | Expanded Supply Control |
4610 | On-Site Working Stores |
4620 | |
4630 | |
4640 | |
4650 | |
4660 | |
4670 | |
4680 | |
4690 | |
4700 | |
4710 | |
4720 | |
4730 | |
4740 | |
4750 | |
4760 | |
4770 | |
4780 | |
4790 | |
4800 | |
4810 | |
4820 | |
4830 | |
4840 | |
4850 | |
4860 | |
4870 | |
4880 | |
4890 | |
4900 | |
4910 | |
4920 | |
4930 | |
4940 | |
4950 | |
4960 | |
4970 | |
4980 | |
4990 | |
5000-5999 | PROCUREMENT/SMALL BUSINESS /INDUSTRIAL RELATIONS |
5000 | Procurement/Small Business/Industrial Relations (General) |
5100 | Procurement (Contracts) - General |
5101 | Federal Acquisition Regulations (FAR) Systems |
5102 | Definitions of Words and Terms |
5103 | Improper Business Practices and Personal Conflicts of Interest |
5104 | Administrative Matters |
5105 | Publicizing Contract Actions |
5106 | Competition Requirements |
5107 | Acquisition Planning |
5108 | Required Sources of Supplies and Services |
5109 | Contractor Qualifications |
5110 | Market Research |
5111 | Describing Agency Needs |
5112 | Acquisition of Commercial Items |
5113 | Simplified Acquisition Procedures |
5114 | Sealed Bidding |
5115 | Contracting by Negotiation |
5116 | Types of Contracts |
5117 | Special Contracting Methods |
5118 | [Reserved per FAR] |
5119 | Small Business Programs |
5120 | [Reserved per FAR] |
5121 | [Reserved per FAR] |
5122 | Application of Labor Laws to Government Acquisitions |
5123 | Environment, Conservation, Occupational Safety, and Drug-Free Workplace |
5124 | Protection of Privacy and Freedom of Information |
5125 | Foreign Acquisition |
5126 | Other Socioeconomic Programs |
5127 | Patents, Data, and Copyrights |
5128 | Bonds and Insurance |
5129 | Taxes |
5130 | Cost Accounting Standards Administration |
5131 | Contract Cost Principles and Procedures |
5132 | Contract Financing |
5133 | Protests, Disputes, and Appeals |
5134 | Major System Acquisition |
5135 | Research and Development Contracting |
5136 | Construction and Architect-Engineer Contracts |
5137 | Service Contracting |
5138 | Federal Supply Schedule Contracting |
5139 | Acquisition of Information Technology |
5140 | [Reserved per FAR] |
5141 | Acquisition of Utility Services |
5142 | Contract Administration and Audit Services |
5143 | Contract Modifications |
5144 | Subcontracting Policies and Procedures |
5145 | Government Property |
5146 | Quality Assurance |
5147 | Transportation |
5148 | Value Engineering |
5149 | Termination of Contracts |
5150 | Extraordinary Contractual Actions |
5151 | Use of Government Sources by Contractors |
5152 | Solicitation Provisions and Contract Clauses |
5153 | Forms |
5160 | |
5170 | |
5171 | Mid-Range Procurement Procedures |
5172 | Acquisition of Investigations |
5180 | |
5190 | |
5200 | Contractor Labor Relations |
5210 | Labor Relations Boards |
5220 | Disputes, Strikes, and Work Stoppages |
5230 | |
5240 | |
5250 | |
5260 | |
5270 | |
5280 | |
5290 | |
5300 | Reliability and Quality Assurance |
5310 | General Provisions |
5311 | NASA-DOD Relationships |
5320 | Reliability Policies and Programs |
5330 | Quality Policies and Programs |
5340 | Contamination Control |
5350 | |
5360 | |
5370 | |
5380 | |
5390 | |
5400 | Contractor-Held Government Property |
5410 | |
5420 | |
5430 | |
5440 | |
5450 | |
5460 | |
5470 | |
5480 | |
5490 | |
5500 | Patent Waiver |
5510 | |
5520 | |
5530 | |
5540 | |
5550 | |
5560 | |
5570 | |
5580 | |
5590 | |
5600 | Statement of Work |
5610 | Work Breakdown Structure |
5620 | |
5630 | |
5640 | |
5650 | |
5660 | |
5670 | |
5680 | |
5690 | |
5700 | Awards, Inventions, and Contributions |
5710 | |
5720 | |
5730 | |
5740 | |
5750 | |
5760 | |
5770 | |
5780 | |
5790 | |
5800 | Grants and Cooperative Agreements |
5810 | |
5820 | |
5830 | |
5840 | |
5850 | |
5860 | |
5870 | |
5880 | |
5890 | |
5900 | Contractor Financial Management and Reporting |
5910 | |
5920 | |
5930 | |
5940 | |
5950 | |
5960 | |
5970 | |
5980 | |
5990 |
|
6000-6999 | TRANSPORTATION |
6000 | Transportation (General) |
6010 | Definition of Terms |
6020 | Transportation Officers |
6021 | |
6022 | Appointment and Responsibilities |
6030 | Transportation Planning |
6040 | Relationships with Other Government Agencies |
6041 | Participation before Regulatory Agencies |
6050 | Transportation Publications, Records, and Reports |
6051 | Preparation of Government Bills of Lading |
6060 | |
6070 | |
6080 | |
6090 | |
6100 | Commercial Freight Services |
6110 | Freight Rates, Charges and Classification |
6120 | Freight Traffic Negotiations |
6130 | Carrier and Mode Selection |
6140 | Accessorial Transportation Services |
6150 | |
6160 | |
6170 | |
6180 | |
6190 | |
6200 | Traffic Management Programs |
6210 | Procurement Traffic Management |
6220 | Loss and Damage in Transit |
6230 | |
6240 | |
6250 | |
6260 | |
6270 | |
6280 | |
6290 | |
6300 | Transportation of Unusual or Hazardous Cargo |
6310 | Export Traffic |
6320 | Import Traffic |
6330 | Explosives and Other Dangerous Articles |
6340 | Oversize and Overweight Cargo |
6350 | Classified Cargo |
6360 | |
6370 | |
6380 | |
6390 |
|
6400 | Preparation and Handling of Cargo |
6410 | Preservation, Packaging, and Packing Supplies and Equipment |
6420 | Loading, Blocking and Bracing |
6430 | Operation and Maintenance of Materials Handling Equipment |
6440 | |
6450 | |
6460 | |
6470 | |
6480 | |
6490 | |
6500 | Special Airlift Services |
6510 |
|
6520 | |
6530 | |
6540 | |
6550 | |
6560 | |
6570 | |
6580 | |
6590 | |
6600 | Transportation and Transport Engineering |
6610 | Movement of Large Launch Vehicles |
6620 | NASA Transportability |
6630 | |
6640 | |
6650 | |
6660 | |
6670 | |
6680 | |
6690 | |
6700 | Motor Vehicle Operation and Management |
6710 | NASA Motor Vehicle Program |
6720 | Vehicle Authorization and Acquisitions |
6730 | Vehicle Operations and Control |
6740 | Vehicle Maintenance and Motor Pools |
6750 | Vehicle Accidents |
6752 | Lost, Damaged, and Destroyed Vehicles |
6760 | Vehicle Marking and Identification |
6770 | Leased and Rented Vehicles |
6780 | Automotive Equipment |
6790 | |
6800 | Passenger Transportation |
6810 | Local Passenger Service |
6820 | |
6830 | |
6840 | |
6850 | |
6860 | |
6870 | |
6880 | |
6890 | |
6900 | |
6910 | |
6920 | |
6930 | |
6940 | |
6950 | |
6960 | |
6970 | |
6980 | |
6990 | |
7000-7999 | PROGRAM FORMULATION |
7000 | Program Formulation General |
7010 | Agency Program Goals and Objectives |
7020 | Long-Range Planning |
7030 | Intermediate-Range Planning |
7040 | Program Planning and Review |
7050 | Low Cost Systems Program |
7060 | Program and Project Logistics Policy |
7070 | |
7080 | |
7090 | |
7100 | Research and Development Planning and Approval |
7110 | Advanced Studies Planning and Approval |
7120 | Project Planning and Approval |
7121 | Phased Project Planning and Approval |
7122 | Other Project Planning and Approval |
7123 | Systems Engineering |
7130 | Supporting Research and Technology Planning and Approval |
7140 | University Program |
7150 | Project Scheduling and Implementation |
7160 | Project Termination |
7170 | Human Research |
7180 | |
7190 |
|
7200 | Institutional Planning and Approval |
7210 | Establishment of Agency Institutional Goals and Objectives |
7220 | Establishment of Center Institutional Goals and Objectives |
7230 | Institutional Planning - Center Development |
7231 | Human Resources Planning and Plans |
7232 | Facility Master Planning and Plans |
7233 | Center Technical Capability Planning and Plans |
7234 | Center Institutional Capability Planning and Plans |
7235 | Site Selection |
7240 | |
7250 | |
7260 | |
7270 | |
7280 | |
7290 | |
7300 | Facility Planning and Approval |
7310 | Facility Requirements Determination |
7320 | Facility Design Standards, Criteria, and Procedures |
7330 | Facility Projects, Approval Authorities |
7340 | Industrial Facilities Planning and Approval |
7350 | |
7360 | |
7370 | |
7380 | |
7390 | |
7400 | Approval and Management of Financial Reports for Contracts and Grants, Allotments, and Resources/Apportionment Files |
7410 | |
7420 | |
7430 | |
7440 | |
7450 | |
7460 | |
7470 | |
7480 | |
7490 | |
7500 | Commercialization (of NASA Technology and Systems) |
7510 |
|
7520 | |
7530 | |
7540 | |
7550 | |
7560 | |
7570 | |
7580 | |
7590 | |
7600 | Program Operating Plans |
7610 | General Policies and Procedures |
7620 | Research and Program Management |
7630 | Research and Development |
7640 | Construction of Facilities |
7650 | |
7660 | |
7670 | |
7680 | |
7690 | |
7700 | Human Resources Utilization |
7710 | General |
7720 | Determination of Human Resources Requirements |
7730 | Personnel Complement Ceilings and Controls |
7740 | Human Resources Utilization Programs and Reports |
7750 | |
7760 | |
7770 | |
7780 | |
7790 | |
7800 | Resources Authority Allocation System |
7810 | General |
7820 | Research and Program Management (R&PM) |
7830 | Research and Development (R&D) |
7840 | Construction of Facilities (C of F) |
7850 | |
7860 | |
7870 | |
7880 | |
7890 | |
7900 | Aircraft Operations and Management |
7910 | Aircraft Operations Management |
7920 | Administrative Aircraft Management |
7930 | |
7940 | |
7950 | |
7960 | |
7970 | |
7980 | |
7990 |
|
8000-8999 | PROGRAM MANAGEMENT |
8000 | Program Management - General |
8005 | Major Flight and Development |
8010 | Major Flight and Development - General |
8020 | Program Control |
8030 | Flight Experiments and Tasks |
8040 | Configuration Control |
8050 | Systems Integration and Checkout |
8060 | Systems Design |
8070 | Technical Standards and Specifications |
8071 | Structures, Mechanical, and Thermal |
8072 | Materials and Processes |
8073 | Power and Electrical |
8074 | Communication/Data Handling/Information Systems |
8075 | Electronics and Avionics |
8076 | Fluids, Propulsion |
8077 | Systems, Integration, Analysis and Test |
8078 | Human Factors |
8079 | Ground and Flight Operations |
8080 | Tests and Testing |
8090 | NASA Engineering Standards |
8100 | Advanced Studies |
8110 | General |
8120 | Conduct of Studies |
8130 | Study Reports |
8132 | In-House Reports |
8134 | Contractor Study Reports |
8140 | |
8150 | |
8160 | |
8170 | |
8180 | |
8190 | |
8200 | Supporting Research and Technology (SRT) |
8210 | General |
8220 | Conduct of SRT |
8230 | Coordination and Dissemination |
8240 | |
8250 | |
8260 | |
8270 | |
8280 | |
8290 | |
8300 | Grants and Research Contracts |
8310 | General |
8320 | University Programs |
8330 | Evaluation of Proposals |
8340 | Termination |
8350 | |
8360 | |
8370 | |
8380 | |
8390 | |
8400 | Tracking and Data Acquisition - General |
8410 | Tracking Stations |
8420 | Network Spaceflight Tracking and Data Network (STDN) |
8430 | Mission Records |
8440 | Balloons and Sounding Rockets |
8450 | System Records |
8460 | |
8470 | |
8480 | |
8490 | |
8500 | Environmental Management (General) |
8510 | External Activities |
8520 | Budget |
8530 | Environmental Media |
8540 | Pollution Prevention |
8550 | Compliance |
8560 | Restoration / Remediation |
8570 | Conservation |
8580 | National Environmental Policy Act (NEPA) |
8590 | Management and Information Systems |
8600 | Operations |
8610 | Operations General |
8620 | Mission Reports |
8621 | Mission Failure and Investigations and Reports |
8630 | Launch Operations |
8631 | Launch Scheduling |
8632 | Launch Dates |
8635 | Launch Testing |
8640 | Flight Operations |
8650 | Astronauts |
8651 | Payload Specialists |
8660 | Range Integration and Support |
8670 | Weather |
8680 | Payloads-Management and Operations |
8681 | Shuttle Payloads |
8682 | Expendable Launch Vehicles (ELVs) (Satellites) |
8683 | Space Station |
8690 | |
8700 | Safety and Mission Assurance |
8710 | Safety and Mission Assurance Policy (General) (S&MA) |
8715 | Occupational Safety and Health Program Application (OSHA) |
8720 | Reliability, Availability, and Maintainability Policy |
8730 | Quality Management |
8740 | |
8750 | Software Management Assurance Policy |
8760 | |
8770 | |
8780 | |
8790 | |
8800 | Real Property and Facilities |
8810 | Land and Improvements |
8811 | Acquisition |
8812 | Utilization and Management |
8813 | Transfer of / Disposal |
8814 | Housing and Personnel Quarters |
8820 | Construction of Facilities (C of F) |
8821 | General |
8822 | Criteria and Standards |
8823 | Design and Engineering |
8824 | Cost Estimation |
8825 | Inspection, Supervision, and Acceptance |
8826 | Major Construction |
8827 | Minor Construction |
8828 | Alterations and Repairs |
8830 | Maintenance, Repair, and Operation of Facilities |
8831 | General |
8832 | Criteria and Standards |
8833 | Inspections |
8834 | Structure and Equipment |
8835 | Grounds and Appurtenances |
8836 | Utility Systems |
8837 | Refuse Collections and Disposal |
8838 | Fire Protection and Fire Fighting |
8839 | Plant Support Services |
8840 | |
8850 | Logistics |
8860 | |
8870 | |
8880 | |
8890 | |
8900 | Program Medical Support |
8910 | Care and Use of Animals |
8920 | |
8930 | |
8940 | |
8950 | |
8960 | |
8970 | |
8980 | |
8990 | |
9000-9799 | FINANCIAL MANAGEMENT |
9000 | Principles and General Policies |
9010 | NASA Financial Management Requirements |
9020 | Definitions of Financial Management Terms |
9030 | Criteria for Recording and Reporting Commitments |
9040 | Criteria for Recording and Reporting Obligations |
9050 | Cash Management - Administrative Control of Appropriations and Funds |
9060 | Accrual Accounting |
9070 | |
9080 | User Charges and Rental Charges |
9090 | Guidelines Applicable to Reimbursable Agreements |
9095 | Working Capital Funds |
9100 | Financial Management and Budgeting Systems |
9110 | Reimbursable Agreement Number system |
9120 | Coding Structure |
9130 | Financial Management System |
9140 | Burdget Formulation System |
9150 | |
9160 | |
9170 | |
9180 | |
9190 | |
9200 | Accounting |
9210 | Accounting Principles |
9220 | General Ledger Accounting |
9230 | Allotment Accounting |
9240 | Cost Accounting |
9250 | Property Accounting |
9260 | Revenue and Liability Accounting |
9270 | Full Cost Accounting |
9280 | Expenditure Accounting |
9290 | Miscellaneous Accounting |
9300 | Financial Reports |
9310 | External Reports—Accounting |
9311 | External Reports—Bedget |
9312 | External Reports—Miscellaneous |
9315 | Internal Reports |
9320 | Center Program Reports |
9330 | |
9340 | Center Fiscal Activity Reports |
9350 | Center Functional Reports |
9360 | Center Civilian Pay Reports |
9370 | Center Miscellaneous Reports |
9380 | Center Fiscal Year-End Accounting and Reporting Requirements |
9390 | |
9400 | Budget Formulation and Execution |
9410 | Planning, Programming, Budgeting, and Execution—General |
9420 | Budget Formulation |
9421 | Budget Call-Instructions and Guidelines |
9422 | Preparation and Submission of Estimates |
9423 | Headquarters Review and Approval |
9430 | Formulation of Annual Appropriation and Authorization Languages |
9440 | President's Budget |
9441 | Budget Call |
9442 | Preparation and Submission of Estimates |
9443 | Headquarters Review and Approval |
9444 | External Agency Review and Approval |
9450 | Congressional Budget |
9451 | Budget Call |
9452 | Preparation and Submission of Material |
9453 | Headquarters Review and Approval |
9454 | Preparation and Submission of Congressional Budget |
9460 | Conduct of NASA Participation in Congressional Hearings (on Budget) |
9470 | Budget Execution |
9480 | |
9490 | |
9500 | Contractor Financial Management Reporting |
9510 | |
9520 | |
9530 | |
9540 | |
9550 | |
9560 | |
9570 | |
9580 | |
9590 | |
9600 | Fiscal Operations |
9610 | Accounts Receivable |
9615 | Accounts Payable |
9620 | Payroll, Leave, and Allowance |
9630 | Voucher Examination and Payment |
9631 | Disbursements |
9635 | Billing and Collections |
9640 | Claims |
9645 | Erroneous Payment of Salaries and Wages |
9650 | Treasury/NASA Transactions and Relationships |
9660 | Vital Records and Emergency Transactions |
9670 | Payment for Transportation Services Procured Through the Department of Defense |
9680 | Grants Financial Management |
9690 | Investments |
9700 | NASA Travel Regulations |
9710 | General Provisions |
9720 | Travel Requests and Authorizations |
9730 | Transportation and Related Expenses |
9731 | Rental Vehicle Damage/Claims |
9740 | Temporary Duty Travel |
9750 | Actual Expense Travel |
9760 | Change of Assignment to Permanent Duty Station |
9770 | Evacuation and Adverse Conditions Travel |
9780 | Allowable Expenses Connected With the Death of Employees and Deceased Dependants |
9790 | Advances and Reimbursement Claims for Travel, Transportation, and Miscellaneous Expenses |
9800-9999 | INSPECTOR GENERAL FILES - AUDITS AND INVESTIGATIONS |
9800 | Investigations Program |
9810 | NASA Investigations Program |
9820 | General Polices and Responsibilities |
9830 | Investigative Procedures |
9840 | Reports of Investigations |
9850 | |
9860 | Types of Cases, Elements and Proof Needed |
9870 | Testifying in Judicial or Administrative Proceedings |
9880 | Computer Crimes |
9890 | Inspections and Assessments Files |
9900 | Audit Program |
9910 | NASA Audit Program |
9920 | Audit Standards |
9930 | Audit Planning |
9940 | Audit Performance (Conducting an Audit) |
9950 | Audit Reporting |
9960 | Audits of Contractors and Grantees |
9970 | |
9980 | Special Audit Programs |
9990 | Miscellaneous Audit Topics |
Old Schedule Location # |
Type (Schedule 7) |
New Schedule Location |
7/1 | R& D correspondence | 103 or 107 |
7/2A |
R&D project control files Director's office and/or Headquarters program office |
103 or 107 |
7/2B | Lab chiefs and supervising directors | 103 or 107 |
7/2C | Other copies | 104 or 108 |
7/3 | R&D source data files | 103 or 107 |
7/4A |
R&D long range planning files Headquarters and responsible office |
101 or 107 |
7/4B | Contributing offices (Hqs and Centers) | 103 or 107 |
7/4C | Other offices/copies | 104 or 108 |
7/5A1(a) | R&D project files - planning and approval Published reports, OPR | 101 or 107 |
7/5A1(b) | Working papers | 105 or 109 |
7/5A2 | Unpublished reports | 103 or 107 |
7/5A3(a) |
Program/Project documentation Decisions and rationale |
101 or 107 |
7/5A3(b) | Other records | 105 or 109 |
7/5B1 |
Technical reports Office of primary responsibility (OPR) |
101 or 107 |
7/5B2 | Other copies | 102 or 108 |
7/5C | Project lists | 103 or 107 |
7/5D1 |
Planning files Official set |
101 or 107 |
7/5D2 | Other working/reference copies and Offices | 102 or 108 |
7/5E | Administrative - R&D | 105 or 109 |
7/6 | R&D program manager control files | 101 or 107 |
7/7A through 7/7E |
Earth Observations Commercial Applications Program (SSC only)* Selected EOCAP I proposals |
Closed Series; continue in same location. |
7/8 |
NASA research announcements (NRA)*
|
Accepted NRA:101 or 107Rejected NRA:105 or 109 |
7/9A1 |
R&D Peer Review and Evals External Reviews - Accepted proposals |
101 or 107 |
7/9A2 | External Reviews - Rejected proposals | 109 |
7/9B1 | Internal Reviews - Accepted proposals | 101 or 107 |
7/9B2 | Internal Reviews - Rejected proposals | 109 |
7/10A | PAD (Headquarters) | 101 or 107 |
7/10B | PAD (Center) | 105 or 109 |
7/11 | Mgmt Project Files | 105 or 109 |
7/12A | R&D Specification Files/OPR | 101 |
7/12B | All other copies | 102 |
7/13 | Public Reactions to Major Projects | 101 or 107 |
7/14A | *RTOP (Research and Technology Objectives and Plans Summary (RTOPS)) CENTERS | 101 or 107 |
7/14B | All other copies | 102 or 108 |
7/14C | Electronic copies | 112 or 113 |
7/15 | R&D CenterTest Scheduling | 105 or 109 |
7/16 | Human experimental and research data records - NASA 10 HERD | 105 |
7/17 | Institutional operating plan (IOP) | 105 or 109 |
7/18A |
Drawings - R&D facilities files Office delegated responsibility for maintenance of official records set
|
101 |
7/18B | Hard copies if maintained on aperture cards | 102 |
7/18C | Other copies and offices | 102 |
7/19A1 |
Financial Reports - contracts and grants Headquarters, OPR Copy, June issue
|
Remains as is. |
7/19A2 | Other issues | Remains as is. |
7/19B | Other copies/offices | Remains as is. |
7/20A |
Allotment of funds (504s) Headquarters |
Remains as is. |
7/20B | Center | Remains as is. |
7/21A | Budget and programming resources/apportionment files Correspondence | Remains as is. |
7/21B1 |
Recurring reports of scientific research and development activities. Headquarters |
Remains as is. |
7/21B2 | Other copies/offices | Remains as is. |
7/21C1 |
Special Studies Headquarters |
Remains as is. |
7/21C2 | Other copies/offices | Remains as is. |
7/21D1 |
Apportionment and reapportionment schedules and memoranda schedules Headquarters |
Remains as is. |
7/21D2 | Other copies/offices | Remains as is. |
7/21E1 |
Budget report files Annual report |
Remains as is. |
7/21E2 | Other copies/offices | Remains as is. |
7/21F | Background working papers | Remains as is. |
7/21G1 |
Budget estimates and justification files Copies prepared or consolidated in formally organized budget offices |
Remains as is. |
7/21G2 |
Working copies, background materials, all Other office/copies |
Remains as is. |
7/22 | Program/Project operating plan (POP) | 105 or 109 |
7/23A |
Program/Project name files Case files of the Assoc Administrator for Public Affairs (HQS) |
101 or 107 |
7/23B | Other Offices/copies | 102 or 108 |
7/24A through 7/24C |
RESOURCES AUTHORITY WARRANTS (506s)
|
Remain as is. |
7/25A1 |
Airborne data acquisition General correspondence |
Remains as is. |
7/25A2 | Financial reports | Remains as is. |
7/25A3 | Flight schedules | Remains as is. |
7/25A4 | Job orders | Remains as is. |
7/25B | Maintenance records (current/historical) | Remains as is. |
7/25C1 |
Platform Aircraft - operational Transferred aircraft records |
Remains as is. |
7/25C2 | Aircraft no longer in inventory | Remains as is. |
7/25C3 |
Current/active aircraft maintained in agency inventory |
Remains as is. |
7/25C4 | CAD system | Remains as is. |
7/25C5 | Other offices/copies | Remains as is. |
7/25D | Configuration management files - various aircraft | Remains as is. |
Old # |
Type(Schedule 8)
|
New #
|
8/1 | DIPEC Loan | Remains as is. |
8/2A | Tool Drawing Files - Vellums, originals, & tracings | 103 |
8/2B | All other copies | 104 |
8/3 | Data Files on Organic Materials used in Planetary Spacecraft construction | 101 |
8/4A | R&D Corresp. - General Admin | 105 or 109 |
8/4B | Proj. Correspondence - Other | 103 or 107 |
8/4C | All Other Copies | 104 or 108 |
8/5A1 | R&D Project Files - Perm. | 101 |
8/5A2 | Temporary | 103 |
8/5A3 | All other copies | 102 |
8/5B1 | Nonselected Case Files | 107 |
8/5B2 | All other copies | 108 |
8/6 | Reserved | |
8/7 |
Apollo Documentation
|
Closed Series; continue in same location. |
8/8 | Space Flight Experiment/Invest Reduced Data | 101 or 107 |
8/9 | CCB Records | 103 or 107 |
8/10 | Config Mgmt - Space Shuttle | 101 |
8/11A | Design and engineering drawings for fabrication of display models and exhibits Original vellum drawings | 103 or 107 |
8/11B | Other offices/copies | 104 or 108 |
8/12A |
Standards and specification files Office of primary responsibility (OPR) |
101 |
8/12B | Other offices/copies | 102 |
8/13 | Advanced manned and unmanned mission studies | 101 or 107 |
8/14A |
Summary progress reports (R&D) Copies of reports retained by reporting office |
103 or 107 |
8/14B |
Feeder reports used for compilation of consolidated reports |
105 or 109 |
8/14C |
Consolidated reports consisting of an official file copy |
101 or 107 |
8/15A |
Pioneer spacecraft records Paper records |
101Closed Series |
8/15B |
Magnetic tapes
|
103Closed Series |
8/16 | Project Control Files | 103 or 107 |
8/17A1 | R&D experimental projects data files Significant project data files | 101 |
8/17A2 | Non-significant project data files | 107 |
8/17B | Data on electronic/computer media | 101 or 107 |
8/17C |
Data that has been fully incorporated into reports |
105 or 109 |
8/17D | Other data files | 105 or 109 |
8/18A | Atmospheric science data (KSC only) Lightning data | 107 |
8/18B | LDAR records | 107 |
8/19A | Planetary geoscience program records Principal investigator's (PI) files/records | 109 |
8/19B | Other offices/copies | 110 |
8/20A |
Technical engineering publications files One record copy of each publication |
103 or 107 |
8/20B | Camera-ready copy | 105 or 109 |
8/21A |
Laboratory notebooks (R&D) Bound serially numbered official laboratory notebooks |
101 or 107 |
8/21B | Duplicated in technical reports or elsewhere | 105 or 109 |
8/21C | All other notebooks/copies | 105 or 109 |
8/22A1 |
Tracking and data acquisition - project minitrack analog charts Charts of selected stations |
102 or 108 |
8/22A2 | Charts of other stations | 102 or 108 |
8/22B | Goddard Space Flight Center | 101 or 107 |
8/23A1 |
Ground network program files Station Records |
103 |
8/23A2 | Program Planning Records | 101 |
8/23B | Balloon and sounding rocket records | 103 |
8/23C | Mission records | 101 |
8/23D | Systems records - STDN | 103 |
8/24A |
Operating briefing files (R&D) Original documentation |
105 or 109 |
8/24B | Other offices/copies | 106 or 110 |
8/25A1a |
MISSION OPERATION Video recordings Johnson Space Center -- Items 1-4 (JSC only) |
101 |
8/25A1b | 101 | |
8/25A1c | 101 | |
8/25A1d | 103 | |
8/8/25A1e | 103 | |
8/25A2a | Remains as is. | |
8/25A2b | 105 | |
8/25A3a | 101 | |
8/25A3b | 105 | |
8/25A4 | 101 | |
8/25A5 | Kennedy Space Center - Items 5-8 (KSC only) | 101 |
8/25A6 | 101 | |
8/25A7 | 103 | |
8/25A8a | 101 | |
8/25A8b | 102 | |
8/25B | Sts Video Tapes Of Minor Accidents, Mishaps, Or MalfunctionsSays MINOR | 103 |
8/25C1 | Still Photos (KSC only) | 101 |
8/25C2 | 101 | |
8/25C3a | 103 | |
8/25C3b | 103 | |
8/25D1ai | Technical Engineering Operations And Support For The SSP (KSC only) | 103 |
8/25D1aii | 103 | |
8/25D1bi | 103 | |
8/25D1bii | 103 | |
8/25D1c | 103 | |
8/25D1di | 103 | |
8/25D1dii | 103 | |
8/25D1e | 105 | |
8/25D1fi | 103 | |
8/25D1fii | 101 | |
8/25D1fiii | 103 | |
8/25D1g | 105 | |
8/25D2ai | 103 | |
8/25D2aii | 103 | |
8/25D2bi | 111 | |
8/25D2bii | 103 | |
8/25D2c | 103 | |
8/25D3a | 105 | |
8/25D3b | 103 | |
8/25D3c | 105 | |
8/25D3d | 105 | |
8/25D3e | 105 | |
8/25D3f | 105 | |
8/25D3g | 105 | |
8/25D3h1 | 105 | |
8/25D3h2 | 105 | |
8/25D3h3 | 105 | |
8/25D3i | 105 | |
8/25D4 | 105 | |
8/25D5a | 105 | |
8/25D5b | 105 | |
8/25D6 | 105 | |
8/25D7 | 106 | |
8/26A1 | Flight Readiness Review Files for STS 1 - 25 | 101 |
8/26A2 | Flight Readiness Review files for STS-26 and continuing flights | 101 |
8/26A3 | All other installations and copies | 102 |
8/26B1 | Programmatic records | 101 |
8/26B2 | Project/Organization unique records | 101 |
8/26B3 | Electronic copies of records | 112 |
8/27A1 | SSP FDF - Flights STS 51L | 101 |
8/27A2 | SSP FDF - Flights STS-26 and continuing missions | 101 |
8/27B | FDF Records Prior to STS-1 | 101 |
8/27C1 | ISS Operational Records | 101 |
8/27C2 | ISS Operational Records | 105 |
8/27C3 | Records created with electronic mail applications | 112 |
8/27.5A | Electronic database containing recommendation of program improvement | 101 |
8/27.5B | Electronic copies | 112 |
8/28A | Contractor Performance Evaluation Report: Project Manager's File | 103 |
8/28B | Contractor Performance Evaluation Report: Headquarters | 103 |
8/29A | Operations Program Progress Report: OPR | 101 |
8/29B | Operations Program Progress Report: All other offices/copies | 102 |
8/30A | STS 51-L Data Repository (JSC only) | 101 |
8/30B | STS 51-L Data Repository: All other installations | 102 |
8/31A1 | Audio Tapes - Manned Space Flights, etc.(JSC only): Master tapes | 101 |
8/31A2 | Audio Tapes - Manned Space Flights, etc. (JSC only): All other offices/copies | 102 |
8/31B | Audio Tapes - Spacecraft and Launch Vehicle Testing | 105 |
8/31C | Audio Tapes - Expendable Launch Vehicle Testing | 105 |
8/32 | Aircraft Crew MembersQualifications and PerformanceRecords | Remains as is. |
8/33 | Kennedy Space Center ShuttleTraining Certification System | Remains as is. |
8/34 | Johnson Space Center Astronaut Training | Remains as is. |
8/35 | Astronaut Selection Database | 101 |
8/36A1(a) | Payload Processing: Paper records | 111 |
8/36A1(b) | Payload Processing: Microfilm | 103 |
8/36A2 | Payload Processing: Entry control logs, etc. | 103 |
8/36A3 | Payload Processing: Operations, maintenance. ... | 105 |
8/36B1 | Payload Safety Data: Safety Office | 103 |
8/36B2 | Payload Safety Data: Payload Office | 103 |
8/36B3 | Payload Safety Data: All other offices/copies | 104 |
8/36C1 | Payload Data Tapes ... Automated test equipment, etc. | 103 |
8/36C2(a) | Payload Data Tapes: CITE Tapes | 105 |
8/36C2(b) | Payload Data Tapes: CAS Tapes | 105 |
8/36C3 | Payload Data Tapes: Payload checkout unit .... | 103 |
8/36C4 | Payload Data Tapes: Tapes relating to storage of database .... | 105 |
8/36C5 | Payload Data Tapes: Tapes relating of telemetry..... | 103 |
8/36.5A | Safety, Reliability & Quality Assurance | 101 or 103 |
8/36.5B | Problem Reporting and Corrective Action | 107 |
8/36.5C1 | Quality Assurance Surveillance: related to quality assurance audits.... | Remains as is. |
8/36.5C2(a) | Quality Assurance Surveillance: stamp audit documents | Remains as is. |
8/36.5C2(b) | Quality Assurance Surveillance: stamp issuance documents | Remains as is. |
8/36.5C3 | Quality Assurance Surveillance: electronic copies | Remains as is. |
8/37 | Occupational Safety and health administration (OSHA) citation files | Remains as is. |
8/38A |
RADIOACTIVE MATERIALS INSPECTION AND TEST FILES Office of Primary Responsibility |
Remains as is. |
8/38B | Other offices/copies | Remains as is. |
8/39 | RADIATION MONITORING AND DISPOSAL FILES | Remains as is. |
8/40 | RADIOACTIVE MATERIALS LICENSE FILES | Remains as is. |
8/40.5 | OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION (OSHA) CITATION FILES | Remains as is. |
8/41 | HEALTH AND MEDICAL CASE HISTORIES OF ASBESTOS WORKERS | Remains as is. |
8/41.5A |
CALIBRATION AND METROLOGY RECORDS Office of Primary Responsibility |
101 or 103 |
8/41.5B through 8/41.5D |
Remains as is. | |
8/42 | ASBESTOS RECORDS | Remains as is. |
8/43A through 8/43J |
ENVIRONMENTAL RECORDS
|
Remains as is. |
8/44A |
Wind tunnel facility - R&D project (MSFC only)
|
Closed Series; remains in same location. |
8/44B | National transonic wind tunnel (1980 - 1990) (LaRC only)This is a CLOSED Series | Closed Series; remains in same location. |
8/44C | Wind tunnel records - general | 107 |
8/45A |
Facilities project case files Office of primary responsibility - Headquarters. |
103 or 107 |
8/45B | Other offices/copies | 104 or 108 |
8/46 | PLANT ACCOUNTING FILES | Remains as is. |
8/47A through 8/47E |
AGENCY SPACE FILES
|
Remains as is. |
8/48A through 8/48F |
REAL PROPERTY FILES | |
8/49 | HOUSE APPLICATION FILES | Remain as is. |
8/50 | WALLOPS FLIGHT FACILITY BASE HOUSING TENANT RECORDS - NASA 53 BHTR | Remain as is. |
8/51 | WHITE SANDS TEST FACILITY FEDERAL HOUSING ADMINISTRATION (FHA) 809 HOUSING PROGRAM - NASA 73 FHAP | Remain as is. |
8/52 | SHOP PLANNING AND LAYOUT FILES | Remain as is. |
8/53A1 |
Federal structures design files Files selected for architectural, historical, and technological significance Drawings |
Remain as is. |
8/53A2 | Models | Remain as is. |
8/53B | Authorized projects | Remain as is. |
8/53C | Unauthorized projects | Remain as is. |
8/53D1 |
Drawings/specifications - active/on-going facilities Original drawings/specifications and calculations |
Remain as is. |
8/53D2(a) |
Voided drawings Hard copy drawing |
Remain as is. |
8/53D2(b) | Microfilm copy | Remain as is. |
8/53D3 | Historical drawings | Remain as is. |
8/53D4 |
Silver halide aperture cards of original drawings and/or microfilm of specifications
|
Remain as is. |
8/53D5 | All other office/copies | Remain as is. |
8/54 |
C of F construction/design files - corp of engineer (KSC only) CLOSED series of records
|
Closed Series; remains in current location. |
8/55 | C of F projects final reports | Remain as is. |
8/56A through 8/56C |
REPAIR AND UTILITY FILES
|
Remain as is. |
8/56.5A through 8/56.5D |
Remain as is. | |
8/57 | Astronaut medical reports/records | Remain as is. |
8/58 | Medical records - Test subjects | Remain as is. |
Old Schedule Location # |
Type(Schedule 7)
|
New Schedule Location
|
7/1 | R& D correspondence | 103 or 107 |
7/2A |
R&D project control files Director's office and/or Headquarters program office |
103 or 107 |
7/2B | Lab chiefs and supervising directors | 103 or 107 |
7/2C | Other copies | 104 or 108 |
7/3 | R&D source data files | 103 or 107 |
7/4A |
R&D long range planning files Headquarters and responsible office |
101 or 107 |
7/4B | Contributing offices (Hqs and Centers) | 103 or 107 |
7/4C | Other offices/copies | 104 or 108 |
7/5A1(a) | R&D project files - planning and approval Published reports, OPR | 101 or 107 |
7/5A1(b) | Working papers | 105 or 109 |
7/5A2 | Unpublished reports | 103 or 107 |
7/5A3(a) |
Program/Project documentation Decisions and rationale |
101 or 107 |
7/5A3(b) | Other records | 105 or 109 |
7/5B1 |
Technical reports Office of primary responsibility (OPR) |
101 or 107 |
7/5B2 | Other copies | 102 or 108 |
7/5C | Project lists | 103 or 107 |
7/5D1 |
Planning files Official set |
101 or 107 |
7/5D2 |
Other working/reference copies and Offices |
102 or 108 |
7/5E | Administrative - R&D | 105 or 109 |
7/6 | R&D program manager control files | 101 or 107 |
7/7Athrough7/7E |
Earth Observations Commercial Applications Program (SSC only)* Selected EOCAP I proposals |
Closed Series; continue in same location. |
7/8 |
NASA research announcements (NRA)*
|
Accepted NRA:101 or 107Rejected NRA:105 or 109 |
7/9A1 |
R&D Peer Review and Evals External Reviews - Accepted proposals |
101 or 107 |
7/9A2 | External Reviews - Rejected proposals | 109 |
7/9B1 | Internal Reviews - Accepted proposals | 101 or 107 |
7/9B2 | Internal Reviews - Rejected proposals | 109 |
7/10A | PAD (Headquarters) | 101 or 107 |
7/10B | PAD (Center) | 105 or 109 |
7/11 | Mgmt Project Files | 105 or 109 |
7/12A | R&D Specification Files/OPR | 101 |
7/12B | All other copies | 102 |
7/13 | Public Reactions to Major Projects | 101 or 107 |
7/14A | *RTOP (Research and Technology Objectives and Plans Summary (RTOPS)) CENTERS | 101 or 107 |
7/14B | All other copies | 102 or 108 |
7/14C | Electronic copies | 112 or 113 |
7/15 | R&D CenterTest Scheduling | 105 or 109 |
7/16 | Human experimental and research data records - NASA 10 HERD | 105 |
7/17 | Institutional operating plan (IOP) | 105 or 109 |
7/18A |
Drawings - R&D facilities files Office delegated responsibility for maintenance of official records set |
101 |
7/18B |
Hard copies if maintained on aperture cards |
102 |
7/18C | Other copies and offices | 102 |
7/19A1 |
Financial Reports - contracts and grants Headquarters, OPR Copy, June issue
|
Remains as is. |
7/19A2 | Other issues | Remains as is. |
7/19B | Other copies/offices | Remains as is. |
7/20A |
Allotment of funds (504s) Headquarters |
Remains as is. |
7/20B | Center | Remains as is. |
7/21A |
Budget and programming resources/apportionment files Correspondence |
Remains as is. |
7/21B1 |
Recurring reports of scientific research and development activities. Headquarters |
Remains as is. |
7/21B2 | Other copies/offices | Remains as is. |
7/21C1 |
Special Studies Headquarters |
Remains as is. |
7/21C2 | Other copies/offices | Remains as is. |
7/21D1 |
Apportionment and reapportionment schedules and memoranda schedules Headquarters |
Remains as is. |
7/21D2 | Other copies/offices | Remains as is. |
7/21E1 |
Budget report files Annual report |
Remains as is. |
7/21E2 | Other copies/offices | Remains as is. |
7/21F | Background working papers | Remains as is. |
7/21G1 |
Budget estimates and justification files Copies prepared or consolidated in formally organized budget offices |
Remains as is. |
7/21G2 |
Working copies, background materials, all Other office/copies |
Remains as is. |
7/22 | Program/Project operating plan (POP) | 105 or 109 |
7/23A |
Program/Project name files Case files of the Assoc Administrator for Public Affairs (HQS) |
101 or 107 |
7/23B | Other Offices/copies | 102 or 108 |
7/24A through 7/24C |
RESOURCES AUTHORITY WARRANTS (506s)
|
Remain as is. |
7/25A1 |
Airborne data acquisition General correspondence |
Remains as is. |
7/25A2 | Financial reports | Remains as is. |
7/25A3 | Flight schedules | Remains as is. |
7/25A4 | Job orders | Remains as is. |
7/25B | Maintenance records (current/historical) | Remains as is. |
7/25C1 |
Platform Aircraft - operational Transferred aircraft records |
Remains as is. |
7/25C2 | Aircraft no longer in inventory | Remains as is. |
7/25C3 | Current/active aircraft maintained in agency inventory | Remains as is. |
7/25C4 | CAD system | Remains as is. |
7/25C5 | Other offices/copies | Remains as is. |
7/25D | Configuration management files - various aircraft | Remains as is. |
Old # |
Type(Schedule 8)
|
New #
|
8/1 | DIPEC Loan | Remains as is. |
8/2A | Tool Drawing Files - Vellums, originals, & tracings | 103 |
8/2B | All other copies | 104 |
8/3 | Data Files on Organic Materials used in Planetary Spacecraft construction | 101 |
8/4A | R&D Corresp. - General Admin | 105 or 109 |
8/4B | Proj. Correspondence - Other | 103 or 107 |
8/4C | All Other Copies | 104 or 108 |
8/5A1 | R&D Project Files - Perm. | 101 |
8/5A2 | Temporary | 103 |
8/5A3 | All other copies | 102 |
8/5B1 | Nonselected Case Files | 107 |
8/5B2 | All other copies | 108 |
8/6 | Reserved | |
8/7 |
Apollo Documentation
|
Closed Series; continue in same location. |
8/8 | Space Flight Experiment/Invest Reduced Data | 101 or 107 |
8/9 | CCB Records | 103 or 107 |
8/10 | Config Mgmt - Space Shuttle | 101 |
8/11A | Design and engineering drawings for fabrication of display models and exhibits Original vellum drawings | 103 or 107 |
8/11B | Other offices/copies | 104 or 108 |
8/12A |
Standards and specification files Office of primary responsibility (OPR) |
101 |
8/12B | Other offices/copies | 102 |
8/13 | Advanced manned and unmanned mission studies | 101 or 107 |
8/14A |
Summary progress reports (R&D) Copies of reports retained by reporting office |
103 or 107 |
8/14B |
Feeder reports used for compilation of consolidated reports |
105 or 109 |
8/14C |
Consolidated reports consisting of an official file copy |
101 or 107 |
8/15A |
Pioneer spacecraft records Paper records |
101Closed Series |
8/15B |
Magnetic tapes
|
103Closed Series |
8/16 | Project Control Files | 103 or 107 |
8/17A1 | R&D experimental projects data files Significant project data files | 101 |
8/17A2 | Non-significant project data files | 107 |
8/17B | Data on electronic/computer media | 101 or 107 |
8/17C | Data that has been fully incorporated into reports | 105 or 109 |
8/17D | Other data files | 105 or 109 |
8/18A | Atmospheric science data (KSC only) Lightning data | 107 |
8/18B | LDAR records | 107 |
8/19A | Planetary geoscience program records Principal investigator's (PI) files/records | 109 |
8/19B | Other offices/copies | 110 |
8/20A |
Technical engineering publications files One record copy of each publication |
103 or 107 |
8/20B | Camera-ready copy | 105 or 109 |
8/21A |
Laboratory notebooks (R&D) Bound serially numbered official laboratory notebooks |
101 or 107 |
8/21B | Duplicated in technical reports or elsewhere | 105 or 109 |
8/21C | All other notebooks/copies | 105 or 109 |
8/22A1 |
Tracking and data acquisition - project minitrack analog charts Charts of selected stations |
102 or 108 |
8/22A2 | Charts of other stations | 102 or 108 |
8/22B | Goddard Space Flight Center | 101 or 107 |
8/23A1 |
Ground network program files Station Records |
103 |
8/23A2 | Program Planning Records | 101 |
8/23B | Balloon and sounding rocket records | 103 |
8/23C | Mission records | 101 |
8/23D | Systems records - STDN | 103 |
8/24A |
Operating briefing files (R&D) Original documentation |
105 or 109 |
8/24B | Other offices/copies | 106 or 110 |
8/25A1a |
MISSION OPERATION Video recordings Johnson Space Center -- Items 1-4 (JSC only) |
101 |
8/25A1b | 101 | |
8/25A1c | 101 | |
8/25A1d | 103 | |
8/8/25A1e | 103 | |
8/25A2a | Remains as is. | |
8/25A2b | 105 | |
8/25A3a | 101 | |
8/25A3b | 105 | |
8/25A4 | 101 | |
8/25A5 | Kennedy Space Center - Items 5-8 (KSC only) | 101 |
8/25A6 | 101 | |
8/25A7 | 103 | |
8/25A8a | 101 | |
8/25A8b | 102 | |
8/25B | Sts Video Tapes Of Minor Accidents, Mishaps, Or MalfunctionsSays MINOR | 103 |
8/25C1 | Still Photos (KSC only) | 101 |
8/25C2 | 101 | |
8/25C3a | 103 | |
8/25C3b | 103 | |
8/25D1ai | Technical Engineering Operations And Support For The SSP (KSC only) | 103 |
8/25D1aii | 103 | |
8/25D1bi | 103 | |
8/25D1bii | 103 | |
8/25D1c | 103 | |
8/25D1di | 103 | |
8/25D1dii | 103 | |
8/25D1e | 105 | |
8/25D1fi | 103 | |
8/25D1fii | 101 | |
8/25D1fiii | 103 | |
8/25D1g | 105 | |
8/25D2ai | 103 | |
8/25D2aii | 103 | |
8/25D2bi | 111 | |
8/25D2bii | 103 | |
8/25D2c | 103 | |
8/25D3a | 105 | |
8/25D3b | 103 | |
8/25D3c | 105 | |
8/25D3d | 105 | |
8/25D3e | 105 | |
8/25D3f | 105 | |
8/25D3g | 105 | |
8/25D3h1 | 105 | |
8/25D3h2 | 105 | |
8/25D3h3 | 105 | |
8/25D3i | 105 | |
8/25D4 | 105 | |
8/25D5a | 105 | |
8/25D5b | 105 | |
8/25D6 | 105 | |
8/25D7 | 106 | |
8/26A1 | Flight Readiness Review Files for STS 1 - 25 | 101 |
8/26A2 | Flight Readiness Review files for STS-26 and continuing flights | 101 |
8/26A3 | All other installations and copies | 102 |
8/26B1 | Programmatic records | 101 |
8/26B2 | Project/Organization unique records | 101 |
8/26B3 | Electronic copies of records | 112 |
8/27A1 | SSP FDF - Flights STS 51L | 101 |
8/27A2 | SSP FDF - Flights STS-26 and continuing missions | 101 |
8/27B | FDF Records Prior to STS-1 | 101 |
8/27C1 | ISS Operational Records | 101 |
8/27C2 | ISS Operational Records | 105 |
8/27C3 | Records created with electronic mail applications | 112 |
8/27.5A | Electronic database containing recommendation of program improvement | 101 |
8/27.5B | Electronic copies | 112 |
8/28A | Contractor Performance Evaluation Report: Project Manager's File | 103 |
8/28B | Contractor Performance Evaluation Report: Headquarters | 103 |
8/29A | Operations Program Progress Report: OPR | 101 |
8/29B | Operations Program Progress Report: All other offices/copies | 102 |
8/30A | STS 51-L Data Repository (JSC only) | 101 |
8/30B | STS 51-L Data Repository: All other installations | 102 |
8/31A1 | Audio Tapes - Manned Space Flights, etc.(JSC only): Master tapes | 101 |
8/31A2 | Audio Tapes - Manned Space Flights, etc. (JSC only): All other offices/copies | 102 |
8/31B | Audio Tapes - Spacecraft and Launch Vehicle Testing | 105 |
8/31C | Audio Tapes - Expendable Launch Vehicle Testing | 105 |
8/32 | Aircraft Crew MembersQualifications and PerformanceRecords | Remains as is. |
8/33 | Kennedy Space Center ShuttleTraining Certification System | Remains as is. |
8/34 | Johnson Space Center Astronaut Training | Remains as is. |
8/35 | Astronaut Selection Database | 101 |
8/36A1(a) | Payload Processing: Paper records | 111 |
8/36A1(b) | Payload Processing: Microfilm | 103 |
8/36A2 | Payload Processing: Entry control logs, etc. | 103 |
8/36A3 | Payload Processing: Operations, maintenance. ... | 105 |
8/36B1 | Payload Safety Data: Safety Office | 103 |
8/36B2 | Payload Safety Data: Payload Office | 103 |
8/36B3 | Payload Safety Data: All other offices/copies | 104 |
8/36C1 | Payload Data Tapes ... Automated test equipment, etc. | 103 |
8/36C2(a) | Payload Data Tapes: CITE Tapes | 105 |
8/36C2(b) | Payload Data Tapes: CAS Tapes | 105 |
8/36C3 | Payload Data Tapes: Payload checkout unit .... | 103 |
8/36C4 | Payload Data Tapes: Tapes relating to storage of database .... | 105 |
8/36C5 | Payload Data Tapes: Tapes relatingof telemetry..... | 103 |
8/36.5A | Safety, Reliability & Quality Assurance | 101 or 103 |
8/36.5B | Problem Reporting and Corrective Action | 107 |
8/36.5C1 | Quality Assurance Surveillance: related to quality assurance audits.... | Remains as is. |
8/36.5C2(a) | Quality Assurance Surveillance: stamp audit documents | Remains as is. |
8/36.5C2(b) | Quality Assurance Surveillance: stamp issuance documents | Remains as is. |
8/36.5C3 | Quality Assurance Surveillance: electronic copies | Remains as is. |
8/37 | Occupational Safety and health administration (OSHA) citation files | Remains as is. |
8/38A | RADIOACTIVE MATERIALS INSPECTION AND TEST FILES Office of Primary Responsibility | Remains as is. |
8/38B | Other offices/copies | Remains as is. |
8/39 | RADIATION MONITORING AND DISPOSAL FILES | Remains as is. |
8/40 | RADIOACTIVE MATERIALS LICENSE FILES | Remains as is. |
8/40.5 | OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION (OSHA) CITATION FILES | Remains as is. |
8/41 | HEALTH AND MEDICAL CASE HISTORIES OF ASBESTOS WORKERS | Remains as is. |
8/41.5A |
CALIBRATION AND METROLOGY RECORDS Office of Primary Responsibility |
101 or 103 |
8/41.5B Through 8/41.5D |
Remains as is. | |
8/42 | ASBESTOS RECORDS | Remains as is. |
8/43A through 8/43J |
ENVIRONMENTAL RECORDS
|
Remains as is. |
8/44A |
Wind tunnel facility - R&D project (MSFC only)
|
Closed Series; remains in same location. |
8/44B | National transonic wind tunnel (1980 - 1990) (LaRC only)This is a CLOSED Series | Closed Series; remains in same location. |
8/44C | Wind tunnel records - general | 107 |
8/45A |
Facilities project case files Office of primary responsibility - Headquarters. |
103 or 107 |
8/45B | Other offices/copies | 104 or 108 |
8/46 | PLANT ACCOUNTING FILES | Remains as is. |
8/47A through 8/47E |
AGENCY SPACE FILES
|
Remains as is. |
8/48A through 8/48F |
REAL PROPERTY FILES | |
8/49 | HOUSE APPLICATION FILES | Remain as is. |
8/50 | WALLOPS FLIGHT FACILITY BASE HOUSING TENANT RECORDS - NASA 53 BHTR | Remain as is. |
8/51 | WHITE SANDS TEST FACILITY FEDERAL HOUSING ADMINISTRATION (FHA) 809 HOUSING PROGRAM - NASA 73 FHAP | Remain as is. |
8/52 | SHOP PLANNING AND LAYOUT FILES | Remain as is. |
8/53A1 |
Federal structures design files Files selected for architectural, historical, and technological significance Drawings |
Remain as is. |
8/53A2 | Models | Remain as is. |
8/53B | Authorized projects | Remain as is. |
8/53C | Unauthorized projects | Remain as is. |
8/53D1 |
Drawings/specifications - active/on-going facilities Original drawings/specifications and calculations |
Remain as is. |
8/53D2(a) |
Voided drawings Hard copy drawing |
Remain as is. |
8/53D2(b) | Microfilm copy | Remain as is. |
8/53D3 | Historical drawings | Remain as is. |
8/53D4 |
Silver halide aperture cards of original drawings and/or microfilm of specifications
|
Remain as is. |
8/53D5 | All other office/copies | Remain as is. |
8/54 |
C of F construction/design files - corp of engineer (KSC only) CLOSED series of records
|
Closed Series; remains in current location. |
8/55 | C of F projects final reports | Remain as is. |
8/56A through 8/56C |
REPAIR AND UTILITY FILES
|
Remain as is. |
8/56.5A through 8/56.5D |
Remain as is. | |
8/57 | Astronaut medical reports/records | Remain as is. |
8/58 | Medical records - Test subjects | Remain as is. |